Introduction

After the age of 50 years, more than one in two women and one in five men will suffer a fracture during their remaining lifetime [1, 2]. Fractures result in high economic costs, morbidity, disability, mortality, and subsequent fractures, which are highest immediately after fracture, but remain increased during long-term follow-up [3-7]. It is estimated that 20% to 50% of fractures related to osteoporosis can be prevented by specific osteoporosis drug treatment as reported in randomized controlled clinical trials (RCTs). However, there is a large discrepancy between the relative high adherence to osteoporosis medication in RCTs (e.g., in the Fracture Intervention Trial in postmenopausal women with increased fracture risk, compliance of >74% was found in 96% of the participants [8]), and the poor adherence in daily clinical practice [9, 10]. The main components of adherence are compliance (how correctly, in terms of dose and frequency, a patient takes the available medication) and persistence (how long a patient receives therapy after initiating treatment), but these definitions vary among publications [11].

We used the following definitions. Compliance was defined as the extent to which a patient acts in accordance with the prescribed interval and dose of a dosing regimen, and persistence as the duration of time from initiation to discontinuation of therapy and adherence as a general term encompassing both persistence and compliance [12]. Compliance and persistence for medications used in chronic diseases are notoriously poor, and osteoporosis is no exception. About 50% of patients fail to comply or persist with osteoporosis treatment within 1 year [13, 14]. Most importantly, low compliance and persistence result in a significantly lower anti-fracture effect, as has been shown for bisphosphonates [9, 13-24]. Although cut-off points are arbitrary and could lead to loss of information, a medication possession ratio (MPR) of 80% or greater is commonly regarded as the lowest threshold for optimal efficacy in the prevention of fractures [14, 19].

Little is known about the extent to which patients after discontinuing treatment in the routine care restart or switch to other drugs in the same class. In one retrospective study, it was found that of the patients who stopped therapy for at least 6 months, an estimated 30% restarted treatment within 6 months, and 50% restarted within 2 years [25]. Factors that are related to low compliance and/or persistence in daily practice are difficult to identify [13]. Insofar they have been studied, they include characteristics related to the drug (such as adverse events, cost, and dosing), to the patient (such as education, information, co-morbidity, and co-medication), and to the doctor (such as follow-up strategies and adherence to osteoporosis guidelines) [20, 26, 27].

In a retrospective, longitudinal, large prescription database covering more than 70% of the Dutch population, we studied adherence in terms of 12-month compliance and persistence, characteristics of non-persistent patients (gender, age, living area, co-morbidity, co-medication, and prescriber) and analyzed during 18 months after stopping the extent of restart or switch to other osteoporosis medication in non-persistent patients.

Methods

Data source

The study was carried out in the routine practice setting in the Netherlands. Data were obtained from the IMS Health’s longitudinal prescription database (LRx, affiliate Capelle ad Ijssel, Netherlands). This source consists of anonymized patient longitudinal prescription records from a representative sample of pharmacies and dispensing general practitioners (GPs) with a coverage of 73% of the retail dispensing corresponding to the drug consumption of 11.9 million of the 16.5 million Dutch inhabitants. In the Netherlands, ambulant patients visiting a specialist also receive their medication via the retail channel, and so this dispensing is also covered by the database. The computerized drug-dispensing histories contain complete data concerning the dispensed drug, type of prescriber, dispensing date, dispensed amount, prescribed dose regimen, and the prescription length. Data for each patient were anonymized in each pharmacy independently without linkage of the dispensed prescriptions to the same unique patient across pharmacies.

Patients in Netherlands are usually loyal to one pharmacy [28]. Because moving to other home (e.g., nursing home) or dying could bias the persistence, we performed an additional persistence analysis and compared persistence of osteoporosis medication in patients who did and did not refill other medications.

All oral drugs which are prescribed for osteoporosis in the Netherlands were evaluated (Table 1). No distinction between alendronate 10 and 70 mg branded or generic could be made because pharmacies are free to dispense the variant they prefer irrespective of the doctors prescribing, but Fosavance ® could be identified. Compliance and persistence for calcium and vitamin D supplements were not analyzed.

Table 1 MPR analysis of mean 12-month compliance with three or more prescriptions of one of ten oral osteoporosis drugs in 105,506 patients

Analysis of adherence included two distinct, albeit overlapping, components; compliance (in a cohort of non-switching and persistent patients), and persistence (in a cohort of patients who started osteoporosis medication) and was further evaluated in non-persistent patients for subsequent switch or definite non-persistence.

Compliance

Compliance was expressed as the medication possession ratio (MPR), calculated by dividing the supply of drugs in treatment days by the interval time between first and last date of dispensing [29, 30]. Over a period of 1 year (November 2007–October 2008), all patients who started or who were already previously on osteoporosis medication and who did not switch between the studied osteoporosis drugs and had at least three prescriptions were selected. This last restriction was chosen for reasons of reducing individual variability of dispensing rate. As a rule in the Netherlands, one prescription covers maximally 90 days. In this analysis, we started with 153,903 patients and ended with 105,506 patients. A total of 12,263 patients were lost because of drug switching and 36,134, because they received less than three prescriptions.

Persistence

The 1-year rates of persistence with treatment were defined as the percentage of patients who used the drug for at least 365 days without failure to receive a refill and without switching to another oral osteoporosis drug. Such evaluation of persistence provides insight into the duration of treatment supply [11, 30, 31]. The treatment episode was defined as the period of time in which the patient continuously used the specific drug. If the gap between consecutive dispensing dates was more than 6 months, the last prescription of the drug before this gap was considered as the last prescription. The treatment period lasts from start date till end date of this last prescription using the therapy duration of this last prescription as recorded by the pharmacy. Each patient was judged during 365 days as being either persistent (still on medication on drug of start) or non-persistent (no longer using this drug of start). Persistence after 1 year was calculated and used to correlate with factors that could influence 1-year persistence. Patients who stopped the initial drug during the first half year were followed during an additional 18 months.

For the analysis of 12 months’ persistence, data were obtained from the LRx database between September 2006 and October 2008. All consecutive patients starting one of the available oral osteoporosis drugs between March and May 2007 and not receiving prescriptions of that particular drug during at least 6 months previous to the start were included. This timing selection allowed in all patients to include a 6-month follow-up (trailing) period and a 6-month lookback period (Fig. 1).

Fig. 1
figure 1

Analysis of 12 months’ persistence

In this analysis, we started with a total of 171,293 patients having any osteoporosis medication of which 168,749 received oral medication. Most patients (n = 99,148) received their first prescription in our prescription database in the lookback period or during reporting and trailing period (n = 60,975), which results in 8,626 starters for the analysis of persistence. Moving to another address (e.g., nursing home) or death during follow-up could have biased the persistence results. Therefore, persistence was also separately analyzed in patients who also continued other than osteoporosis medications at the end of the period.

Determinants of persistence

In order to explore factors that could be related to 12-month persistence, three groups of possible determinants were recorded. First, we used the patient-depending information like age, gender, sex, and rurality of the patients’ pharmacy. Second, we studied the co-medications at start and in the trailing period. Third, we added the specialty of the prescriber who prescribed the first osteoporosis drug. Co-medications were analyzed for ten treatment segments, each corresponding with one or more therapeutic areas. Some treatment classes had a relation to osteoporosis (e.g., calcium, vitamin D, and glucocorticosteroids) and others were chronic medication classes for other diseases (e.g., cardiovascular diseases)

Follow-up of stoppers

Patients who stopped with the drug of start due to lack of renewal prescriptions for any oral osteoporosis drug were selected. As illustrated in Fig. 1, these patients are tracked for 18 months of which the first 6 months, the trailing period, serve to measure their stopping on the medication. The follow-up of these patients is observed during the connecting period of 12 months in which a new prescription for any oral osteoporosis drug is reported. We observed in our prescription database 38,349 patients receiving a prescription for an oral osteoporosis drug per month, of which 35,207 were receiving osteoporosis medication during the following 6 months. We choose to include these stoppers for 3 months, resulting in a total group of 9,372 stoppers.

Statistical analysis

Determinants of persistence were analyzed by logistic multivariate regression model with adjusted odds ratios (or with 95% confidence interval) using SAS version 9.1. Statistical significance for the model was defined at an alpha level of 0.05. The independent covariates were included by a forward stepwise selection technique with an entry probability of 0.05. The Hosmer and Lemeshow Goodness-of-Fit test was used to assess the reliability of the model [32]. For the significance testing of differences in the MPR, a univariate logistic regression model was used.

Results

Compliance

The cohort available for evaluating 12-month compliance included 105,506 patients. On average, the 12-month MPR of >80% was found in 91% of patients. Compliance was significantly less than the total mean for etidronic acid (85.7%), strontium ranelate (79.1%), and ibandronic acid (89.0%; Table 1). About 10% of all patients had an MPR of below 80%, and 5% collected more medication than needed (MPR >120%). Around 85% of the patients had a MPR between 80% and 120% (Fig. 2).

Fig. 2
figure 2

12 months’ compliance (MPR) by product and intake frequency of oral osteoporosis medication

Persistence

The cohort available for evaluating persistence in starters consisted of 8,626 patients. The baseline characteristics of the study population are shown in Table 2. Mean age was 69.2 years (standard deviation, 13.8 years), 80% were women, 28% had their pharmacy in high densely populated cities, and 63% of the start prescriptions were from GPs. Most patients (95%) were receiving medication of other drug classes at the moment they started osteoporosis medication, of whom 75% had three or more medication classes prescribed and 37% had five.

Table 2 Baseline characteristics of 8,626 patients and adjusted odds ratios for variables influencing 12 months’ persistence

The three most frequently prescribed oral drugs for starters on osteoporosis were alendronic acid 70 mg weekly (42.9%), risedronic acid 35 mg weekly (21.1%), and the weekly combination of 70 mg alendronic acid together with vitamin D3 (11.2%). The three least frequently prescribed medications were raloxifene (0.7%), risedronic acid 5 mg (1.0%), and alendronic acid 10 mg (2.8%). After 3 months, 70% of patients were persistent and 43%, after 12 months (Fig. 3).

Fig. 3
figure 3

12 months’ persistence (%) of oral osteoporosis medication

Compared to the mean persistence of all medications, patients using weekly one-tablet alendronic acid 70 mg combined with 2,800 IU vitamin D3 had the highest persistence after 12 months (52.7%; OR, 1.41; CI, 1.21, 1.63). Lowest persistence was found with strontium ranelate (21.9%; OR, 0.27; CI, 0.23, 0.43), daily alendronic acid 10 mg (23.2%; OR, 0.31; CI, 0.23, 0.43), cyclic etidronate (28.5%; OR, 0.42; CI, 0.32, 0.56), and raloxifene (33.3%; OR, 0.53; CI, 0.31, 0.92). Persistence was 23–40% with daily, 42–53% with weekly, and 46% with monthly bisphosphonates. One-year persistence was 52% in patients who also continued other medications compared to 43% in the total persistence population. In the multivariate analysis, 1-year persistence was higher with increasing age (OR, 1.41 to 1.64, according to age and compared to patients of 60 years and younger), medium-or lower-density urbanization (OR, 1.39 to 1.44 compared to lower urbanization as compared to very high-density urbanization of the patients), previous use of calcium and/or vitamin D (OR, 1,26; CI, 1.13, 1.39 as compared to no calcium/vitamin D), and use of multimedication at the start (OR, 9.31; CI, 7.93, 40.92 as compared to no multimedication). One-year persistence was lower in users of cardiovascular medication (OR, 0.88; CI, 0.79, 0.97 versus no use) and of glucocorticoids (OR, 0.65; CI, 0.59, 0.72 versus no use). The sensitivity and specificity used were both 65% which indicates that, although significance of individual variables was reached, there were also other (unknown) factors that influence the persistence. As can be seen in Table 2 under medication lookback period, 1,221 patients who were already treated with osteoporosis medication appeared not to influence the persistence of a new anti-osteoporosis drug. In other words, switching to another osteoporosis drug did not influence persistence.

Follow-up of stoppers

The follow-up of non-persistence 18 months after stopping the medication is shown in Fig. 4. During a further follow-up of 18 months in non-persistent patients, restart with oral osteoporosis drugs was found in 22.3%, of whom 85% restarted the original drug (18.9% of stoppers), and 15% switched to another oral osteoporosis medication (3.4% of stoppers), mostly bisphosphonates.

Fig. 4
figure 4

18 months’ follow-up of stoppers on osteoporosis medication

Discussion

This is the largest survey to date on adherence (in terms of both compliance and persistence) to the whole spectrum of oral anti-osteoporotic drugs carried out on a national scale in a routine practice setting. Analyses of this source are derived from samples of the ongoing IMS Health’s longitudinal prescription database covering ~11.5 of the 16.5 million community dwelling Dutch residents. This database differs from another Dutch database called the PHARMO Record Linkage System that contains pharmacy-dispensing data of about 2 million residents linked to a hospital discharge register [33, 34]

Compliance

On average, 91% of the patients taking oral osteoporosis medication had an MPR of ≥80%, which generally is considered as the optimal percentage for bisphosphonate treatment to be effective in preventing fractures [14]. This MPR is higher than in most other studies. This can be explained by several reasons. First, the method we used to calculate the compliance differs from other publications by including only patients with at least three prescriptions in a 1-year period, whereas in other studies, patients who had less than three prescriptions or using shorter (90 days) or even longer study periods of 2 years were included [14, 24]. Thus, our group of patients had already shown persistence during a relative long time of at least 9 months over a 12-month period, and could therefore be more compliant. Second, we included both new patients starting on osteoporosis medication and existing patients who were already treated, whereas many studies included only new patients [14, 25, 33, 35] who have lower persistence than patients already on treatment. However, as it can be seen in Table 2 under medication lookback period that 1,221 patients who were already treated with osteoporosis medication appeared not to influence the persistence of a new anti-osteoporosis drug. Third, a high compliance could be specific for the Dutch population as all prescribed osteoporosis medications including calcium and vitamin D were reimbursed. Another study on compliance in the Netherlands using other databases and 3, 6, and 12-month intervals after start of therapy showed a relatively high compliance (58%) in patients who started medication, including also non-persistent patients [34]. Recent compliance data from Sweden with comparable reimbursement also showed a high MPR with even an average of 94.6% in a large cohort of patients [36]. When reimbursement is offered, a patient’s attitude could change to obtain more frequently prescriptions from physicians and deliveries from pharmacies. Therefore, different reimbursement rules could be important in judging the MPR in different parts of the world.

Persistence

One-year persistence was low (43%), and in line with other studies from the Netherlands in which persistence of bisphosphonates was 30–52% [33] and 44% [37]. Siris and co-workers [14] compared persistence rates in different studies, mainly in bisphosphonate users, and found a 1-year persistence ranging from 24% [38] to 61% [35].

As expected and reported by others [29, 33], persistence was significantly lower for daily than for weekly bisphosphonates, but also lower for other daily medications, such as raloxifene and strontium ranelate. Thus, in spite of the fact that the intake of raloxifene and strontium ranelate has no restrictions as compared to bisphosphonates (in terms of staying without food and not lying down for 30 to 60 min), presumably, the daily intake contributes to lower persistence. The low persistence for strontium ranelate (21.7%) could additionally be the result of the warning by the EMEA [39] on the DRESS syndrome which was associated with two lethal adverse events, which was also reported in the Dutch lay media. Indeed, from the date of that announcement (6–9 months after start of the persistence cohort), persistence dropped from 46% to 22%.

Quite unexpected was the finding that the persistence of monthly ibandronic acid (46%) was significantly lower than weekly alendronic acid with vitamin D (53%). This is in contrast with the PERSIST study [40] in which the 6-month persistence was 57% with weekly ibandronic acid as compared to 39% for weekly alendronic acid (p < 0.0001), but was also found in a US prescription database [41], in which discontinuation with ibandronic acid was 10% higher than with weekly alendronic acid (p < 0.0001). This discrepancy between persistence in clinical studies and in the field of daily clinical practice underscores the importance of post-marketing surveillance for persistence.

The low persistence for oral osteoporosis medications is quite unexpected, taking into account that guidelines for osteoporosis in the Netherlands were available since 2002, i.e., some 5 years before this survey [42]. However, in these guidelines, no advices were given on monitoring treatment and repeat bone densitometry was discouraged, as at the time these guidelines were developed (1998–2002), no studies were available on the effect of clinical or bone densitometry monitoring on persistence. This resulted in most patients treated for osteoporosis in a clinical monitoring vacuum from the start and during many years.

Meanwhile, several studies have shown that persistence can be improved by clinical monitoring. Adherence is higher in clinical trials than in daily clinical practice. Several interventions on patients’ education have been studied to improve adherence, with small to no results [43, 44]. In a recent randomized controlled study, monitoring in daily clinical practice after 12, 24, and 36 weeks by a nurse during a personal contact and using a standardized questionnaire improved MPR (>75%) from 42% (CI, 22–62%) without monitoring to 65% (CI, 52–79%) with clinical monitoring (p = 0.04) [45]. Measuring bone markers did not improve MPR in that study. In a 1-year persistence study with risedronate which included a doctor’s visit after 13 and 15 weeks, persistence was 80% [46]. This persistence was considered unexpectedly high, but was probably just the result of clinical monitoring by the doctor. Persistence could thus be improved by clinical monitoring with personal nurse–patient or doctor–patient visits. Clinical research is indicated on how to further optimize persistence. A hopeful novel intervention by motivational interviewing is now investigated in a blinded randomized controlled trial [47].

Factors related to non-persistence

Several characteristics of non-persistence could be identified. Apart from the differences in persistence according to medications, differences were also found in other factors that could be analyzed. However, even in patients with factors that contributed significantly to higher persistence, the persistence remained low (e.g., >45–46% in patients older than 60 years compared to 36% in patients younger than 60 years). Even in patients with the most strong positive odds ratio (multimedication during follow-up), the persistence was 52%. Remarkably, persistence was significantly lower in glucocorticoid users (38%). One would expect a much more favorable adherence for osteoporosis drugs because of the negative effects of glucocorticoids on bone. On the other hand, the use of bisphosphonates could worsen gastric adverse events caused by glucocorticoids. Rossini and co-workers [48] from Italy described positive associations between glucocorticosteroid and anti-inflammatory treatment for the compliance with osteoporosis medication. They found on the other hand a decrease of the compliance of osteoporosis drug usage in patients on benzodiazepines or gastro-protective drugs. An important difference with our study is that we studied medications which were prescribed during 6 months before the start of the osteoporosis treatment and not necessarily during this treatment.

Follow-up after non-persistence

During 18 months after stopping in the last 12 months, 78% of the patients still didn’t restart osteoporosis drugs. Switching between treatments was almost limited to switching from one bisphosphonate to another. In most studies on adherence of chronic oral treatments, stopping of medication is almost an endpoint, without analyzing how long patients stop, or restart or switch. Almost no literature is available about restarting osteoporosis medication after the first prescription year. In the US, Brookhart and colleagues [25] described in a group of elderly women with low or moderate income the restart of osteoporosis medication. They found that of the patients who stopped therapy for 60 days, an estimated 30% restarted treatment within 6 months, and 50% within 2 years. Patients who stop medication for only 60 days are possibly more motivated to restart. However, they did not report separately restart of medication in patients who stopped medication during longer follow-up.

The strengths of the study are the extensive representative data source, nationwide coverage, and the multiple regression on non-persistence so that reliable conclusions can be drawn. We also detected factors that were related to compliance and non-compliance, and which explained 65% of the variance in persistence. The clinical implications of our findings deserve further studies to optimize adherence. It will be important in future studies to prolong the follow-up time of persistence and non-persistence, to study in prospective trials factors related to patients and doctors that contribute to compliance, and to link the pharmacy data to osteoporosis history, diagnosis, and clinical follow-up. Calculating a predictive model that delivers the types of patients having the best and the worst prognosis on persistence can be of great help for physicians. Other additional research has to be focused on a better understanding of the significantly lower persistence of patients treated with glucocorticosteroids and influence of other co-medications.

This study has also several limitations. First, the retrospective character of the design could cause bias. Moving to another address (e.g., nursing home) or death during follow-up could have biased the persistence results. Indeed, persistence for osteoporosis medication was 52% in patients who also continued other medications, compared to 43% in the total persistence population, but persistence curves of the individual osteoporosis medications were comparable between these groups (data not shown). However, since especially younger patients had lowest persistence, underestimation of persistence due to death or moving to other locations such as nursing home is unlikely. Even taking into account the more conservative number of patients with concurrent medication, the persistence was low. Second, the appropriateness of osteoporosis medication could not be analyzed because no information on fracture or bone mineral density was present in the database used. Third, no knowledge about the reason for stopping treatment is available. Such information will be of great importance in future research. Fourth, no information is available about the medical history whether the drug is taken correctly at the correct time of the day, too large doses to compensate for forgotten doses, pill dumping or stockpiling, etc. as these aspects were not part of the study design. Fifth, branded and generic alendronic acid could not be distinguished. This could be of importance since it was suggested that persistence of generic alendronic acid was poorer [49, 50]. Sixth, no data on intravenous or subcutaneous osteoporosis treatments could be analyzed because these drugs are either delivered to the patients in the hospital or by special ambulatory pharmacies. However, at the time of the study, zoledronate was only scarcely used. Seventh, it could not be taken into account if stoppers only visited the pharmacy for osteoporosis medication or also visit the pharmacy for other medications after stopping. The actual percentage of patients who stopped during the 18-month follow-up might therefore be lower. However, at the time of the investigation, intravenous bisphosphonates or subcutaneously teriparatide injections were only scarcely used, but no data were available on eventual death as the patients were anonymized.

In conclusion, compliance in non-switching and persistent patients was >90%, but more than half of the patients starting oral medication for osteoporosis were non-persistent within 1 year, and 78% of the non-persistent patients did not restart or switch to other treatment regimens during a further follow-up of 18 months. These data indicate a major failure to adequately treat patients at high risk for fractures in daily clinical practice.