Skip to main content

Sleep and waking in mutant mice that do not express various proteins involved in serotonergic neurotransmission such as the serotonergic transporter, monoamine oxidase A, and 5-HT1A, 5-HT1B, 5-HT2A, 5-HT2C and 5-HT7 receptors

  • Chapter
Serotonin and Sleep: Molecular, Functional and Clinical Aspects

Abstract

Sleep studies in knockout mice have investigated the effects on sleep and wakefulness of targeted disruption of genes controlling various proteins involved in serotonergic neurotransmission, particulary proteins that regulate serotonin (5-hydroxytryptamine, 5-HT) concentration in the extracellular space: the serotonin transporter (5-HTT) and catabolytic enzyme, monoamine oxidase A (MAOA), as well as serotonergic receptors such as the 5-HT1A, 5-HT1B, 5-HT2A, 5-HT2C and 5-HT7 sub-types. Mutant mice that do not express the 5-HTT, 5-HT1A or 5-HT1B receptors exhibit larger amounts of rapid eye movement (REM) sleep than their wild-type counterparts. In the case of 5-HT1A-/- and 5-HT1B-/- mice, the sleep phenotype is mimicked by pharmacological blockade of 5-HT1A and 5-HT1B receptors, respectively. This indicates that no major compensatory mechanisms have developed in these mutants, and that REM sleep is under tonic inhibitory control of serotonin via these receptors, and particularly the 5-HT1A sub-type. In contrast, pharmacological blockade of the 5-HTT in wild-type mice has effects on REM sleep opposite to those of the transporter gene deletion. In the same manner, ablation of the monoamine oxidase A (MAOA) gene results in no major impairment of sleep, whereas pharmacological inhibition of MAOA induces dramatic REM sleep decrease. These opposite effects might be related to the desensitization of 5-HT1B receptors in 5-HTT-/-, and of 5-HT1A receptors in MAOA-/- mutants, but it seems essentially accounted for by the lack of clearance of serotonin from the extracellular space during early life. Indeed, protection of the brain from this serotonin overload during early life (by treatment with an inhibitor of serotonin synthesis or with a 5-HT1A-/- receptor antagonist) rescues a lasting wild-type phenotype in 5-HTT-/- mice. In contrast to the previous mutants, 5-HT7-/- mice exhibit reduced amounts of REM sleep, a profile identical to that obtained in rats after pharmacological blockade of 5-HT7 receptors. This indicates that the latter receptor type mediate a serotonergic facilitation of REM sleep. Finally, non-REM (NREM) sleep is affected after mutations involving 5-HT2 receptors. Both 5-HT2A-/- and 5-HT2C-/- mutants exhibit reduced NREM sleep amounts compared to wild-type mice, and no change of REM sleep. However, pharmacological inactivation of each receptor type induces an effect opposite to the genetic invalidation, i.e., enhancement or no change of NREM sleep, and pronounced inhibition of REM sleep. Investigations of the response to sleep deprivation, total or REM selective, and to immobilization stress indicate that mutants have lost their homeostatic sleep properties, except for 5-HT2C-/- mice that exhibit enhanced rebound of cortical slow wave activity after sleep deprivation. In all constitutive mutants examined with pharmacological tools, sleep regulations reflect adaptations at serotonergic proteins other than the one involved in the mutation. These adaptive processes might participate in the sleep phenotype in addition to the mutation itself. To dissect more precisely the role of serotonin components in sleep regulations, the data obtained from constitutive mutant mice need to be complemented using the new molecular tools such as inducible knockout and lentiviral technology. Altogether, the studies performed to date have demonstrated the complex role ofserotonin in sleep-wakefulness regulations, particularly when taking into account the developmental components. In that sense, constitutive mutants might be interesting to help define “critical” developmental periods related to vulnerability to sleep disorders that probably parallel emotional impairments.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 169.00
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 219.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  1. Ursin R (2002) Serotonin and sleep. Sleep Med Rev 6: 55–67

    Article  PubMed  Google Scholar 

  2. Wisor JP, Wurts SW, Hall FS, Lesch KP, Murphy DL, Uhl GR, Edgar DM (2003) Altered rapid eye movement sleep timing in serotonin transporter knockout mice. Neuroreport 14: 233–238

    Article  PubMed  CAS  Google Scholar 

  3. Alexandre C, Popa D, Fabre V, Bouali S, Venault P, Lesch KP, Hamon M, Adrien J (2006) Early life blockade of 5-HT1A receptor normalizes sleep and depression-like behavior in adult knock-out mice lacking the serotonin transporter. J Neurosci 2006 26: 5554–5564

    Article  PubMed  CAS  Google Scholar 

  4. Fabre V, Beaufour C, Evrard A, Rioux A, Hanoun N, Lesch KP, Murphy DL, Lanfumey L, Hamon M, Martres MP (2000) Altered expression and functions of serotonin 5-HT1A and 5-HT1B receptors in knock-out mice lacking the 5-HT transporter. Eur J Neurosci 12: 2299–2310

    Article  PubMed  CAS  Google Scholar 

  5. Bouali S, Evrard A, Chastanet M, Lesch P, Hamon M, Adrien J (2003) Hormonedependent desensitization of 5-HT1A autoreceptors in knock-out mice deficient in the 5-HT transporter: electrophysiological, autoradiographic and hypothermic responses. Eur J Neurosci 18: 2203–2212

    Article  PubMed  Google Scholar 

  6. Monaca C, Boutrel B, Hen R, Hamon M, Adrien J (2003) 5-HT1A/1B receptor-mediated effects of the selective serotonin reuptake inhibitor, citalopram, on sleep. Studies in 5-HT1A and 5-HT1B knockout mice. Neuropsychopharmacology 28: 850–856

    PubMed  CAS  Google Scholar 

  7. Li Q, Wichems C, Heils A, Lesch KP, Murphy DL (2000) Reduction in the density and expression, but not G-protein coupling, of serotonin receptors (5-HT1A) in 5-HT transporter knockout mice: gender and brain region differences. J Neurosci 20: 7888–7895

    PubMed  CAS  Google Scholar 

  8. Boutrel B, Evrard A, Seif I, De Maeyer E, Hamon M, Adrien J (2000) Circadian rhythms of sleep-wakefulness, motor activity and body temperature in mutant mice lacking monoamine oxidase A. J Sleep Res 9(Suppl. 1): 24

    Google Scholar 

  9. Real C, Popa D, Seif I, Callebert J, Launay JM, Adrien J, Escourrou P (2007) Sleep apneas are increased in mice lacking monoamine oxidase A. Sleep 10:1295–1302

    Google Scholar 

  10. Cases O, Vitalis T, Seif I, De Maeyer E, Sotelo C, Gaspar P (1996) Lack of barrels in the somatosensory cortex of monoamine oxidase A-deficient mice: role of a serotonin excess during the critical period. Neuron 16: 297–307

    Article  PubMed  CAS  Google Scholar 

  11. Evrard A, Malagié I, Laporte AM, Boni C, Hanoun N, Trillat AC, Seif I, De Maeyer E, Gardier A, Hamon M, Adrien J (2002) Altered 5-HT neurotransmission in the brain of MAO-A knock-out mice. Eur J Neurosci 15: 841–851

    Article  PubMed  CAS  Google Scholar 

  12. Boutrel B, Franc B, Hen R, Hamon M, Adrien J (1999) Key role of 5-HT1B receptors in the regulation of paradoxical sleep as evidenced in 5-HT1B knock-out mice. J Neurosci 19: 3204–3212

    PubMed  CAS  Google Scholar 

  13. Boutrel B, Monaca C, Hen R, Hamon M, Adrien J (2002) Involvement of 5-HT1A receptors in homeostatic and stress-induced adaptive regulations of paradoxical sleep: studies in 5-HT1A knock-out mice. J Neurosci 22: 4686–4692

    PubMed  CAS  Google Scholar 

  14. Riad M, Garcia S, Watkins KC, Jodoin N, Doucet E, Langlois X, el Mestikawy S, Hamon M, Descarries L (2000) Somatodendritic localization of 5-HT1A and preterminal axonal localization of 5-HT1B serotonin receptors in adult rat brain. J Comp Neurol 417: 181–194

    Article  PubMed  CAS  Google Scholar 

  15. Stanford IM, Lacey MG (1996) Differential actions of serotonin, mediated by 5-HT1B and 5-HT2C receptors, on GABA-mediated synaptic input to rat substantia nigra pars reticulata neurons in vitro. J Neurosci 16: 7566–7573

    PubMed  CAS  Google Scholar 

  16. Bramley JR, Sollars PJ, Pickard GE, Dudek FE (2005) 5-HT1B receptor-mediated presynaptic inhibition of GABA release in the suprachiasmatic nucleus. J Neurophysiol 93: 3157–3164

    Article  PubMed  CAS  Google Scholar 

  17. Maura G, Raiteri M (1986) Cholinergic terminals in rat hippocampus possess 5-HT1B receptors mediating inhibition of acetylcholine release. Eur J Pharmacol 129: 333–337

    Article  PubMed  CAS  Google Scholar 

  18. Laporte AM, Lima L, Gozlan H, Hamon M (1994) Selective in vivo labelling of brain 5-HT1A receptors by [3H]WAY 100635 in the mouse. Eur J Pharmacol 271: 505–514

    Article  PubMed  CAS  Google Scholar 

  19. Sari Y, Miquel MC, Brisorgueil MJ, Ruiz G, Doucet E, Hamon M, Vergé D (1999) Cellular and subcellular localization of 5-hydroxytryptamine1B receptors in the rat central nervous system: immunocytochemical, autoradiographic and lesion studies. Neuroscience 88: 899–915

    Article  PubMed  CAS  Google Scholar 

  20. Bortolozzi A, Amargos-Bosch M, Toth M, Artigas F, Adell A (2004) In vivo efflux of serotonin in the dorsal raphe nucleus of 5-HT1A receptor knockout mice. J Neurochem 88: 1373–1379

    Article  PubMed  CAS  Google Scholar 

  21. Guilloux JP, David DJ, Guiard BP, Chenu F, Reperant C, Toth M, Bourin M, Gardier AM (2006) Blockade of 5-HT1A receptors by (+/−)-pindolol potentiates cortical 5-HT outflow, but not antidepressant-like activity of paroxetine: microdialysis and behavioral approaches in 5-HT1A receptor knockout mice. Neuropsychopharmacology 31: 2162–2172

    PubMed  CAS  Google Scholar 

  22. Parsons LH, Kerr TM, Tecott LH (2001) 5-HT(1A) receptor mutant mice exhibit enhanced tonic, stress-induced and fluoxetine-induced serotonergic neurotransmission. J Neurochem 77: 607–617

    Article  PubMed  CAS  Google Scholar 

  23. Malagie I, Trillat AC, Bourin M, Jacquot C, Hen R, Gardier AM (2001) 5-HT1B autoreceptors limit the effects of selective serotonin re-uptake inhibitors in mouse hippocampus and frontal cortex. J Neurochem 76: 865–871

    Article  PubMed  CAS  Google Scholar 

  24. Gardier AM, David DJ, Jego G, Przybylski C, Jacquot C, Durier S, Gruwez B, Douvier E, Beauverie P, Poisson N et al (2003) Effects of chronic paroxetine treatment on dialysate serotonin in 5-HT1B receptor knockout mice. J Neurochem 86: 13–24

    Article  PubMed  CAS  Google Scholar 

  25. Tissier MH, Lainey E, Fattaccini CM, Hamon M, Adrien J (1993) Effects of ipsapirone, a 5-HT1A agonist, on sleep-wakefulness cycles: probable post-synaptic action. J Sleep Res 2: 103–109

    Article  PubMed  Google Scholar 

  26. Horner RL, Sanford LD, Annis D, Pack AI, Morrison AR (1997) Serotonin at the laterodorsal tegmental nucleus suppresses rapid-eye-movement sleep in freely behaving rats. J Neurosci 17: 7541–7552

    PubMed  CAS  Google Scholar 

  27. Thakkar MM, Strecker RE, McCarley RW (1998) Behavioral state control through differential serotoninergic inhibition in the mesopontine cholinergic nuclei: a simultaneous unit recording and microdialysis study. J Neurosci 18: 5490–5497

    PubMed  CAS  Google Scholar 

  28. Popa D, Lena C, Fabre V, Prenat C, Gingrich J, Escourrou P, Hamon M, Adrien J (2005) Contribution of 5-HT2 receptor subtypes to sleep-wakefulness and respiratory control, and functional adaptations in knock-out mice lacking 5-HT2A receptors. J Neurosci 25:11231–11238

    Article  PubMed  CAS  Google Scholar 

  29. Frank MG, Stryker MP, Tecott LH (2002) Sleep and sleep homeostasis in mice lacking the 5-HT2C receptor. Neuropsychopharmacology 27: 869–873

    Article  PubMed  CAS  Google Scholar 

  30. Cornea-Hebert V, Riad M, Wu C, Singh SK, Descarries L (1999) Cellular and subcellular distribution of the serotonin 5-HT2A receptor in the central nervous system of adult rat. J Comp Neurol 409: 187–209

    Article  PubMed  CAS  Google Scholar 

  31. Clemett DA, Punhani T, Duxon MS, Blackburn TP, Fone KC (2000) Immunohistochemical localisation of the 5-HT2C receptor protein in the rat CNS. Neuropharmacology 39: 123–132

    Article  PubMed  CAS  Google Scholar 

  32. Benca R (2000) Mood disorders. In: M Kryger, T Roth, W Dement (eds): Principles and Practice of Sleep Medicine. Saunders, Philadelphia, 1140–1158

    Google Scholar 

  33. Monti JM, Jantos H (2006) Effects of activation and blockade of 5-HT2A/2C receptors in the dorsal raphe nucleus on sleep and waking in the rat. Prog Neuropsychopharmacol Biol Psychiatry 30:1189–1195

    Article  PubMed  CAS  Google Scholar 

  34. Benington JH, Heller HC (1995) Monoaminergic and cholinergic modulation of REM-sleep timing in rats. Brain Res 681: 141–146

    Article  PubMed  CAS  Google Scholar 

  35. Gobert A, Rivet JM, Lejeune F, Newman-Tancredi A, Adhumeau-Auclair A, Nicolas JP, Cistarelli L, Melon C, Millan MJ (2000) Serotonin(2C) receptors tonically suppress the activity of mesocortical dopaminergic and adrenergic, but not serotonergic, pathways: a combined dialysis and electrophysiological analysis in the rat. Synapse 36: 205–221

    Article  PubMed  CAS  Google Scholar 

  36. Hedlund PB, Huitron-Resendiz S, Henriksen SJ, Sutcliffe JG (2005) 5-HT7 receptor inhibition and inactivation induce antidepressant-like behavior and sleep pattern. Biol Psychiatry 58: 831–837

    Article  PubMed  CAS  Google Scholar 

  37. Bonaventure P, Nepomuceno D, Hein L, Sutcliffe JG, Lovenberg T, Hedlund PB (2004) Radioligand binding analysis of knockout mice reveals 5-hydroxytryptamine7 receptor distribution and uncovers 8-hydroxy-2-(di-n-propylamino)tetralin interaction with α 2 adrenergic receptors. Neuroscience 124: 901–911

    Article  PubMed  CAS  Google Scholar 

  38. Roberts AJ, Krucker T, Levy CL, Slanina KA, Sutcliffe JG, Hedlund PB (2004) Mice lacking 5-HT receptors show specific impairments in contextual learning. Eur J Neurosci 19: 1913–1922

    Article  PubMed  Google Scholar 

  39. Belenky MA, Pickard GE (2001) Subcellular distribution of 5-HT1b and 5-HT7 receptors in the mouse suprachiasmatic nucleus. J Comp Neurol 432: 371–388

    Article  PubMed  CAS  Google Scholar 

  40. Thomas DR, Melotto S, Massagrande M, Gribble AD, Jeffrey P, Stevens AJ, Deeks NJ, Eddershaw PJ, Fenwick SH, Riley G et al (2003) SB-656104-A, a novel selective 5-HT7 receptor antagonist, modulates REM sleep in rats. Br J Pharmacol 139: 705–714

    Article  PubMed  CAS  Google Scholar 

  41. Bonaventure P, Kelly L, Aluisio L, Shelton J, Lord B, Galici R, Miller K, Atack J, Lovenberg TW, Dugovic C (2007) Selective blockade of 5-hydroxytryptamine (5-HT)7 receptors enhances 5-HT transmission, antidepressant-like behavior, and rapid eye movement sleep suppression induced by citalopram in rodents. J Pharmacol Exp Ther 321: 690–698

    Article  PubMed  CAS  Google Scholar 

  42. Huber R, Deboer T, Tobler I (2000) Topography of EEG dynamics after sleep deprivation in mice. J Neurophysiol 84: 1888–1893

    PubMed  CAS  Google Scholar 

  43. Borbely AA, Achermann P (1999) Sleep homeostasis and models of sleep regulation. J Biol Rhythms 14: 557–568

    Article  PubMed  CAS  Google Scholar 

  44. Franken P, Malafosse A, Tafti M (1998) Genetic variation in EEG activity during sleep in inbred mice. Am J Physiol 275: R1127–1137

    PubMed  CAS  Google Scholar 

  45. Marinesco S, Bonnet C, Cespuglio R (1999) Influence of stress duration on the sleep rebound induced by immobilization in the rat: a possible role for corticosterone. Neuroscience 92, 921–933

    Article  PubMed  CAS  Google Scholar 

  46. Sallanon M, Janin M, Buda C, Jouvet M (1983) Serotoninergic mechanisms and sleep rebound. Brain Res 268: 95–104

    Article  PubMed  CAS  Google Scholar 

  47. Houdouin F, Cespuglio R, Gharib A, Sarda N, Jouvet M (1991) Detection of the release of 5-hydroxyindole compounds in the hypothalamus and the n. raphe dorsalis throughout the sleep-waking cycle and during stressful situations in the rat: a polygraphic and voltametric approach. Exp Brain Res 85: 153–162

    Article  PubMed  CAS  Google Scholar 

  48. Meerlo P, Easton A, Bergmann BM, Turek FW (2001) Restraint increases prolactin and REM sleep in C57BL/6J mice but not in BALB/cJ mice. Am J Physiol Regul Integr Comp Physiol 281: R846–R854

    PubMed  CAS  Google Scholar 

  49. Popa D, Alexandre C, Léna C, Saurini F, Hamon M, Adrien J (2003) Sleep and stress response in female knock-out mice that do not express the serotonin transporter. Sleep 26 (Abstr Suppl): 70 A

    Google Scholar 

  50. Lena C, Popa D, Grailhe R, Escourrou P, Changeux JP, Adrien J (2004) Beta2-containing nicotinic receptors contribute to the organization of sleep and regulate putative micro-arousals in mice. J Neurosci 24: 5711–5718

    Article  PubMed  CAS  Google Scholar 

  51. Fabre V, Rachalski A, Hamon M, Adrien J (2006) Monoamine-neuropeptide interactions in normal and stress-altered sleep. Eur Psychopharmacol 16(Suppl 4): S.20.03

    Google Scholar 

  52. Alexandre C, Fabre V, Hamon M, Adrien J (2005) Altered sleep response to 5-HT1B-but not 5-HT1A-receptor activation in serotonin transporter knock-out mice. Sleep 28(Suppl): A21

    Google Scholar 

  53. Knobelman DA, Hen R, Blendy JA, Lucki I (2001) Regional patterns of compensation following genetic deletion of either 5-hydroxytryptamine(1A) or 5-hydroxytryptamine(1B) receptor in the mouse. J Pharmacol Exp Ther 298: 1092–1100

    PubMed  CAS  Google Scholar 

  54. El-Khodor BF, Dimmler MH, Amara DA, Hofer M, Hen R, Brunner D (2004) Juvenile 5HT(1B) receptor knockout mice exhibit reduced pharmacological sensitivity to 5HT(1A) receptor activation. Int J Dev Neurosci 22: 405–413

    Article  PubMed  CAS  Google Scholar 

  55. Ase AR, Reader TA, Hen R, Riad M, Descarries L (2001) Regional changes in density of serotonin transporter in the brain of 5-HT1A and 5-HT1B knockout mice, and of serotonin innervation in the 5-HT1B knockout. J Neurochem 78: 619–630

    Article  PubMed  CAS  Google Scholar 

  56. Mössner R, Albert D, Persico AM, Hennig T, Bengel D, Holtmann B, Schmitt A, Keller F, Simantov R, Murphy D et al (2000) Differential regulation of adenosine A(1) and A(2A) receptors in serotonin transporter and monoamine oxidase A-deficient mice. Eur Neuropsychopharmacol 10: 489–493

    Article  PubMed  Google Scholar 

  57. Liu ZW, Gao XB (2007) Adenosine inhibits activity of hypocretin/orexin neurons by the A1 receptor in the lateral hypothalamus: a possible sleep-promoting effect. J Neurophysiol 97: 837–848

    Article  PubMed  CAS  Google Scholar 

  58. Coleman CG, Baghdoyan HA, Lydic R (2006) Dialysis delivery of an adenosine A2A agonist into the pontine reticular formation of C57BL/6J mouse increases pontine acetylcholine release and sleep. J Neurochem 96: 1750–1759

    Article  PubMed  CAS  Google Scholar 

  59. Ase AR, Reader TA, Hen R, Riad M, Descarries L (2000) Altered serotonin and dopamine metabolism in the CNS of serotonin 5-HT(1A) or 5-HT(1B) receptor knockout mice. J Neurochem 75: 2415–2426

    Article  PubMed  CAS  Google Scholar 

  60. Sibille E, Pavlides C, Benke D, Toth M (2000) Genetic inactivation of the Serotonin(1A) receptor in mice results in down-regulation of major GABA(A) receptor alpha subunits, reduction of GABA(A) receptor binding, and benzodiazepine-resistant anxiety. J Neurosci 20: 2758–2765

    PubMed  CAS  Google Scholar 

  61. Gaspar P, Cases O, Maroteaux L (2003) The developmental role of serotonin: news from mouse molecular genetics. Nat Rev Neurosci 4: 1002–1012

    Article  PubMed  CAS  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2008 Birkhäuser Verlag/Switzerland

About this chapter

Cite this chapter

Adrien, J. (2008). Sleep and waking in mutant mice that do not express various proteins involved in serotonergic neurotransmission such as the serotonergic transporter, monoamine oxidase A, and 5-HT1A, 5-HT1B, 5-HT2A, 5-HT2C and 5-HT7 receptors. In: Monti, J.M., Pandi-Perumal, S.R., Jacobs, B.L., Nutt, D.J. (eds) Serotonin and Sleep: Molecular, Functional and Clinical Aspects. Birkhäuser Basel. https://doi.org/10.1007/978-3-7643-8561-3_18

Download citation

Publish with us

Policies and ethics