Abstract
Extant theories of the attentional blink propose that the most critical factor in determining second target accuracy is the time that elapses between the first and second targets. We report that this conclusion has overlooked an equally important determinant, namely, the frequency of the entraining stream in which these targets are embedded. Specifically, we show in two experiments that the signature of the attentional blink—second target accuracy that increases with intertarget lag—is significantly larger for entraining streams that are in the alpha-beta frequency range, relative to streams that are slower (theta) or faster (gamma). This finding ties the attentional blink critically, for the first time, to these two prominent oscillation frequencies that are known to be involved in the control of human attention and consciousness.
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One of the ubiquitous findings in cognitive psychology is that humans have severe difficulty processing two visual inputs in rapid succession. This processing limitation is strikingly evident in the attentional blink task (AB; Raymond et al., 1992), which reveals that only the first of the two targets reaches awareness unless they are separated by at least half a second. Since its discovery, the AB has been replicated hundreds of times and is often-cited textbook knowledge. Remarkably, virtually all of the hundreds of AB studies to date have embedded targets in a visual stream presented at approximately 10–16 Hz, placing it squarely in the oscillatory range of the alpha-beta complex (Scheeringa et al., 2011). Here we show that the attentional blink is largest when the stimuli are presented in two neighbouring frequency bands; alpha, the most dominant oscillatory frequency in the human brain (Berger, 1929), and beta, the nearby band whose effects often mirror it. Although historically these frequencies have been treated separately, recent EEG/MEG studies reveal that alpha (~10 Hz) and beta (~15 Hz) oscillations typically both decrease in amplitude during perception tasks, and that their dynamics are tightly correlated (Scheeringa et al., 2011).
The current finding is important first because the attentional blink has been linked to failures of conscious access, not failures of perceptual processing at an implicit level (Luck et al., 1996). The demonstration in the present study that the AB is dependent on specific stream rates thus ties conscious awareness very directly to these prominent rhythms in the brain. Second, extant theories of the AB all propose that the critical factor in predicting a blink is elapsed time (lag) between the presentation of the first and second targets. The main idea is that the lag-dependent second target deficit is either an index of the time that is required for the first target to be consolidated into working memory (Chun & Potter, 1995), or the time that is required to regain control over the task set that has inadvertently been waylaid by the presence of distractor items in the stream (Di Lollo, Kawahara, Ghorashi, & Enns, 2005; Olivers & Meeter, 2008).
Here we test an alternative hypothesis that the second-target deficit in the attentional blink task is dependent on brain oscillations generated by the rate of the stream in which the two targets are embedded. To do this, we hold lag constant at a duration that is known to produce the AB in hundreds of past studies. We then show that despite this constancy, the AB rises and falls as a function of a factor that has heretofore not been systematically manipulated. This is the frequency of visual stimulation, caused by the rate of the stream in which these targets are embedded and which has been shown to cause entrainment in the visual cortex matching the rate of stimulus presentation (Herrmann, 2001).
It has long been known that brain oscillations play a crucial role in controlling the sleep–wakefulness cycle generally, and specifically, that they are relevant in guiding the timing of information processing (Buzsáki & Draguhn, 2004). Oscillations in the alpha range are especially important for perception (Hanslmayr, Gross, Klimesch, & Shapiro, 2011; Mathewson et al., 2012), with high amplitude alpha oscillation just prior to the onset of a stimulus associated with impaired target detection (Hanslmayr, Staudigl, & Klimesch, 2007). Moreover, when the observer is engaged in target detection processing, the brain appears to be driven to levels of higher alpha synchronization (Mima et al., 2001). With regard to the AB then, there appear to be two factors that may link second target accuracy to neural oscillations in the alpha-beta range: (1) the rate of the leading stream of items prior to the presentation of targets and (2) the observer’s level of engagement with first target processing. The direct implication is that the ubiquitous tendency in past research to present stream items at or near 10 Hz may have masked the observation that the AB is enhanced by stimulus streams that are presented in the alpha-beta range (MacLean, Arnell, & Cote, 2012).
In this study we measured the attentional blink at three different target lags (jittered lags of ~100 ms, ~300 ms, and ~700 ms) and at four different entrainment frequencies (Theta: 6.26 Hz, Alpha: 10.3Hz, Beta: 16.0 Hz, and Gamma: 36.0 Hz). These specific frequencies were carefully selected so that the overlapping harmonics with one another were minimized (Pletzer, Kerschbaum, & Klimesch, 2010). At the end of every trial, observers reported the identity of two letters that were presented in streams of black letters. According to extant theories of the AB, intertarget lag should be the primary determinant of second target accuracy. The alternative hypothesis we pursued was that this lag-dependent finding would be larger for entrainment frequencies in the alpha-beta range.
Experiment 1
This experiment tested observers in a task previously shown to produce an AB (e.g. Arnell, Howe, Joanisse, & Klein, 2006), where two red letters are embedded in streams of black letters are to be reported on every trial. The comparison of different presentation rates enabled us to test our main hypothesis that the AB will be most prominent at alpha and beta frequencies.
Method
Participants
Twenty-four naïve participants in the dual-task experiment had a mean age of 19.5 years (21 females and three males), with normal or corrected-to-normal colour vision. This sample size was determined a priori as the minimum required to fully counterbalance the order of frequency blocks with all 24 possible order permutations across participants, and was larger than necessary to measure the AB according to the extant literature. Participants were to be excluded if accuracy over all conditions was below 50% (chance = 33%), and by this criterion no participants were excluded. The experiment was conducted at the University of Birmingham, with ethical approval obtained in accordance with APA and university policies.
Stimuli and procedure
The relationship between lag and entrainment frequency in the twelve conditions tested in this experiment are shown in Fig. 1.
Temporal sequence of events in Experiment 1. Two targets were embedded in distractor streams of different underlying frequencies: theta, alpha, beta, and gamma. Participant’s task was to report the two targets embedded in the stream. Temporal lag between targets was varied from 100 to 300 to 700 ms in each condition, with some additional temporal jitter to ensure that items were presented in phase in each condition (Colour figure online)
Displays were viewed at a distance of 70 cm and presented on a 33 × 60 cm ASUS VG278HE LCD Monitor, with a 144 Hz refresh rate. Stream letters measured approximately 1.2 cm in height (1.0° visual angle) and 1.2 cm in width (1.0° visual angle) and were presented for 21 ms in all conditions. Black distractor letters were presented for ~1 second period before the presentation of T1, and for a ~550 ms period after T2, with slight variations to maintain in-phase relationships throughout the entire stimulus stream. The T1 to T2 intervals, labelled as Lag 100, Lag 300, and Lag 700 in the tables and figures, were also jittered between frequency conditions in order to maintain phase. The exact values are reported in Table 1. The number of items between T1 and T2 are reported in Table 2. The cue to report the target letter was a black asterisk and it was presented immediately following each letter stream. At the end of every trial, observers reported which of six possible alternative red letters (T1: B, G, S; T2: X, K, Y) were presented. Participants were instructed to select one of the three possible T1 items first, and subsequently to select one of the three possible T2 items. The program would not continue until a valid selection was made for each in turn. Thus, chance performance was 33% with no possibility of order reversals. The four presentation frequency conditions (6.26 Hz, 10.3 Hz, 16.0 Hz, 36 Hz) were presented to all participants, separated into individual blocks of 81 trials each (324 per participant), with the order of the frequency blocks counterbalanced. As practice trials were not given, the first five trials of each block were excluded from further analysis.
Results
Table 3 shows the mean correct responses and standard errors for first target accuracy (T1) and for second target accuracy conditional on a correct response to T1 (T2|T1). Figure 2 shows the results for our experimental hypothesis, which revealed a striking outcome. The magnitude of the attentional blink, measured as the difference in T2|T1 accuracy between a lag of 700 ms and 100 ms (cf. MacLean et al., 2012), was significantly larger in the alpha and beta range (M = 20%) than in the theta and gamma range (M = 7%), p < .001. Neither the difference between alpha and beta, nor between theta and gamma, was significant at the p < .05 level. These conclusions were supported by the analyses given below.
Mean attentional blink (AB) in Experiment 1. AB is defined as T2 accuracy in Lag 700 minus T2 accuracy in Lag 100, conditional on correctly reporting T1
Repeated-measures ANOVAs were conducted on the factors of Frequency and Lag for both first target accuracy (T1), and second target accuracy, contingent on successful first target detection (T2|T1). The p values reported are Greenhouse–Geisser corrected. T1 accuracy was strongly influenced by Frequency, but in a monotonic way: T1 accuracy decreased as the rate of stream presentation increased. The ANOVA indicated a significant main effect of frequency, F(3, 69) = 43.23, p = .001, p ηp2 = .65. There was also a main effect of lag, F(2, 46) = 4.62, p = .017, p ηp2 = .17, reflecting T1 accuracy at Lag 700 being higher than at Lag 300, again at Lag 100. Most importantly, there was no hint of an interaction between Lag and Frequency, F(6, 138) = .34, p = .852, p ηp2 = .01.
Quite a different pattern emerged when we examined second target accuracy (T2|T1), as shown in Fig. 2. Here, the ANOVA indicated a significant interaction of Frequency × Lag, F(6, 138) = 4.30, p = .003, p ηp2 = .16, along with significant main effects of Frequency, F(3, 69) = 33.54, p < .001, p ηp2 = .59, and Lag, F(2, 46) = 30.54, p < .001, p ηp2 = .57. The interaction was examined in greater detail by computing the difference in accuracy between Lag 700 and Lag 100 for each frequency condition. This is a conventional measure of the magnitude of the AB when Lag 100 yields the lowest levels of accuracy (cf. MacLean & Arnell, 2012). These differences were significantly greater than zero in each frequency condition (p < .05), but Fisher’s LSD comparisons between the conditions indicated that the AB was larger in the alpha and beta range than it was in the theta and gamma range, F(1, 69) = 15.45, p < .001, p ηp2 = .18. More conservative Bonferroni-corrected comparisons between the four frequency conditions indicated the same pattern, with the AB in the theta condition being significantly smaller than in either the alpha or beta condition (p < .01), and the beta condition having a significantly larger AB than the gamma condition (p = .041). No other differences were significant.
One explanation to consider for the reduced attentional blink in the gamma frequency range is a floor effect; perhaps target identification is simply too impaired at these stream rates for the AB to be measured. We do not believe this is the case for two reasons. First, overall T1 and T2 accuracy in this condition were both well above the chance guessing level of 33% (M = 69% and M = 70%, respectively). Second, the floor effect account would predict that the absence of the blink in the gamma condition, compared to the beta condition, is due to overall target identification difficulty. To test this, we subdivided the participants with a median split based solely on their T1 accuracy in the gamma condition. The top half of T1 gamma performers had a mean T1 accuracy of 82% in the gamma condition and 86% in the beta condition, which was not statistically different (p = .29). Yet, these same participants did not show a significant AB in the gamma condition (M = 3%, SD = 8.7%, p = .27), but they did show a significant AB effect in the beta condition (M = 15%, SD = 23%, p = .04). Thus, the sharp reduction of AB in the gamma condition cannot be attributed to an overall increase in target identification difficulty.
There are also potential concerns about the reduced blink in the theta condition, given its high T1 accuracy and the overall slower rate of stimulus presentation, which may have differential masking effects on the T2 item (Brehaut, Enns, & Di Lollo, 1999). To address these concerns we conducted a second experiment that addressed the potential concerns of floor effects on T1 accuracy, stream rate-concomitant effects on T1 accuracy, and differential masking effects on T2, at the same time as providing an opportunity to replicate the main finding in a substantially altered context.
Experiment 2
Experiment 2 was designed to address the potential concerns identified with our interpretation of Experiment 1, and to replicate the main finding of an increased blink in alpha and beta stream frequencies in another task context. Accordingly, we adjusted target visibility in advance via a luminance contrast manipulation in an effort to equate T1 performance across the four presentation rates. Secondly, we fixed the time interval between T2 and the subsequence distractor item for all rates of presentation, so that there would be equivalent levels of backward masking across all conditions.
Method
Experiment 2 was the same as Experiment 1 except as follows: Twelve participants (mean age: 21.8 years, nine female) participated in Experiment 2. Frequency order was counterbalanced across participants using a random Latin square design. The task was to report two letters presented among digits, in order to increase the depth of the attentional blink compared to Experiment 1. The stimuli were changed such that all distractors were randomly selected from the digits ‘1’ through ‘9’. Targets were selected from all 26 letters of the English alphabet, with the constraint that T1 and T2 would never have the same identity within a trial. Subjects were explicitly informed that ‘O’ should be viewed as a letter, not the number zero. Participants were told they could report each target letter in any order, and responses matching either target were marked as correct at the position presented, regardless of the order in which the response was input. Participants were forced to make two different letter responses before the trial would continue. Chance levels of guessing for both T1 and T2 were 8%.
All digits and letters except for T1 were light grey (RGB: [128 128 128]) presented on a black background. Courier font was used instead of Arial, due to poor spatial overlap between letters and numbers in Arial font (still ~1° visual angle). In order to better equate the overall accuracy of T2, the time between the onset of T1 and the following distractor was fixed at 97 ms for all conditions, and the distractor immediately preceding T2 (T2-1) in the Gamma condition was no longer presented (i.e. the T2-1 SOA changed from 28 to 56 ms) to reduce the forward masking of T2. No other changes to the timing of the trial sequences were made (see Fig. 3).
The temporal sequence of events in Experiment 2. The task was to report two grey letters among grey digits presented against a black background. The luminance of T1 was adjusted for each participant in an effort to equate T1 accuracy across frequency. Onset asynchrony between T2 and the T2 + 1 item was fixed at 100 ms, to equate T2 backward masking across conditions (Colour figure online)
In an effort to equate T1 accuracy across frequency and provide a more appropriate baseline to assess T2, the luminance of T1 relative to all other items (relative contrast) was manipulated for each frequency to achieve 80% T1 accuracy at Lag 700. Pilot data was used to estimate this threshold and set initial relative contrast values to 34%, 57%, 146%, and 179% for the theta, alpha, beta and gamma conditions, respectively. Starting with these initial values, T1 contrast was adjusted in a 4-up, 1-down staircase procedure in increments of 20%, based solely on Lag 700 performance, but applied uniformly to all lag conditions. The maximum T1 contrast was capped at 200% (RGB: [254 254 254]), due to the luminance limits of the display. The final threshold values across the twelve experimental participants matched well with the initial settings (M: [34% 56% 137% 190%], SD: [13% 17% 32% 17%]). This contrast manipulation was effective at maintaining equal T1 Lag 700 accuracy in all frequency conditions excepting the Gamma condition (M: [82% 82% 82% 61%], SD: [4% 4% 5% 15%]). In the gamma condition, nine of 12 participants had contrast thresholds at or above maximum allowed, resulting in reduced, though well above chance, T1 performance (chance = 8%).
Each participant completed 78 trials per block, for a total of 312 trials participant. All 26 were letters pseudo randomly selected to occur exactly once at the T1 and T2 positions for each Lag, within each frequency block.
Results
Table 4 shows the mean correct responses and standard errors for first target accuracy (T1) and for second target accuracy conditional on a correct response to T1 (T2|T1). Figure 4 shows the results for our experimental hypothesis, which replicates the main finding of Experiment 1: The magnitude of the attentional blink was larger in the alpha and beta conditions than in theta and gamma. These conclusions were supported by the following analyses.
Mean attentional blink (AB) in Experiment 2. AB is defined as the difference between T1 accuracy and T2 accuracy at Lag 300, conditional on correctly reporting T1
A repeated-measures one-way ANOVA examined the influence of frequency on T1 accuracy and on the AB magnitude (calculated as the difference between T2|T1 performance at Lag 3 subtracted from T1 performanceFootnote 1). Lag 3 was used to index the AB in this experiment because this lag generally yielded the lowest levels of T2 accuracy in this experiment. This tends to occur when the task permits Lag-1 sparing to occur (for a review, see Visser, Bischof & Di Lollo, 1999). Subsequent planned pairwise comparisons were then performed to determine the blink at each frequency relative to all other frequencies.
T1 accuracy was again significantly different between conditions, F(3, 33) = 13.76, p = .001, ηp 2 = .556, this time driven by reduced accuracy in the gamma condition relative to the other conditions (p < .005 for all comparisons between 36 Hz and all other frequencies). This means that some participants in the gamma conditions failed to reach 80% performance even with maximum contrast (200%; see Table 4). Nevertheless, given that chance level performance in Experiment 2 was 8%, the T1 contrast manipulation in Experiment 2 achieved the goal of dramatically reducing the number of randomly guessed T1 correct responses.
The attentional blink (T2|T1 accuracy at Lag 3 subtracted from T1) varied significantly with frequency. A one-way ANOVA indicated, F(3, 33) = 4.62, p < .05, ηp 2 = .296, with subsequent one-tailed t tests (see Table 5) revealing that all conditions exhibit an AB but AB magnitude is largest in the alpha and beta conditions. This outcome replicates the main finding of Experiment 1, but it does so while addressing the concerns in that experiment arising from larger concomitant differences in T1 accuracy and possible differential T2 masking effects across frequencies.
Discussion
The results of these two experiments are a compelling demonstration that the magnitude of the attentional blink—one of the most widespread demonstrations of information processing limitations in the human brain—is significantly larger when stimuli are presented at rates that trigger the prominent oscillatory frequencies in the human brain involved in neurally gating visual attention and conscious awareness: alpha and beta. It is equally important to note that finding a ‘sweet spot’ in the frequency at which the RSVP stream is presented is independent of general perceptual performance, that is, T1 perception. This was established in Experiment 2, where T1 accuracy was adjusted for each stream rate so as to ensure a high level, increasing confidence that the AB findings occurred under conditions where the first target was almost always reported successfully.
Although both experiments arrive at the same conclusion, Experiment 1 does suffer from potential methodological differences across frequency conditions that could give rise to alternative explanations of the data. Specifically, both T1 and T2 may have been differentially masked as a function of the frequencies of stimulus presentation. This was rectified in Experiment 2 where T2 masking was equated across frequencies. T1, although differentially masked as a consequence of the frequency of the stimulus stream, was adjusted for each individual to yield comparability across conditions. This design also addresses a potential problem in Experiment 1 stemming from the high baseline probability of guessing T1 when it was not seen (33%). In Experiment 2, the probability of guessing an unseen item was much lower (8%). Though the T1 accuracy in the gamma condition in Experiment 2 was somewhat reduced compared to the other conditions (61% vs. 80%), the probability that a correct T1 response was correct due to guessing was also much lower (~5%) than Experiment 1 (>20%). Thus, in Experiment 2, differences in T1|T2 accuracy between conditions cannot be accounted for by changes in T2 accuracy following unseen but “correct” T1 trials. Finally, we note that using T1 (rather than Lag 7) as the baseline in Experiment 2 does favour finding a smaller AB in the gamma condition. We chose this baseline as Lag 7 performance is inherently subject to fluctuations in the recovery of the AB as observed in Experiment 1; unlike T1, which is an AB-independent measure of stimulus recognition. Using Lag 7 to calculate AB magnitude in Experiment 2 does not show the expected difference in gamma from the alpha-beta conditions but leaves all other results unaffected.
The finding that the attentional blink is frequency specific points to a long neglected factor in theories of the AB, which have all claimed the inter-target lag to be the most important predictor of second target accuracy. Theories of the AB must now account for these frequency-specific effects. We believe such effects point to underlying neural circuitry that opens and closes access to conscious perception, potentially both endogenously and exogenously. Previous reports of exogenous and endogenous alpha playing a role in the AB have been made by Arnell and colleagues, though the relationship of their oscillatory measure (event-related desynchronization) to the present measure remains to be determined (MacLean & Arnell, 2011; MacLean et al., 2012).
We hasten to point out that the present findings need to be examined under the full spotlight of the many AB approaches and findings that populate the extant literature, including those scarce reports that find an AB for stimulus streams presented outside the alpha-beta ‘sweet spot’ found in the present report. As noted in the introduction, one class of theories for the AB cites the interval between targets as the key determinant, since this interval limits the time available for the first target to be consolidated into working memory (Chun & Potter, 1995). A competing set of theories also sees this interval as the key determinant, albeit for different a reason. For them the interval represents the limited time available to regain control over an attentional filter that has inadvertently been waylaid by distractor items in the stream (Di Lollo et al., 2005; Olivers & Meeter, 2008). The present finding should help sharpen each of these theoretical positions, since it implies that the limiting factors of working memory consolidation or control over an attentional filter are influenced by specific brain oscillations, not only by the mere passage of time.
We also contend out that our conclusion is not undermined by the existence of the so-called skeletal AB (cf. Duncan, Ward, & Shapiro, 1994) where an AB is found when only the two targets are presented, each masked, separated by the appropriate temporal interval. Although no pre-T1 stimuli are presented to entrain a given frequency as in the present experiment, it is well known that the brain produces endogenous frequencies that facilitate performance on cognitive tasks. By our account (cf. Hanslmayr et al., 2011) the identification of T1 causes an increase in alpha oscillatory activity that subsequently closes the thalamocortical input channel to result in an AB. A similar account based solely on behavioural data was suggested by Chun and Potter (1995). Thus we propose that a pre-T1 stimulus stream in a frequency other than alpha or beta prevents this synchronization, in turn preventing the closure of the perceptual channel and attenuating the AB. Further experiments measuring oscillations will be required to verify this account.
An interesting finding is that in Experiment 2 much larger Lag-1 sparing was observed in the alpha band than any other band (all bands showed some, but in alpha T2/T1 accuracy was actually higher by 13% at Lag 1 than in Lag 7). Although this may be a clue to understanding the role of alpha oscillations in the AB, we are hesitant to make too much of this observation as (1) differences in Lag-1 sparing have been attributable to many different causes (e.g. Visser et al., 1999), and (2) calculations based on Lag 7 are subject to differential rates of AB recovery and hence must be made with caution.
Although these findings may be provocative from a cognitive-behavioural perspective, they are in line with recent electrophysiological studies on alpha/beta oscillations. A now well accepted framework states that increased alpha/beta oscillations reflect inhibition of neural assemblies (Klimesch, Sauseng, & Hanslmayr, 2007; Jensen & Mazaheri, 2010). Accordingly, visual stimuli are more often missed when presented during periods of high alpha/beta oscillatory as compared to periods of low alpha/beta activity (van Dijk, Schoffelen, Oostenveld, & Jensen, 2008). These, and other, findings lead to the conclusion that increased alpha/beta activity represents a worst-case condition for visual perception, which could explain why the AB is larger when the brain is driven or naturally oscillating at these frequencies (Shapiro & Hanslmayr, 2014). Together, our results suggest that access to conscious awareness is mediated by one of the brain’s dominant frequencies (alpha), as has been shown in hundreds of prior studies, and by only one other frequency (beta); a frequency often revealing outcomes paralleling those of alpha (Hanslmayr et al., 2011). Although the hypothesis we favour awaits confirmation by EEG analysis, the data are consistent with this hypothesis and supported by the growing body of literature suggesting that brain oscillations play an important role in cognitive information processing.
Notes
Using T1 performance as the baseline ensures that differential recovery of the blink (T2 at Lag 7) does not inappropriately affect the calculation of blink magnitude. Although we attempted to equate T1 performance across frequencies, actual T1 performance (averaged over lags) for each frequency was used to calculate that particular frequency’s AB. Note that we were unable to follow this procedure in Experiment 1 because of the differential effects of stream rate on T1 accuracy itself.
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Author note
This research was supported by the following research granting agencies: KL Shapiro (Human Frontiers of Science Programme); JT Enns (NSERC Discovery Grant, Canada and Adjunct Professor, Department of Psychology, University of Western Australia); Simon Hanslmayr (German Research Foundation, DFG HA5622/1-1).
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Shapiro, K.L., Hanslmayr, S., Enns, J.T. et al. Alpha, beta: The rhythm of the attentional blink. Psychon Bull Rev 24, 1862–1869 (2017). https://doi.org/10.3758/s13423-017-1257-0
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DOI: https://doi.org/10.3758/s13423-017-1257-0