Abstract
Existing buildings often have low energy efficiency standards. For the preparation of retrofits, reliable high-quality data about built-in materials is required. Contactless measuring technologies, especially microwave radar, have the potential to enable an easy-to-apply and automatable way to analyse the structures and thermal properties of existing building walls, but the relationship between materials, their thermal properties, and their electromagnetic properties, such as the permittivity, is needed for its application. This article presents an analysis of the relationship between electromagnetic and thermal properties for a variety of building materials. Systematic measurements were performed for samples (burnt clay bricks, calcium silicate bricks, autoclaved aerated concrete and lightweight concrete) mainly originating from demolished buildings. The thermal conductivity, thermal capacitance, and dielectric permittivity were measured and the hypothesis of a correlation between permittivity and thermal parameters was partly confirmed. This information is a prerequisite for using microwave radar sensing technology to determine heat transfer coefficients of existing building walls. The next research step is the development of a corresponding measurement and evaluation method.
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1 Introduction
Reducing heat demand in buildings is a key factor to cut down carbon emissions. Consequently, where the rate of buildings being newly built is low and heating is an important contributor to primary energy consumption, refurbishing existing buildings is a crucial measure [1]. Finding appropriate refurbishment solutions for an individual building benefits from an objective and accurate analysis of the status quo, including the composition and thermal parameters of the walls. However, non-destructive measurement methods to assess the U-values of existing walls require thermal gradients between inside and outside and the application of the measurement devices for several days [2, 3], resulting in significant costs and effort on execution.
Microwave radiation has the ability to penetrate deep into building walls. Using suitable radar technology, it is possible to determine the number of layers of unknown wall structures with sufficient accuracy [4]. When an electromagnetic wave hits a solid-state body, a process called polarisation occurs within the body volume where the stationary charge carriers are shifted in such a way that dipole moments are generated and aligned along the external electric field [5]. The relative permittivity \(\varepsilon _r\), a material property, indicates how well a solid-state body can be polarised. The polarisation in the solid-state body is time-delayed to the external field, so the relative permittivity consists of a real and an imaginary part. In addition to the frequency and the speed of light, the real and imaginary parts have a decisive influence on the propagation constant \(\gamma\) and thus on the attenuation behaviour of the electromagnetic wave in the medium [6]. If an electromagnetic wave hits the transition of two different materials, it is partially reflected, which can be made visible in radar images [7]. Determining the permittivities on the basis of these reflection measurements represents an inverse problem. In order to apply this method more robust, the use of several adjacent range profiles and the use of synthetic aperture radar techniques for improved structural information is useful. This also allows to limit the required search space for the number of layers, the layer thicknesses and the layer permittivities. The results of the first image analysis can then be used as a-priori information for the determination of the material parameters, which in turn can be used for an improved representation in the radar images [4].
The prerequisite for using this method for energetically oriented analyses of walls is to know the relationship between layer permittivities and building materials or — even better — thermal conductivities. There are some sources for building material permittivities in the literature [8], but they are usually given for a whole material type. As building materials show a significant range of thermal properties for a single type of stones [9], a study of the correlation between permittivity and thermal behaviour within material types is required. Johnson [10] found a correlation between electrical and thermal conductivity for bricks as early as 1938, which Powell [11] proposed as base for thermal conductivity measurement of dry samples. Perinelli et al. [12] present an apparatus for electrical measurement of permittivity and, thereby, thermal conductivity, but they include only four material samples over a very wide range of thermal conductivity and permittivity.
In this paper, we present a study of the permittivity, thermal conductivity, specific heat and density for different types of bricks and lightweight concrete. Based on the results, we propose an approach to analyse wall layers and their thermal properties using microwave radar.
2 Theory
Both electromagnetic transfer and thermal conductivity are influenced by micro-scale mechanisms. This section contains an overview of the considered materials and their microstructure as well as of its influence on permittivity and thermal conductivity.
2.1 Considered materials and their microstructure
The material types considered in this paper are briefly described in the following.
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Burnt clay bricks (BCB) are made of clay, loam, sand and occasionally additional ingredients, meaning they mainly consist of aluminium silicates and silicon oxide. They are sintered at about 1000 \(^{\circ }\)C, which results in a crystalline structure with small grain sizes. Porosity and, therefore, density depend on the conditions of the manufacturing process. Red bricks get their colour from a higher ratio of ferric oxide, while yellow ones have more calcium oxide . However, the concentration of both compounds is low and the colour also depends on the conditions of the sintering process [13, 14].
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Calcium silicate bricks (CSB, also called sand-lime bricks) are produced by hardening a mixture of burnt lime, sand and water at about 200 \(^{\circ }\)C. The finished bricks consist of sand that is bound by calcium silicate hydrates (C-S-Hs), a mixture of calcium oxide, silicon oxide and water [15].
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Autoclaved aerated concrete (AAC) is a light and comparatively new material and is, similar to calcium silicate bricks, made of burnt lime (and/or cement), fine sand and water. Before being hardened at about 200 \(^{\circ }\)C, it is foamed using aluminium powder. The sand dissolves into C-S-Hs at production [14, 15].
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Lightweight (aggregated) concrete (LAC, with open or closed structure) is produced out of a light aggregate (e.g. (volcanic) pumice or blast furnace slag) bound by cement and water into a porous brick. As a result, the finished material consists of the aggregate and binding C-S-Hs [16, 17].
We conclude that all materials have a structure of small crystalline grains, partly also on a macroscopic scale. Some of them contain water (in C-S-Hs) and metal (in blast furnace slag). However, the macroscopic structure is unordered and - like chemical composition and density - depends on the (regionally different) ingredients and on the individual manufacturing process. Furthermore, all materials are at least nearly non-conducting solids (dielectrics). Electrons cannot move freely within the crystals, with the exception of potential metallic residuals in aggregates (e.g. blast furnace slag). Finally, all material particles are very small compared to the wavelengths used for measurements. Hence they can be treated as homogeneous.
2.2 Permittivity
Permittivity measures the polarisability of a material in response to electric fields. Induced and permanent dipole moments arrange along these fields. As a consequence, materials in which dipoles can move, as for example liquid water, have high permittivities. As polarisation mechanisms differ in terms of their velocity of reorientation, permittivity is generally frequency-dependent [18]. The absolute permittivity \(\varepsilon\) is the product of the vacuum permittivity \(\varepsilon _0\) (a constant) and the relative permittivity \(\varepsilon _r\) (a complex-valued material property). In the following, the expression permittivity relates only to the real part \(\varepsilon '_r\).
The Clausius-Mossotti equation
allows for calculating the permittivity from other material parameters. Besides the Avogadro constant \(N_A\), its application requires the knowledge of density \(\rho\), molar mass \(M_m\), and polarisability \(\alpha\). The equation is only valid if “individual field effects of the surrounding molecules on the particle [...] mutually cancel”, which is “reasonable [...] when the elementary particles are neutral and without permanent dipole moment, or when they are arranged either in complete disorder or in cubic or similar highly symmetrical arrays” [19]. As the symmetrical arrays (crystals) are small in our case, it is hard to say if the equation applies. Furthermore, values for polarisability are hardly available and grain borders and pores influence macroscopic permittivity. Nevertheless, for similarly composed materials with therefore similar molar mass and polarisability, equation (1) indicates that mainly the density determines the permittivity.
2.3 Thermal conductivity
In the of dielectrics, thermal energy (that is, vibration of molecules) is transferred through the crystals as vibrations of the lattice (phonons). For non-conducting solids, the thermal conductivity k can be calculated as
from the specific heat \(c_l\), the average velocity \(v_l\) and the mean free path \(\varLambda _l\) of the lattice vibration. \(c_l\) is related to the number density of oscillators \(\eta = {N_A \cdot \rho }/{M_m}\) through both Dulong-Petit law and T3 law. Additionally, the Cahill-Pohl model directly connects thermal conductivity to \(\eta\) [20]. Neither of these equations allows linking to polarisability or permittivity, but the connection to density stands out. Moreover, air-filled pores will decrease both density and thermal conductivity.
All in all, both permittivity and thermal conductivity are based on different microscopic properties, but are correlated to the macroscopic density within closely related materials. Our main hypothesis is that there also might be a correlation between permittivity and thermal conductivity. In the presented experiments, we test this hypothesis and investigate whether it is possible to determine the thermal properties of building materials from radar measurements.
3 Experimental methods
This section describes how building material samples were collected, prepared and measured in the context of this work.
3.1 Material sources
The samples were randomly collected at demolition sites. As a matter of circumstances, the majority originate from southwestern North Rhine-Westphalia, Germany. One BCB sample was found at Stockport, England.
3.2 Sample preparation
Generally, one sample per material type and construction site was prepared for measurement. Exceptions were made in cases of obvious variety within the same material type. In order to fit a microwave waveguide (a hollow metallic conductor, see 3.4) as part of a standard setup for permittivity measurements, and to provide smooth and even surfaces for thermal property measurement, each sample stone was shaped into two cuboids (10.9 x 5.46 x 10 cm and 10.9 x 5.46 x 5 cm) using a wet-cut masonry saw and grinding tools. To remove the water accumulated in that process, they were oven-dried at 210 \(^{\circ }\)C for 26 hours. It was made sure that no additional loss of mass occurred within the last two hours. To reach a realistic dryness, the samples were afterwards stored under indoor (office) conditions until their mass remained constant.
3.3 Thermal property measurement
The thermal properties of the samples were measured using the transient plane source (TPS) technique, which has been shown to be accurate to within ±5% for the thermal conductivity of building materials before [21]. A “Hot Disk” device and Kapton sensors of different size were applied.
3.4 Permittivity measurement
The permittivities of the samples investigated in this work were obtained using a waveguide as pictured in Fig. 1. With the help of a vector network analyser (VNWA) the four scattering parameters (transmission and reflection coefficients) of the samples were determined in the range between 1.7 and 2.6 GHz for 1601 frequency steps. With the scattering parameters given, the real and imaginary parts of the stone samples’ permittivities were computed with the Nicolson-Ross-Weir (NRW) method, which requires the knowledge of the length of the sample [22]. The relative permeability was set to 1 in order to reach a better accuracy for the permittivity. The variation of permittivity values for the various frequency points does not exceed 1% compared to the overall average. In contrast to fluids, solids show a negligible frequency dependence in their permittivity behaviour. Therefore, the calculated values in the range of 1.7 and 2.6 GHz can be used as a good approximation for a total relevant frequency range up to 20 GHz for BCB and CSB. Only concrete shows a non-negligible frequency dependence in permittivity due to the high water content in the material mixture [23].
3.5 Density measurement
Sample densities were calculated as mass divided by net volume (including pores). Due to deviations from perfect cuboid shape, the volume values were double-checked by determining the weight loss in water.
4 Results and discussion
The experiments gave material properties for 56 samples. 40 of them were burnt clay bricks of different type and colour, including four (partly) scorched ones. Additionally, seven CSB, two AAC and seven LAC (five with open and two with closed structure) samples were measured. Only a few samples had to be excluded because they did not fill the waveguide due to damages.
Table 3 in the Appendix contains the average measured values for the properties of each sample. In this section, the results are presented and discussed. The imaginary part of the measured permittivities \(\varepsilon ''_r\) showed to be small, with the exception of a non-significant tendency to higher values for calcium silicate bricks. As the imaginary part of the complex permittivity was not considered for the expected correlation between density/heat transfer and permittivity, the following analysis focuses exclusively on the real part.
4.1 Measured material property values and interrelations
Figure 2 shows an overview of measured values for thermal conductivity (Fig. 2a) and specific heat (Fig. 2b) over permittivity for each investigated sample, with a visible positive correlation in both cases. For thermal conductivity and permittivity, the different materials are clearly grouped: Measurements for all BCB types form a highly correlated group. LAC with open structure and AAC values are grouped at lower values for both permittivity and thermal conductivity. LAC with closed structure and CSB samples cluster at lower and higher thermal conductivity values than the BCB group respectively. The overall correlation coefficient is 0.703. Regarding specific heat and permittivity, all material types are included in the slightly asymptotic-looking interrelation with a correlation coefficient of 0.849.
For analysing the contributions of the theoretically relevant quantities (as presented in Sect. 2) to these already high correlations, the different plots in Fig. 3 visualise our measurement results in greater detail. Furthermore, they allow us to observe from which measured quantities the variations originate. The plots are discussed in the following. As a complement, relevant correlation values are summarised in Table 1.
4.1.1 Permittivity to density
While Fig. 3a again shows a slightly asymptotic-looking interrelation between permittivity and density, it becomes almost linear when replacing permittivity by the left side of the Clausius-Mossotti equation (equation (1)). As a consequence, the correlation coefficient rises from 0.874 to 0.930. The LAC with closed structure samples show strikingly off-correlation values, presumably because metallic contents of blast furnace slag aggregates increase their permittivity compared to other similarly dense materials.
4.1.2 Density to thermal parameters
When looking at thermal conductivity and density (Fig. 3c), the samples of different stone types are clearly grouped and show high internal consistence between the material properties, which is confirmed by the correlation values in Table 1. Specific heat and density are shown as highly correlated in total by Fig. 3d and Table 1, but the sample values are more scattered. Taking only calcium silicate bricks into account, the positive correlation disappears.
In total, the overall correlation between thermal conductivity and density is smaller than between specific heat and density. We assume that this is caused by material-specific factors with a significant influence on heat conduction, such as grain sizes and interior structure. A theoretic relationship considering these contributions might describe the behaviour better, but its development would be beyond the scope of this work.
4.1.3 Permittivity to thermal parameters
The interrelations between permittivity and density and between density and thermal parameters help to draw a connection between permittivity and thermal parameters. As Fig. 3f and the correlation value of 0.895 show, specific heat values of the investigated materials can be estimated from permittivity values. The advantage of using the left side of the Clausius-Mossotti equation to reach a linear relationship is visible when comparing (Figs. 2 and 3f). The scattering of the values is high, but the influence of thermal capacity on building energy demand is limited anyway. Deriving values for thermal conductivity from permittivity is feasible. For a linear fit to the left side of the Clausius-Mossotti equation, we observe a residual standard deviation of 0.259 W/mK and a relative residual standard deviation of 30.0% for the thermal conductivity over all samples. The values decrease to 0.105 W/mK and 13.2% respectively if the existence of calcium silicate bricks and lightweight aggregated concrete with closed structure can be ruled out in advance (see also Fig. 3e). Regarding the latter, it was very hard to classify the samples when talking to practitioners; it seems to be a rarely used material. Furthermore, the two samples were found as parts of interior walls. Regarding the first, calcium silicate bricks are common in exterior walls. Their above mentioned tendency to have higher imaginary parts of relative permittivity may give a hint towards their existence if no other source (like old plans or owner’s knowledge) is available.
All in all, the hypothesis of an interrelation between permittivity and thermal parameters is at least partly confirmed. More samples are needed to get a better understanding. Especially, more of the non-BCB stones mentioned here, other materials that appear in external walls, and specimens from other regions would be helpful for an improvement of the database.
4.2 Measurement accuracy
The TPS measurements were repeatedly performed by the device to prevent dynamic effects of the surrounding temperature. Furthermore, the samples were repeatedly measured in different seasons. The variation of repeatedly measured values lies mostly well within the uncertainty mentioned in Sect. 3.3. Some exceptions can be traced back to inhomogeneous material or very low thermal conductivity. We did not observe a systematic influence of the season. In conclusion, it seems reasonable that the uncertainty of ±5% determined by Log and Gustafsson [21] applies here, too.
Table 2 compares our measured values to the standard material parameters available from CIBSE Guide A.
Measured thermal conductivities are smaller than in the guide for all material types but CSB, which is consistent with the guide’s statement that “[p]articular masonry products can have thermal conductivities significantly lower than the corresponding values given” [9]. When concerning (Fig. 3c), the CIBSE values for BCB are at the upper end of the scattered sample values. The same is valid for BCB and CSB specific heat, while measured specific heat matches the tabulated values very well for AAC and LAC. As the CIBSE values are standard values that (although this is not explicitly stated in the guide) may reflect a worst-case situation, they are consistent with our data. Anyway, repeating the measurements with another measurement device may allow to exclude systematic errors as a reason for the mentioned deviations. As the deviations mostly have the same direction and are similarly large within a material, their possible influence on the correlation between permittivity and thermal parameters is not important for testing our hypothesis.
Regarding permittivity, the two cuboids per sample were measured independently. Repeated measurements of individual cuboids show clearly lower deviation than different cuboids of the same sample stone. The overall standard deviation of repeated measurements to the average value is about 1.5%, which can be considered as uncertainty of the values. Values for comparison are available from the field of communication propagation. An overview is available from an Ofcom project [8]. Specifically, Yahalom et al. [24] and Leschnik and Schlemm [25] list \(\varepsilon '_r\) values of 3.3 to 5.3 for bricks at 5 GHz and 2.45 GHz respectively, which is confirmed by ITU-R Recommendation P.2040-1 [26] giving \(\varepsilon '_r=3.75\) at 1–10 GHz and by Abel and Wallace [27]. We discovered only one value (\(\varepsilon '_r=3.98\) at 2.45 GHz) for calcium silicate bricks in the literature [25]. Regarding lightweight concrete, values between 2 and 3 at 0–5 GHz can be found [28, 29]. For aerated concrete, \(\varepsilon '_r\) values of 2.04 at 2.45 GHz and of 2.26 at presumably 60 GHz were measured [25, 30]. Although all these sources do not specify the density of their samples, we regard our measurements as plausible as they fall within the range of the literature values. In addition, it should be emphasised again that we took great care for realistically dry materials, since high or unknown moisture contents influence the permittivity values considerably.
The uncertainty of density measurements is assumed to be at about 1%, but can hardly be quantified due to the non-digital measurement method. Anyway, density values were only obtained for orientation and are irrelevant for the direct correlation between permittivity and thermal parameters.
5 Conclusion
We presented the hypothesis of a correlation between permittivity and thermal parameters for building materials based on the theoretical connection of both material properties to density. To test it, we determined the values of thermal conductivity, thermal capacitance, density, and permittivity for a total of 56 samples of burnt clay bricks, calcium silicate bricks, autoclaved aerated concrete, and lightweight concrete mainly originating from demolished buildings. The initial hypothesis was partly confirmed. In particular, the specific heat of a material can be estimated if the permittivity is known. Furthermore, deriving values for thermal conductivity from permittivity is feasible, especially if the existence of calcium silicate bricks and lightweight aggregated concrete with closed structure can be ruled out in advance. In this case, the standard uncertainty of the thermal conductivity derived from a known permittivity value is expected to be about 13%. This enables us to develop a method for analysing homogeneous wall layers energetically using microwave radar sensing technology. The envisaged approach uses a combination of filtered and unfiltered radar range profiles and SAR imaging for improved azimuth resolution. With the imaging data obtained, a structural analysis of the building wall can be performed that serves as the basis for calculating the individual permittivity of each layer. Using the relationships from the presented material investigations, thus the heat transfer coefficients of existing walls can be determined with an approach that is suitable for automation.
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Acknowledgements
The authors would like to thank Stefan Thurner and Resul Fener (DLR) for assisting in the measurements and the numerous colleagues and externals who helped collecting and/or provided the investigated materials.
Funding
Open Access funding enabled and organized by Projekt DEAL. This study was funded by the German Ministry for Economic Affairs and Energy in the framework of the “building tomograph” (Gtom) project (Grant No. 03ET1405A).
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Philip Gorzalka: conceptualization, methodology, validation, investigation, resources, formal analysis, writing - original draft. Alexander Haas: conceptualization, methodology, writing—original draft. Galina Golubeva: investigation, validation. Jacob Estevam Schmiedt: conceptualization, funding acquisition, writing—review and editing. Markus Peichl: conceptualization, funding acquisition, writing—review and editing. Bernhard Hoffschmidt: conceptualization, funding acquisition, writing—review and editing.
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Appendix
Appendix
See Table 3.
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Gorzalka, P., Haas, A., Golubeva, G. et al. Material investigations to facilitate the applicability of microwave radar to energy-related wall structure analysis. Mater Struct 54, 127 (2021). https://doi.org/10.1617/s11527-021-01716-8
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DOI: https://doi.org/10.1617/s11527-021-01716-8