Abstract
For a prime number p, we study the zeros modulo p of divisor polynomials of rational elliptic curves E of conductor p. Ono (CBMS regional conference series in mathematics, 2003, vol 102, p. 118) made the observation that these zeros are often j-invariants of supersingular elliptic curves over \({\overline{{\mathbb {F}}_{p}}}\). We show that these supersingular zeros are in bijection with zeros modulo p of an associated quaternionic modular form \(v_E\). This allows us to prove that if the root number of E is \(-1\) then all supersingular j-invariants of elliptic curves defined over \({\mathbb {F}}_{p}\) are zeros of the corresponding divisor polynomial. If the root number is 1, we study the discrepancy between rank 0 and higher rank elliptic curves, as in the latter case the amount of supersingular zeros in \({\mathbb {F}}_p\) seems to be larger. In order to partially explain this phenomenon, we conjecture that when E has positive rank the values of the coefficients of \(v_E\) corresponding to supersingular elliptic curves defined over \({\mathbb {F}}_p\) are even. We prove this conjecture in the case when the discriminant of E is positive, and obtain several other results that are of independent interest.
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1 Background
Let E be a rational elliptic curve of prime conductor p. Denote by \(f_E(\tau )\in S_2(\Gamma _0(p))\) the newform associated with E by the Shimura–Taniyama correspondence. Serre [11, Theorem 11] showed that there is an isomorphism between modular forms modulo p of weight \(p+1\) and level 1 and modular forms modulo p of weight 2 and level p. More precisely, he proved that \(f_E(\tau ) \equiv F_E(\tau ) \pmod {p}\), where
and \(E_{p-1}(\tau )\) is the normalized Eisenstein series of weight \(p-1\).
Given \(k \in \mathbb {Z}\) define
where \(E_{4}(\tau )\) and \(E_{6}(\tau )\) are the classical Eisenstein series of weight 4 and 6, respectively.
Moreover, consider
Given any \(g \in M_{k}(SL_{2}(\mathbb {Z}))\), we obtain a polynomial \({\tilde{F}}(g,x)\) (see [8, p. 32]) which is characterized by the formula
where \(\Delta \) is the only weight 12 and level 1 cusp form and j is the classical j-invariant. The divisor of \({\tilde{E}}_{k}(\tau )\) is captured by the polynomial
The divisor polynomial is
Ono [8, p. 118] made the observation that the zeros of \(F(F_E,x) \bmod {p} \in {\mathbb {F}}_{p}[x]\) (in \({\overline{{\mathbb {F}}_{p}}}\)) are often supersingular j-invariants (i.e., j-invariants of supersingular elliptic curves over \({\overline{{\mathbb {F}}_{p}}}\)), and asked for an explanation for this.
For example, if \(E_{83}\) is the elliptic curve of conductor 83 given by
then
Since \(j(\tau )=E_4(\tau )^3/\Delta (\tau )\), it follows that
In this case, the roots of \(F(F_{E_{83}},x)\) in \(\overline{\mathbb {F}}_{83}\) are precisely the supersingular j-invariants that lie in \({\mathbb {F}}_{83}\).
It is worth noting that the root number of \(E_{83}\) is \(-1\). The behavior of the roots of the divisor polynomial is explained by the following theorem.
Theorem 1
Let \(E/\mathbb {Q}\) be an elliptic curve of prime conductor p with root number \(-1\), and let \(F(F_E,x)\) be the corresponding divisor polynomial. If \(j\in {\mathbb {F}}_{p}\) is a supersingular j-invariant mod p, then \(F(F_E,j)\equiv 0 \pmod {p}\).
If the root number of E is 1, the supersingular zeros of divisor polynomials are harder to understand. Denote by \(s_p\) the number of isomorphism classes of supersingular elliptic curves defined over \({\mathbb {F}}_{p}\). Eichler proved that
where \(h(-p)\) is the class number of the imaginary quadratic field \(\mathbb {Q}(\sqrt{-p})\). See [4] for an excellent exposition of Eichler’s work.
Denote by \(N_p(E)\) the number of \({\mathbb {F}}_{p}\)-supersingular zeros of the divisor polynomial \(F(F_E,x)\), i.e.,
Figure 1 shows the graph of the function \(\frac{N_p(E)}{s_p}\) where E ranges over all elliptic curves of root number 1 and conductor p where \(p<10{,}000\). The elliptic curves of rank zero (158 of them) are colored in blue, while the elliptic curves of rank two (59 of them) are colored in red.
It would be interesting to understand these data. In particular,
Questions
-
1.
Why are there “so many” \({\mathbb {F}}_{p}\)-supersingular zeros?
-
2.
How can we explain the difference between rank 0 and rank 2 curves?
-
3.
What about the outlying rank 0 curves (e.g., of conductor \(p=4283\) and \(p=5303\)) with the “large” number of zeros?
Remark
It seems that there is no obvious connection between the number of \(\mathbb {F}_{p^2}\)-supersingular zeros of the divisor polynomial \(F(F_E,x)\) and the rank of elliptic curve E.
The key idea to study these questions is to show (following [13]) how to associate with \(F_E\) a modular form \(v_E\) on the quaternion algebra B over \(\mathbb {Q}\) ramified at p and \(\infty \). Such modular form is a function on the (finite) set of isomorphism classes of supersingular elliptic curves over \({\overline{{\mathbb {F}}_{p}}}\). In order to explain this precisely, we combine the expositions from [3, 4].
Let \(X_0(p)\) be the curve over \(\mathrm {Spec}\, \mathbb {Z}\) that is a coarse moduli space for the \(\Gamma _0(p)\)-moduli problem. The geometric fiber of \(X_0(p)\) in characteristic p is the union of two rational curves meeting at \(n=g+1\) ordinary double points: \(e_1, e_2, \ldots , e_{n}\) (g is the arithmetic genus of the fibers of \(X_0(p)\)). They are in bijective correspondence with the isomorphism classes of supersingular elliptic curves \(E_i/{\overline{{\mathbb {F}}_{p}}}\). Denote by \(\mathcal {X}\) the free \(\mathbb {Z}\)-module of divisors supported on the \(e_i\). The action of Hecke correspondences on the set of \(e_i\) induces an action on \(\mathcal {X}\). Explicitly, the action of the correspondence \(t_m\) (\(m\ge 1\)) is given by the transpose of the Brandt matrix B(m)
There is a correspondence between newforms of level p and weight 2 and modular forms for the quaternion algebra B that preserves the action of the Hecke operators. Let \(v_E=\sum v_E(e_i)e_i\in \mathcal {X}\) be an eigenvector for all \(t_m\) corresponding to \(f_E\), i.e., \(t_m v_E= \lambda _{m} v_E\), where \(f_E(\tau )=\sum _{m=1}^\infty \lambda _{m} q^m\). We normalize \(v_E\) (up to the sign) such that the greatest common divisor of all its entries is 1. We are now able to state the following crucial theorem.
Theorem 2
Let \(j=j(E_i)\) be the j-invariant of the supersingular elliptic curve \(E_i\). Then
This theorem allows us to give a more explicit description of the supersingular zeros of the divisor polynomial. Furthermore, it enables us to obtain computational data in a much more efficient manner. The proof of Theorems 1 and 2 will be the main goal of Sect. 2. In order to prove them, we will use both Serre’s and Katz’s theory of modular forms modulo p and the modular forms introduced in [13].
Now, let \(D_E\) be the congruence number of \(f_E\), i.e., the largest integer such that there exists a weight two cusp for on \(\Gamma _0(p)\), with integral coefficients, which is orthogonal to \(f_E\) with respect to the Petersson inner product and congruent to \(f_E\) modulo \(D_E\). The congruence number is closely related to \(\deg \phi _{f_E}\), the modular degree of \(f_E\), which is the degree of the minimal parametrization \(\phi _{f_E}:X_0(p)\rightarrow E'\) of the strong Weil elliptic curve \(E'/\mathbb {Q}\) associated with \(f_E\) (\(E'\) is isogenous to E but they may not be equal). In general, \(\deg \phi _{f_E}|D_E\), and if the conductor of E is prime, we have that \(\deg \phi _{f_E}=D_E\) (see [1]).
The idea is to relate these concepts to the aforementioned quaternion modular form \(v_E\). Denote by \(w_i=\frac{1}{2}\#\text {Aut}(E_i)\). It is known that \(w=\prod _i w_i\) is equal to the denominator of \(\frac{p-1}{12}\) and \(\sum _{i=1}^n \frac{1}{w_i}=\frac{p-1}{12}\) (Eichler’s mass formula). We define a \(\mathbb {Z}\)-bilinear pairing
by requiring \(\langle e_i,e_j \rangle =w_i \delta _{i,j}\) for all \(i,j \in \{1,\ldots ,n \}\).
We have the following theorem due to Mestre [7, Theorem 3].
Theorem 3
Using the notation above, we have
where t is the size of \(E(\mathbb {Q})_{tors}\).
We observe that the modular degree of the elliptic curves under consideration (of rank 0 or 2, conductor p, where \(p<10{,}000\)) is “small,” which suggests that the integral vector \(v_E\) will have many zero entries. This gives a partial answer to Question 1. Zagier [15, Theorem 5] proved that if we consider elliptic curves with bounded j-invariants we have
On the other hand, Watkins [14, Theorem 5.1] showed that
To address Questions 2 and 3, we focus on the mod 2 behavior of \(v_E\). Based on the numerical evidence, we pose the following conjecture.
Conjecture 1
If E is an elliptic curve of prime conductor p, root number 1, and \(rank(E)>0\), then \(v_E(e_i)\) is an even number for all \(e_i\) with \(j(E_i)\in {\mathbb {F}}_{p}\)
While this is true for all 59 rank 2 curves we observed, it holds for 35 out of 158 rank 0 curves. This explains in a way a difference in the number of \({\mathbb {F}}_{p}\)-supersingular zeros between rank 0 and rank 2 curves (Question 2), since, heuristically, it seems more likely for a number to be zero if we know it is even (especially in light of Theorem 3 which suggests that the numbers \(v_E(e_i)\) are small).
Thirty-two out of 35 elliptic curves of rank 0 for which the conclusion of Conjecture 1 holds (the remaining three curves have conductors \(p=571, 6451\) and 8747) are distinguished from the other rank 0 curves by the fact that their set of real points \(E(\mathbb {R})\) is not connected (i.e., E has positive discriminant). In general, we have the following theorem, which will be the subject of Sect. 3.
Theorem 4
Let \(E/\mathbb {Q}\) be an elliptic curve of prime conductor p such that
-
1.
E has positive discriminant
-
2.
E has no rational point of order 2,
then \(v_E(e_i)\) is an even number for all \(e_i\) with \(j(E_i)\in {\mathbb {F}}_{p}\).
Note that this gives a partial answer to Question 3 since, for example, all outlying elliptic curves of rank 0 for which \(\frac{N_p}{s_p}>0.5\) have positive discriminant and no rational point of order 2.
Note that among 59 rank 2 curves, for 25 of them \(E(\mathbb {R})\) is not connected (and have no rational point of order 2). For the rest of the rank 2 elliptic curves, we do not have an explanation of why they satisfy the conjecture.
Lastly, in the final section we will show how the Gross–Waldspurger formula might answer Question 2. More precisely, we will show that the quaternion modular form \(v_E\) associated with an elliptic curve E of rank 2 must be orthogonal to divisors arising from optimal embeddings of certain imaginary quadratic fields into maximal orders of the quaternion algebra B, leading to a larger amount of supersingular zeros.
2 Proof of the main theorems
2.1 Katz’s modular forms
We will recall the definition of modular forms given by Katz [5].
Definition 5
A modular form of weight \(k \in \mathbb {Z}\) and level 1 over a commutative ring \(R_{0}\) is a rule g that assigns to every pair \(({\tilde{E}}/R, \omega )\), where \({\tilde{E}}\) is and elliptic curve over Spec(R) for R an \(R_{0}\)-algebra and \(\omega \) is a nowhere vanishing section of \(\Omega ^{1}_{{\tilde{E}}/R}\) on \({\tilde{E}}\), an element \(g({\tilde{E}}/R,\omega ) \in R\) that satisfies the following properties:
-
1.
\(g({\tilde{E}}/R,\omega )\) depends only on the R-isomorphism class of \(({\tilde{E}}/R,\omega )\).
-
2.
For any \(\lambda \in R^{\times }\),
$$\begin{aligned} g({\tilde{E}}/R,\lambda \omega )=\lambda ^{-k} g({\tilde{E}}/R,\omega ) . \end{aligned}$$ -
3.
\(g({\tilde{E}}/R,\omega )\) commutes with base change by morphisms of \(R_{0}\)-algebras.
The space of modular forms of weight k and level 1 over \(R_{0}\) is denoted by \(\mathcal {M}(R_{0},k,1)\).
Given any \(g \in \mathcal {M}(R_{0},k,1)\), we say that g is holomorphic at \(\infty \) if its q-expansion,
actually belongs to \(\mathbb {Z}[[q]]\otimes _{\mathbb {Z}} R_{0}\). The submodule of all such elements will be denoted by \(M(R_{0},k,1)\).
Remark
The reader should notice that the notations used here are not the same as the ones used by Katz.
In the rest of the article, we will only consider the case when \(R_{0}={\overline{{\mathbb {F}}_{p}}}\), for \(p \ge 5\) a prime number.
In [10, 11], Serre considers the space of modular forms modulo p of weight k and level 1 as the space consisting of all elements of \({\overline{{\mathbb {F}}_{p}}}[[q]]\) that are the reduction modulo p of the q-expansions of elements in \(M_{k}\) that have p-integer coefficients. The following proposition shows that under mild assumptions, this definition agrees with the previous definition.
Proposition 6
([2, Lemma 1.9]) Let \(k \ge 2\) and \(p \ge 5\). Then, the natural map
is surjective.
Example
Given \(p \ge 5\), and an elliptic curve \({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}}\) we can write an equation for \({\tilde{E}}\) of the form
It is equipped with a canonical nowhere vanishing differential \(\omega _{can}= \frac{dx}{y}\).
-
\(E_{4}({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}},\omega _{can}):= c_{4}\) defines an element in \(M({\overline{{\mathbb {F}}_{p}}},4,1)\) whose q-expansion is the same as the reduction modulo p of the classical Eisenstein series \(E_{4}\).
-
\(E_{6}({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}},\omega _{can}):= c_{6}\) defines an element in \(M({\overline{{\mathbb {F}}_{p}}},6,1)\) whose q-expansion is the same as the reduction modulo p of the classical Eisenstein series \(E_{6}\).
-
\(\Delta ({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}},\omega _{can}):= \frac{c_{4}^3-c_{6}^2}{1728}=\Delta ({\tilde{E}})\) defines an element in \(M({\overline{{\mathbb {F}}_{p}}},12,1)\) whose q-expansion is the same as the the reduction modulo p of the classical cusp form \(\Delta \).
-
\(j({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}},\omega _{can}):= \frac{c_{4}^3}{\Delta }=j({\tilde{E}})\) defines an element in \(\mathcal {M}({\overline{{\mathbb {F}}_{p}}},0,1)\) whose q-expansion is the same as the the reduction modulo p of the classical j-invariant.
Proposition 7
Given \({\tilde{E}} / {\overline{{\mathbb {F}}_{p}}}\) an elliptic curve and \(\omega \) a nowhere vanishing differential on \({\tilde{E}}\), the following holds:
-
\(\Delta ({\tilde{E}},\omega )\) never vanishes.
-
\( E_{4}({\tilde{E}},\omega )\) vanishes if and only if \(j({\tilde{E}})=0\).
-
\(E_{6}({\tilde{E}},\omega )\) vanishes if and only if \(j({\tilde{E}})=1728\).
-
\(j(({\tilde{E}},\omega ))=j({\tilde{E}})\), i.e., it only depends on the isomorphism class of \({\tilde{E}}\).
Proof
If we evaluate \(\Delta ({\tilde{E}}, \omega _{can})\), we recover the discriminant of \({\tilde{E}}\). This is nonzero as, by definition, an elliptic curve is non-singular. The remaining statements are analogous. \(\square \)
Now we have the ingredients to prove the following proposition that relates the zeros of the divisor polynomial of E with the zeros of the modular form \(F_E\) modulo p.
Proposition 8
Given \({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}}\) an elliptic curve with a nowhere vanishing invariant differential \(\omega \), we have that
Proof
Suppose that \(j({\tilde{E}}) \not = 0,1728\). Consider
It can be evaluated at pairs \(( {\tilde{E}}, \omega )\), but since it is has weight zero it depends only on the isomorphism class of \({\tilde{E}}\). Therefore, it only depends on the j-invariant of the elliptic curve. Note that by Proposition 7 the denominator does not vanish and the result follows. If \(j=0\) or \(j=1728\), an analogous argument shows the proposition, as \(F(F_{E},x)=h_{k}(x){\tilde{F}}(F_{E},x)\), and \(h_{k}\) takes into account the vanishing of these special j-invariants. \(\square \)
2.2 The spaces \(S({\overline{{\mathbb {F}}_{p}}},k,1)\)
Following [13], we introduce a definition:
Definition 9
\({S}({\overline{{\mathbb {F}}_{p}}},k,1)\) is the space of rules g that assign to every pair \(({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}}, \omega )\), where \({\tilde{E}}\) is a supersingular elliptic curve and \(\omega \) is a nowhere vanishing differential on \({\tilde{E}}\), an element \(g({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}},\omega ) \in {\overline{{\mathbb {F}}_{p}}}\) that satisfies the same properties as in Definition 5.
Definition 10
For \(\ell \ne p\) a prime number, we define the Hecke operator \(T_{\ell }\) acting on \(S({\overline{{\mathbb {F}}_{p}}},k,1)\) as
where the sum is taken over the \(\ell +1\) subgroups of \({\tilde{E}}\) of order \(\ell \) and \(\pi _{C}: {\tilde{E}} \rightarrow {\tilde{E}}/C\) is the corresponding isogeny.
Proposition 11
We have a natural inclusion \(M({\overline{{\mathbb {F}}_{p}}},k,1) \subset {S}({\overline{{\mathbb {F}}_{p}}},k,1)\). If \(g \in M({\overline{{\mathbb {F}}_{p}}},k,1)\) is an eigenform for the Hecke operators \(T_{\ell }\) (\(\ell \ne p\)) with eigenvalues \(\lambda _{\ell } \in {\overline{{\mathbb {F}}_{p}}}\), then the image of g in \( {S}({\overline{{\mathbb {F}}_{p}}},k,1)\) is an eigenform for the Hecke operators with the same eigenvalues \(\lambda _{\ell }\).
Proof
This is clear from the definitions. \(\square \)
We have the following proposition that allows us to shift from weight \(p+1\) to weight 0.
Proposition 12
([9, Lemma 6]) The map from \({S}({\overline{{\mathbb {F}}_{p}}},0,1) \rightarrow {S}({\overline{{\mathbb {F}}_{p}}},p+1,1)\) given by multiplication by \(E_{p+1}\) induces an isomorphism of Hecke modules
where \({S}({\overline{{\mathbb {F}}_{p}}},0,1)[1]\) denotes the Tate twist. More precisely, we have that for all \(g \in {S}({\overline{{\mathbb {F}}_{p}}},0,1)\),
If we consider the isobaric polynomials A, B such that \(A(E_4,E_6)=E_{p-1}\) and \(B(E_4,E_6)=E_{p+1}\), the reductions \({\tilde{A}}\), \({\tilde{B}}\) have no common factor ([10, Corollary 1 of Theorem 5]). Since \(E_{p-1}\) vanishes at supersingular elliptic curves, we obtain that \(E_{p+1}\) does not vanish at supersingular elliptic curves over \({\overline{{\mathbb {F}}_{p}}}\).
The reduction modulo p of \(F_{E}\) can be regarded as an element of \({S}({\overline{{\mathbb {F}}_{p}}},p+1,1)\), and by the above remarks, we can consider
Combining these results with Proposition 8, we obtain the following result.
Proposition 13
Given \({\tilde{E}}/{\overline{{\mathbb {F}}_{p}}}\) a supersingular elliptic curve with a nowhere vanishing invariant differential \(\omega \), we have that
Finally, we state a proposition that will be useful later.
Proposition 14
The element \(\overline{F_{E}} \in {S}({\overline{{\mathbb {F}}_{p}}},0,1)[1]\) has the same eigenvalues for \(T_{\ell }\) (\(\ell \ne p\)) as \(F_{E}\). In addition, it has the same eigenvalues modulo p as \(f_{E}\).
Proof
The first part follows from Proposition 12, while the second part follows from the discussion given in the Sect 1. \(\square \)
2.3 Modular forms on quaternion algebras
We will recall some of the results previously stated in the Sect 1. This exposition follows entirely the fundamental work of Gross [4]. The geometric fiber of the curve \(X_0(p)\) in characteristic p is the union of two rational curves meeting at n ordinary double points: \(e_1\), \(e_2\), ..., \(e_{n}\) that are in bijective correspondence with the isomorphism classes of supersingular elliptic curves \(E_i\). Recall that \(\mathcal {X}\) is the free \(\mathbb {Z}\)-module of divisors supported on the \(e_i\) with a \(\mathbb {Z}\)-bilinear pairing
given by \(\langle e_i,e_j \rangle =w_i \delta _{i,j}\) for all \(i,j \in \{1,\ldots ,n \}\), where \(w_{i}=\frac{1}{2}\#\text {Aut}(E_i)\).
This pairing identifies \({\mathcal {X}}^{*}=Hom(\mathcal {X},\mathbb {Z})\) with the subgroup of \(\mathcal {X}\otimes \mathbb {Q}\) with basis \(e^{*}_{i}=\frac{e_{i}}{w_{i}}\).
The action of Hecke correspondences on the set of \(e_i\) induces an action on \(\mathcal {X}\). Explicitly, the action of the correspondence \(t_m\) (\(m\ge 1\)) is given by the transpose of the Brandt matrix B(m)
where \(B_{ij}(m)\) is the number of subgroups schemes of order m in \(E_{i}\) such that \(E_{i}/C \simeq E_j\). Furthermore, the pairing is Hecke compatible [4, Proposition 4.6].
Let \(M_2\) be the \(\mathbb {Z}\)-module consisting of holomorphic modular forms for the group \(\Gamma _{0}(p)\) such that when we consider its q-expansion, all coefficients are integers except maybe the first coefficient which is only required to be in \(\mathbb {Z}[1/2]\). The Hecke algebra \(\mathbb {T}=\mathbb {Z}[ \ldots , T_m, \ldots ]\) acts on \(M_2\) by the classical formulas. Moreover, we have that as endomorphisms of \(M_2\)
where \(W_p\) is the Atkin–Lehner involution [4, p. 141]. In addition, the map given by \(T_m \rightarrow t_m\) defines an isomorphism of Hecke algebras.
Proposition 15
([4, Proposition 5.6]) The map \(\phi : \mathcal {X}\otimes _{\mathbb {T}} \mathcal {X}\rightarrow M_2\) given by
defines a \(\mathbb {T}\)-morphism which becomes an isomorphism over \(\mathbb {T} \otimes \mathbb {Q}\).
Now we can define
to be an eigenvector for all \(t_m\) corresponding to \(f_E\), i.e., \(t_m v_E= \lambda _{m} v_E\), where \(f_E(\tau )=\sum _{m=1}^\infty \lambda _{m} q^m\). We normalize \(v_E\) (up to the sign) such that the greatest common divisor of all its entries is 1. The key observation is that \(v_E\) has the same eigenvalues modulo p as \(F_{E}\).
The rule
can be evaluated at supersingular elliptic curves over \({\overline{{\mathbb {F}}_{p}}}\) (it has weight zero), and by duality, it defines an element \(\overline{F_{E}}^{*} \in \overline{\mathcal {X}}\), where \({\overline{\mathcal {X}}}\) is the reduction modulo p of \(\mathcal {X}\). Note that by the definitions of \(t_{\ell }\) and \(T_{\ell }\), if \(\overline{F_{E}}^{*} \in \overline{\mathcal {X}}\) has eigenvalues \(\lambda _{\ell }\) for \(t_{\ell }\) then \(\overline{F_{E}} \in {S}({\overline{{\mathbb {F}}_{p}}},0,1)\) has eigenvalues \(\ell \lambda _{\ell }\) for \(T_{\ell }\).
Proposition 16
\(\overline{F_{E}}^{*}=\sum \overline{F_{E}}( e_i) e^{*}_{i}= \sum \overline{F_{E}}( e_i)(1/w_{i}) e_{i}\) and \(v_{E}=\sum {v_{E}}( e_i) e_{i}\) have the same eigenvalues modulo p for the Hecke operators \(t_{\ell }\) (\(\ell \ne p\)).
Proof
By Proposition 14, \(\overline{F_{E}}\) has the same eigenvalues as \(F_{E}\) for \(T_\ell \) (\(\ell \ne p\)), but with the action twisted, that is, \(T_{\ell } \overline{F_{E}}= \ell \lambda _{\ell } \overline{F_{E}}\). Since the pairing defining the duality is Hecke linear and by the above remarks, we must have \(t_{\ell } \overline{F_{E}}=\lambda _{\ell } \overline{F_{E}}\), which has the same eigenvalues modulo p as \(v_{E}\). \(\square \)
Corollary 17
\(\overline{F_{E}}( e_i) \equiv 0 \bmod {p} \iff {v_{E}}(e_i) \equiv 0 \bmod {p}\).
Proof
The forms \(\overline{F_{E}}^{*}=\sum \overline{F_{E}}( e_i)(1/w_{i}) e_{i}\) and \(v_{E}=\sum {v_{E}}( e_i) e_{i}\) have the same eigenvalues for \(T_{\ell }\) (\(\ell \ne p\)) by Proposition 16. By the work of Emerton [3, Theorem 0.5 and Theorem 1.14], we have the multiplicity one property for \(\mathcal {X}\) modulo p, since p is a prime different from 2.
Therefore, up to a nonzero scaling, the coefficients of these two quaternion modular forms agree modulo p. Finally, noting that the \(w_{i}\) are not divisible by p, the result follows.
\(\square \)
Now we are in position to prove Theorem 2.
Proof of Theorem 2
The first equivalence is Corollary 17; the last one is Proposition 13. \(\square \)
Let \(S_p \subset \{1,\ldots , n\}\) be a subset of indices such that \(i \in S_p\) if and only if \(j(E_i)\in {\mathbb {F}}_{p}\) (hence \(\#S_p=s_p\)). For \(i \in \{1,\ldots , n\}\) let \({\bar{i}}\) be the unique element of \(\{1,\ldots , n\}\) such that \(E_i^p \cong E_{{\bar{i}}}\). Note that, \({\bar{i}}=i\) if and only if \(i \in S_p\).
Proposition 18
([4, Proposition 2.4]) The Hecke operator \(t_{p}\) induces an involution on \(\mathcal {X}\) which satisfies that for every \(1 \le i \le n\)
Now we finish the section with the proof of Theorem 1.
Proof of Theorem 1
Let \(E_{i}\) be a supersingular elliptic curve with \(j(E_{i}) \in {\mathbb {F}}_{p}\). The operator \(t_{p}\) acts as \(-W_{p}\) on \(M_2\), and since the elliptic curve has root number \(-1\), we get that \(t_{p}\) acts as \(-1\). By Proposition 18, we have that \(t_{p}e_i=e_i\), hence \({v_{E}}( e_i)=0\), and the result follows from Theorem 2. \(\square \)
3 Proof of Theorem 4
3.1 Some basic properties of Brandt matrices
Following [4], we will recall some useful properties of Brandt matrices. Let B be the quaternion algebra over \(\mathbb {Q}\) ramified at p and \(\infty \). For each \(i=1,\ldots ,n\) let \(R_i\) be a maximal order of B such that \(R_i \cong End(E_i)\). Set \(R=R_1\) and let \(\{I_1, \ldots , I_n\}\) be a set of left R-ideals representing different R-ideal classes, with \(I_1=R\). We can choose the \(I_i\)’s such that the right order of \(I_i\) is equal to \(R_i\). For \(1\le i,j \le n\), define \(M_{ij}=I_j^{-1}I_i\); this is a left \(R_i\)-module and a right \(R_j\)-module. The Brandt matrix of degree m, \(B(m)=(B_{ij}(m))_{1\le i,j \le n}\), is defined by the formula
where \(\mathrm{Nr}(b)\) is the reduced norm of b and \(\mathrm{Nr}(M_{ij})\) is the unique positive rational number such that the quotients \(\frac{\mathrm{Nr}(b)}{\mathrm{Nr}(M_{ij})}\) are all integers with no common factor.
Alternatively, \(M_{ij} \cong Hom_{\overline{{\mathbb {F}}_{p}}}{(E_i, E_j)}\) and \(B_{ij}(m)\) is equal to the number of subgroup schemes C of order m in \(E_i\) such that \(E_i/C \simeq E_j\) [4, Proposition 2.3].
Following the discussion before 18, we can state the following results.
Proposition 19
We have the equality \(v_E(e_j)=\lambda _{p} v_E(e_{{\bar{j}}})\). In particular, \(v_E(e_j)\) and \(v_E(e_{{\bar{j}}})\) have the same parity.
Proof
The first assertion follows from the fact that \(\sum _{i} v_E(e_i)e_{i}\) is an eigenvector for the action of \(t_p\) and Proposition 18. The last assertion follows from the fact that \(\lambda _p= \pm 1\).
\(\square \)
Proposition 20
For all \(i,j \in \{1, \ldots , n \}\) and \(m\in \mathbb {N}\), we have
Proof
For any m, we have that since the Brandt matrices commute, \(B(m)B(p)=B(p)B(m)\). In other words,
Using Proposition 18, we know that \(B_{k \ell }(p)=\delta _{ {\bar{k}} \ell }\); in consequence, we have
as we wanted. \(\square \)
Proposition 21
Let \(l\ne p\) be an odd prime such that \(\left( \frac{-p}{l}\right) = -1\). Then for all \(i,j \in S_p\),
Proof
Let \(\phi _i\in R_i \cong End(E_i)\) and \(\phi _j \in R_j\cong End(E_j)\) be the Frobenius endomorphisms of the elliptic curves \(E_i\) and \(E_j\), respectively (they exist since \(E_i \cong E_i^{p}\) and \(E_j \cong E_j^{p}\)). These are trace zero elements of reduced norm p, i.e., \(\phi _i^2=\phi _j^2=-p\). Consider the map \(\Theta : B \rightarrow B\) given by
Note that \(\Theta ^2=Id\), and \(\mathrm{Nr}(\Theta (f))=\mathrm{Nr}(f)\).
First we prove that \(\Theta (M_{ij})\subset M_{ij}\). Take \(f\in Hom(E_i, E_j)\) and consider
Since the inseparable degree of g is divisible by \(p^2\), it factors as \(h\circ [p]\) with \(h\in Hom(E_i, E_j)\); hence, \(\Theta (f)\) belongs to \(Hom(E_i, E_j)\).
Next, we show that \(\Theta \) has two eigenspaces \(W_-\) and \(W_+\) of dimension 2 with eigenvalues \(-1\) and 1, respectively. We consider two cases:
-
(a)
\(i=j\) (i.e., \(M_{ij}=R_i\))
Direct calculation shows that the vectors 1 and \(\phi _i\) span the eigenspace with eigenvalue 1. The eigenspace with eigenvalue \(-1\) is the orthogonal complement of \(\phi _i\) in the trace zero subspace \(B^{0}\) of B (since for \(f \in B^{0}\) we have \(f \perp \phi _i \iff \mathrm{Nr}(f+\phi _i)=\mathrm{Nr}(f)+\mathrm{Nr}(\phi _i) \iff f \hat{\phi _i}+{\hat{f}} \phi _i=0 \iff f\phi _i = -\phi _i f \iff \Theta (f)=-f\)).
-
(b)
\(i \ne j\)
Let \(\phi _{ji}:= \phi _j \phi _i\). The matrix representations of \(\Theta \) in the invariant subspaces generated by \(\{ 1, \phi _{ji}\}\) and \(\{ \phi _i, \phi _j \}\) are equal to \(\left( {\begin{matrix}0&{}-p\\ -1/p&{}0 \end{matrix}} \right) \) and \(\left( {\begin{matrix}0&{}1\\ 1&{}0 \end{matrix}} \right) \); hence, \(\Theta \) has two eigenspaces of dimension 2 with eigenvalues \(-1\) and 1.
For \(b \in M_{ij}\) let \(w_1\in W_-\) and \(w_2 \in W_+\) be such that \(b=w_1+w_2\). Then \(\Theta (b)=-w_1+w_2\in M_{ij}\), and \(2w_1, 2w_2 \in M_{ij}\). Let \(V_-=W_- \cap M_{ij}\) and \(V_+= W_+ \cap M_{ij}\). Thus
In order to prove that \(B_{ij}(l)\) is even, it is enough to show that for every \(b\in M_{ij}\) such that \(\frac{\mathrm{Nr}(b)}{\mathrm{Nr}(M_{ij})} = l\) the set
has maximal cardinality \(\#C=4w_j\) (note that all elements of C have the same norm.) It is enough to prove that b is not an eigenvector of \(\Theta \).
Let \(a\in \mathbb {Z}\) be such that \(I=aM_{ij}\subset R_j\). If \(M^2\) is the index of I in \(R_j\), then \(q_I(x):=\frac{\mathrm{Nr}(x)}{M}\) is an integral quadratic form on I which is in the same genus as \((R_j,\mathrm{Nr})\). In particular, \(disc(q_I)=p^2\). Moreover, \(q(x):=q_I(ax)\) is a quadratic form on \(M_{ij}\) for which \(q(x)=\frac{\mathrm{Nr}(x)}{\mathrm{Nr}(M_{ij})}\) (\(\mathrm{Nr}(M_{ij})=\frac{1}{M}\)). Since \(\Theta \) preserves reduced norm, the lattices \(V_+\) and \(V_-\) are orthogonal with respect to q, and \(|disc(V_+)disc(V_-)|=|disc(V_+ + V_-)|\). It follows that
since \(M_{ij}/(V_- + V_+) \le \mathbb {Z}/2\mathbb {Z}+ \mathbb {Z}/2\mathbb {Z}\) and q is a positive definite form.
Assume that b is an eigenvector of \(\Theta \). Then \(b \in V_+\) or \(b\in V_-\). In any case, since \(l=q(b)\), it follows that l is representable by a binary quadratic form of discriminant \(-p\) or \(-4p\) which is not possible since \(\left( \frac{-p}{l}\right) =\left( \frac{-4p}{l}\right) = -1\). \(\square \)
3.2 Fourier coefficients of \(f_E(\tau )\) mod 2
Proposition 22
Let \(E/\mathbb {Q}\) be an elliptic curve of prime conductor p such that E has positive discriminant and E has no rational point of order 2. There is a positive proportion of odd primes \(\ell \) such that \(\left( \frac{-p}{\ell }\right) = -1\) and \(\lambda _{\ell }\equiv 1 \pmod {2}\), where \(f_E(\tau )=\sum \lambda _{n} q^n\) is the q-expansion of \(f_E(\tau )\).
Proof
Denote by \(\rho _2:\mathrm Gal({\overline{\mathbb {Q}}}/\mathbb {Q}) \rightarrow {\text{ GL }}_2(\mathbb {F}_2)\) the mod 2 Galois representation attached to the elliptic curve E (or equivalently, by the modularity theorem, to the modular form \(f_E\)). For an odd prime \(\ell \ne p\), we have that
where \(Frob_\ell \) is a Frobenius element over \(\ell \). The group \({\text{ GL }}_2(\mathbb {F}_2)\) is isomorphic to \(S_3\), and the elements of trace 1 are exactly the elements of order 3. \(\rho _2\) factors through \(\mathrm Gal(K/\mathbb {Q})\), and \(\mathrm Gal(K/\mathbb {Q}) \cong \mathfrak {I}(\rho _2)\) where \(K=\mathbb {Q}(E[2])\). It is enough to prove that there is a positive proportion of prime numbers \(\ell \) such that \(\left( \frac{-p}{\ell }\right) = -1\) and \(Frob_\ell \in \mathrm Gal(K/\mathbb {Q})\) has order 3. Since E has no rational point of order 2, \(Gal(K/\mathbb {Q})\) is either \(\mathbb {Z}/3\mathbb {Z}\) (if the discriminant of E is a square) or \(S_3\). Moreover, since E has prime conductor and no rational two torsion, it follows from Proposition 7 in [12] that the absolute value of the discriminant is not a square. Hence, \(K/\mathbb {Q}\) is an \(S_3\) extension, and since the discriminant is positive and its only prime divisor can be p, the quadratic field F contained in K is equal to \(\mathbb {Q}(\sqrt{p})\).
If \(\ell \equiv 3 \pmod {4}\) then \(\left( \frac{-p}{\ell }\right) = -1\) implies that \(\ell \) splits in F. If, in addition, \(\ell \) does not split completely in K, then the order of \(Frob_\ell \) is 3 and \(\lambda _{\ell }\) is odd. There is a positive proportion of such primes \(\ell \) since by Chebotarev density theorem (applied to the field \(L=\mathbb {Q}(\sqrt{-1})K\)) there is a positive proportion of primes \(\ell \) which are inert in \(\mathbb {Q}(\sqrt{-1})\), split in F and do not split completely in K. \(\square \)
3.3 Proof of Theorem 4
Proof
Take \(\ell \) an odd prime such that \(\left( \frac{-p}{\ell }\right) = -1\) and \(\lambda _{\ell }\equiv 1 \pmod {2}\) as in Proposition 22. Consider the action of \(t_{\ell }\) on \(\sum _i v_E(e_i)e_i\). Take any \(j \in S_p\), that is \({\bar{j}}=j\). By comparing the coefficient of \(e_j\) in the equation \(t_{\ell }\sum _i v_E(e_i)e_i= \lambda _{\ell } (\sum _i v_E(e_i)e_i)\), we obtain
We are going to look at this equation modulo 2; we know that \(\lambda _{\ell }\) is odd and we know by Proposition 21 that for any \(i \in S_{p}\), \(B_{ij}(\ell )\) is even. Therefore,
Proposition 20 tells us that \(B_{ij}(\ell )=B_{{\bar{i}}{\bar{j}}}(\ell )=B_{{\bar{i}}j}(\ell )\) as \(j={\bar{j}}\). Moreover, by Proposition 19, the numbers \(v_E(e_{i})\) and \(v_E(e_{{\bar{i}}})\) have the same parity. Therefore, rearranging the elements of the sum \(\sum _{i \not \in S_p} v_E(e_i) B_{ij}(\ell )\) in conjugated pairs, we obtain that this sum is zero modulo 2. In conclusion, we must have \(v_E(e_j) \equiv 0 \bmod {2}\), as we wanted to prove. \(\square \)
We are going to give a different proof of Theorem 4 under the additional assumption that E is supersingular at 2. The idea is to use the results of Le Hung and Li [6] on level raising modulo 2 together with the multiplicity one mod 2 results from [3] to obtain mod 2 congruences between modular forms of the same level p, but with different signs of the Atkin–Lehner involution. We hope that by extending these ideas to level \(2^r p\) one will be able to understand Conjecture 1 better.
Theorem 23
Let E be a rational elliptic curve of conductor p, without rational 2-torsion and with positive discriminant. Suppose further that E is supersingular at 2 . Then, there exist a newform \(g \in S_{2}(\Gamma _{0}(p))\) and a prime \(\lambda \) above two in the field of coefficients of g such that \(f \equiv g \bmod {\lambda }\) and such that \(W_{p}\) acts as \(-1\) on g.
Proof
We will verify the assumptions of Le Hung and Li [6, Theorem 2.9], starting with our elliptic curve E of prime conductor and in the scenario where we choose no primes as level raising primes (so we are looking for a congruence between level p newforms). As we explained before, the hypotheses imply that \({\rho }_{2}: G_{\mathbb {Q}} \rightarrow Gl_{2}(\mathbb {F}_{2})\) is surjective and the only quadratic subfield of \(\mathbb {Q}(E[2])\) is given by \(\mathbb {Q}(\sqrt{p})\). Therefore, the conductor of \({\rho }_{2}\) is p and it is not induced from \(\mathbb {Q}(i)\). Moreover, \({\rho }_{2}\) restricted to \(G_{\mathbb {Q}_{2}}\) is not trivial if E is supersingular at 2. Thus, we are in position to use the theorem and find a g as in the statement, because, since \(\Delta (E)>0\), we can prescribe the sign of the Atkin–Lehner involution at p. \(\square \)
Now we are in condition to give another proof of Theorem 4, under the additional assumption that E is supersingular at 2. Since g has eigenvalue \(-1\) for the Atkin–Lehner operator, we have that \(v_g(e_i)=0\) for every \(i \in S_{p}\) by Proposition 18. As we did earlier, Theorem 0.5 and Theorem 1.14 in [3] imply, since E is supersingular at 2, that we have multiplicity one mod 2 in the \(f_E\)-isotypical component in \(\mathcal {X}\); therefore, \(v_E(e_{i})\) is even for \(i \in S_{p}\) as we wanted to show.
4 Further remarks
Suppose that E is an elliptic curve with root number \(+1\) and positive rank. By Gross–Zagier–Kolyvagin, we must have \(L(E,1)=0\) and we can use Gross–Waldspurger formula to obtain some relations satisfied by the \(v_{E}(e_{i})\). More precisely, if we take \(-D\) a fundamental negative discriminant, define
where \(h_i(-D)\) is the number of optimal embeddings of the order of discriminant \(-D\) into \(End(E_{i})\) modulo conjugation by \(End(E_{i})^{\times }\) and \(u(-D)\) is the number of units of the order. In this scenario, we have Gross–Waldspurger formula [4, Proposition 13.5].
Proposition 24
If \(-D\) is a fundamental negative discriminant with \( \left( \frac{-D}{p}\right) =-1\), then
where \(\varepsilon _D\) is the quadratic character associated with \(-D\), \(\left( f_E,f_E \right) \) is the Petersson inner product on \(\Gamma _{0}(p)\) and \(m_D= \langle v_E, b_D \rangle \).
Since \(L(E,1)=0\), we obtain that
This says that, as we vary throughout all D as in the proposition, we obtain some relations that are satisfied by the \(v_{E}(e_{i})\) that make them more likely to be zero. For example, if we take a fundamental discriminant of class number 1 such that p is inert in that field, then the divisor \(b_{D}\) is supported in only one \(e_{i}\) with \(i \in S_{p}\). Since the inner product between \(b_{D}\) and \(v_{E}\) is zero, we get that \(v_{E}(e_{i})=0\). This certainly explains a lot of the vanishing that is occurring in our setting, specially considering that the range we are looking into is not very large. One could hope to make these heuristics more precise by analyzing imaginary quadratic fields with small size compared to the degree of the modular parametrization (this measures the norm of \(v_E\)) and try to obtain explicit lower bounds on the number of zeros in this situation.
Acknowledgements
We would like to thank the ICTP and the ICERM for provding the oportunity of working on this project. We would like to thank A. Pacetti for his comments on an early version of this draft. MK acknowledges support from the QuantiXLie Center of Excellence. DK was partially supported by a CONICET doctoral fellowship.
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Kazalicki, M., Kohen, D. Supersingular zeros of divisor polynomials of elliptic curves of prime conductor. Res Math Sci 4, 10 (2017). https://doi.org/10.1186/s40687-017-0099-8
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DOI: https://doi.org/10.1186/s40687-017-0099-8