Abstract
In this paper, we study a class of critical elliptic problems of Kirchhoff type:
where \(a,b>0\), \(\mu \in [0,1/4)\), \(\alpha , \beta \in [0,2)\), and \(q\in (1,2)\) are constants and \(2^{*}(\alpha )=6-2\alpha \) is the Hardy–Sobolev exponent in \(\mathbb{R}^{3}\). For a suitable function \(f(x)\), we establish the existence of multiple solutions by using the Nehari manifold and fibering maps. Moreover, we regard \(b>0\) as a parameter to obtain the convergence property of solutions for the given problem as \(b\searrow 0^{+}\) by the mountain pass theorem and Ekeland’s variational principle.
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1 Introduction and main results
In the present paper, we consider the following Schrödinger equation:
where \(a,b>0\), \(\mu \in [0,1/4)\), \(\alpha ,\beta \in [0,2)\), and \(q\in (1,2)\) are constants and \(2^{*}(\alpha )=6-2\alpha \) is the critical Hardy–Sobolev exponent.
We call (1.1) a Schrödinger equation of Kirchhoff type because of the appearance of the term \(b(\int_{\mathbb{R}^{3}}|\nabla u|^{2}-\mu u^{2}|x|^{-2}\,dx)^{{{(2-\alpha )}/{2}}}\) which makes the study of (1.1) interesting. Indeed, if we choose \(\mu = \alpha =0\) and let \(|u|^{4}u+f(x)|u|^{q-2}u|x|^{-\beta }=k(x,u)-V(x)u\), then (1.1) transforms to the following classical Kirchhoff type equation:
which is degenerate if \(b=0\) and non-degenerate otherwise. Equation (1.2) arises in a meaningful physical context. In fact, if we set \(V(x)=0\) and replace \(\mathbb{R}^{3}\) by a bounded domain \(\Omega \subset \mathbb{R}^{3}\), then we get the following Dirichlet problem:
which is related to the stationary analogue of the equation
proposed by Kirchhoff in [16] as an extension of the classical D’Alembert’s wave equation for free vibrations of elastic strings. This model takes the changes in length of the string produced by transverse vibrations into account. After J. L. Lions in his pioneer work [21] presented an abstract functional analysis framework to (1.2), this problem has been widely studied in extensive literature such as [8, 11, 12, 19, 20, 24, 25].
In their celebrated paper, Ambrosetti et al. [2] studied the following semilinear elliptic equation with concave-convex nonlinearities:
where Ω is a bounded domain in \(\mathbb{R}^{N}\), \(\xi >0\) and \(1< q<2<p\leq 2^{*}={2N}/{(N-2)}\) with \(N\geq 3\). By the variational method, they obtained the existence and multiplicity of positive solutions to the above problem. Subsequently, an increasing number of researchers have paid attention to semilinear elliptic equations with critical exponent and concave-convex nonlinearities; for example, see [1, 5, 13, 14, 27, 29] and the references therein.
Using the Nehari manifold and fibering maps, Chen et al. [6] extended the above analysis to the subcritical semilinear elliptic problem of Kirchhoff type:
where M is the so-called Kirchhoff function depending on \(1< q<2<p<2^{*}\), Ω is a bounded domain with a smooth boundary in \(\mathbb{R}^{N}\) and the weight functions \(h,g\in C(\overline{ \Omega })\) satisfy some specified conditions
they proved the existence of multiple solutions of it. In the critical case, Lei et al. [19] considered the following Kirchhoff problem in three dimensions:
where \(\epsilon >0\) is a sufficiently small constant, and they employed the mountain pass theorem to show that the problem admits at least two different positive solutions. Some other related and important results can be found in [18, 23] and the references therein.
Before stating our main results, we introduce some function spaces. Throughout the paper, \(L^{p}(\mathbb{R}^{3})\) (\(1\leq p\leq +\infty \)) is the usual Lebesgue space with the standard norm \(|u|_{p}\), and we consider the Hilbert space \(D^{1,2}(\mathbb{R}^{3})\) equipped with its usual inner product and norm
By the well-known Hardy inequality [17]
we derive that the induced inner product and norm
are equivalent to the usual inner product and norm on \(D^{1,2}( \mathbb{R}^{3})\) for any \(\mu \in [0,1/4)\). As a special case of [15, Lemma 2.3], for any \(\mu \in [0,1/4)\) and \(s\in [0,2)\), we can define
We also know that \(S_{\mu ,s}\) can be attained by a positive function \(U\in D^{1,2}(\mathbb{R}^{3})\) satisfying
Motivated by all the works mentioned above, we are interested in the multiplicity and asymptotic behavior of solutions of (1.1) whose natural variational functional is
Note that we can adopt the idea used in [28] to prove that \(J(u)\) is well-defined on \(D^{1,2}(\mathbb{R}^{3})\) and of class \(C^{1}\). Furthermore, any solution of (1.1) is a critical point of \(J(u)\). Hence we obtain the solutions of it by finding the critical points of the functional \(J(u)\). To this aim, we assume the following condition:
-
(F)
\(0\lvertneqq f(x)\in L^{\infty }(\mathbb{R}^{3})\) and there exists \(R_{0}>0\) such that \(\operatorname{supp}f\in B_{R_{0}}(0)\).
Since \(\operatorname{supp}f\subset B_{R_{0}}(0)\), using Hölder’s inequality and (1.3), we have
For the convenience of narration, we set
and
where \(C_{0}>0\) is given by Lemma 3.3 and \(t_{1}\in (0,1)\) only depends on \(\lambda_{3}\).
Remark 1.1
It is easy to see that the constants \(\lambda_{i}\) for \(i\in \{3,4,5 \}\) are independent of b, and then \(\Lambda_{M}\) is also independent of b.
We are ready to state our first result.
Theorem 1.2
Assume (F), \(\mu \in [0,1/4)\), \(\alpha ,\beta \in [0,2)\), and \(q\in (1,2)\), then for any \(a,b>0\) problem (1.1) admits at least one positive solution for \(\lambda \in (0,\Lambda_{*})\) and two positive solutions for \(\lambda \in (0,\Lambda_{**})\).
Remark 1.3
If the whole space \(\mathbb{R}^{3}\) is replaced by a bounded domain Ω and \(f(x)\equiv 1\) with \(\beta =0\), Theorem 1.2 can be seen as an improvement of the main results in [3, 7]. On the other hand, Theorem 1.2 extends the results of [6] to a more general case.
Inspired by the works in [8, 24, 25], we prefer to study the asymptotic behavior of multiple solutions to (1.1) because the solutions depend on the parameter b. By analyzing the convergence property, we establish the following result in this paper.
Theorem 1.4
Assume (F), \(\mu \in [0,1/4)\), \(\alpha ,\beta \in [0,2)\), and \(q\in (1,2)\), then (1.1) has at least two positive solutions \(u_{b}^{1}\) and \(u_{b}^{2}\) for any \(\lambda \in (0,\lambda _{M})\). Moreover, let \(\lambda \in (0,\lambda_{M})\) and \(a>0\) be fixed constants, then there exist subsequences still denoted by themselves \(\{u_{b}^{1}\}\) and \(\{u_{b}^{2}\}\) such that \(u_{b}^{i}\to u^{i}\) in \(D^{1,2}(\mathbb{R}^{3})\) as \(b\searrow 0^{+}\) for \(i\in \{1,2\}\), where \(u^{1}\) and \(u^{2}\) are two nontrivial solutions of
Remark 1.5
A natural question is why we do not study the convergence of solutions obtained in Theorem 1.2. In fact, if we do this step by step, we can only prove that equation (1.6) has at least one nontrivial solution. The main reason for this phenomenon is that we cannot prove there exists \(d_{1}<0\) independent of b such that \(m^{+}< d_{1}\) (see Lemma 2.5 for details). To explain this in a little more detail, we assume there exists a sequence \(\{u_{b}\} \subset D^{1,2}(\mathbb{R}^{3})\) of solutions of (1.1) satisfying \(J(u_{b})=m^{-}<0\). By a standard method, we can show that there exists \(u\in D^{1,2}(\mathbb{R}^{3})\) such that \(u_{b}\to u\) in \(D^{1,2}(\mathbb{R}^{3})\) as \(b\to 0^{+}\). Unfortunately, we fail to prove \(m^{+}\nrightarrow 0\) as \(b\to 0^{+}\), which yields \(u\neq 0\).
The outline of this paper is as follows. In Sect. 2, we present some preliminary results. In Sect. 3, we obtain the existence of two local minimax solutions of (1.1). In Sect. 4, we prove the convergence property on the parameter \(b>0\).
Notations
Throughout this paper we shall denote by C and \(C_{i}\) (\(i=1, 2,\ldots \)) various positive constants whose exact value may change from lines to lines but are not essential to the analysis of problem. We use “→” and “⇀” to denote the strong and weak convergence in the related function space, respectively. For any \(\rho >0\) and any \(x\in \mathbb{R}^{3}\), \(B_{\rho }(x)\) denotes the ball of radius ρ centered at x, that is, \(B_{\rho }(x):=\{y \in \mathbb{R}^{3}:|y-x|<\rho \}\).
Let \((X,\|\cdot \|)\) be a Banach space with its dual space \((X^{*},\| \cdot \|_{*})\), and Ψ be its functional on X. The Palais–Smale sequence at level \(d\in \mathbb{R}\) (\((PS)_{d}\) sequence in short) corresponding to Ψ satisfies that \(\Psi (x_{n})\to d\) and \(\Psi^{\prime }(x_{n})\to 0\) as \(n\to \infty \), where \(\{x_{n}\} \subset X\).
2 Nehari manifold and fibering map
In this section, we study the so-called Nehari manifold because the variational functional \(J(u)\) is not bounded from below on \(D^{1,2}( \mathbb{R}^{3})\). Let us define
and then any nontrivial solution of (1.1) belongs to \(\mathcal{N}\). Obviously, \(u\in \mathcal{N}\) if and only if
The following lemma tells us the behavior of \(J(u)\) on \(\mathcal{N}\).
Lemma 2.1
The functional \(J(u)\) is coercive and bounded from below on \(\mathcal{N}\).
Proof
For any \(u\in \mathcal{N}\), since \(\alpha \in (0,2)\) and \(q\in (1,2)\), we get
which yields that \(J(u)\) is coercive and bounded from below on \(\mathcal{N}\). □
The Nehari manifold \(\mathcal{N}\) is closely linked to the functions \(\varphi_{u}(t)=J(tu)\) for any \(t>0\). As we all know, the above maps were introduced by Drábek and Pohozaev [9] and discussed in Brown and Zhang [4] (or Chen et al. [6]). For any \(u\in D^{1,2}(\mathbb{R}^{3})\), we have
It is easy to see that for any \(u\in D^{1,2}(\mathbb{R}^{3})\backslash \{0\}\) and \(t>0\) we obtain
which gives that \(\varphi_{u}^{\prime }(t)=0\) if and only if \(tu\in \mathcal{N}\). In particular, \(\varphi_{u}^{\prime }(1)=0\) if and only if \(u\in \mathcal{N}\). Arguing as Brown and Zhang [4], we split \(\mathcal{N}\) into three parts:
Therefore, for any \(u\in \mathcal{N}\), we have
It is similar to the argument in Brown and Zhang [4, Theorem 2.3] that we can derive the following result.
Lemma 2.2
Suppose \(u\in D^{1,2}(\mathbb{R}^{3})\) is a local minimizer for \(J(u)\) on \(\mathcal{N}\) and \(u\notin \mathcal{N}^{0}\), then \(J^{\prime }(u)=0\) in \((D^{1,2}(\mathbb{R}^{3}))^{*}\).
Inspired by the above lemma, we will study when \(\mathcal{N}^{0}= \emptyset \) is established.
Lemma 2.3
If \(0<\lambda <\Lambda_{1}\triangleq \max \{\lambda_{1},\lambda_{2}\}\), then \(\mathcal{N}^{0}=\emptyset \).
Proof
We argue it indirectly and assume that, for any \(u\in \mathcal{N}^{0}\), using (2.1) and (2.2) we have
and by (1.5)
which yields that
On the other hand, using (2.1) and (2.2) again we have
and by (1.5)
which yields that
Combining (2.3) and (2.4), we obtain \(\lambda \geq \Lambda_{1}=\max \{\lambda_{1},\lambda_{2}\}\), which is a contradiction. Hence \(\mathcal{N}^{0}=\emptyset \) for any \(0<\lambda <\Lambda_{1}=\max \{\lambda_{1},\lambda_{2}\}\). The proof is complete. □
To find solutions of (1.1), it is necessary to consider whether \(\mathcal{N}^{\pm }\) are nonempty.
Lemma 2.4
Assume (F) and for any \(0<\lambda <\Lambda_{1}\), then for any \(u\in D^{1,2}(\mathbb{R}^{3})\backslash \{0\}\) there exist \(t_{0}>0\) and unique \(t^{+}\) and \(t^{-}\) with \(0< t^{+}< t_{0}< t^{-}\) such that \(t^{\pm }u\in \mathcal{N}^{\pm }\) and
Proof
Compared with the results in [6], the proof is standard after some simple modifications and we omit it. □
From Lemma 2.3, we know that \(\mathcal{N}=\mathcal{N}^{+} \cup \mathcal{N}^{-}\) for any \(0<\lambda <\Lambda_{1}\triangleq \max \{\lambda_{1},\lambda_{2}\}\). Moreover, by Lemma 2.4 we have \(\mathcal{N}^{\pm }\neq \emptyset \) and by Lemma 2.1 we may define
Then we have the following result.
Lemma 2.5
Under the assumptions of Theorem 1.2, we have
-
(i)
If \(0<\lambda <\Lambda_{1}=\max \{\lambda_{1}.\lambda_{2}\}\), then \(m^{+}<0\);
-
(ii)
If \(0<\lambda <\Lambda_{2}\triangleq \max \{{q\lambda_{1}}/{\sqrt{2(4- \alpha )}},{q\lambda_{2}}/{2}\}\), then there exists \(d_{0}>0\) independent of b such that \(m^{-}>d_{0}\). In particular, we have \(m^{+}=m<0<m^{-}\).
Proof
(i) For any \(u\in \mathcal{N}^{+}\), by (2.1) we know
which implies that
Thus we obtain that \(m^{+}<0\).
(ii) To end the proof, we split it into the following two cases.
Case 1: \(0<\lambda <{q\lambda_{1}}/{\sqrt{2(4-\alpha )}}\).
Similar to (2.3), we can derive
Then, for any \(u\in \mathcal{N}^{-}\subset \mathcal{N}\) and by (1.5), we have that
Combining (2.5) and (2.6), we know that if \(\lambda <{q\lambda_{1}}/{\sqrt{2(4-\alpha )}}\), there exists \(d_{0}>0\) independent of b such that \(m^{-}\geq d_{0}\).
Case 2: \(0<\lambda <{q\lambda_{2}}/{2}\).
Similar to (2.4), we can derive
Then, for any \(u\in \mathcal{N}^{-}\subset \mathcal{N}\) and by (1.5), we have that
Combining (2.7) and (2.8), we know that if \(\lambda <{q\lambda_{2}}/{2}\), there exists \(d_{0}>0\) independent of b such that \(m^{-}\geq d_{0}\). The proof is complete. □
3 Proof of Theorem 1.2
In this section, we prove Theorem 1.2. Using Ekeland’s variational principle [10] and the argument in [6, Lemma 5.2], we have the following result.
Lemma 3.1
Under the assumptions of Theorem 1.2, we have
-
(i)
If \(0<\lambda <\Lambda_{1}\), then \(J(u)\) has a \((PS)_{m}\) sequence \(\{u_{n}\}\subset \mathcal{N}\);
-
(ii)
If \(0<\lambda <\Lambda_{2}\), then \(J(u)\) has a \((PS)_{m^{-}}\) sequence \(\{u_{n}\}\subset \mathcal{N}^{-}\).
The following lemma provides the interval where the \((PS)\) condition holds for \(J(u)\).
Lemma 3.2
If \(\lambda \in (0,\Lambda_{*})\), any \((PS)_{c}\) sequence of \(J(u)\) contains a strongly convergent subsequence whenever \(c< c_{ \mu ,\alpha }^{*}-C_{0}\lambda^{{2}/{(2-q)}}\), where
and \(C_{0}\) is a positive constant given by Lemma 3.3 below.
Proof
Let \(\{u_{n}\}\subset D^{1,2}(\mathbb{R}^{3})\) be a \((PS)_{c}\) sequence of \(J(u)\), and we conclude that \(\{u_{n}\}\) is bounded in \(D^{1,2}( \mathbb{R}^{3})\). In fact
which yields that \(\{u_{n}\}\) is bounded in \(D^{1,2}(\mathbb{R}^{N})\) since \(1< q<2\). Up to a subsequence if necessary, there exists \(u\in D^{1,2}(\mathbb{R}^{3})\) such that \(u_{n}\rightharpoonup u\) in \(D^{1,2}(\mathbb{R}^{3})\), \(u_{n}\to u\) in \(L^{r}_{\text{loc}}( \mathbb{R}^{3})\) for \(r\in [1,2^{*}(\alpha ))\) and \(u_{n}\to u\) a.e. in \(\mathbb{R}^{3}\). Next we prove that \(u_{n}\to u\) in \(D^{1,2}( \mathbb{R}^{3})\).
By the concentration compactness principle [22], there exist a countable set Γ, a set of different points \(\{x_{j}\} \subset \mathbb{R}^{3}\backslash \{0\}\), nonnegative real numbers \(\mu_{x_{j}}\), \(\nu_{x_{j}}\) for \(j\in \Gamma \), and nonnegative real numbers \(\mu_{0}\), \(\gamma_{0}\), and \(\nu_{0}\) such that
where \(\delta_{x}\) is the Dirac mass at \(x\in \mathbb{R}^{3}\). Without loss of generality, we only consider the possibility of concentration at the singular point \(0\in \mathbb{R}^{3}\). To do it, for any \(\epsilon >0\), we let \(x_{j}\notin B_{\epsilon }(0)\) for all \(j\in \Gamma \) and choose \(\varphi^{\epsilon }\) to be a smooth cut-off function such that \(0\leq \varphi^{\epsilon }\leq 1\), \(\varphi^{ \epsilon }\equiv 0\) when \(x\in B_{\epsilon }^{c}(0)\), \(\varphi^{ \epsilon }\equiv 1\) when \(x\in B_{{\epsilon }/{2}}(0)\) and \(|\nabla \varphi^{\epsilon }|\leq {4}/{\epsilon }\). Then
Since \(\{u_{n}\}\) is bounded, using (3.2) we have
In view of Sobolev inequality (1.3), that is, \(S_{\mu , \alpha }^{ {2^{*}(\alpha )}/{2}}\nu_{0}\leq (\mu_{0}-\mu \gamma_{0})^{ {2^{*}(\alpha )}/{2}}\), we derive
which gives that
Therefore we have
a contradiction! Hence we have
which together with (1.5) implies
Hence there holds
which yields that \(u_{n}\to u\) in \(D^{1,2}(\mathbb{R}^{3})\). The proof is complete. □
To apply in Lemma 3.2, we have the following result.
Lemma 3.3
Under the assumptions of Theorem 1.2, there holds
for any \(\lambda \in (0,\Lambda_{*})\). In particular, \(m^{-}< c_{ \mu ,\alpha }^{*}-C_{0}\lambda^{\frac{2}{2-q}}\) for any \(\lambda \in (0,\Lambda_{*})\).
Proof
For \(c_{\mu ,\alpha }>0\) given by (3.1), we have that
Let us define
As a consequence of (1.4), we have
By some elementary calculations, we have
which is equivalent to
Since \(4-2\alpha =2(2-\alpha )\), we know that \(g^{\prime }(t)=0\) has a unique root, that is,
Therefore we can conclude that
which implies that
Since \(J(0)=0\), there exists \(t_{1}\in (0,1)\) only depending on \(\lambda_{3}\) such that
On the other hand, by (3.3) we have that
which gives
Finally, we can deduce that
Since \(U\in D^{1,2}(\mathbb{R}^{3})\backslash \{0\}\), by Lemma 2.4 there exists unique \(t_{U}^{\pm }\) such that \(t_{U}^{ \pm }U\in \mathcal{N}^{\pm }\). Consequently, we have \(m^{-}\leq J(t _{U}^{-} U)\leq \max_{t\geq 0}J(tU)\), which completes the proof. □
Now, we establish the existence of a local minimum for \(J(u)\) on \(\mathcal{N}\).
Proposition 3.4
Assume (F), \(\mu \in [0,1/4)\), \(\alpha ,\beta \in [0,2)\), and \(q\in (1,2)\), then for any \(\lambda \in (0,\Lambda_{*})\) there exists \(u_{\lambda }\in D^{1,2}(\mathbb{R}^{3})\) such that
-
(i)
\(u_{\lambda }\) is a positive solution of (1.1) and \(J(u_{\lambda })=m=m^{+}\);
-
(ii)
\(\|u_{\lambda }\|\to 0\) as \(\lambda \to 0^{+}\).
Proof
(i) In view of Proposition 3.1(i), any minimizing sequence \(\{u_{n}\}\subset \mathcal{N}\) of m can be chosen as a \((PS)_{m}\) sequence of \(J(u)\), that is,
By Lemma 2.1, we know that \(\{u_{n}\}\) is bounded in \(D^{1,2}(\mathbb{R}^{3})\). Going to a subsequence if necessary, there exists \(u_{\lambda }\in D^{1,2}(\mathbb{R}^{3})\) such that \(u_{n} \rightharpoonup u_{\lambda }\) in \(D^{1,2}(\mathbb{R}^{3})\). It follows from the definitions of m and \(m^{\pm }\) that \(m\leq m^{\pm }\). Hence \(u_{n}\to u_{\lambda }\) in \(D^{1,2}(\mathbb{R}^{3})\) by Lemmas 3.2–3.3, then \(J(u_{\lambda })=m\) and \(J^{\prime }(u_{\lambda })=0\). Since \(m\leq m^{+}<0\), we can derive \(u_{\lambda }\) is a nontrivial solution of (1.1) by Lemma 2.2. By the fact that \(J(u)\) is translation invariant, we know that \(J(|u_{\lambda }|)=J(u_{\lambda })=m\) and \(J^{\prime }(|u_{\lambda }|)=J^{\prime }(u_{\lambda })=0\). By using Harnack’s inequality [26], it follows that \(u_{\lambda }(x)>0\) in \(\mathbb{R}^{3}\) and then \(u_{\lambda }\) is a positive solution of (1.1). We now claim that \(u_{\lambda } \in \mathcal{N}^{+}\). Indeed, we argue it indirectly and assume \(u_{\lambda }\in \mathcal{N}^{-}\) by Lemma 2.3. It follows from Lemma 2.4 that there exist unique \(t_{\lambda }^{+}\) and \(t_{\lambda }^{-}\) such that \(t_{\lambda }^{\pm }u_{\lambda }\in \mathcal{N}^{\pm }\) with \(0< t_{\lambda }^{+}< t_{\lambda }^{-}\equiv 1\). By the same idea used in [6, Lemma 4.2], we know that \(\varphi_{u_{\lambda }}(t)=J(tu_{\lambda })\) is strictly increasing on \((t_{\lambda }^{+},t_{\lambda }^{-})\) and hence
a contradiction! So, we can obtain \(u_{\lambda }\in \mathcal{N}^{+}\), which implies that \(m^{+}\leq J(u_{\lambda })=m\leq m^{+}\). Consequently, the proof of (i) is complete.
(ii) Since \(u_{\lambda }\in \mathcal{N}^{+}\), then similar to (2.3) and (2.4) we have
which yields \(\|u_{\lambda }\|\to 0\) as \(\lambda \to 0^{+}\). The proof is complete. □
Next, we establish the existence of a local minimum for \(J(u)\) on \(\mathcal{N}^{-}\).
Proposition 3.5
Assume (F), \(\mu \in [0,1/4)\), \(\alpha ,\beta \in [0,2)\), and \(q\in (1,2)\), then for any \(\lambda \in (0,\Lambda_{**})\) there exists \(U_{\lambda }\in D^{1,2}(\mathbb{R}^{3})\) such that
-
(i)
\(J(U_{\lambda })=m^{-}\);
-
(ii)
\(U_{\lambda }\) is a positive solution of (1.1).
Proof
It follows from Proposition 3.1(ii) that there exists a \((PS)_{m^{-}}\) sequence of \(J(u)\),
Hence \(\{u_{n}\}\) is bounded in \(D^{1,2}(\mathbb{R}^{3})\) by Lemma 2.1 and there exists \(U_{\lambda }\in D^{1,2}(\mathbb{R} ^{3})\) such that \(u_{n}\rightharpoonup U_{\lambda }\) in \(D^{1,2}( \mathbb{R}^{3})\) in the sense of a subsequence. Using Lemmas 3.2–3.3, we obtain \(u_{n}\to U_{ \lambda }\) in \(D^{1,2}(\mathbb{R}^{3})\) and then \(J(U_{\lambda })=m ^{-}\) and \(J^{\prime }(U_{\lambda })=0\). In view of Lemma 2.2 and Lemma 2.5(ii), we know that \(U_{\lambda }\) is a nontrivial solution of (1.1). Similar to Proposition 3.4, we have that \(U_{\lambda }\) is positive. The proof is complete. □
We are now in a position to complete the proof of Theorem 1.2.
Proof of Theorem 1.2
The part (i) is a corollary of Proposition 3.4. If \(\lambda \in (0,\Lambda_{**})\), we can obtain two positive solutions \(u_{\lambda }\in \mathcal{N}^{+}\) and \(U_{\lambda }\in \mathcal{N} ^{-}\) of (1.1) by Propositions 3.4–3.5. The definitions of \(\mathcal{N}^{\pm }\) give us \(\mathcal{N}^{+}\cap \mathcal{N}^{-}=\emptyset \), then we know that \(u_{\lambda }\) and \(U_{\lambda }\) are two different positive solutions of (1.1). □
4 Asymptotic behavior as \(b\searrow 0^{+}\)
In this section, we regard \(b\in (0,1]\) as a parameter in problem (1.1) and analyze the convergence property. To do it, we have to prove that problem (1.1) admits at least two nontrivial solutions again. We introduce the following variational functional:
to emphasize the independence of \(b\in (0,1]\).
Now we will verify that the functional \(J_{b}(u)\) exhibits the mountain pass geometry.
Lemma 4.1
The functional \(J_{b}(u)\) satisfies the mountain pass geometry around \(0\in D^{1,2}(\mathbb{R}^{3})\) for any \(\lambda \in (0, \lambda_{5})\), that is,
-
(i)
there exist \(\delta ,\rho >0\) independent of b such that \(J_{b}(u) \geq \delta >0\) when \(\|u\|=\rho \);
-
(ii)
there exists \(e\in D^{1,2}(\mathbb{R}^{3})\) with \(\|e\|>\rho \) such that \(J(e)<0\).
Proof
(i) It follows from (1.3) and (1.5) that
where
Therefore there exists \(\delta >0\) such that \(J_{b}(u)\geq \delta >0\) when \(\|u\|=\rho >0\) for any \(\lambda \in (0,\lambda_{5})\).
(ii) Choosing \(u_{0}\in D^{1,2}(\mathbb{R}^{3})\backslash \{0\}\), then since \(4-\alpha <2^{*}(\alpha )\) one has
Hence letting \(e=t_{0}u_{0}\in D^{1,2}(\mathbb{R}^{3})\backslash \{0 \}\) with \(t_{0}\) sufficiently large, we have \(\|e\|>\rho \) and \(J(e)<0\). The proof is complete. □
By Lemma 4.1 and the mountain pass theorem in [28], a \((PS)\) sequence of the functional \(J(u)\) at the level
can be constructed, where the set of paths is defined as
In other words, there exists a sequence \(\{u_{n}\}\subset D^{1,2}( \mathbb{R}^{3})\) such that
Remark 4.2
By (4.1), we can conclude that \(c_{b}< c_{\mu ,\alpha }-C_{0}\lambda^{2/(2-q)}\) for any \(\lambda \in (0,\lambda_{M})\). In fact, in view of the proof of Lemma 3.3, we obtain
for any \(\lambda \in (0,\lambda_{M})\). As the proof of Lemma 4.1(ii), there exists sufficiently large \(t_{U}>0\) such that \(J_{b}(t_{U}U)<0\). Hence let \(\gamma_{0}(t)=tt_{U}U\in \Gamma _{b}\), then \(c_{b}\leq \sup_{t\geq 0}J(tU)\), which yields \(c_{b}< c _{\mu ,\alpha }-C_{0}\lambda^{2/(2-q)}\) for any \(\lambda \in (0, \lambda_{M})\).
To obtain a solution with negative energy, we introduce the following lemma.
Lemma 4.3
(Ekeland’s variational principle [10], Theorem 1.1)
Let V be a complete metric space and \(F:V\to \mathbb{R}\cup \{+\infty \}\) be lower semicontinuous, bounded from below. Then, for any \(\epsilon >0\), there exists some point \(v\in V\) with
Now, we establish the existence of multiple solutions of (1.1).
Proposition 4.4
Assume (F), \(\mu \in [0,1/4)\), \(\alpha ,\beta \in [0,2)\), and \(q\in (1,2)\), then equation (1.1) has at least two positive solutions \(u_{b}^{1}\) and \(u_{b}^{2}\) satisfying
Proof
Let \(\{u_{n}\}\subset D^{1,2}(\mathbb{R}^{3})\) satisfy (4.2), by Lemma 3.2 and Remark 4.2 we derive there exists \(u_{b}^{1}\in D^{1,2}(\mathbb{R}^{3})\) such that \(J_{b}^{\prime }(u_{b}^{1})=0\) and \(J_{b}(u_{b}^{1})=c_{b}>0\).
On the other hand, for \(\rho >0\) given by Lemma 4.1(i), we define
clearly \(\overline{B}_{\rho }\) is a complete metric space with the distance \(d(u,v)=\|u-v\|\). It is obvious that the functional \(J_{b}\) is lower semicontinuous and bounded from below on \(\overline{B}_{\rho }\). We claim that
Indeed, choosing a nonnegative function \(\psi \in C_{0}^{\infty }( \mathbb{R}^{3})\), we have
Therefore there exists a sufficiently small \(t_{\psi }>0\) such that \(\|t_{\psi }\psi \|\leq \rho \) and \(J_{b}(t_{\psi }\psi )<0\), which imply that (4.3) holds. By Lemma 4.3, for any \(n\in N\), there exists \(\widetilde{u}_{n}\) such that
Then a standard procedure gives that \(\{u_{n}\}\) is a bounded \((PS)_{\widetilde{ c}_{b}}\) sequence of \(J_{b}\). Therefore, by Lemma 3.2 and (4.3), there exists \(u_{b}^{2}\in D^{1,2}(\mathbb{R}^{3})\) such that \(J_{b}^{\prime }(u _{b}^{2})=0\) and \(J_{b}(u_{b}^{2})=\widetilde{ c}_{b}<0\). It is similar to Proposition 3.4 that \(u_{b}^{1}\) and \(u_{b}^{2}\) are positive. □
For \(b\in (0,1]\), we can obtain two sequences \(\{u_{b}^{1}\}\) and \(\{u_{b}^{2}\}\) of solutions of (1.1) by Proposition 4.4, that is,
and
The variational functional corresponding to (1.6) is given by
which is of class of \(C^{1}\) due to [28]. For any \(b\in (0,1]\), we have
where \(M_{0}\) is independent of b.
Proof of Theorem 1.4
To end the proof clearly, we will split it into several steps.
Step 1: There exist four constants independent of \(b\in (0,1]\) such that
In fact, the constant \(\delta >0\) given by Lemma 4.1 is independent of any \(b>0\), then by (4.1) we have that \(J_{b}(u_{b}^{1})\geq \delta \). On the other hand, using (1.5) we have
Let \(\psi_{0}\in C_{0}^{\infty }(\mathbb{R}^{3})\) satisfy \(\|\psi_{0} \|\leq (2qC_{0}/|f|_{\infty }C_{R_{0},\beta ,q})^{\frac{1}{q}} \lambda^{\frac{1}{2-q}}S_{\mu ,\beta }^{\frac{1}{2}}\) and since
we can let \(t_{0}>0\) such that \(\|t_{0}\psi \|\leq \rho \), where \(\rho >0\) is given by Lemma 4.1(ii). Therefore we can obtain
So the proof of Step 1 is complete.
Step 2: The sequences \(\{u_{b}^{i}\}\) (\(i\in \{1,2\}\)) contain strongly convergent subsequences.
By (4.4) and (4.5), we know that \(\{u_{b}^{i} \}\) (\(i\in \{1,2\}\)) are \((PS)\) sequences of the functionals \(J_{b}(u)\). We claim that \(\{u_{b}^{i}\}\) (\(i\in \{1,2\}\)) are bounded. In fact,
which yields that \(\{u_{b}^{i}\}\) are bounded in \(D^{1,2}(\mathbb{R} ^{3})\) since \(1< q<2\). With (4.4) and (4.5) in hand, we can see Lemma 3.2 as a special case to show that the sequences \(\{u_{b}^{i}\}\) (\(i\in \{1,2\}\)) contain strongly convergent subsequences with \(c_{b}<\frac{1}{2}(2-\alpha )(3-\alpha )^{-1}(aS _{\mu ,\alpha })^{(3-\alpha )/(2-\alpha )}\). Hence there exist subsequences still denoted by themselves and \(u^{i}\in D^{1,2}( \mathbb{R}^{3})\) such that \(u_{b}^{i}\to u^{i}\) in \(D^{1,2}( \mathbb{R}^{3})\) as \(b\to 0^{+}\) for \(i\in \{1,2\}\). Therefore, \(\forall \varphi \in C_{0}^{\infty }(\mathbb{R}^{3})\) we have
as \(b\to 0^{+}\), which yields that \(u^{i}\in D^{1,2}(\mathbb{R}^{3})\) are solutions of (1.6) for \(i\in \{1,2\}\).
Step 3: \(J_{0}(u^{2})<0<J_{0}(u^{1})\).
Indeed,
and
Summing the above three steps, we obtain that \(u^{1}\) and \(u^{2}\) are two nontrivial solutions of (1.6). The proof is complete. □
5 Conclusion
This paper is concerned with the qualitative analysis of solutions of a nonlocal problem with Sobolev–Hardy exponent of Kirchhoff type. Meanwhile, it seems that the study of Kirchhoff type equation involving Hardy term and singular nonlinearity via the Nehari manifold and fibering maps is new.
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The author was supported by NSFC (Grant No. 11371158, 11771165), the program for Changjiang Scholars and Innovative Research Team in University (No. IRT13066).
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Shen, L. Multiplicity and asymptotic behavior of solutions for Kirchhoff type equations involving the Hardy–Sobolev exponent and singular nonlinearity. J Inequal Appl 2018, 213 (2018). https://doi.org/10.1186/s13660-018-1806-8
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DOI: https://doi.org/10.1186/s13660-018-1806-8