Experimental study
The goal of our experimental study is to investigate the close link between neuronal brain activity and subsequent metabolic responses of the human organism at a systemic level. In [25], the methods and results of the experimental study are described in detail. The study design is depicted in Figure 1.
In a randomized sham-controlled crossover design, a homogeneous group of 15 healthy young male volunteers with a body mass index of 23.2 ± 0.38 kg/m2 is examined. Neuronal brain activity is stimulated by transcranial direct current stimulation (tDCS) during the time interval t ∈ [125, 145] (minutes). Transcranial stimulation of the brain causes transient effects on motor cortical excitability outlasting the stimulation period [26]. Sham stimulation serves as control condition. For sham stimulation, electrodes are placed at the same site without current stimulation. TDCS-induced effects on cerebral energy metabolism and systemic glucose regulation are measured. The study is carried out in accordance with the Declaration of Helsinki (2000) of the World Medical Association and has been approved by the ethics committee of the University of Lübeck. Each participant gave written informed consent.
31Phosphorus magnetic resonance spectroscopy (31P-MRS) allows performing non-invasive in vivo measurements of brain metabolites that are centrally involved in the energy metabolism. Phosphate metabolites such as adenosinetriphosphate (ATP), i.e., the sum of α-, β-, and γ-ATP, as well as phosphocreatine are measured in the cortex reflecting the overall high-energy phosphate turnover [27]. Here, the ratio of ATP and inorganic phosphate (Pi) is evaluated as an indicator of the intracellular energy status [25, 28]. 31P-MR spectra are measured at times t = 115, 160, 205, 215, 225, 235, 245, 385 (minutes).
During euglycemic-hyperinsulinemic clamping, an insulin infusion at the predetermined fixed dosage of 1.5 mU (kg min)−1 and a variable glucose infusion are administered in order to reach stable plasma glucose concentrations between 4.5 and 5.5 mmol/l. Under steady-state conditions of euglycemia, the glucose infusion rate equals glucose uptake by all tissues in the body [29] and is therefore a measure of glucose tolerance. To monitor the peripheral glucose metabolism, blood samples of glucose and insulin are regularly taken at times t = 0, 110, 155, 210, 220, 230, 240, 300, 340, 380 (minutes).
While blood glucose and insulin concentrations do not differ between conditions, overall cerebral high-energy phosphate measurements display a biphasic course upon tDCS as compared with the sham condition, see [25] and Figure 2. An initial energetic drop in the ATP/Pi ratio upon tDCS is observed. Subsequent 31P-MR spectra reveal a rapid increase above the control condition followed by a return of the ATP/Pi ratio to baseline levels. Glucose infusion rates show the same biphasic response to tDCS indicating that transcranial stimulation improves systemic glucose tolerance [29–31]. Measurements of the hypothalamus-pituitary-adrenal (HPA) hormonal system reveal decreasing concentrations of circulating stress hormones such as cortisol upon tDCS (compare [25]).
The experimental data demonstrate that transcranial brain stimulation not only evokes alterations in local neuronal processes but also clearly influences brain energy homeostasis and peripheral metabolic systems regulated by the brain [25]. Hence, manipulating brain activity by tDCS affects peripheral metabolic regulation such as the glucose metabolism and related neuroendocrine mediators. Effects of tDCS on cerebral ATP/Pi, blood glucose, and insulin as compared with the sham stimulation are shown in Figure 2.
Nevertheless, the mechanisms underlying these experimental observations remain unknown. Concerning the specific mechanisms by which neuronal excitation, via a drop in high-energy phosphate content, improves glucose tolerance, one can only speculate at this point.
The objective of the following mathematical analysis is to gain insight into physiological mechanisms underlying the effects of brain stimulation on cerebral and peripheral energy metabolism. In order to clarify the underlying mechanisms in this context, we combine experimental data with the mathematical model introduced in the following subsection.
Brain-centered energy metabolism model
Physiological processes may be described by systems of ordinary differential equations,
where
and
are time-depending functions with t∈[0,T]. Here, y0 denotes the initial conditions. We collect unknown model parameters to be estimated in the vector p = (p1, …, p
m
)⊤. In the following, given parameters regarded as constant are assembled in a vector c.
A collection of mathematical models of this kind describing interactions of main components of the human glucose metabolism can found in the book of Chee and Fernando [17]. Most of these models are based on the glucostatic or lipostatic theory. Exemplarily, one could mention the well-known Minimal Model [32], the Ackerman Model [14], or more recently models published in [19, 21]. Additionally, mathematical models developed in the context of the Selfish Brain Theory can be found in the review paper by Chung and Göbel [33].
Here, we regard a mathematical model of the human whole body energy metabolism considering the brain not only as energy consumer but more importantly as a superordinate controller, compare [12]. The model includes energy metabolites in separated compartments, energy fluxes between these compartments, and signals directing energy fluxes within the organism, see Figure 3.
The brain-centered model of the energy metabolism is given by the system of four ordinary differential equations,
Cerebral energy content, i.e., high-energy phosphates in the brain, is denoted by A. Furthermore, G is the blood glucose concentration, and R specifies energy resources in the body, which comprise available energy reserves foremost in liver, muscle, and fat tissue. Note, various types of energy, such as fat, glycogen, and glucose, are combined in the energy resources compartment. In addition to energy metabolites, the model contains the control signal, identified as blood insulin concentration.
Conceptually, our model bases on conservation of energy. In general, stimulatory influences are modeled as proportional relations and inversely proportional relations describe prohibitive influences. The glucose flux from the blood into the brain crossing the blood brain barrier is proportional to intensified by a factor p1 [M s−1]. This factor quantifies the glucose flux rate from the blood into the brain across the blood brain barrier. Suppose the cerebral energy content A is low, the facilitated diffusion process from the blood compartment into the brain via the passive glucose transporter GLUT1 is accelerated. Contrary, high levels of A inhibit this flux. This can be seen as “energy on demand” of the brain. This concept has been published in [12]. Glucose G needs to be available in the blood compartment to reach the brain.
Our model combines energy resources and metabolites, such as glycogen, glucose and lactate, in the compartment G. The energy flux from the resources into the blood compartment, which is composed of several sub-mechanisms, is proportional to the energy resources R and anti-proportional to the actual blood glucose concentration G with a flux rate with a factor p2 [M s−1], i.e., p2R / G. This flux includes endogenous glucose production by the liver amongst others.
The hormone insulin acts not only as local response to the blood glucose concentration. Moreover, it is regarded as central feedback signal of the brain with an insulin secretion factor p3 [s−1]. Notice that with low cerebral energy, ventromedial hypothalamic centers inhibit pancreatic insulin secretion [34–36]. Being an anorexigenic hormone, peripherally secreted insulin is a key feedback signal to the brain reducing food intake and systemic glucose uptake [13, 15]. Energy consumption of the brain and energy consumption by the periphery are denoted by p4 [M s−1] and by p5 [M s−1].
Insulin-dependent glucose uptake from the blood into the energy resources compartment is modeled by c1GI with a parameter c1 [(M s)−1]. This flux mainly comprises glucose uptake into the peripheral stores, i.e., muscle and fat tissue. To accelerate this flux, glucose and insulin need to be available in the blood at the same time in order to activate glucose uptake via the insulin-dependent glucose transporter GLUT4.
Degradation of insulin is supposed to be of first order with the insulin degradation rate c2 [s−1]. External glucose infusion is denoted by G
ext
(t) [M s−1], insulin infusion is I
ext
(t) [M s−1].
To meet the simplified notation from Equation (1) we collect the state variables y = (A, G, I, R)⊤ and the parameters p = (p1, …, p5)⊤. The constants c = (c1, c2)⊤ and time-dependent external infusions G
ext
, I
ext
are not explicitly shown in (1). Notice that all parameters, constants, and states are non-negative. Model properties he been investigated in detail and it has been shown that the model realistically reproduces qualitative and quantitative behavior of the whole body energy metabolism even for a large class of physiological interventions (see [11, 12] for details).
To accommodate the characteristics of the experimental study, the dynamical system (2) slightly differs from the model introduced in [12]. First, glucose and insulin infusions are administered. Secondly, ingestion of food is neglected since no food intake occurs during the examinations.
Parameter identification
In the following, we introduce the general technique to estimate the model parameters p. The solution y of the dynamical system (2) varies with respect to the model parameters p. In order to validate and implement model predictions, the mathematical model needs to be compared to experimental data. Here, we analyze the model behavior in identifying the unknown model parameters p = (p1, …, p5)⊤ of our dynamical system in Brain-centered energy metabolism model section using experimental data presented in Experimental study section.
In general, parameter identification problems for ordinary differential equations can be stated as follows
Equation (3) states a classical constrained optimization problem, where constraints are given by an initial value problem [37]. With ∥·∥2 denoting the Euclidian norm, we minimize the distance between the model solution at the times τ = (τ1, …, τ
k
)⊤, where the data are measured and given data
; the minimization is constrained by the validity of the mathematical model. With
denote the variance of the data assumed to be independent and identically distributed. The term S(λ,p) is a convex regularization inducing prior knowledge on the parameters for which we will provide details later. For convenience, we assume the model function f to be continuously differentiable. Note that the optimization problem (3) corresponds to the maximum likelihood estimator including a prior and is a standard formulation of a parameter identification problem [38]. Note that estimator (3) infers that the errors are independently and identically normal distributed.
We seek to find
minimizing Equation (3). The optimization problem (3) can only be targeted by numerical optimization methods. Problem (3) is a typical inverse problem since data and model are given and we aim to identify the model parameters. This inverse problem is well known to experimentalists and various methods have been established to solve such type of parameter estimation problems. Most commonly used are single and multiple shooting methods. Both methods face certain advantages and disadvantages. Single shooting methods are easy to implement but are not robust to initial guesses of the model parameters and optimization algorithms are likely to fail or to find “non-optimal” local minimizer. Multiple shooting methods are by far more robust and are shown to face better convergence. However, multiple shooting methods solve constrained optimization problems, which dramatically increase the algorithmic complexity [37, 39].
Here, we follow an approach similar to methods proposed by Ramsay et al. [40], Chung and Haber [41], or Poyton et al. [39]. Equation (3) can be restated as
The equivalence of optimization problem (3) and (4) stays true for any appropriate integral norm ∙ (here we choose the L2 –norm). Constrained optimization problems such as (4) are commonly approximated by performing a Lagrangian relaxation [38]. We get:
with the Lagrangian multiplier a ≥ 0. Notice that for increasing a unconstrained optimization problem (5) becomes optimization problem (4). Next, we choose a standard discretize-then-optimize approach to solve problem (5), numerically. We let
be a approximation of y at the data points τ1, …, τ
k
and D
t
be a finite differences operator approximating dy / dt at τ1, …, τ
k
, then we can restate the optimization problem (5) as the discretized and unconstrained optimization problem.
Notice that we can neglect the remaining constraint in (5) since y0 = u1 is already included in the search parameters and is therefore always fulfilled. Equation (6) describes the general parameter estimation framework. This optimization problem has the advantages that it is robust and the unconstrained nature allows to use fast gradient-based methods, for details see [40, 41]. Notice that if the data points τ1, …, τ
k
are t dense, one may want to utilize a spline function s with knots τ and coefficients q at dense points
to capture the dynamic of the differential equation. Then Equation (6) reads
One further choice to make is choosing the regularization term S(λ,p). A most common choice for the regularization term is
where
is a given parameter representing physiological parameter values and λ ≥ 0. With this we have established a parameter estimation method to tackle the model of Brain-centered energy metabolism model section.
Parameter identification setup
Next, we present the parameter estimation setup for the model in Section 2.2 with the given data from Section 2.1. As derived in Section 2.2, all parameters of our model (2) have a physiological interpretation. Since insulin is at hyperphysiological levels in our experimental examination we will consider the dependent parameters c1 and c2 to be constant. Flakoll PJ, Wentzel LS, Rice DE, Hill JO and Abumrad NN [42] quantify the insulin-dependent whole body glucose uptake corresponding to c1 ≈ 0.06 (pM min)−1. Information about insulin clearance is given by [43] resulting in c2 ≈ 1.4 min−1. This yields the fixed parameter values c = (c1,c2) = (0.06, 1.4)⊤.
For the parameter
we choose physiologically relevant parameter values gathered from the literature. We use
mM/min for glucose transport rate across the blood brain barrier [44]. Baron AD and Clark MG [45] specify the glucose flux between peripheral stores and blood with
mM/min. For the insulin secretion rate, we choose
min−1, see [46]. The work by Flakoll PJ, Wentzel LS, Rice DE, Hill JO and Abumrad NN [42] provides the maximal rate of glucose utilization. This grants an insight into the peripheral energy consumption
mM/min and cerebral energy consumption
mM/min since the brain uses up to 20% of total body glucose [10]. Hence, we choose the regularization value
.
In order to establish global convergence, we choose a Monte Carlo sampling technique of the initial guess p0. We pick 500 randomly chosen normally distributed samples with mean
. For each sample we calculate the minimizer and choose the overall minimizer
to be the minimizer of the objective function Φ, see Equation (4).
To solve the optimization problem (4) numerically we use a Gauss-Newton method with Armijo line search, see [38]. The regularization parameters a and λ are set to a = 5 10−3 and λ = 10−7 for our numerical investigations. By empirical observations these values lead to a good balance between under- and overfitting.