1 Introduction

For spaces X, Y and subsets VX, WY, a map f:XY is an extension of a map ϕ:VW if f(x)=ϕ(x) for all xV. We denote by B n the unit ball in R n , by S n 1 its boundary and by int( B n ) its interior.

If f: B 1 B 1 is an extension of ϕ: S 0 S 0 ={1,1} and ϕ has no fixed points, then f must have an interior fixed point, that is, a fixed point in int( B 1 ). However, if ϕ has a fixed point, then there need not be any interior fixed points.

If n=2, the situation is more complicated. Of course the Brouwer fixed point theorem implies that a map f: B 2 B 2 must have at least one interior fixed point if it is an extension of a map ϕ: S 1 S 1 that has no fixed points. But it was proved in [1] (see also [2]) that if the extension f is smooth, it may still be required to have interior fixed points for certain maps ϕ that have many fixed points. Representing the points of S 1 by complex numbers, let ϕ= ϕ d : S 1 S 1 , for an integer d, be the power map defined by ϕ d (z)= z d . If d2 and f: B 2 B 2 is a smooth extension of ϕ d , then f has at least one interior fixed point. It is also demonstrated in [1] that interior fixed points of extensions need not exist if d1 or if f is not smooth. Schirmer generalized this interior fixed point result to smooth extensions f: B n B n for n2 to show in Example 4.7 of [3] that if f is a smooth extension of a ‘sparse’ map ϕ: S n 1 S n 1 , a generalization of ϕ d that is defined below, of degree d such that ( 1 ) n d2, then f must have at least one interior fixed point.

Returning to the case n=1, if we extend the map ϕ: S 0 S 0 without fixed points to a map f: R 1 R 1 , there still must be a fixed point of f in int( B 1 ). The reason for the interior fixed points of the extension f: B 1 B 1 of the map of S 0 without fixed points, namely that (1,1) and (1,1), lie in different components of B 1 × B 1 Δ, where Δ={(x,x):x B 1 }, applies also to the extension f: R 1 R 1 since those points are also in different components of B 1 × R 1 Δ.

On the other hand, the reason for the presence of fixed points in int( B n ) for smooth extensions of certain maps of S n 1 demonstrated in [3] is considerably more subtle. Therefore, it is reasonable to ask whether such fixed points would persist if, instead of smooth extensions f: B n B n of ϕ: S n 1 S n 1 , we consider extensions that are smooth Euclidean maps, that is, maps f: R n R n . Thus, we ask whether there still must be fixed points of f in int( B n ) if we allow f to map points of int( B n ) outside of B n .

We will prove that the interior fixed points do persist, even in this more general setting. As in the case of self-maps of balls, the interior fixed points of Euclidean maps are detected by means of a theorem that relates the index of a fixed point of ϕ: S n 1 S n 1 to its index as a fixed point of an extension. We will therefore devote Section 2 to a discussion of the properties of the fixed point index that we will use. In Section 3, we prove that a smooth extension f: R 2 R 2 of a power map ϕ d : S 1 S 1 for d2 must have at least one interior fixed point. Section 4 then contains the proof that Schirmer’s result generalizes to smooth extensions f: R n R n of sparse maps ϕ: S n 1 S n 1 that satisfy the same degree restrictions.

2 The fixed point indices

Before extending the results of [1, 2] and [3] to the case of a smooth Euclidean map f:( R n , S n 1 )( R n , S n 1 ) extending ϕ: S n 1 S n 1 , we need to define the relevant fixed point indices. We will consider the restriction f:( B n , S n 1 )( R n , S n 1 ). Since our goal is to establish conditions for the existence of fixed points on the interior of B n , the behavior of the function outside of B n is not relevant. Therefore, we will make use of the indices i( B n ,f,p) and i( S n 1 ,ϕ,p) of an isolated fixed point p S n 1 . We do so by generalizing the approach used in [1] (see also [4]).

For an isolated fixed point p S n 1 , we can choose a small enough neighborhood U so that it contains only this fixed point and no other. We then may write f in this neighborhood of p in terms of a local coordinate system in which U B n is contained in the upper half-space

R + n = { ( x 1 , x 2 , , x n ) R n | x n 0 }

in such a way that p is the origin 0 in this setting and U S n 1 is contained in the subspace

R n 1 = { ( x 1 , x 2 , , x n 1 , 0 ) R n } .

In order to calculate the index of p in each space, we consider the map F:U R n defined by

F( x 1 , x 2 ,, x n )={ ( x 1 , x 2 , , x n ) f ( x 1 , x 2 , , x n ) , if  x n 0 , ( x 1 , x 2 , , x n ) f ( x 1 , x 2 , , x n 1 , 0 ) , if  x n < 0 .

Note that F sends the origin, lower half-plane and R n 1 to itself respectively. Also, F(z)z for z0. The index i( S n 1 ,ϕ,p) is equal to i( R n 1 ,F,0) in this setting as in the traditional definition of the index. Moreover, i( B n ,f,p) is identified with i( R n ,F,0), which can be computed as the degree of the map ρF: S n 1 S n 1 where ρ: R n 0 S n 1 is the retraction defined by ρ(z)=z/|z|.

3 Unit-circle-preserving maps of the plane

Brown, Greene and Schirmer proved

Theorem 1 [1, 2]

Let f: B 2 B 2 be a smooth map with a finite number of fixed points such that f(ζ)= ζ k for all ζ S 1 for some k2, where B 2 is the closed two-dimensional ball with the boundary S 1 . If π is a fixed point of f that lies in S 1 , then either i( B 2 ,f,π)=0 or i( B 2 ,f,π)=1.

The contractibility of B 2 implies the following corollary.

Corollary 2 [2]

Suppose f: B 2 B 2 is a smooth map such that f(ζ)= ζ k for all ζ S 1 , for some k2. Then there exists zint( B 2 ) such that f(z)=z.

We will extend Theorem 1 to maps f:( B 2 , S 1 )( R 2 , S 1 ) by modifying the proof of Theorem 1 in [2]. Corollary 2 will then extend to maps f:( R 2 , S 1 )( R 2 , S 1 ).

Theorem 3 Let f:( B 2 , S 1 )( R 2 , S 1 ) be a smooth map with a finite number of fixed points such that f(ζ)= ζ k for all ζ S 1 for some k2. If π is a fixed point of f that lies in S 1 , then either i( B 2 ,f,π)=0 or i( B 2 ,f,π)=1.

Proof Let π be a fixed point of f in S 1 . We can write this fixed point in the polar coordinates (r,θ) as (1, θ 0 ). We will introduce new coordinates on a neighborhood U of π as follows:

x 1 =θ θ 0 , x 2 =1r.

In the new coordinate setting, the fixed point π is the origin and U S 1 corresponds to the x 1 -axis near 0, and the portion of the interior of the unit ball in U is contained in the upper half-plane. Consider the following map (as described in Section 2) in the new coordinate setting:

F( x 1 , x 2 )={ ( x 1 , x 2 ) f ( x 1 , x 2 ) , if  x 2 0 , ( x 1 , x 2 ) f ( x 1 , 0 ) , if  x 2 < 0 .

Now write F=( F 1 , F 2 ) and define g( x 1 )= F 1 ( x 1 ,0). Since f(ζ)= ζ k for ζ S 1 , we have

g( x 1 )= F 1 ( x 1 ,0)= x 1 k x 1 =(1k) x 1 .

Since the map f is defined to be smooth on B 2 , the map F is smooth on the upper half-plane. Let F + denote the restriction of F to the upper half-plane. We will see that smoothness is only required in a neighborhood of the fixed point at 0. Since we are assuming that k2, then

d d x F 1 ( x 1 ,0)= g ( x 1 )=1k<0

and the smoothness of F + implies that

F 1 + ( x 1 , x 2 ) x 1 <0

for ( x 1 , x 2 ) in an ϵ-neighborhood of the origin, for ϵ>0 sufficiently small and for x 2 0. Let Γ be a circle of radius ϵ/2 about the origin.

Let Γ + and Γ denote the half-circles above and below the x 1 -axis respectively. Since F takes the lower half-plane to itself, we know that F maps Γ to the lower half-plane. Calculating the fixed point index of f at the origin in R 2 is equivalent to finding the winding number of F(Γ) around 0. Thus, we need to understand F( Γ + ). Since Γ + lies in the upper half-plane, we only consider F + . Assuming F has only a finite number of fixed points, we can choose ϵ small enough so that only one point on Γ or its interior that F maps to the origin is the origin itself. Therefore, we can homotope the restriction of F + to Γ + in R 2 0 to the restriction of F + to the curve Γ δ + for δ>0 given by

Γ δ + (t)= ( ϵ 2 ( 2 t 1 ) , δ ( 1 ( 1 2 t ) 2 ) ) ,

where 0t1.

We write the restriction of F + to Γ δ + in coordinates as

F + ( Γ δ + ( t ) ) = ( F 1 + ( Γ δ + ( t ) ) , F 2 + ( Γ δ + ( t ) ) ) = ( ϕ δ ( t ) , ψ δ ( t ) ) .

The key idea of the proof is that for δ sufficiently small, the smoothness of F + and the fact that

F 1 + ( x 1 , x 2 ) x 1 <0implies that d d t ϕ δ (t)<0

for all t. This tells us that the x 1 -coordinate of the curve F + ( Γ δ + (t)) is a strictly monotone function of t. In particular, the curve F + ( Γ δ + (t)) only crosses the x 2 -axis once. This implies the desired result since the winding number of F(Γ) can then only be either 0 or −1.

Notice that it is never specified that f maps B 2 into itself. In considering the map F(z)=zf(z), although it is assumed that F maps the exterior of the disc to the exterior of the disc, the proof allows the image of the interior of the disc under F to lie anywhere in R 2 . □

Let f ¯ : B 2 R 2 be the restriction of f:( R 2 , S 1 )( R 2 , S 1 ) to B 2 . Since B 2 is contractible, the sum of the indices of ρ f ¯ : B 2 B 2 equals one, and therefore ρ f ¯ (x)=x for some xint( B 2 ). But then f(x)=x as well, so f:( B 2 , S 1 )( R 2 , S 1 ) has a fixed point in the interior of B 2 . Therefore, we can extend Corollary 2 as the following result.

Corollary 4 Let f:( R 2 , S 1 )( R 2 , S 1 ) be a smooth map such that f(ζ)= ζ k for all ζ S 1 for some k2. Then there exist zint( B 2 ) such that f(z)=z.

4 Interior fixed points of a map f:( R n , S n 1 )( R n , S n 1 )

Definition 1 ([3], p.34)

A smooth map ϕ: S n 1 S n 1 with finitely many fixed points is transversely fixed if d ϕ p I: T p ( S n 1 ) T p ( S n 1 ) is a nonsingular linear map for each fixed point p. For F={ p 1 ,, p r } a fixed point class of ϕ, let

i(F)= j = 1 r i ( S n 1 , ϕ , p j ) .

The transverse Nielsen number N (ϕ) is defined by

N (ϕ)= F F | i ( F ) | ,

where F is the set of fixed point classes of ϕ.

A smooth map ϕ: S n 1 S n 1 is sparse if it is transversely fixed and it has N (ϕ) fixed points.

In [3], p.45 Schirmer obtained the following result.

Theorem 5 Let ϕ: S n 1 S n 1 be a sparse map of degree d and suppose f:( B n , S n 1 )( B n , S n 1 ) is a smooth map extending ϕ. If ( 1 ) n d2, then f must have a fixed point in int( B n ).

We will extend this result as a consequence of the following

Theorem 6 Given a smooth map ϕ: S n 1 S n 1 and a smooth map f:( B n , S n 1 )( R n , S n 1 ) extending ϕ, suppose that p S n 1 is an isolated fixed point of f and that d ϕ p I: T p ( S n 1 ) T p ( S n 1 ) is a nonsingular linear transformation. Then either i( B n ,f,p)=0 or i( B n ,f,p)=i( S n 1 ,ϕ,p).

Proof The following proof is a modified version of Theorem 5.1 in [1]. We again write f in a small ball that contains p S n 1 as described in Section 2 and the map F is also as defined there. Moreover, for ε>0 small enough, let

D ε ( x 1 ,, x n )={ ( ε x 1 , ε x 2 , , ε x n ) f ( ε x 1 , ε x 2 , , ε x n ) , if  x n 0 , ( ε x 1 , ε x 2 , , ε x n ) f ( ε x 1 , ε x 2 , , ε x n 1 , 0 ) , if  x n < 0 .

This then means that the index i( B n ,f,p)=i( B n , D ε ,0) is the degree of ρ D ε : S n 1 S n 1 , where ρ(x)=x/|x| for x R n 0.

Note that

| F ( ε x 1 , ε x 2 , , ε x n ) d F p ( ε x 1 , ε x 2 , , ε x n ) | o(ε)

because F is a C 1 function. We also have

| d F p ( ε x 1 , ε x 2 , , ε x n ) | Cε

for some C>0 independent of ε and ( x 1 , x 2 ,, x n ) due to the fact that d F p =(d f p I) is nonsingular by hypothesis.

Since d F p is a nonsingular linear map, this last degree is easily seen to be 0, or ±1. But the images of D ε of the upper and lower hemisphere are each contained entirely in either the lower or upper half-space. This means that D ε is of degree 0 or D ε is homotopic in R n 0 to the suspension of D ε | S n 2 . □

We can use Theorem 6 to extend Theorem 5 to the case f:( R n , S n 1 )( R n , S n 1 ). The following is a modified version of part of [3]. Note that despite the fact that the case n=2 is solved in the previous section, the new material presented below extends the solution to all the cases.

Suppose we have ϕ: S n 1 S n 1 and a smooth map f:( R n , S n 1 )( R n , S n 1 ) extending ϕ. A fixed point class F of f is called a common fixed point class of f and ϕ if there exists an essential fixed point class F ¯ of ϕ which is contained in F.

We will again consider the restriction f:( B n , S n 1 )( R n , S n 1 ). In the notation of [3], p.39, let

u ( F ) = max { 0 , ( i ( S n 1 , ϕ , F ¯ ) | F ¯ F  and  i ( S n 1 , ϕ , F ¯ ) > 0 ) } , l ( F ) = min { 0 , ( i ( S n 1 , ϕ , F ¯ ) | F ¯ F  and  i ( S n 1 , ϕ , F ¯ ) < 0 ) } .

Then F is a transversally common fixed point class of f and ϕ if

l(F)i(F)u(F).

Definition 2 The boundary transversal Nielsen number of f:( B n , S n 1 )( R n , S n 1 ) is

N ( f ; B n , S n 1 ) = N (ϕ)+N(f)N(f, ϕ ),

where N(f, ϕ ) is the number of essential and transversally common fixed point classes of f and ϕ.

Suppose that ϕ: S n 1 S n 1 has degree d. Then f: B n R n has one fixed point class F with i(F)=1, and so l(F)0<i(F). If n=2, then ϕ has |1d| essential fixed point classes, each of the same index, and i( S 1 ,ϕ, F ¯ )=L(ϕ)=1d. Hence, i(F)u(F) if and only if d0, and

N(f, ϕ )={ 1 if  d 0 , 0 if  d > 0 .

If n3, then ϕ has one fixed point class F ¯ with i( S n 1 ,ϕ, F ¯ )=1+ ( 1 ) n 1 d and so

N(f, ϕ )={ 1 if  ( 1 ) n 1 d 0 , 0 if  ( 1 ) n 1 d < 0 .

Note that this formula is still true for the case n=2.

If ϕ: S n 1 S n 1 is a sparse map of degree d then N (ϕ)=|1 ( 1 ) n d| for all d and all n2.

Since N(f)=1, for the case that ( 1 ) n d0, the boundary transversal Nielsen number is

N ( f ; B n , S n 1 ) = N ( ϕ ) + N ( f ) N ( f , ϕ ) = | 1 ( 1 ) n d | + 1 1 = | 1 ( 1 ) n d | .

As for the case that ( 1 ) n d>0, the boundary transversal Nielsen number is

N ( f ; B n , S n 1 ) = N ( ϕ ) + N ( f ) N ( f , ϕ ) = | 1 ( 1 ) n d | + 1 0 = | 1 ( 1 ) n d | + 1 .

Hence, we have just proven the following

Proposition 7 If f:( B n , S n 1 )( R n , S n 1 ) is a smooth extension of a sparse map ϕ: S n 1 S n 1 of degree d, with n2, then the boundary transversal Nielsen number is

N ( f ; B n , S n 1 ) ={ | 1 ( 1 ) n d | if  ( 1 ) n d 0 , | 1 ( 1 ) n d | + 1 if  ( 1 ) n d > 0 .

As defined in [1], p.2, the extension Nielsen number N(f|ϕ) is a lower bound for the number of fixed points on S n 1 of continuous extensions of a continuous map ϕ. It is equal to the number of essential (classical) fixed point classes F of f with F S n 1 =. A fixed point class F is representable on S n 1 if there exists a subset F F S n 1 with i( B n ,f,F)=i( S n 1 ,ϕ, F ). The smooth extension number N 1 (f|ϕ) is the number of essential (classical) fixed point classes F of f which are not representable on S n 1 . It is a lower bound for the number of fixed points in S n 1 of a smooth extension of a smooth and transversally fixed map ϕ.

Proposition 8 If ϕ: S n 1 S n 1 is sparse, then

N 1 ( f | ϕ ) = N ( f ; B n , S n 1 ) N ( ϕ ) , N ( f | ϕ ) = N ( f ; B n , S n 1 ) N ( ϕ ) .

Proof Our proof is modeled on the proofs of Proposition 4.3 and Corollary 4.4 in [3]. For any essential fixed point class F of f, since ϕ is sparse, F S n 1 contains u(F) fixed points p such that i( S n 1 ,ϕ,p)=1 and l(F) fixed points p such that i( S n 1 ,ϕ,p)=1. This means that F is representable on S n 1 if and only if l(F)i(F)u(F). By the definitions of all the Nielsen numbers involved, we have the result stated above for N 1 (f|ϕ).

The result for N(f|ϕ) can be obtained in a similar manner by using Corollary 2.6 from [1] along with the fact that all fixed point classes of a sparse map are essential. □

By the definitions of N(f,ϕ) in [5] and the definition of N 1 (f|ϕ) defined early, we obtain

Proposition 9 If ϕ: S n 1 S n 1 is sparse, then the number of essential fixed point classes of f which are common but not transversally common is

N 1 (f|ϕ)N(f|ϕ)=N(f,ϕ)N(f, ϕ ).

We are now ready to prove the following Theorem.

Theorem 10 Let n2, and let ϕ: S n 1 S n 1 be a sparse map of degree d and suppose f:( B n , S n 1 )( R n , S n 1 ) is a smooth map extending ϕ. If ( 1 ) n d2, then f must have a fixed point in int( B n ).

Proof Since ϕ has degree d and it is sparse, by definition

N(f|ϕ)={ 1 if  d ( 1 ) n , 0 if  d = ( 1 ) n

and

N 1 ( f | ϕ ) N ( f | ϕ ) = N ( f ; B n , S n 1 ) N ( ϕ ) N ( f | ϕ ) ( from Proposition 8 ) = N ( f ; B n , S n 1 ) | 1 ( 1 ) n d | N ( f | ϕ ) .

Applying Proposition 7, we have

N 1 (f|ϕ)N(f|ϕ)={ 0 if  ( 1 ) n d 1 , 1 if  ( 1 ) n d 2 .

Thus, every smooth extension over B n of a sparse map of S n 1 of degree d with ( 1 ) n d2 has a fixed point on the interior of B n . □