Abstract
Spin Hurwitz numbers are related to characters of the Sergeev group, which are the expansion coefficients of the Q Schur functions, depending on odd times and on a subset of all Young diagrams. These characters involve two dual subsets: the odd partitions (OP) and the strict partitions (SP). The Q Schur functions \(Q_R\) with \(R\in \hbox {SP}\) are common eigenfunctions of cut-and-join operators \(W_\Delta \) with \(\Delta \in \hbox {OP}\). The eigenvalues of these operators are the generalized Sergeev characters, their algebra is isomorphic to the algebra of Q Schur functions. Similarly to the case of the ordinary Hurwitz numbers, the generating function of spin Hurwitz numbers is a \(\tau \)-function of an integrable hierarchy, that is, of the BKP type. At last, we discuss relations of the Sergeev characters with matrix models.
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1 Introduction
This month it is exactly ten years from the publication of [1, 2] which introduced the commutative ring of general cut-and-join operators with linear group characters as common eigenfunctions and symmetric group characters as the corresponding eigenvalues. Since then, these operators have found a lot of applications in mathematical physics, from matrix models to knot theory, and led to a crucially important and still difficult notion of Hurwitz \(\tau \)-functions. A variety of further generalizations was considered, from q, t-deformations [3, 4] to the Ooguri-Vafa partition functions [5,6,7,8,9,10,11] and various non-commutative extensions [12, 13]. One of the most important generalizations is a construction of open Hurwitz numbers [14,15,16]: an infinite-dimensional counterpart of the Hurwitz theory realization of algebraic open-closed string model á la Moore and Lizaroiu equipped with the Cardy-Frobenius algebra, the closed and open sectors being represented by conjugation classes of permutations and the pairs of permutations, i.e. by the algebra of Young diagrams and bipartite graphs respectively.
Note that the original construction essentially involves the characters of linear groups and symmetric groups (another manifestation of the Schur–Weyl duality) understood as embedded into the linear group \(GL(\infty )\) and the symmetric group \(S_\infty \). However, an obvious direction of changing this group set-up remained poorly explored. In the present paper, we discuss this interesting subject with the hope that it would add essential new colors to the picture and give rise to many new applications. That is, instead of the Schur polynomials (characters of linear groups) we deal with the Q Schur functions, and instead of the symmetric groups we deal with the Sergeev groups. Immediate subjects to address within this context are now more or less standard, we list them in the table below indicating where they are discussed in this paper:
Subject | Ordinary case | Spin case |
---|---|---|
Hurwitz numbers | s.3.1 | s.4.1 |
Related symmetric functions | s.3.2.1 | s.4.2 |
Frobenius formula | s.3.2.2 | s.4.3 |
Algebra of cut-and-join operators \(W_\Delta \) | s.3.3 | s.5 |
Isomorphism of algebra of \(W_\Delta \) to (shifted) symmetric functions | s.3.4 | s.6 |
Integrability | s.3.5 | s.7 |
Matrix models and character expansions | s.3.6 | s.8 |
2 Q Schur polynomials
2.1 Definitions
The central role in this paper will be played by somewhat mysterious Q Schur polynomials \(Q_R\{p\}\), which depend only on odd time-variables \(p_{2k+1}\) and only on strict Young diagrams \(R=\{r_1>r_2>\cdots>r_{l_R}>0\}\in \hbox {SP}\) (for ordinary diagrams some lines can have equal lengths, i.e. there is \(\ge \) rather than >). These polynomials have two complementary origins:
- (a):
They were introduced by Schur [17] in the study of projective representations of symmetric groups
- (b):
They were identified by Macdonald [18] with the Hall–Littlewood polynomials \(\hbox {HL}_R\) at \(t^2=-1\):
$$\begin{aligned} \tilde{Q}_R\{p\} = {{\mathcal {M}}}_R\{q=0,t^2=-1,p\} \equiv \widetilde{\text {HL}}_R\{p\} \end{aligned}$$(1)where \({{\mathcal {M}}}_R\) is the Macdonald polynomial (the tilde in \(\widetilde{\text {HL}}\) denotes restriction to \(t^2=-1\), while the tilde over Q refers to the normalization factor, which will be changed in the main part of the paper, see (16) at the end of this section). Hereafter, we replace the parameters in the Macdonald book [18] \((q,t)\rightarrow (q^2,t^2)\).
- (c):
Their coefficients are expressed through the characters of the Sergeev group [19,20,21].
The formal definition of the Q Schur polynomials can be found in s.4.2.
2.2 Immediate corollaries
Definition (A) implies various determinant (actually, Pfaffian) formulas, definition (B) implies connection to representation theory, in particular, the ring structure:
A peculiar property of symmetric polynomials from Macdonald family is that the sum at the r.h.s is restricted from the naive \(R_1+ R_2\le R\le R_1\cup R_2\) in the lexicographical ordering to a narrower sum of irreducible representations of \(SL_N\) emerging in the tensor product of representations associated with the Young diagrams \(R_1\) and \(R_2\): \(R\in R_1\otimes R_2\) (for example, \([2]\otimes [1,1]\) does not contain [2, 1], see [22, 23] for definitions and details). Macdonald’s observations were that
- (B2):
\(\widetilde{\text {HL}}_R\{p\}\) for \(R\in \hbox {SP}\) depend only on odd time-variables \(p_{2k+1}\)
- (B3):
\(\widetilde{\text {HL}}_R\{p\}\) for \(R\in \hbox {SP}\) form a sub-ring, i.e. \({{\mathcal {N}}}_{R_1,R_2}^R\) vanish for \(R\notin \hbox {SP}\), provided \(q=0,t=i\) and \(R_1,R_2\in \hbox {SP}\).
Note that \(\widetilde{\text {HL}}_R\{p\}\) do not vanish for \(R\notin \hbox {SP}\), and then they can also depend on even \(p_{2k}\), thus the set of \(Q_R\{p\}\) is not the same as the set of \(\widetilde{\text {HL}}_R\), it is a sub-set, and a sub-ring.
One more important observation is that
(B4) after a peculiar rescaling of the Macdonald scalar product [18],
the restricted HL polynomials for \(R\in \hbox {SP}\) acquire a very simple norm:
Actually relevant for the Q Schur polynomials is the restriction to odd times, i.e. the Young diagram \(\Delta \) in (3), which defines the monomial \(p_\Delta = \prod _{i}^{l_\Delta } p_{\Delta _i}\) should have all the lines of odd length: \(\Delta \in \hbox {OP}\). Therefore of crucial importance is the celebrated one-to-one correspondence between . For example, coinciding are the generating functions
(this is Sylvester theorem, which is a well known supersymmetric identity).
2.3 Properties: comparative list
In this paper, we extend the parallelism between Q and Schur-Macdonald calculus much further: to the modern fields of integrability and cut-and-join W-operators. Surprisingly or not, the next step, towards Virasoro-like constraints and matrix/network models fails, at least at the naive level. This happens even if we do not insist on eigenvalue integrals with Vandermonde-like measures, but use a “softer” definition of [24,25,26], making partition function Z directly of characters. The reason for this is a puzzling at the moment.
A comparison table of properties looks as follows: note that the Schur and Hall-Littlewood polynomials are two unrelated subsets in the Macdonald family. The Q polynomials belong to the second subset, but are the ones that look most similar to the first one. For reader’s convenience, we provide a short list of the first restricted \(\widetilde{\text {HL}}\) polynomials in the Appendix.
Properties\(\backslash \)polynomials | \(\text {Schur } \ S_R\) | \({{\mathcal {M}}}_R\) | \(\hbox {HL}_R\) | \( \widetilde{\text {HL}}_R \) | \(Q\text { Schur\ }\ Q_R\) |
---|---|---|---|---|---|
Characters | + | − | − | − | + |
Simple determinant formulas | + | − | − | − | + |
(Pfaffian) | |||||
Basis in linear space of p | + | + | + | + | + |
(Odd times) | |||||
Closed ring: \(R \in R_1\otimes R_2\) | + | + | + | + | + |
Eigenfunctions of W | + | + | + | + | + |
(Algebra of cut-and-join operators) | (Differential) | (Difference) | (Differential) | ||
Integrability | + | − | − | − | + |
(KP) | (BKP) | ||||
Dilatation constraint on Z (anomaly) | + | + | + | + | − |
Full set of Virasoro-like constraints on Z | + | + | + | + | − |
Eigenvalue integrals | + | + | + | + | − |
(Jackson) |
An additional mystery comes from the apparent relevance of the shift
in many formulas for Schur polynomials: it helps to convert them into formulas for Q. However, it is not just this substitution, some other things should also be adjusted, their is no a universal conversion rule. In fact, the shift a sort of converts the ordinary Young diagrams into the strict ones, but again not quite: the image is not always a Young diagram. Still, when it is, the shifted diagram belongs to \(\hbox {SP}\).
The difficulties with matrix model formulation seem related to the old problem of finding a matrix model with only odd time-variables. Originally it was related to the matrix model solutions of KdV (rather than KP) hierarchy, and a possible solution was provided by the Kontsevich model, at the price of making an a priori non-obvious “Fourier/Miwa transform” from time-variables to “the external field”. We are still lacking a clear understanding of this procedure, which remains a piece of art, and problems with the Q Schur polynomials seem to be a manifestation of this lacuna in our knowledge. There are numerous claims that the BKP hierarchy, in variance with the KdV one, is easier to describe by matrix models, but we did not manage to find a Q-based matrix model on this way.
2.4 Hamiltonians
As the Macdonald polynomials, \(\widetilde{\text {HL}}_R\) are eigenfunctions of the Calogero–Ruijsenaars-like HamiltonianFootnote 1 (\(S_R\{p_k\}\) denotes here the Schur polynomial, which is a symmetric function of variables \(x_i\), as a function of power sums \(p_k=\sum _i x_i^k\))
which, for \(q=0\) and \(t^2=-1\), reduces to
where the first Schur polynomial depends on odd times only, while the second one involves derivatives w.r.t. all times. All eigenvalues trivialize to
The Hamiltonian (7) is actually a difference operator, since it involves shifts of p-variables, but the Macdonald polynomials are also eigenfunctions of differential W-operators, which, however, look more involved [28].
The operators (8) are nicely acting on \(Q_R\), which depend only on odd times. However, there is a conspiracy allowing them to act properly also on the other \(\widetilde{\text {HL}}_R\), with \(R\notin \hbox {SP}\).
In fact, the Hamiltonian (7) becomes the Ruijsenaars one in terms of the Miwa variables, \(p_k=\sum _i^nx_i^k\). Moreover, one can write down a set of n integrable Ruijsenaars Hamiltonians in these variables as difference operators acting on the functions of n variables \(x_i\) as
where \(\Delta (x)=\prod _{i<j}(x_i-x_j)\) is the Vandermonde determinant, and \(D(\xi ,x_i)\) is the operator of dilation of the variable \(x_i\): \(x_i\rightarrow \xi x_i\). The Macdonald polynomials \({{\mathcal {M}}}_R\) are eigenfunctions of these Hamiltonians, while the generating function of the eigenvalues
In particular,
where \(\lambda _R\) is given in (7).
Note that the Hamiltonians (10) still depend on the parameter q even at the point \(t=q\), while the eigenfunctions, which are the Schur polynomials, do not. This allows one to bring q to zero, obtaining from the difference Hamiltonians the differential ones, which are nothing but the Calogero Hamiltonians.Footnote 2
In the Hall–Littlewood case \(q=0\), the Hamiltonians reduce to
which means that the corresponding \(x_i\) at the r.h.s are just put zero. The generating function of the eigenvalues is, in this case,
In particular, upon putting \(t^2=-1\), one obtains
and \([\ldots ]\) denotes the integer part. As soon as these eigenvalues depend only on the number of lines in the Young diagram R, they essentially differ from the cut-and-join operators of s.5.
2.5 Application to Hurwitz numbers
This will be the main topic of the text below, and the final summary will be given as a comparative table in Sect. 9. Here we enumerate the main technical statements, which are discussed in the middle part of the text.
- 1.:
Interplay between the skew symmetric functions and finite group characters.
- 2.:
An equivalence of the two definitions of the Hurwitz numbers: through the enumeration of ramified coverings (“a geometric definition”) and through the Frobenius formula via the symmetric or Sergeev group characters and Schur functions (“an algebraic definition”).
- 3.:
An expression for the skew counterpart of \(d_{R}\) in (30) through the (shifted) symmetric functions.
- 4.:
A relation of integrability with the theory of symmetric functions.
- 5.:
The theory of cut-and-join operators \(W_\Delta \).
In Sect. 3 we remind all these issues for the ordinary Hurwitz numbers, and the remaining sections describe their direct counterparts in the spin Hurwitz case.
2.6 Notation
Below in the text we use the normalization
so that the polynomials \(Q_R\) below have unit norm w.r.t. (3).
3 Hurwitz numbers and their properties
3.1 Geometric set-up
The Hurwitz number [29,30,31,32] is a weighted number of globally topologically different branched coverings with the same topological behavior in neighborhoods of critical values. We will consider only coverings over sphere \(S^2\). Then a branched covering is given by a continuous map \(\varphi : P\rightarrow S^2\), where P is a (not obligatory connected) compact surface. There exists only a finite number \(|\mathrm {Aut}(\varphi )|\) of homeomorphisms \(f: P\rightarrow P\) such that \(\varphi f=\varphi \).
At almost every point \(s\in S^2\), there are mapped exactly d points from P. The number d is called degree of \(\varphi \). The remaining points are called critical values. There exists only a finite number of critical values. Let \(x_1,\dots , x_l\) be all points of P that map to a critical value \(s\in S^2\). Running round \(x_i\) singly is mapped by \(\varphi \) to running round s \(\delta _i\) times. Moreover, \(\delta _1+\dots +\delta _l=d\). The ordered integers \(\delta _i\) represent a partition of d, which gives rise to the Young diagram \(\Delta _s=[\delta _1,\dots , \delta _l]\) of degree d. The diagram \(\Delta _s\) is called to be of a topological type s.
Consider now the set \(V(\Delta _1,\dots ,\Delta _k)\) of all branched coverings with critical values \(s_1,\dots ,s_k\in S^2\) of topological types \(\Delta _1,\dots ,\Delta _k\). We call the coverings \(\varphi ^1: P^1\rightarrow S^2\) and \(\varphi ^2: P^2\rightarrow S^2\) essentially different if there is no a homeomorphism \(f: P^1\rightarrow P^2\) such that \(\varphi ^2 f= \varphi ^1\). The Hurwitz number is defined to be [29]
the sum being taken over a maximal set of essentially different coverings from \(V(\Delta _1,\dots ,\Delta _k)\) with all \(|\Delta _i|=d\). It is possible to prove that this number depends only on the Young diagrams \(\Delta _1,\dots ,\Delta _k\).
The classical Frobenius formula gives a combinatorial expression for the Hurwitz numbers [29,30,31,32],
where \([\Delta ]\) is the number of permutations of the cyclic type \(\Delta \), i.e. the number of elements in the conjugacy class of the symmetric group \(\mathfrak {S}_d\) given by the Young diagram \(\Delta \), \(|\Delta |=d\); \(\psi _R(\Delta )\) is value of the character \(\psi _R\) of the representation R of the symmetric group \(\mathfrak {S}_d\) on the permutation of cyclic type \(\Delta \), \(\psi _R(1)\) is the value on the permutation with all unit cycles, \(\Delta =[\underbrace{1,\ldots ,1}_{d\ \mathrm {times}}]\), and the sum is taken over all characters of irreducible representations of \(\mathfrak {S}_d\).
A definition of more general Hurwitz numbers can be found in [33, 34].
3.2 Algebraic set-up
3.2.1 Schur functions and their properties
The main tool to deal with the Hurwitz numbers and their generating functions is the symmetric functions, that is, the Schur polynomials, and the characters of symmetric groups [18, 35].
The Schur polynomials are constructed in the following way. First of all, let us define a set of functions \(P_{n}\) by the generating function
Now we define the Schur symmetric function for any Young diagram R with \(l_{_R}\) lines: \(R_1\ge R_2\ge \cdots \ge R_{l_{_R}}\) of size \(|R|:=\sum _i R_i\) by the formula
The Schur functions are orthogonal
with the scalar product
The Schur functions also satisfy the Cauchy formula
\(S_R\{p\}\) form a full basis in the space of polynomials of \(p_{k}\) and thus form a closed ring. Let us introduce the Littlewood-Richardson coefficients \(N_{R_1R_2}^{R_3}\)
Then, the skew Schur functions \(S_{R/P}\), defined as
are given by
The following formulas involving the skew functions are also correct:
the Cauchy formula
$$\begin{aligned}&\sum _{R} S_{R/T_1}\{p\}S_{R/T_2}\{{\bar{p}}\} \nonumber \\&\quad = \exp \left( \sum _k \frac{p_{k}{\bar{p}}_{k}}{k}\right) \cdot \sum _{P} S_{T_1/P}\{{\bar{p}}\}S_{T_2/P}\{p\} \end{aligned}$$(27)the expansion formula
$$\begin{aligned} S_{R/T}\{p+p'\}=\sum _{P}S_{R/P}\{p\}S_{P/T}\{p'\} \end{aligned}$$(28)
3.2.2 Frobenius formula
Now we can discuss a combinatorial formula for the Hurwitz numbers [29,30,31,32]. First of all, we need the character of symmetric group in the representation R, which value on the element from the conjugacy class \(\Delta \), \(\psi _R(\Delta )\) is the coefficient of the Schur functions [35]
where we denote \(n=|R|\), \(p_\Delta :=\prod _i p_{\Delta _i}=\prod _k p_k^{m_k}\), i.e. \(m_k\) is the number of lines of length k. The number of elements in the conjugacy class of \(\Delta \) is \(|\Delta |!/z_\Delta \), where \(z_\Delta :=\prod _k k^{m_k}m_k!\) is the standard symmetric factor of the Young diagram (order of the automorphism) [35], while the dimension of the representation R of the symmetric group \(\mathfrak {S}_n\) is \(n!\cdot d_R\), \(d_R=S_R(p_k=\delta _{k,1})\). The quantity \(d_R\) is manifestly given by the hook formula
As any characters, \(\psi _R(\Delta )\) satisfy the orthogonality conditions:
Note that the Littlewood–Richardson coefficients are expressed through the characters \(\psi _R(\Delta )\) as
where \(\Delta _1+\Delta _2\) denotes the reordered union of all lines of the two diagrams.
Now the Hurwitz numbers are given as follows (g is the genus of the base, \(|\Delta _i|=d\)) [29,30,31,32]
where following Frobenius we introduce \(\phi _{R,\Delta }:=\psi _R(\Delta )/(z_\Delta d_R)\). This formula at \(g=0\) agrees with (18), since
3.3 Cut-and-join (W-) operators and Young diagram algebra
One can naturally associate with Hurwitz numbers a set of commuting differential operators. These operators generalize the cut-and-join operator of [38], which is the simplest one in the whole set, and are constructed in the following way [1, 2, 39]. They are originally invariant differential operators on the matrices M from \(GL(\infty )\), so that the time-variables \(p_k = \mathrm{Tr}\,M^k\), and the eigenvalues of the matrices are related with \(p_k\) by the Miwa transformation. Then, the generalized cut-and-join operators are
and
The normal ordering in (36) implies that all the derivatives \(\partial _M\) stand to the right of all M. Since \(W_\Delta \) are invariant matrix operators, and we apply them only to invariants, they can be realized as differential operators in \(p_k\) [1, 2]. In particular, the simplest cut-and-join operator \(\hat{W}_{[2]}\), [38] is
Another example is
An essential property of these generalized cut-and-join operators is that they form a commutative family with the common eigenfunctions being the Schur functions:
What is important is that one can lift in this formula the restriction \(|\Delta |=|R|\), then, one immediately obtains for the diagram \(\Delta \) containing r unit cycles: \(\Delta =[\tilde{\Delta }, 1^r]\),
where \({\hat{\Delta }}:=[\Delta ,1^{|R|-|\Delta |}]\).
Note that the commutative family of the generalized cut-and-join operators gives rise to the associative algebra of Young diagrams:
Note that this algebra was first constructed in [40] just in terms of \(\phi _{R,\Delta }\). Indeed, using (41), one can immediately translate (43) into terms of the vectors \(\phi _{R,\Delta }\) in the space of representations R of \(S_\infty \):
Still, the fact that the structure constants \(C^\Delta _{\Delta _1\Delta _2}\) are independent of R follows in the simplest way from the algebra of commuting cut-and-join operators.
3.4 \(\phi _{R,\Delta }\) and shifted Schur functions
In accordance with formula (42), \(\phi _{R,\Delta }\) expresses through \(\psi _R([\Delta ,1^{|R|-|\Delta |}])\). In its turn, the latter can be expressed [40] through the shifted Schur functions [41]. Indeed, an explicit formula for \(\psi _R([\Delta ,1^{|R|-|\Delta |}])\) involves the skew Schur functions at the special point \(p_k=\delta _{1,k}\):
This formula follows from the manifest expression for the skew Schur functions, (26) through the Littlewood-Richardson coefficients and the manifest expression (33) for these latter. Then, using the expansion (29) for the Schur function and repeating several times the orthogonality relation of the symmetric group characters (32), one immediately obtains (45).
The quantity \(S_{R/\mu }\{\delta _{1,k}\}\) can be expressed through the shifted Schur functions \(S^*_\mu (R)\) [41]. The shifted Schur functions are symmetric functions of the n variables \(x_i-i\) and can be defined either through the sum over the reverse semi-stable Young tableaux T, which entries strictly decrease down the column and non-strictly decrease right in the row,
or through the determinant
where \((x;n):=\prod _{k=0}^{n-1}(x-k)=x!/(x-n)!\). In the limit of large \(x_i\), \((x;n)\rightarrow x^n\), and formula (47) reduces to the formula for the standard Schur polynomials
Hence, the standard Schur polynomials are the large \(x_i\)-asymptotics of the shifted ones.
Equivalently, the shifted Schur functions can be also unambiguously expressed through the shifted power sums
if one requires
Now one can use [41, formula (0.14)]Footnote 3
in order to obtain finally
and
3.5 Integrability
Now one can consider the generating function of the Hurwitz numbers \(\hbox {Hur}_{g,n}(\Delta _1,\Delta _2,\underbrace{[\Delta ,1^{n-m}],[\Delta ,1^{n-m}],\ldots ,[\Delta ,1^{n-m}]}_k)\), with some fixed \(|\Delta |=m\):
One can definitely consider more than two sets of Young diagrams \(\Delta _1,\ \Delta _2\) and accordingly more times variables, however, the standard integrability will not persist in those cases. Now, one can further define
and we will restrict ourselves only to the genus zero. At last, we use the continuation (42) of \(\phi _{R,\Delta }\) to \(|R|\ne |\Delta |\) and consider more than one \(\Delta \) in order to obtain finally (see details in [1, 2])
where we have fixed a set of \(\{\Delta _i\}\) and rescaled \(qp_k\rightarrow p_k\).
Now one may ask when the generating function (56) is a \(\tau \)-function of the KP hierarchy (or, more generally, the Toda hierarchy) w.r.t. to each set of time-variables \(p_k\) and \({\bar{p}}_k\). First of all, the Schur function satisfies the KP equation:
and, in fact, the entire KP hierarchy. This is nearly obvious from the fermionic realization of characters [42,43,44,45] but in the ordinary formulation looks like a set of non-trivial identities. Linear combinations
satisfy the hierarchy, provided the coefficients \(c_R\) satisfy quadratic Plücker relations, i.e. if \(\tau \) satisfies bilinear Hirota equations. The first KP equation in Hirota form is [42, 46]
where
while the generating function of the whole hierarchy is written in terms of the generating parameters \(y_{k}\) as
where \(P_k\) are the polynomials (19) and
It was first proved in [47] that the partition function (56) solves the KP hierarchy w.r.t. each set of time-variables \(p_k\) and \({\bar{p}}_k\) if the sum in the exponential, \(\sum _i\beta _i\phi _{R,\Delta _i}\) is an arbitrary linear combination of the Casimir operators, \(C_k(R)=\sum _j \Big [(R_j-j)^k-(-j)^k\Big ]\). A particular case of this claim [48] is the case of only one \(\Delta =[2]\), since \(\phi _{R,[2]}\) is associated with \(C_2(R)\):
The \(\tau \)-functions of this kind are called hypergeometric [49, 50].
However, higher \(\phi _{R,\Delta }\) are not linear combinations of \(C_k(R)\). The proper combinations of \(C_k(R)\) are nicknamed the completed cycles. Hence, the final claim is [47]:
More details and discussion of other cases can be found in [12, 51].
3.6 Matrix models and character expansions
One can rewrite the generating function (56) in the cases, when it is a \(\tau \)-function, in the form [12, 49, 50]
with the function \(w_R\) being the product
since exponential of any linear combination of \(C_k(R)\) can be presented [12, sect.3] as \(w_R\) with some function f(x). For instance, \(e^{\beta C_2(R)}=\prod _{i,j\in R}e^{\beta (i-j)}\).
It turns out that the generating functions (64) are sometimes partition functions of matrix models. For instance, the partition function of the rectangular \(N_1\times N_2\) complex matrix model is [13, 24, 25]
where
is dimension of the representation of \(SL_N\) group given by the Young diagram R.
Similarly, the partition function of the Gaussian Hermitean matrix model is [13, 24, 25]
Both these partition functions are known to be \(\tau \)-functions of the KP hierarchy (and the Toda chain hierarchy) [13, 52,53,54,55], which is evident from the results of the previous section: the both partition functions can be presented in the form (64) with \({\bar{p}}_k=N_2\) in (66) and \({\bar{p}}_k=\delta _{2,k}\) in (68), and the weight function \(w_R\) of the form
4 Spin Hurwitz numbers
4.1 Geometric set-up
Spin Hurwitz numbers are similar to the classical Hurwitz numbers adapted to coverings with spin structures [36, 37].
Spin bundle was defined (under the name of theta-characteristic) by B. Riemann as a bundle over Riemann surfaces such that its tensor square is the cotangent bundle [56, 57]. The spin bundle on a surface P has an equivalent topological description using a quadratic form (Arf-function) \(\omega :H_1(P,\mathbb {Z}_2)\rightarrow \mathbb {Z}_2\) [58,59,60]. Any Arf-function \(\omega \) has an algebraic invariant \(\mathrm {Arf}(\omega )\in \{0,1\}\). On any oriented topological surface P of genus h, there exist \(2^{h-1}(2^h+1)\) Arf-functions \(\omega \) with \(\mathrm {Arf}(\omega )=0\) and \(2^{h-1}(2^h-1)\) Arf-functions \(\omega \) with \(\mathrm {Arf}(\omega )=1\).
Now consider the set \(V(\Delta _1,\dots ,\Delta _k)\) of all branched coverings
with critical values \(s_1,\dots ,s_k\in S^2\) of topological types \(\Delta _1,\dots ,\Delta _k\), all \(|\Delta _i|=d\) (see Sect. 3.1). There is a unique Arf-function on the sphere \(S^2\). The covering \(\varphi \) transforms this Arf-function into an Arf-function \(\omega (\varphi )\) on P, if and only if \(\varphi \) does not have branch points of even order. Thus \(\omega (\varphi )\) exists iff all \(\Delta _i\in \hbox {OP}\).
In this case, the definition of spin Hurwitz number is
where the sum is taken over a maximal set of essentially different coverings from \(V(\Delta _1,\dots ,\Delta _k)\) with all \(|\Delta _i|=d\). It is possible to prove that this number depends only on the Young diagrams \(\Delta _1,\dots ,\Delta _k\).
It follows from (70), [37, 61, 62] that
where \(\Psi _R(\Delta )\) is value of the character \(\Psi _R\) of the representation R of the Sergeev group on the permutation of cyclic type \(\Delta \), \(|\Delta |=R\); \(\Psi _R(1)\) is the value on the permutation with all unit cycles, \(\Delta =[\underbrace{1,\ldots ,1}_{d\ \mathrm {times}}]\), and the sum is taken over all irreducible representations of the symmetric group \(\mathfrak {S}_d\) corresponding to the Young diagrams with pairwise different lengths of lines.
From now on, we treat (71) as a definition of the spin Hurwitz numbers.
4.2 Schur Q-functions and their properties
A counterpart of the Schur functions which allows one to construct a combinatorial formula for the spin Hurwitz numbers similar to the Frobenius formula (34) is the system of symmetric Schur Q-functions [17, 18]. These functions were originally introduced by Schur on the projective representations of the symmetric groups and turn out to induce characters of the Sergeev group [19,20,21, 63]. They can be obtained from the Hall-Littlewood polynomials \(\hbox {HL}_R(t)\) [18],
Hereafter, SP (strict partitions) denotes a set of Young diagrams with all lengths of lines distinct.
However, there is a manifest way to construct them. To this end, let us define a set of functions \(Q_{n,m}\) by the generating function
It is a power series in both \(z_1\) and \(z_2\), since the exponential in (73) is equal to 1 at \(z_2=-z_1\). Moreover, \(Q_{n,m}=-Q_{m,n}\), i.e. the matrix \(\mathfrak {Q}_{ij}:=Q_{R_i,R_j}\) associated with a Young diagram R is antisymmetric. The indices of the matrix run from 1 to \(l_{_R}\) for even \(l_{_R}\) and from 1 to \(l_{_R}+1\) for add \(l_{_R}\), i.e. we add a line of zero length to the Young diagram with odd number of lines, \(Q_{0,n}\) being non-zero.
Now we define the Q-Schur symmetric function via the Pfaffian of \(\mathfrak {Q}\):
With this normalization, for
the Q-functions are orthogonal:
with
The Cauchy formula acquires the form
\(Q_R\{p\}\) form a full basis in the space of polynomials of \(p_{2k+1}\) and thus form a closed ring. Since Cauchy formula is true and the norms of Q are unities, the skew-functions \(Q_{R/R'}\) are defined directly through the structure constants of the ring [22, 23, 64]. Namely, introduce the Littlewood-Richardson coefficients \({{\mathcal {N}}}_{R_1R_2}^{R_3}\) in the standard way
Then, the skew Q-Schur functions \(Q_{R/P}\), defined as
are given by
The usual formulas involving the skew functions are also correct:
the Cauchy formula
and the expansion formula
4.3 Frobenius formula
Now we are ready to discuss a combinatorial formula for the spin Hurwitz numbers [37, 61, 62]. First of all, we associate the characters of the Sergeev group \(\Psi _R(\Delta )\) with the coefficients
where OP (odd partitions) is a set of Young diagrams with all lengths of lines odd.Footnote 4 These coefficients plays for the spin Hurwitz numbers the same role as do the characters of symmetric groups for ordinary Hurwitz numbers. Their particular values are:
As any characters, they satisfy the orthogonality conditions:
Note that the Littlewood–Richardson coefficients for the Q-functions are expressed through the characters \(\Psi _R(\Delta )\) in the usual way
where \(\Delta _1+\Delta _2\) denotes the reordered union of all lines of the two diagrams.
We will also need the quantity which is a counterpart of the standard \(d_R\) and regulates the dimension of representation R of the Sergeev group
It is manifestly given by
which is a counterpart of the hook formula (30). It is non-zero only for \(R\in \hbox {SP}\).
Now the spin Hurwitz numbers for the genus g base \(\Sigma \) with the spin structure \(\omega \) such that Arf(\(\omega )=p\) are given as follows (\(|\Delta _i|=d\)) [37, 61, 62]
where \(\Delta \in \hbox {OP}\), \(l_R\) is the number of lines in the Young diagram R, and \(\Phi _R(\Delta ):=\Psi _R(\Delta )/(z_\Delta \mathfrak {d}_R)\). As compared with (18), this formula contains an additional sign factor and additionally depends on the parity \(p\in \mathbb {Z}/2\mathbb {Z}\) [56,57,58,59,60]. The surface \(\Sigma =S^2\) has only even spin structure and, therefore, the \(\hbox {Hur}_{0,n}^{(1)}\) does not exist. However, all formulas can be smoothly extended also to this case, [61, 62]. Then, this formula at \(g=0\) agrees with (18), since
In particular,
5 Cut-and-join (W-) operators and Young diagram algebra
W-operators are again defined as graded differential operators in time variables \(p_k\) with common eigenfunctions being Q Schur functions. They are labeled by \(\Delta \in \hbox {OP}\) so that the order of the operator is \(|\Delta |\). One can immediately check that the first operators are
and the first non-trivial one is at the third level
They are Hermitian with
The eigenvalues of \(\widehat{\mathfrak {W}}_{[1^k]}\) on the eigenfunction \(Q_R\) are equal to
These eigenvalues are nothing but lifting of \(\Phi _{R,\Delta }\) to \(|R|\ne |\Delta |\) similar to (42): for the diagram \(\Delta \) containing r unit cycles: \(\Delta =[\tilde{\Delta }, 1^r]\),
where \({\hat{\Delta }}:=[\Delta ,1^{|R|-|\Delta |}]\).
At the same time, the eigenvalue of \(\hat{\mathfrak {W}}^{(3)}\) is equal to
This eigenvalue is not equal to \(\Phi _R([3,1^{|R|-3}])\) (93), as it was in the ordinary Hurwitz case (42):
This means that, in order to construct \(\widehat{\mathfrak {W}}_{[3]}\), one has to add \(\widehat{\mathfrak {W}}_{[1,1]}\) to \(\widehat{\mathfrak {W}}^{(3)}\) so that the eigenvalue of \(\widehat{\mathfrak {W}}_{[3]}\) would become exactly \(\Phi _R([3,1^{|R|-3}])\):
Such “corrected” cut-and-join operator generates the spin Hurwitz numbers, however, the operator \(\hat{\mathfrak {W}}^{(3)}\), (95) instead generates the BKP \(\tau \)-function, see the next section, i.e. provides a counterpart of the completed cycle.
At the first five levels, one can obtain the following values of \(\Phi _R(\Delta )\):
Linearly combining \(\Phi _R(\Delta )\) with different \(\Delta \)’s, one can easily cook up the expressions of the form
which are in the ordinary, non-spin case.
6 \(\Phi _{R,\Delta }\) and symmetric functions
Similarly to (45), one can prove that
where the sum runs over the strict partitions.
Now one could try to express \(Q_{R/\mu }(\delta _{1,k})\) through the shifted symmetric functions. Let us start with the shifted Macdonald functions [65], which are symmetric functions of the n variables \(x_it^{-2i}\) and can be again defined through the sum over the reverse semi-stable Young tableaux T,
where \(\xi _T(q,t)\) are the same coefficients (rational functions of q and t) as in the usual (non-shifted) Macdonald polynomials.
Equivalently, they can be also unambiguously expressed through the shifted power sums
if one requires
Now one would have to put \(q=0\) and \(t^2=-1\) in the shifted Macdonald polynomials and consider only the strict partitions in order to obtain the Schur Q-function. However, one immediately realizes that the requirement (107) becomes too singular, when one puts \(q=0\) and \(t^2=-1\), and, besides, the Schur Q-functions would become symmetric functions in variables \((-1)^ix_i\).
Instead of this, we consider the usual symmetric functions of variables \(x_i\), or functions of variables \(p_k=\sum x_i^k\), and define
Then, as a counterpart of (51), we obtain
in order to obtain finally
This formula can be immediately recast into an explicit expression for \(\Phi _{R,\Delta }\):
which gives (102) in particular examples.
7 Integrability
Similarly to the ordinary Hurwitz numbers, one can construct the generating function of the spin Hurwitz numbers. A counterpart of (56) is, in this case,
One now may ask when it is a \(\tau \)-function of an integrable hierarchy w.r.t. each set of time-variables \(p_k\) and \({\bar{p}}_k\).
First of all, Q-functions \(Q_R\{p\}\) depend only on odd time-variables \(p_{2k+1}\), and one could think that they have something to do with the KdV equation and KdV hierarchy. However, \(Q_R\{p\}\) do not solve KdV. Instead, they provide solutions to the BKP hierarchy. The first two BKP equation in the Hirota form are [66, 67]
Any particular Q-function solves these equations (and also solves the whole hierarchy [68, 69]). The generating function of the whole hierarchy is written in terms of the generating parameters \(y_{2k+1}\) as
where
This system is associated with the orthogonal Grassmannian.
In complete analogy with the KP case (56), the generating function of the spin Hurwitz numbers is a \(\tau \)-function of the BKP hierarchy w.r.t. each set of time-variables \(p_k\) and \({\bar{p}}_k\) not for arbitrary linear combination of \(\Phi _{R,\Delta }\) in the exponential of (112), but only in the case of arbitrary combination of the Casimir operators. More precisely, consider the generating function
Then, one can extract from the Hirota equations (113) w.r.t. \(p_k\) and \({\bar{p}}_k\) the bilinear relations
These bilinear relations has an evident solution
Hence, we arrive at the claim that
with an arbitrary function F(x). This describes a counterpart of the hypergeometric \(\tau \)-functions, i.e. \(\tau \)-functions of the form (116) that satisfy the hierarchy equations w.r.t. to the both sets of time-variables, in the BKP case. Numerous discussions of the BKP hierarchy and related issues can be found in [70,71,72,73,74].
Note that, similarly to (42), one can continue the Sergeev characters to \(|R|\ne |\Delta |\). However, in variance with (63), the lowest non-trivial Sergeev character \(\Phi _R([3])\), (93) is not of the form (121), because of the second mixing term, and, hence, does not give rise to a \(\tau \)-function. At the same time, the eigenvalue of the first non-trivial cut-and-join operator (99), \(\tilde{\Phi }_R([3])\) is a linear combination, and can be used in (112) in order to obtain a \(\tau \)-function.
Also note that the formulas for \(W_R\), and many similar ones, in the spin case involve the quantities \(R_i\), while the same formulas in the non-spin case, \(R_i-i\). This is because the shift \(R_i-i\) effectively makes the partition \(R_i\) strict, and, in the spin case, the partitions are strict from the very beginning. A particular manifestation of this phenomenon is also seen from the sum over the Young diagrams with restricted numbers of lines
which is a \(\tau \)-function of the BKP hierarchy w.r.t. time variables \(p_k\) and a \(\tau \)-function of the KP hierarchy w.r.t. time-variables \({\bar{p}}_k\). Here \({\hat{R}}\) is the strict partition made from R: \({\hat{R}}_i= R_i-i\).
8 Matrix models and the character expansions
Similarly to the KP case, one can study the sums over the Q-functions of types (66) and (68) in the spin case in attempt to associate them with matrix model partition functions. Hence, we look at the series
with some fixed r. However, this sum is not a \(\tau \)-function of the BKP hierarchy at all, which is not surprising, since
is not a weight of the proper form (as was the case in the Hermitean Gaussian matrix model), (121). Neither \(Q_R\{p_k=N\}\) makes any sense of a representation dimension.
Moreover, one also should not expect
to be a \(\tau \)-function, because it also has no form (123) with a proper weight. However, it turns that (126) is a \(\tau \)-function of the BKP hierarchy (not of the form (123), since it does not survive the deformation \(Q_R\{p_k=N\}\rightarrow Q_R\{{\bar{p}}\}\)). One can look for an origin of this sum among various matrix integrals. Instead, one can equally well define a matrix model by this formula. This is a very clear and simple definition with many standard implications. In particular, one can now wonder if this partition function
is \(\tau \)-function of the BKP integrable hierarchy (it is as was stated above),
satisfies Virasoro-like constraints,
admits a W-representation,
possesses an integral (matrix model) representation.
We leave 3 latter issues for future studies.
9 Conclusion
The ordinary Schur functions \(S_R\{p\}\) have the following properties:
- (a):
Their coefficients depend on R in a peculiar way: they are symmetric functions of \(R_i-i\) and form a linear basis in the space of such functions.
- (b):
These coefficients are proportional to eigenvalues of W-operators that form a commutative algebra with non-trivial structure constants.
- (c):
These coefficients are essentially the characters of symmetric group, depending on the conjugacy class of the group element.
- (d):
The KP \(\tau \)-function is made of exponentiated Casimir eigenvalues.
- (e):
The two sets of functions do not coincide: the Casimir eigenvalues are associated not with the cyclic classes of symmetric group elements, but with their linear combinations (one Casimir eigenvalue for each symmetric group).
Based on these facts one can introduce additional (superficial) definitions:
- (f):
Call the algebra of W-operator an “algebra of Young diagrams”. Due to a) and b), it is isomorphic to the multiplication algebra of shifted Schur functions, and, due to c), is associated with symmetric group characters of \(S_\infty \).
- (g):
Call linear combinations in e) “completed cycles”.
This collection of statements and definitions has direct analogues for \(Q_R\{p\}\):
1. | Schur vs characters | \(S_R\{p\}=\sum _\Delta {\psi _R(\Delta )\over z_\Delta } p_\Delta \) | \(Q_R\{p\} = \sum _{\Delta \in \hbox {OP}} {\Psi _R(\Delta )\over z_\Delta } p_\Delta \) |
2. | integrability | \(\sum _R S_R\{{\bar{p}}\}S_R\{p\} e^{\sum _k b_kh_k(R)}\) | \(\sum _{R\in {\hbox {SP}}} Q_R\{{\bar{p}}\}Q_R\{p\} e^{\sum _kB_kH_k(R)}\) |
3. | Hamiltonians (shifted power sums) | \(h_k(R)=\sum _i \big [(R_i-i)^k-(-i)^k\big ]\) | \(H_k(R)=\sum _i R_i^k\) |
4. | W-eigenfunctions | \({\hat{W}}_\Delta S_R\{p\} = \phi _R(\Delta ) S_R\{p\}\) | \(\hat{\mathfrak {W}}_\Delta Q_R\{p\} = \Phi _R(\Delta ) Q_R\{p\}\) |
5. | W-eigenvalues | \(\phi _R(\Delta ) :={\psi _R(\Delta )\over S_R\{\delta _{k,1}\}z_\Delta }\ \hbox {and}\ (42)\) | \(\Phi _R(\Delta ) :=2{\Psi _R(\Delta )\over Q_R\{\delta _{k,1}\}z_\Delta }\ \hbox {and}\ (98)\) |
6. | W -eigenvalues and Hamiltonians | \(h_k(R)=\sum _{|\Delta |\le k} a_\Delta \phi _R(\Delta )\) | \(H_k(R)=\sum _{|\Delta |\le k} A_\Delta \Phi _R(\Delta )\) |
7. | “Inverse transformation” | \(\phi _R(\Delta ) = f_\Delta (h_k)\) | \(\Phi _R(\Delta ) = F_\Delta (H_k)\) |
8. | Isomorphism with (shifted) symmetric functions | \(\phi _R(\Delta ) \in \left\{ S^*_\mu (R_i)\right\} \) | \(\Phi _R(\Delta ) \in \left\{ \overline{Q}_\mu (R_i)\right\} \) |
Comment In fact, the Hamiltonians \(h_k\) differ from the shifted symmetric power sums in [65] by a constant \((1-2^{-k})\zeta (-k)\).
In the text, we provided detailed explanations of these statements and evidence in favour of them.
Data Availability Statement
This manuscript has no associated data or the data will not be deposited. [Authors’ comment: No supplementary materials are attached because all the motivations and results are fully explained in the main text of the paper.]
Notes
See a discussion of this and higher Hamiltonains in [27] and references therein.
Similarly, in order to obtain the Jack polynomials from the Macdonald ones, one can bring both t and q to zero together, keeping \(\beta :=\log t/\log q\) finite. In this case, one still obtains the Calogero Hamiltonians with \(\beta \) being the coupling constant.
In the paper [41], the shifted Schur function \(S^*_\mu (R)\) is related with the number of skew standard Young tableaux, \(d_{R/\mu }=(|R|-|\mu |)!\cdot S_{R/\mu }\{\delta _{1,k}\}\).
The both SP and OP have the same dimensions as can be seen from their generation functions: the generation function of number of SP at a given level n is equal to \(\prod _n (1+q^n)\), while that of OP is \(\prod _n(1-q^{2n+1})^{-1}\), and these two products are equal to each other.
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Acknowledgements
Our work is partly supported by the grant of the Foundation for the Advancement of Theoretical Physics “BASIS” (A.Mir., A.Mor.), by RFBR grants 19-01-00680 (A.Mir.) and 19-02-00815 (A.Mor.), by joint grants 19-51-53014-GFEN-a (A.Mir., A.Mor.), 19-51-50008-YaF-a (A.Mir.), 18-51-05015-Arm-a (A.Mir., A.Mor.), 18-51-45010-IND-a (A.Mir., A.Mor.). The publication was partly prepared within the framework of the Academic Fund Program at the National Research University Higher School of Economics (HSE) in 2020-2021 (grant 20-01-009) and by the Russian Academic Excellence Project “5-100”.
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Appendix
Appendix
For the reader’s convenience we provide a short list of the first restricted HL polynomials:
Level | \({\widetilde{Q}}_R\) | \(\text {Other} \ \widetilde{\text {HL}}_R\) |
---|---|---|
1 | \(\widetilde{\text {HL}}_{[1]} = p_{1}=S_{[1]}\) | |
2 | \(\widetilde{\text {HL}}_{[2]} = p_{1}^2=S_{[1]}^2\) | \(\widetilde{\text {HL}}_{[1,1]} = \frac{-p_2+p_1^2}{2}=S_{[1,1]}\) |
3 | \(\widetilde{\text {HL}}_{[3]} = \frac{ p_3+2p_1^3}{3}, \ \ \ \ \ \widetilde{\text {HL}}_{[2,1]} = \frac{-p_3+p_1^3}{3}=S_{[2,1]}\) | \(\widetilde{\text {HL}}_{[1,1,1]} = \frac{2p_3-3p_2p_1+p_1^3}{6}=S_{[1,1,1]}\) |
4 | \(\widetilde{\text {HL}}_{[4]} = \frac{ (2p_3+p_1^3)p_1}{3}, \ \ \ \ \widetilde{\text {HL}}_{[3,1]} = \frac{(-p_3+p_1^3)p_1}{3}=p_1\,S_{[2,1]}\) | \(\ \ \widetilde{\text {HL}}_{[2,2]} = \frac{3p_4-4p_3p_1 + p_1^4}{6}, \ \ \ \ \ \widetilde{\text {HL}}_{[2,1,1]}= \frac{(2p_3-3p_2p_1+p_1^3)p_1}{6} = p_1\,S_{[1,1,1]} \widetilde{\text {HL}}_{[1,1,1,1]} = \frac{-6p_4+8p_3p_1+3p_2^2-6p_2p_1^2+p_1^4}{24} =S_{[1,1,1,1]}\) |
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Mironov, A., Morozov, A. & Natanzon, S. Cut-and-join structure and integrability for spin Hurwitz numbers. Eur. Phys. J. C 80, 97 (2020). https://doi.org/10.1140/epjc/s10052-020-7650-2
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DOI: https://doi.org/10.1140/epjc/s10052-020-7650-2