1 Introduction

The probability amplitude \(A(Q_f,t;Q_i,t_i)\) that a system, which was initially, say at \(t_i\), in the configuration \(Q_i\) may be found in the configuration \(Q_{f}\) at a later time t is given by [1]

$$\begin{aligned} A(Q_f,t;Q_i,t_i)=\int _{Q(t_i)=Q_i}^{Q(t_f)=Q_f} \mathcal {D}[Q]\,\,e^{i\frac{S[Q]}{\hbar }} \end{aligned}$$
(1)

where \(\mathcal {D}[Q]\) is an appropriate functional measure. In the classical limit, defined by \(\hbar \rightarrow 0\), the stationary phase approximation can be invoked to show that the dominant contribution to this integral comes from the configurations that satisfy \(\delta S/\delta Q=0\).

When the degrees of freedom of a system can be naturally divided into two subsystems, say C and q, apart from the classical limit (viz. the \(\hbar \rightarrow 0\) limit), one can also study another useful limit. This corresponds to the limit in which one subsystem, say C, is effectively classical while the other is quantum mechanical. There are numerous physical systems in which such a limit arises in a natural manner, like for e.g., in the study of quantum field theory (QFT) in curved spacetime. In the study of such systems, quantum backreaction refers to the correction to classical dynamics of the subsystem C due to the feedback from the quantum excitations of q.

To explore this in some more detail, let us consider a \(C-q\) system described by the following action:

$$\begin{aligned} S[q,C]=S_1[q]+S_2[C]+S_{12}[q,C] \end{aligned}$$
(2)

The first two terms, namely, \(S_1[q]\) and \(S_2[C]\), represent the free evolution of the subsystems q and C, respectively. The interaction between the subsystems is described by \(S_{12}[q,C]\). We shall now assume that there exists a limit in which the subsystem C is effectively classical, while q is quantum mechanical. One can then study this limit of the \(C-q\) system at two ‘levels’. At level-I, we ignore the backreaction of q on C. We then deal with the quantum dynamics of q while assuming that the classical subsystem is described by a given configuration C(t). The kernel \(A(q_f,t;q_i,t)\) of the subsystem q, at this level, is then given by:

$$\begin{aligned} A(q_f,t;q_i,t_i)=\int _{q(t_i)=q_i}^{q(t_f)=q_f} \mathcal {D}[q]\,\,e^{i\frac{S[q,C(t)]}{\hbar }} \end{aligned}$$
(3)

Thus, the level-I describes quantum theory in a classical background. At the next level, namely level-II, we want to take into account the effects of quantum fluctuations of the subsystem q on C by an effective classical description. The corresponding equation of motion for C, including the backreaction, is then expected to take the following general form:

$$\begin{aligned} \frac{\delta S_2[C]}{\delta C}+\left\langle \frac{\delta S_{12}[q,C]}{\delta C}\right\rangle =0 \end{aligned}$$
(4)

where, \(\langle \,\,\rangle \) denotes a suitable operation to construct a c-number from the quantum theory of q. While level-I is relatively well understood, there are fundamental issues at the Level-II. One of the major issues stems from the fact that there is no general procedure to derive the second term of Eq. (4) in a systematic manner. We will now elaborate on these issues.

One approach towards the backreaction equation, that is often discussed in the literature, uses an effective action \(S_{eff}[C]\) for the system C. It seems natural to define this effective action by ‘integrating out’ the quantum degree of freedom q in the following manner (see for e.g., [2, 3]):

$$\begin{aligned} \exp \left( \frac{i}{\hbar }S_{eff}[C]\right) \equiv \int \mathcal {D}[q]\exp \left( \frac{i}{\hbar }S[q,C]\right) \end{aligned}$$
(5)

To obtain the explicit dynamical equation that describes the backreaction on the system C, we may demand that \(\delta \text {Re}[S_{eff}]/\delta C=0\) for the effective classical ‘trajectory’ C(t). The justification for this demand is that the contribution to path integral of \(\exp {iS_{eff}[C]/\hbar }\) over all configuration of C is dominated by configurations in the neighbourhood of those ‘trajectories’ that satisfy \(\delta \text {Re}[S_{eff}]/\delta C=0\). The backreaction equation for C that follows from this prescription can be shown to be given by:

$$\begin{aligned} \frac{\delta S_2[C]}{\delta C}+\text {Re}\left[ \frac{1}{\langle {\text {out}|\text {in}}\rangle }\langle {\text {out}|\left( \frac{\delta S_{12}[q,C]}{\delta C}\right) |\text {in}}\rangle \right] =0 \end{aligned}$$
(6)

where \(|{\text {out}}\rangle \) and \(|{\text {in}}\rangle \) are the appropriate vacuum states at, respectively, the asymptotic future and past of the \(q-\)subsystem in the background of C(t). The backreaction equation obtained from varying the effective action is therefore equivalent to choosing the operation \(\langle {\,\,\,}\rangle \) in Eq. (4) to be \(\text {Re}[\langle {\text {out}|(\,\,\,)|\text {in}}\rangle /\langle {\text {out}|\text {in}}\rangle ]\). Hence, this prescription to backreaction is referred to as the ‘in-out’ approach.

Unfortunately, there are some severe issues in this approach. First, the presence of \(|{\text {out}}\rangle \) in the definition of ‘in-out’ approach implies that the corresponding backreaction equation is non-causal. Second, the dynamics of C obtained by this approach does not seem to completely incorporate the effects of particle production (see Sect. 2.1 for details). More specifically, the energy conservation equation that follows from Eq. (6) does not have the correct contribution expected from the pair creation process. These undesirable features cannot be completely resolved within the ‘in-out’ formalism.

This motivates the natural question: How can one create a better prescription that will remedy these issues? We could make a reasonable conjecture that the correct backreaction equation corresponds to the one in which the operation \(\langle {\,\,\,}\rangle \) in Eq. (4) is given by \(\langle {\text {in}|(\,\,\,)|\text {in}}\rangle \), i.e., just the expectation value evaluated with respect to the ‘in-vacuum’ state. The explicit form of the backreaction equation is then given by:

$$\begin{aligned} \frac{\delta S_2[C]}{\delta C}+ \left\langle \text {in}\left| \frac{\delta S_{12}[q,C]}{\delta C}\right| \text {in}\right\rangle =0 \end{aligned}$$
(7)

This prescription, which we shall refer to as the ‘in-in’ approach, is supported by the fact that the energy conservation equation that follows from Eq. (7) has the correct form, as for example discussed in [4]. Moreover, causality is also retained in this approach. The main drawback concerning the ‘in-in’ prescription is that the manner in which we have postulated – rather than derived – Eq. (7). An attempt to derive the backreaction equation from the standard path integral approach seems to only give us Eq. (6), i.e., the ‘in-out’ backreaction equation.

There is, though, a different path integral approach that is expected to give the ‘in-in’ backreaction equation in the appropriate limit. This corresponds to the Schwinger-Keldysh formalism [5,6,7], a path integral based approach adapted to address non-equilibrium quantum systems, which naturally contains a prescription to generate ‘in-in’ expectation values of operators. To implement this method, however, one has to first formulate path integral over a configuration space of the variables \(\bar{q}\) and \(\bar{C}\) obtained by doubling the degrees of freedom of q and C, respectively, i.e., \(\bar{q}\equiv \{q_+,q_-\}\) and \(\bar{C}\equiv \{C_{+},C_{-}\}\). This ‘doubling’ is again rather ad hoc and hence not quite satisfactory.

Can we provide a more natural derivation of the ‘in-in’ backreaction directly from path integral formalism? In fact, we can, and the main motivation of this paper is to provide such a derivation for a specific class of model \(C-q\) systems that has broad applications in physics.

In order to do this, we first describe an approach to studying the evolution of a quantum system along a complex time-contour. Then, for a specific \(C-q\) system, we describe how one can arrive at the explicit form of the effective action \(S^{\mathcal {T}}_{eff}[C]\) for time evolution along an arbitrary time contour \(\mathcal {T}\). Next, we introduce two specific contours \(\mathcal {T}_1\) and \(\mathcal {T}_2\), shown in Fig. 1a, b. We then show that when the contour is chosen to be \(\mathcal {T}_1\), the effective equation of motion of C that follows from \(\delta S^{\mathcal {T}_1}_{eff}[C]/\delta C=0\) corresponds to that of the ‘in-out’ approach. On the other hand, when the contour is chosen to be \(\mathcal {T}_2\), the effective classical equation of motion that follows from \(\delta S^{\mathcal {T}_2}_{eff}[C]/\delta C=0\) is precisely the ‘in-in’ backreaction equation. Thus, the concept of time evolution along complex time-contours offers a unified approach to get both the ‘in-out’ as well as the ‘in-in’ backreaction equations. For reasons discussed earlier, \(\mathcal {T}_2\) is the contour appropriate for the study of causal evolution of the effectively classical variable C, with all the effects of pair creation process also correctly taken into account. (Hereafter, we work in a system of units with \(\hbar =1\).)

2 A useful model \(C{-}q\) system

In this work, we will illustrate the ideas for a \(C-q\) system described by the following Lagrangian.

$$\begin{aligned} \mathcal {L}=\frac{m(C)}{2} \left[ \dot{q}^2-\omega ^2(C)q^2\right] +M\left[ \frac{\dot{C}^2}{2}-V(C)\right] \end{aligned}$$
(8)

For a given background configuration of C(t), the q system is described by a time dependent harmonic oscillator(TDHO) of mass m(C(t)) and frequency \(\omega (C(t))\). This feature of the q system is shared by the Fourier modes of many quantum fields interacting with a classical background [8, 9]. To see this in a specific example, consider the action for the system consisting of the scalar field \(\Phi \) and the scale factor a of the Friedman universe with the metric \(ds^2=-\,dt^2+a^2(t)|d\mathbf {x}|^2\) in the minisuperspace model [10]. This is essentially given by the scalar field action plus the Einstein-Hilbert action, written as a functional of the scale factor. After some simplifications and introducing the variable \(\xi =a^{3/2}\), the action takes the form:

$$\begin{aligned} S[a,\left\{ \Phi _{\mathbf {k}}\right\} ]&=V\int dt\left( -\frac{8}{3}\dot{\xi }^2\right) +\sum _{\mathbf {k}}\int dt\left[ \frac{1}{2}|\dot{\Phi }_k|^2\right. \nonumber \\&\left. \quad -\frac{1}{2}\left( \mu ^2+\frac{k^2}{\xi ^{4/3}}\right) |\Phi _{k}|^2\right] \end{aligned}$$
(9)

Comparing Eqs. (8) and (9), it is easy to make the following identification: \(\xi =C\), \(M=-8/3\), \(V(C)= 0\), \(m(C)=1\), \(\omega ^2(C)=(\mu ^2+k^2/\xi ^{4/3})\) and each Fourier mode, labelled by \(\mathbf {k}\), can be identified with q. Another example, in which the study of our model \(C-q\) system can shed some light, corresponds to a complex scalar field \(\Psi \) interacting with a homogeneous electric field background in flat spacetime, say, along the \(x-\)axis. Such an electric field configuration can be described by the vector potential \(A_{i}=(0,A(t),0,0)\). The corresponding action takes the following form:

$$\begin{aligned} S[A,\left\{ \Psi _{\mathbf {k}}\right\} ]&=V\int dt \left( \frac{1}{2}\dot{A}^2\right) +\sum _{\mathbf {k}}\int dt \left[ |\dot{\Psi }_{\mathbf {k}}|^2\right. \nonumber \\&\left. \quad -\left( \mu ^2+|\mathbf {k}_{\perp }|^2+\left\{ k_x+qA(t)\right\} ^2\right) |\Psi _{\mathbf {k}}|^2\right] \end{aligned}$$
(10)

where, \(\mathbf {k}_{\perp }=(0,k_y,k_z)\). In this case, a comparison with Eq. (8) shows the following identification: \(A=C\), \(M=1\), \(V(C)=0\), \(m(C)=2\), \(\omega ^2(C)=\big (\mu ^2+|\mathbf {k}_{\perp }|^2+\left\{ k_x+qA(t)\right\} ^2\big )\) and each Fourier mode of \(\Psi \), labelled by \(\mathbf {k}\), can be identified with q.

Though there is an infinite number of oscillators in both Eqs. (9) and (10), corresponding to, respectively, the Fourier modes the scalar fields \(\Phi \) and \(\Psi \), they are all mutually decoupled. Therefore, to understand the backreaction effects on, say \(\xi \), we may start by considering the effects of only one oscillator and the results obtained in that case can easily be generalized to the case of a collection of mutually decoupled oscillators, each coupled to \(\xi \). A similar argument also holds for the case of backreaction on the vector potential A(t). This is the primary motivation for our choice of the Lagrangian in Eq. (8). The q-independent part of \(\mathcal {L}\), namely, the one describing the free evolution of C, has been chosen to be of a simple form for convenience and our analysis can be easily extended to any arbitrary form of this part.Footnote 1

It is clear that to study the semi-classical aspects of the system defined by Eq. (8) we need to understand the quantum dynamics of a TDHO. Since this is a fairly well-studied subject, we will only quote the results relevant for this work and delegate the details and derivations to the Appendix.

2.1 Effective action from the standard path integral

Before going into the derivation of ‘in-in’ backreaction equation, we shall first briefly review the standard ‘in-out’ approach. For this purpose, we start by evaluating the effective action \(S_{eff}[C]\), obtained by ‘integrating out’ the q degree of freedom, as shown in Eq. (5). For our model \(C-q\) system, the definition of \(S_{eff}[C]\) takes the following form:

$$\begin{aligned} \exp \left( i S_{eff}[C]\right)&\equiv \exp \left( i\int _{-\infty }^{\infty } dt\, M\left[ \frac{\dot{C}^2}{2}-V(C)\right] \right) \nonumber \\&\quad \int \mathcal {D}[q]\exp \left( -\frac{i}{2}\int _{-\infty }^{\infty }dt\,\, q \hat{O}[C] q \right) \end{aligned}$$
(11)

where,

$$\begin{aligned} \hat{O}[C]=\frac{d}{dt}\left( m(C)\frac{d}{dt}\right) +m(C)\omega ^2(C) \end{aligned}$$
(12)

There is, however a well-known issue here, namely that, the Gaussian path integral in Eq. (11), strictly speaking, does not converge. One way of making sense of this path integral is to first deform the range of t in the integral \(\int _{-\infty }^{\infty }dt\,\, q \hat{O}[C] q\) from the real axis to the contour \(\mathcal {T}_1\) shown in Fig. 1a. This corresponds to the \(i\epsilon -\)prescription in standard path integral approach to QFT. The path integral in Eq. (11) is replaced by the following factor:

$$\begin{aligned} I= \int \mathcal {D}[q]\exp \left( -\frac{i}{2}\int _{\mathcal {T}_1}dt\,\, q \hat{O}[C] q \right) \end{aligned}$$
(13)

This Gaussian path integral can be explicitly evaluated to get the following final form for \(S_{eff}[C]\):

$$\begin{aligned} S_{eff}[C]=M\int dt \left[ \frac{\dot{C}^2}{2}-V(C)\right] +\frac{i}{2}\log [\text {det}_{\mathcal {T}_{1}}(\hat{O}[C])] \end{aligned}$$
(14)

where \(\text {det}_{\mathcal {T}_1}(\hat{O}[C])\) denotes the functional determinant of the operator \(\hat{O}[C]\) and, ‘\(\mathcal {T}_1\)’ in the subscript is to remind us that the range of \(t-\)integration has been deformed to the contour \(\mathcal {T}_1\) in Fig. 1a.

Fig. 1
figure 1

Different contours used for deriving the backreaction equations

To obtain the backreaction equation, we demand that \(\delta \text {Re}S_{eff}/\delta C=0\), with the variation of C at the endpoints assumed to be vanishing. The variation of the first part of \(S_{eff}[C]\), as is given in the right-hand side of Eq. (14), is straightforward. It gives the equation of motion of C when the interaction with q is switched off. The variation of the second part is expected to contain the backreaction of the quantum fluctuations of q on C. In order to find this term, we have to essentially evaluate the functional derivative of \(\log [\text {det}_{\mathcal {T}_{1}}(\hat{O}[C])]\). It turns out that, this functional derivative can be explicitly evaluated and the final result is given by (for the full derivation, see Appendix C):

$$\begin{aligned}&i\frac{\delta \log [\text {det}_{\mathcal {T}_1}(\hat{O}[C])]}{\delta C(t)}\nonumber \\&\quad =\int _{-\infty e^{i\epsilon }}^{\infty }dt''\int _{-\infty e^{i\epsilon }}^{t''}dt'\left[ \frac{m(C(t'))f_{in}^{*2}(t';C)}{m(C(t''))f_{in}^{*2}(t'';C)}\right] \nonumber \\&\qquad \times \left\{ \left[ \frac{\delta \omega ^2(C)}{\delta C}\bigg |_{t'}+\frac{\partial _t{f_{in}^{*}}(t';C)}{f_{in}^{*}(t';C)}\frac{\delta \mu (C)}{\delta C}\bigg |_{t'}\right] \delta (t-t')\right. \nonumber \\&\qquad \left. -\frac{d}{dt'}\left[ \frac{\partial _t{f_{in}^{*}}(t';C)}{f_{in}^{*}(t';C)}\frac{\delta \mu (C)}{\delta \dot{C}}\bigg |_{t'}\right] \delta (t-t')\right\} \nonumber \\&\qquad +\int _{-\infty e^{i\epsilon }}^{\infty e^{i\epsilon }}\frac{dt''}{m(C(t''))f_{in}^{*2}(t'';C)} \nonumber \\&\qquad \times \left[ \frac{\partial _t{f_{in}^{*}}(t'';C)}{f_{in}^{*}(t'';C)}\frac{\delta \mu (C)}{\delta \dot{C}}\bigg |_{t''}\right] \delta (t-t'') \end{aligned}$$
(15)

where \(f_{in}^{*}(t;C)\) is a solution of the differential equationFootnote 2

$$\begin{aligned} (\hat{O}[C])f_{in}^{*}(t;C)=0 \end{aligned}$$
(16)

satisfying the boundary condition

$$\begin{aligned} \lim _{z\rightarrow -\infty e^{i\epsilon }}f_{in}^{*}(z;C)=0. \end{aligned}$$
(17)

The function \(f_{in}^*(t;C)\) is nothing but the ‘in-mode’ (i.e., positive frequency solutions at asymptotic past) of the time dependent harmonic oscillator q in the background of C. After using the properties of \(f_{in}^*(t;C)\) and a bit of algebra (see Appendix C for details), the expression for the functional derivative can be further simplified to yield:

$$\begin{aligned} \frac{\delta \log [\text {det}_{\mathcal {T}_1}(\hat{O}[C])]}{\delta C(t)}&=\partial _{C}(m^{-1})\frac{\langle {\text {out}|p^2(t)|\text {in}}\rangle }{\langle {\text {out}|\text {in}}\rangle }\nonumber \\&\quad +\partial _C(m\omega ^2)\frac{\langle {\text {out}|q^2(t)|\text {in}}\rangle }{\langle {\text {out}|\text {in}}\rangle } \end{aligned}$$
(18)

where, \(|{\text {in}}\rangle \) and \(|{\text {out}}\rangle \) are, respectively, the ‘in-vacuum’ and the ‘out-vacuum’ of the \(q-\)subsystem interacting with the background C(t).

Using Eqs. (18) in (14), the backreaction equation for C that follows from \(\delta \text {Re}[S_{eff}]/\delta C=0\) is given by

$$\begin{aligned}&M\left[ \ddot{C}+V'(C)\right] +\text {Re}\left[ \frac{\partial _{C}(m^{-1})}{2}\frac{\langle {\text {out}|p^2(t)|\text {in}}\rangle }{\langle {\text {out}|\text {in}}\rangle }\right. \nonumber \\&\left. \quad +\frac{\partial _C(m\omega ^2)}{2}\frac{\langle {\text {out}|q^2(t)|\text {in}}\rangle }{\langle {\text {out}|\text {in}}\rangle }\right] =0 \end{aligned}$$
(19)

This is indeed the backreaction equation in the ‘in-out’ approach. As alluded to before, the backreaction equation is equivalent to replacing the quantum operators acting on the Hilbert space of q by a normalized ‘in-out’ matrix element. Hence, it is non-causal owing to the presence of \(|{\text {out}}\rangle \).

Another undesirable feature of this approach is that the energy conservation equation that follows from Eq. (19) does not completely incorporate the effects of particle production. To see this, consider \(\Delta E_{C}\), the total energy change of the C-subsystem from the asymptotic past to asymptotic future, which can be shown [4] to be:

$$\begin{aligned} \Delta E_{C}=-\frac{1}{2}\left\{ \omega [C(\infty )]-\omega [C(-\infty )]\right\} \end{aligned}$$
(20)

The right-hand side of Eq. (20) only accounts for the change in instantaneous ground state energies of the time-dependent oscillator q, evaluated at times \(t=-\infty \) and \(t=\infty \). In quantum field theory, this manifests as the so-called vacuum-polarization effects, which may be understood as essentially being caused by the virtual pairs produced and annihilated in the vacuum. However, in the presence of an external field, there is a non-zero probability for creation of real particle pairs, the effects of which are expected to appear as a corresponding term in the energy conservation equation. It is clear that Eq. (20) does not have such a term and hence, does not incorporate the full effects of pair production.

It can be shown that these shortcomings can be remedied by simply replacing the ‘in-out’ matrix elements in Eq. (19) with the ‘in-in’ expectation value, and this defines the ‘in-in’ approach. However, such an ad-hoc prescription seems far from rigorous. Our aim is now to give a formal basis for the ‘in-in’ backreaction prescription through a path integral formalism. For that, we shall consider the backreaction equation, which arises when the analysis of this section is repeated for the time contour \(\mathcal {T}_{2}\) in Fig. 1b. It is worth mentioning that the parts of \(\mathcal {T}_2\), below and above the real \(t-\)axis, has been separately considered in the literature to represent, respectively, the forward and backward directions of time in the context of Schwinger-Keldysh formalism for a single variable (see, for instance, [11]). What we aim to achieve in this work is to explicitly show that results in the ‘in-in’ backreaction approach, for a \(C-q\) system described by Eq. (8), follows simply from the natural generalization of results in this section for the time evolution along \(\mathcal {T}_2\).

3 The ‘in-in’ approach from complex time contour \(\mathcal {T}_2\)

We saw in the previous section that the ‘in-out’ backreaction equation follows from the variation of the effective action \(S_{eff}[C]\) that was derived by assuming that the evolution of the quantum variable q was along a complex time contour \(\mathcal {T}_1\). A natural question to ask at this stage is the following: Can we generalize this approach to find the effective action, say \(S_{eff}^{\mathcal {T}}[C]\), for evolution along an arbitrary time contour \(\mathcal {T}\) in the complex \(t-\)plane. The formal definition of such an effective action will be given by:

$$\begin{aligned} S_{eff}^{\mathcal {T}}[C]=M\int _{\mathcal {T}} dt \left[ \frac{\dot{C}^2}{2}-V(C)\right] +\frac{i}{2}\log [\text {det}_{\mathcal {T}}(\hat{O}[C])] \end{aligned}$$
(21)

where the integral is along the contour \(\mathcal {T}\). The effective classical evolution of C along \(\mathcal {T}\) can then be defined as the solution of the equation \(\delta \text {Re}[S_{eff}^{\mathcal {T}}]/\delta C=0 \). The only non-trivial step to derive this equation is the evaluation of the functional derivative of \(\log [\text {det}_{\mathcal {T}}(\hat{O}[C])]\). Natural generalization, of relevant standard results for evolution along real \(t-\)axis, to that along a complex time contour \(\mathcal {T}\) allows us to show that (see Appendix C for details):

$$\begin{aligned}&i\frac{\delta \log [\text {det}_{\mathcal {T}}(\hat{O}[C])]}{\delta C(z)}\nonumber \\&\quad =\int _{\mathcal {T}\vert _{z}}dz''\int _{\mathcal {T}\vert _{z''}}dz'\left[ \frac{m(C(z'))f_{\sigma }^{*2}(z';C)}{m(C(z''))f_{\sigma }^{*2}(z'';C)}\right] \nonumber \\&\qquad \times \left\{ \left[ \frac{\delta \omega ^2(C)}{\delta C}\bigg |_{z'}+\frac{D_z{f_{\sigma }^{*}}(z';C)}{f_{\sigma }^{*}(z';C)}\frac{\delta \mu (C)}{\delta C}\bigg |_{z'}\right] \delta (z-z')\right. \nonumber \\&\qquad \left. -D_{z'}\left[ \frac{D_z{f_{\sigma }^{*}}(z';C)}{f_{\sigma }^{*}(z';C)}\frac{\delta \mu (C)}{\delta \dot{C}}\bigg |_{z'}\right] \delta (z-z')\right\} \nonumber \\&\qquad +\int _{\mathcal {T}}\frac{dz''}{m(C(z''))f_{\sigma }^{*2}(z'';C)}\nonumber \\&\qquad \times \left[ \frac{D_z{f_{\sigma }^{*}}(z'';C)}{f_{\sigma }^{*}(z'';C)}\frac{\delta \mu (C)}{\delta \dot{C}}\bigg |_{z''}\right] \delta (z-z'') \end{aligned}$$
(22)

where \(\int _{\mathcal {T}\vert _{z}}\) denotes the contour integral along \(\mathcal {T}\) till the point z and, \(D_z\) is the directional derivative along \(\mathcal {T}\). The function \(f_{\sigma }\) is a solution of the differential equation \(\hat{O}[C]f=0\) with the initial condition \(f_{\sigma }(z_i;C)=0\), where \(z_i\) is the initial point of the contour. It is easy to verify that \(f_{\sigma }\) reduces to \(f_{in}\) when we choose the contour to be \(\mathcal {T}_1\) and we reproduce the backreaction equation for the ‘in-out’ approach.

We shall now focus on the case when the contour is chosen to be \(\mathcal {T}_2\) in Fig. 1b. Since, \(\mathcal {T}_1\) and \(\mathcal {T}_2\) coincide asymptotically in the beginning, it turns out that \(f_{\sigma }\) is precisely \(f_{in}\) for the choice \(\mathcal {T}=\mathcal {T}_2\) as well. This implies that the generalization of Eq. (15), to the case where time evolution is along the complex contour \(\mathcal {T}_2\), is given by:

$$\begin{aligned}&i\frac{\delta \log [\text {det}_{\mathcal {T}_2}(\hat{O}[C])]}{\delta C(z)}\nonumber \\&\quad =\int _{\mathcal {T}_2\vert _{z}}dz''\int _{\mathcal {T}_2\vert _{z''}}dz'\left[ \frac{m(C(z'))f_{in}^{*2}(z';C)}{m(C(z''))f_{in}^{*2}(z'';C)}\right] \nonumber \\&\qquad \times \left\{ \left[ \frac{\delta \omega ^2(C)}{\delta C}\bigg |_{z'}+\frac{D_z{f_{in}^{*}}(z';C)}{f_{in}^{*}(z';C)}\frac{\delta \mu (C)}{\delta C}\bigg |_{z'}\right] \delta (z-z')\right. \nonumber \\&\qquad \left. -D_{z'}\left[ \frac{D_z{f_{in}^{*}}(z';C)}{f_{in}^{*}(z';C)}\frac{\delta \mu (C)}{\delta \dot{C}}\bigg |_{z'}\right] \delta (z-z')\right\} \nonumber \\&\qquad +\int _{\mathcal {T}_2}\frac{dz''}{m(C(z''))f_{in}^{*2}(z'';C)}\nonumber \\&\qquad \times \left[ \frac{D_z{f_{in}^{*}}(z'';C)}{f_{in}^{*}(z'';C)}\frac{\delta \mu (C)}{\delta \dot{C}}\bigg |_{z''}\right] \delta (z-z'') \end{aligned}$$
(23)

where \(\int _{\mathcal {T}_2\vert _{z}}\) denotes a contour integral along \(\mathcal {T}_2\) till the point z and \(D_{z}\) denotes the directional derivative along \(\mathcal {T}_2\). Once again, we have delegated the details to Appendix C.

This choice of contour \(\mathcal {T}_2\) indeed gives us the ‘in-in’ backreaction equation. The expression for functional derivative in Eq. (23) can be further simplified to give (see Appendix C for details)

$$\begin{aligned}&i\frac{\delta \log [\det _{\mathcal {T}_{2}}(\hat{O}[C])]}{\delta C(z)}=-\left[ \left( \partial _{C}m\right) \dot{f}_{in}(z;C)D_z{f}^*_{in}(z;C)\right. \nonumber \\&\left. \quad -\partial _C(m\omega ^2)f_{in}(z;C)f^*_{in}(z;C)\right] \end{aligned}$$
(24)

From Fig. 1b, we can see that a point, say t, in the real time axis gets mapped to two points on \(\mathcal {T}_2\), say \(t_{-}\) and \(t_{+}\), which we can identify as the forward and backward evolution in time, respectively. Further, the doublet \(\{C(t_{+}),C(t_-)\}\) which can be constructed out of variable C(z) for \(z\in \mathcal {T}_2\), is reminiscent of the ‘doubled degrees of freedom’ \(\{C_{+}(t), C_{-}(t)\}\) akin to the Schwinger-Keldysh formalism, but it arises rather naturally in our approach. Thus, the effects of this ‘doubling’ are implicitly incorporated in our approach by virtue of the specific form of \(\mathcal {T}_2\). In the conventional Schwinger-Keldysh approach, in the classical limit, the equation of motion of C is retained by making the identification \(C_{+}(t)=C_{-}(t)=C(t)\), after the variational principle is applied. Along similar lines, the backreaction equation that governs the effective classical dynamics of C, in our approach, can be obtained by demanding \(\lim _{\epsilon \rightarrow 0}C(t_{+})=\lim _{\epsilon \rightarrow 0}C(t_{-})=C(t)\) in Eq. (24). This procedure, along with the results

$$\begin{aligned} \langle {\text {in}|q^2(t)|\text {in}}\rangle&=f_{in}(t;C)f_{in}^{*}(t;C);\nonumber \\ \langle {\text {in}|p^2(t)|\text {in}}\rangle&=m^2\dot{f}_{in}(t;C)\dot{f}_{in}^*(t;C), \end{aligned}$$
(25)

finally yields the following form for the backreaction equation:

$$\begin{aligned}&M\left[ \ddot{C}+V'(C)\right] +\frac{\partial _{C}(m^{-1})}{2}\langle {\text {in}|p^2(t)|\text {in}}\rangle \nonumber \\&\quad +\frac{\partial _C(m\omega ^2)}{2}\langle {\text {in}|q^2(t)|\text {in}}\rangle =0 \end{aligned}$$
(26)

Therefore, we retain the ‘in-in’ backreaction equation as claimed. It is worth mentioning that this equation is causal.

Multiplying both sides of Eq. (26) by \(\dot{C}\) and simplifying the equation we get the energy conservation law:

$$\begin{aligned}&\frac{d}{dt}\left[ M\frac{\dot{C}^2}{2}+M V(C)+\left( \frac{1}{2m}\langle {\text {in}|p^2(t)|\text {in}}\rangle \right. \right. \nonumber \\&\left. \left. \quad +\frac{m\omega ^2}{2} \langle {\text {out}|q^2(t)|\text {in}}\rangle \right) \right] =0 \end{aligned}$$
(27)

This conservation equation was also discussed in [4]. It was shown that energy conservation equation can be written in terms of the mean number n(t) of particles produced as:

$$\begin{aligned} \frac{d}{dt}\left[ \frac{M}{2}\dot{C}^{2}+MV(C)+\left( n+\frac{1}{2}\right) \omega (C)\right] =0 \end{aligned}$$
(28)

This equation can be intuitively understood as follows: the backreaction on C from the quantum degree of freedom has two parts: (1) one coming from the particle production of q system, namely \(d(n\omega )/dt\) and (2) the other coming from the change in vacuum energy of q due to the interaction with C, namely \(d(\omega /2)/dt\). Note that, in sharp contrast with the energy conservation that followed from the ‘in-out’ prescription, which did not take into account the effects of particle production.

4 Discussion

The backreaction of a quantum degree of freedom on an effectively classical system is ubiquitous in physics; it is relevant in the study of black hole evaporation by Hawking radiation and structure formation in the early universe, just to name a few. For a system composed of an effectively classical part (C) coupled to a quantum degree of freedom (q), a straightforward application of the semi-classical analysis using path integral formalism gives the so-called ‘in-out’ backreaction equation. This approach has two serious pathologies, viz., (1) non-causal evolution and (2) an unphysical energy-conservation equation. A natural alternative is the so-called ‘in-in’ approach, which is devoid of these shortcomings of the ‘in-out’ approach. Our main goal in this work was to derive ‘in-in’ backreaction directly from path integral formalism.

We considered a specific \(C-q\) system in this work, in which the quantum part q is essentially a time-dependent harmonic oscillator, for a fixed background configuration C(t) of the classical subsystem C. When the evolution is along the \(\mathcal {T}_1\) of Fig. 1a, we show that the corresponding back reaction equation, obtained by varying the effective action \(S^{\mathcal {T}_1}_{eff}[C]\), matches exactly with that of the ‘in-out’ formalism. On the other hand, for the choice of time-contour \(\mathcal {T}_2\) of Fig. 1b, the backreaction obtained by varying the corresponding effective action \(S^{\mathcal {T}_2}_{eff}[C]\) turns out to be precisely that of the ‘in-in’ formalism. Therefore, we have provided a path integral based approach for deriving the correct backreaction prescription which: (i) is causal and (ii) has the correct form of energy conservation equation.

Our approach based on the concept of evolution along complex time contours also provides a unified formalism for studying both the ‘in-out’ and ‘in-in’ backreaction equation. The effective classical equation of motion for evolution of C along a complex time contour \(\mathcal {T}\) can be written as:

$$\begin{aligned} \frac{\delta \text {Re}[S_{eff}^{\mathcal {T}}[C]]}{\delta C}=0 \end{aligned}$$
(29)

where the effective action \(S_{eff}^{\mathcal {T}}[C]\) is formally defined by Eq. (21). From this single general equation, ‘in-in’ and ‘in-out’ approaches can be derived in a unified manner. When we chose the complex time contour to be \(\mathcal {T}_1\), the equation of motion Eq. (29) implies

$$\begin{aligned}&M\ddot{C}+MV'(C)+\text {Re}\left[ \frac{\partial _{C}(m^{-1})}{2}\frac{\langle {\text {out}|p^2(t)|\text {in}}\rangle }{\langle {\text {out}|\text {in}}\rangle }\right. \nonumber \\&\left. \quad +\frac{\partial _C(m\omega ^2)}{2}\frac{\langle {\text {out}|q^2(t)|\text {in}}\rangle }{\langle {\text {out}|\text {in}}\rangle }\right] =0, \end{aligned}$$
(30)

On the other hand, when we chose the complex time contour be \(\mathcal {T}_2\), the equation of motion Eq. (29) gives

$$\begin{aligned} M\ddot{C}&+MV'(C)+\frac{\partial _{C}(m^{-1})}{2}\langle {\text {in}|p^2(t)|\text {in}}\rangle \nonumber \\&+\frac{\partial _C(m\omega ^2)}{2}\langle {\text {in}|q^2(t)|\text {in}}\rangle =0. \end{aligned}$$
(31)