Abstract
It is well known that, in the context of general relativity, an unknown kind of matter that must violate the strong energy condition is required to explain the current accelerated phase of expansion of the Universe. This unknown component is called dark energy and is characterized by an equation of state parameter \(w=p/\rho \) with \(w_0<-1/3\). For minimally coupled dark energy fluids, thermodynamic stability requires that \(3w-d\ln |w|/d\ln a\ge 0\) and positiveness of entropy that \(w\ge -1\). In this paper we proof that we cannot obtain a differentiable function w(a) to represent the dark energy that satisfies these conditions during the entire history of the Universe.
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1 Introduction
Between the end of the twenty century and the beginning of the twenty one’s, a large amount of observational data revealed that the Universe is currently expanding at an accelerated rate [1,2,3,4]. This accelerated expansion can be easily explained if a cosmological constant is added to the Einstein field equations. It can be shown that the zero point energy of all fields filling the Universe acts into the Einstein equations as a cosmological constant [5, 6]. However, the observational constraints on the cosmological constant differs from the theoretical value provided by quantum field theory by at least 60 orders of magnitude [7,8,9,10]. Although many proposals to solve this problem appeared in the literature [11,12,13,14,15,16,17,18,19] none of them provide a real conclusive solution to the problem. The lack of a convincing explanation for the cosmological constant problem has led physicists to adopt a pragmatic approach which assume that the cosmological constant is canceled out by some unknown symmetries in nature and that the accelerated expansion is due to some unknown kind of matter. In order to obtain an accelerated expansion of the Universe at present time, the matter content of the Universe must violates the strong energy condition, i. e.,
where \(\rho _i\) and \(p_i\) are, respectively, the energy density and the pressure of the \(i-\)th component of the matter content of the Universe.Footnote 1 The violation of the strong energy condition implies that the total pressure must be negative. Since baryonic and cold dark matter are pressureless (\(p_m=0\)), and the pressure of relativistic matter is \(\rho _{\gamma }/3\), the Universe must contain an additional source term with a pressure sufficiently negative to ensure the validity of (1). This unknown source was dubbed dark energy (DE) (see Ref. [20] for a review). DE is frequently characterized by the equation of state (EoS) parameter \(w=p/\rho \) which mimics a cosmological constant if \(w=-1\), a quintessence scalar field if \(-1\le w\le 1\) [21,22,23,24], a phantom field if \(w<-1\) [25,26,27] and many other forms of exotic matter.
Since most DE models are able to adjust the data seamlessly, it is extremely difficult to decide which of these models is correct, if there is one. The data shows only that the Universe is expanding at an accelerated rate but does not reveal which object causes this acceleration, i.e., if it is DE or something else. However, although unknown, DE should not be immune to all the laws of physics. It is reasonable to assume that such an exotic fluid must at least satisfy the bounds imposed by the laws of thermodynamics. Here we investigate the limits imposed by thermodynamics to a minimally coupled DE fluid with an EoS parameter \(w=w(a)\). We proof that thermodynamics rule out these DE fluids.
This paper is organized as follows: Sect. 2 summarizes the main results of the thermodynamics of cosmic fluids contained in Ref. [28]; Sect. 3 contains the proof that there is no EoS parameter w(a) of DE satisfying the thermodynamic constraints through the entire history of the Universe: there is at least one point of discontinuity at \(0<a(t)<1\) where w(a) is not a differentiable function and where the stability condition fails. Section 4 contains our conclusions.
2 Thermodynamics of the cosmic fluids
In this section we will analyze the thermodynamic properties of the function that describes DE cosmic fluids. The objective is to construct, based on these “heat” properties, a general function to analyze afterwards, its mathematical viability.
2.1 Internal energy and entropy
Let us consider an expanding, homogeneous and isotropic Universe filled by n no interacting perfect fluids. Since all physical distances scale with the same factor a(t), the physical volume of the Universe at a given time is \(V=a^3(t)V_0\)Footnote 2. In such a model the internal energy of the ith fluid component can be written as
Assuming a reversible adiabatic expansion, the first law of thermodynamics
leads to so-called fluid equation,
which expresses the energy-momentum conservation. Assuming that the density is a function of the temperature and volume, i. e., \(\rho _i=\rho _i(T_i, V)\), we have that
so that
Since \(dS_i\) is an exact differential,
which implies that
From the conservation equation, we have:
By combining (8) with (9), we obtain:
By assuming that w depends only of the volume \(V\propto a^3\), we obtain [29]
or, using Eq. (4) to eliminate \(w_i\),
Integration of Eq. (12) provides
Thus, the internal energy of the ith fluid component (2) can be written as
The entropy of the ith fluid component is obtained from the Euler relation [30, 31]:
where \(\mu _i\) and \(N_i\) are, respectively, the chemical potential and the number of particles of the ith component. By assuming that the chemical potential is zero we obtain, combining Eqs. (2), (13) and (15), that
which shows the direct relation between the entropy and the EoS parameter, \(w_i\), for a given component of the cosmic fluid.
2.2 Heat capacity
The classical thermodynamical definition of a fluid’s heat capacity \(C_i\) is [32],
where \(dT_i\) is the fluid temperature increase due to an absorbed heat \(dQ_i=T_idS_i\). The heat capacity of a fluid will differ depending on whether the fluid is heated at constant volume or at constant pressure. From the first law of thermodynamics, Eq. (3), at constant volume, Eq. (17) becomes
where
is the fluid’s heat capacity at constant volume. From Eq. (14), it is easy to show that
for any component of the Universe.
Now, from the enthalpy definition,
the first law of thermodynamics can be written as
Therefore, at constant pressure, Eq. (17) becomes
where
is the fluid’s heat capacity at constant pressure. Since \(p_iV=w_iU_i\), the enthalpy Eq. (21) becomes
From Eqs. (14), (24) and (25) we get
where we have used (20) and the fact that
From Eq (11), we have that \(T_i^{-1}dT_i/da=-3w_i/a.\) Thus,
or, equivalentely,
which shows that we can write a compact relation between the heat capacities at constant pressure and constant volume, something like \(C_{p_i}=\Omega (w_i) C_{iV}\), where \(\Omega (w_i)\) is a function of the EoS parameter, defined in the last equation.
2.3 Compressibility and expansibility
By considering the volume as function of temperature and pressure, we have thatFootnote 3
where
is the thermal expansibility and
is the isothermal compressibility. The thermal expansibility measures the thermal volume expansion at constant pressure and isothermal compressibility measures the relative modification of the volume together with the increasing pressure at fixed temperature.
Analogously to the isothermal compressibility, we can define the adiabatic compressibility \(\kappa _{S_i}\) if, instead of temperature, the entropy is kept fixed. It can be shown that the isothermal compressibility and the isothermal expansibility are related by
and that the ratio between the adiabatic and the isothermal compressibilities are equal to the ratio between the heat capacities at constant volume and at constant pressure, i.e.,
Notice that \(p_iV=w_iC_{iV}T_i\) and using Eq. (11) we obtain
From (33) is easy to show that
and from the above equation and (34) we have
and, differently from Eq. (16), that shows a direct relation between the entropy and the EoS parameter \(w_i\), Eq. (37) shows a much more intricate relation between the adiabatic compressibility and \(w_i\). Substituting Eq. (35) into Eqs. (36) and (37) we have
and
which can be used to determine the constraints on cosmic fluids EoS parameter \(w_i\). We will define some of these constraints just below.
2.4 Constraints on cosmic fluids
Thermodynamic stability requires that \(C_{iV},C_{p_i},\kappa _{S_i},\kappa _{T_i}\ge 0\) simultaneously. Conversely, these quantities are all negative simultaneously if the stability cannot be obtained. From Eq. (20) it is clear that \(C_{iV}\ge 0\) so that the cosmic fluids satisfies the stability conditions. Moreover, \(C_{iV},C_{p_i},\kappa _{S_i},\,\mathrm{and}\,\kappa _{T_i}\) are related by
and
so that \(C_{p_i}\ge C_{iV}\) and \(\kappa _{T_i}\ge \kappa _{S_i}\). From Eqs. (38) and (39) it is easy to see that the above conditions are satisfied only if the fluid EoS parameter obeys the constraint
Along with the above constraint, the positiveness of entropy implies that
It is obvious that if \(w_i\) is constant, thermodynamic stability implies that \(w_i\ge 0\) which rule out all negative pressure fluids with a constant EoS parameter.
In order to accelerate the Universe at present time is also required by (1) that \(w(a\rightarrow 1)<-1/3\).
3 Thermodynamic inviability of minimally coupled dark energy fluids
In this section we will investigate the existence of functions w(a) that satisfies the following conditions:
-
i)
\(\displaystyle {w-\frac{1}{3}\frac{d\ln \vert w\vert }{d\ln a}\ge 0}\);
-
ii)
\(w\ge -1\) for all \(a>0\);
-
iii)
\( \lim \limits _{a \rightarrow 1}w(a)=w_0<-\frac{1}{3}\).
Conditions i) and ii) are thermodynamic constraints on all minimally coupled cosmic fluids physically acceptable, and condition iii) is required to accelerate the Universe at present time. Below we will investigate the existence of differentiable functions, except on a finite set, i. e., functions w such that the set \(\left\{ t; w \text{ is } \text{ not } \text{ differentiable } \text{ at } \text{ t }\right\} \) is finite, whose derivative is continuous for t sufficiently small and that satisfies the condition i), ii) and iii) above. We will show that there is no function w(a) of \(C_1\) class satisfying the conditions i), ii) and iii) simultaneously.
Proposition 1
Let \(w:(0, + \infty )\rightarrow {\mathbb {R}}\) be a function and suppose that there is \(\delta >0\) such that w is differentiable and its derivative is continuous at \((0,\delta )\) with
-
i)
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d\ln a} \ge 0},\) where \(\vert w\vert \) is differentiable.
If there is \(t_{0} \in (0, \delta )\) such that \(w(t_{0})<0\) then \(\lim \limits _{t \rightarrow 0}w(t)= - \infty .\)
Proof 1
Let \(\delta >0 \) with w differentiable and with a continuous derivative at \((0, \delta )\). Suppose that there is \(t_{0} \in (0, \delta )\) such that \(w(t_{0})<0\). Let \(c<0\) such that \(w(t_{0})<c<0\). w is continuous at \((0, \delta )\), therefore, we can suppose that at \(t \in (t_{0}-\epsilon , t_{0}+\epsilon )\) we have \(w(t)<c\) for \(\epsilon >0\) with \(t_{0}+ \epsilon < \delta \). We affirm that \(w(t)\le c\) for all \(t \in (0, t_{0}+\epsilon )\). In fact, otherwise we would take \({\overline{t}} = \sup \left\{ t \in (0,t_{0}+ \epsilon ); w(t)> c\right\} \) and we would have
-
1.
\({\overline{t}}\le t_{0}- \epsilon \);
-
2.
and, if \( t \in ({\overline{t}},t_{0}+ \epsilon )\), then \(w(t)\le c<0\). Therefore
$$\begin{aligned} \frac{dw}{dt}>0 \end{aligned}$$in this interval. But, by mean value theorem, there would exist \(s \in ({\overline{t}}, t_{0})\) such that
$$\begin{aligned} \frac{dw}{dt}(s)= \frac{w(t_{0})-w({\overline{t}})}{t_{0}- {\overline{t}}}<0 \end{aligned}$$and that would be contradictory.
In short we have \(w(t)\le c<0\) for all \(t \in (0,t_{0}+\epsilon )\) and \((0, t_{0}+\epsilon ) \subset (0, \delta )\), that is, w is differentiable at \((0,t_{0}+\epsilon )\). It follows that
From the fundamental theorem of calculus, for \(0<s<t_{0}\)
From this inequality we can conclude that
The next corollary is an immediate consequence of the previous proposition.
Corollary 1
Let \(w:(0, + \infty )\rightarrow {\mathbb {R}}\) be a differentiable function and with continuous derivative at \((0,\delta )\) satisfying:
-
i)
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d\ln a} \ge 0};\)
-
ii)
\(-1\le w(a)\) for all \(a>0\) .
Then, \(w(t)\ge 0\) for all \(t \in (0, \delta ).\)
Corollary 2
Let \(w:(0, + \infty ) \rightarrow {\mathbb {R}}\) be a differentiable function at \((0, \delta )\) and with continuous derivative in this interval for some \(\delta <1\). Additionally, suppose that the set \(\left\{ t \in (0,1); w \text{ non } \text{ differentiable } \text{ at } \text{ t }\right\} \) is finite and that
-
i)
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d\ln a} \ge 0};\) where |w| is differentiable.
-
ii)
\(-1\le w(a)\) for all \(a>0\).
-
iii)
\( \lim \limits _{a \rightarrow 1}w(a)=w_0\) for some \(-1\le w_0<0\).
Then w is discontinuous at some point \(t \in (0, 1)\).
Proof 2
Suppose that there is a w, differentiable at \((0,\delta )\) with continuous derivative in this interval, that it satisfies i), ii) and iii) and that w is continuous at (0, 1). From Corollary 1 there is \(t_{0}<1\) such that \(w(t_{0})\ge 0\). Let us choose \(d \in {\mathbb {R}}\) such that
where \(w_0\) is given by hypothesis iii). From Intermediate value theorem, there is a \(t_{1} \in (t_{0},1)\) such that \(w(t_{1})=d\). Let us define
The set A is not empty, given that \(t_{1} \in A\). Let
Using the continuity condition and iii) there is \(\epsilon >0\) such that for all \(t \in (1-\epsilon ,1)\), \(w(t)<d\). This imply that \({\overline{t}}\le 1-\epsilon <1\). For all \(t \in ({\overline{t}},1)\) we have \(w(t)<d<0\), in particular, by i)
Let \(t_{1}, t_{2},..., t_{n}\) be the points of the interval \(({\overline{t}},1)\) such that w is not differentiable. Let us suppose, without lost of generality, that \(t_{0}={\overline{t}}< t_{1}< t_{2}<,\cdots ,< t_{n}<1=t_{n+1}\). Note that, by using Eq. (43), the function w is an increasing one at \((t_{i},t_{i+1})\) for all \(i=0,1,2,...,n+1\). From the continuity of w
This inequality is in contradiction with the inequality in Eq. (42). This result proofs the corollary.
Corollary 3
There is no differentiable function \(w:(0, + \infty ) \rightarrow {\mathbb {R}}\) with continuous derivative at \((0, \delta )\) for some \(\delta >0\) which satisfy:
-
i)
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d\ln a} \ge 0};\)
-
ii)
\(-1\le w(a)\) for all \(a>0\);
-
iii)
\( \lim \limits _{a \rightarrow 1}w(a)=w_0\), for some \(0>w_0 \ge -1\).
Proof 3
This corollary is a straightforward consequence of the previous corollary.
This result proofs our assertion that there is no function of \(C_1\) class that explain the present time accelerated expansion of the Universe and at same time satisfies the thermodynamic constraints. It should be noted that if the continuity condition is relaxed, it is possible to build functions w(a) that fulfill the conditions i), ii) and iii) above except on a finite set of points where w(a) is not differentiable. However, physically speaking, we have no reason to think that w is not differentiable.Footnote 4 Also, in these discontinuity points the stability condition fails. Thermodynamics do not allows such exceptions.
Nevertheless, it is interesting for the sake of completeness obtain an example of a differentiable function except from a set of finite points that satisfies the conditions i), ii) and iii). As we have seen, in this case we should look for a positive function for t sufficiently small and with at least one discontinuity point in the interval (0, 1). In the next proposition we will show a function with these characteristics.
Proposition 2
Let us consider \(0>w_0>-1\) and \(d=(w_0+1)/(3w_0)\). Let \(h:(0,e^{d}) \rightarrow {\mathbb {R}}\) be a positive, decreasing and differentiable function with \(h(a)<1\) for all a. By defining the function \(w:(0,+\infty ) \rightarrow {\mathbb {R}}\) such as
Then
-
1.
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d\ln a}\ge 0}\) for all \(a \ne e^{d};\)
-
2.
\( \lim \limits _{a \rightarrow 1}w(a)=w_0\)
-
3.
\(-1\le w(a)\le 1\) for all \(a> 0.\)
Proof 4
The function w is decreasing at \((0,e^{d})\). In this case,
and given that \(w>0\) in this interval
for all \(a \in (0, e^{d})\). If \(a>e^{d}\), then
Therefore the function w satisfies the condition 1. Note that \(e^{d}<1\) and that w is continuous at 1. Thus
that is, the function w satisfy 2. By hypothesis, for \(a \in (0, e^{d})\), \(0<w(a)<1\). The function \(v(a)=3\ln (a)-\frac{1}{w_0}\) is crescent, and \(v(e^{d})=1\). Therefore, for all \(t>e^{d}\)
which proofs 3. \(\square \)
Note that the discontinuity point of the functions shown in the previous proposition occurs at the point \(e^{d}\) such that \(e^{d} \in (0,1)\), since \(d<0\).
Corollary 4
Let us consider \(0>w_0>-1\) and \(d=(w_0+1)/(3w_0)\). Let us define the function \(w:(0,+\infty ) \rightarrow {\mathbb {R}}\) such as
Then:
-
1.
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d \ln a}\ge 0}\) for all \(a \ne e^{d};\)
-
2.
\( \lim \limits _{a \rightarrow 1}w(a)=w_0\);
-
3.
\(-1\le w(a)\le 1\) for all \(a> 0.\)
Proof 5
Note that the function \(h(a)=-\frac{a}{2e^{d}}+1\), for all \(a\in \left( \left. 0,e^{d}\right] \right. \) is positive, decreasing and \(h(a)<1\) for all a. The result follows from the previous proposition.
This EoS parameter mimics a quintessence scalar field (\(-1\le w(a)\le 1\)), but the stability condition fails at just an point: \(e^d\). This is the closest definition we can obtain to a DE fluid that mimics a quintessence scalar field since the thermodynamic bounds implies that any DE EoS parameter will have at least one discontinuity point at (0, 1). Figure 1 shows the curves from the above function for \(w_0=-1/3,\,-2/3\) and \(-20/21\). As we can see, the discontinuity approaches of \(a=1\) as \(w_0\) approaches of \(-1\). In fact, as will be show below, even if we allow that the EoS parameter w to be differentiable except on a finite number of points, it is impossible to build a quintessential like EoS which mimics a cosmological constant at present time (\(w(a\rightarrow 1)\rightarrow -1\)) and satisfies the thermodynamic constraints.
Proposition 3
There is no function \(w:(0,+\infty ) \rightarrow {\mathbb {R}}\), such that 1 is an isolated point from the set of points in which w is differentiable and that satisfies:
-
1.
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d\ln a} \ge 0};\) at the points where \(w \ne 0\) and w is differentiable ;
-
2.
\(\lim \limits _{a \rightarrow 1}w(a)=-1\) ;
-
3.
\(-1\le w(a)\le 1\) for all \(a>0\).
Proof 6
Suppose by contradiction that there is a function that fulfill all conditions described in the proposition 3. Let J be an interval centered at 1 such that w is differentiable at \(J\setminus \left\{ 1\right\} \). It is possible to choose this interval since 1 is a isolated point from the set of points in which w is differentiable. Given that \(\lim \limits _{a \rightarrow 1}w(a)=-1\) then we can suppose, without lost of generality, that \(w<0\) at \(J \setminus \left\{ 1\right\} \).
Therefore, for all \(a \in J \setminus \left\{ 1\right\} \)
Thus the function w is increasing at \(J\setminus \left\{ 1\right\} \). Let \(t_{0}<t_{1}<1\), \(t_{0},t_{1}\in J\). We have that
for all \(a \in J\), with \(t_{1}<a<1\). Therefore
which is contradictory. This result proofs the proposition.
Corollary 5
There is no function \(w:(0, + \infty ) \rightarrow {\mathbb {R}}\) differentiable except on a finite set that satisfies:
-
1.
\(\displaystyle {w-\frac{1}{3}\frac{d \ln |w|}{d\ln a} \ge 0};\)
-
2.
\(\lim \limits _{a \rightarrow 1}w(a)=-1\)
-
3.
\(-1\le w(a)\le 1\) for all \(a>0\).
Proof 7
In fact, since the set of points where w is not differentiable is finite, the number 1 would be an isolated point of this set. The corollary follows as a consequence of the previous proposition.
4 Conclusions
By considering the content of the Universe as a perfect fluid, it was shown in Ref. [28] that the cosmic fluids should necessarily have a thermodynamic stability. In the case of a perfect fluid with an EoS parameter \(w=p/\rho \), this implies that the inequality
must be satisfied. In the case of a constant EoS parameter, this inequality implies that \(w\ge 0\) meaning that a DE fluid with a constant EoS parameter is ruled out by the laws of thermodynamics. Obviously this result does not mean immediately that a time-dependent DE EoS parameter is also ruled out by thermodynamics. Indications that this occurs is provided by Ref. [28] which shows that the observational constraints upon a DE fluid with a time-dependent EoS parameter are in fact in conflict with the stability conditions.
In this paper we have continued the ideas presented in Ref. [28]. The stability condition along with the positiveness of the entropy, which implies that \(w\ge -1\), means that an EoS parameter that is able to lead the Universe to the present day accelerated phase, i.e., \(w_0=w(a=1)<-1/3\), should comply with the following requirements:
-
i)
\(\displaystyle {w-\frac{1}{3}\frac{d\ln \vert w\vert }{d\ln a}\ge 0}\);
-
ii)
\(w\ge -1\);
-
iii)
\(w_0<-1/3.\)
In this way, we have provided a rigorous demonstration, which showed that there is no differentiable function, w(a), with a continuous derivative that satisfies all three conditions above (Corollary 3). We have shown that these three conditions are true only if w is differentiable except on a finite set, where the condition i) is not true. Although we have assumed that w is differentiable except on a finite set, we proved precisely that quintessence fluids \(-1\le w\le 1\), which mimics a cosmological constant at present time, i.e., \(w(a\rightarrow 1)\rightarrow -1\), were ruled out (Corollary 5). This means that minimally coupled DE fluids are unphysical and should be treated merely as mathematical artifacts to explain the data but, at the same time, carries no physical significance. Although a perfect fluid with \(w=-1\) acts within the Einstein field equations in the same way that the sum of the zero point energy of all fields filling the Universe, this mathematical equivalence does not mean any physical equivalence since the quantum vacuum is not a substance. Therefore, the cosmological constant, whether it is due to vacuum energy or not, remains as one of the strongest candidate to explain the current accelerated expansion of the Universe and the cosmological constant problem remains as one of the biggest problems of theoretical cosmology. Finally, it is worth to mention that further investigations concerning the thermodynamic stability of non-minimally coupled dark fluids, which are out of the scope of this paper, should be carried.
Data Availability Statement
This manuscript has no associated data or the data will not be deposited. [Authors’ comment: We have not used any data.]
Notes
The units are such that the speed of the light \(c=1\).
Here the index 0 will denote the present time value of an observable and we will adopt the convention \(a_0=1\).
Remember that we are assuming that the fluids evolve separately, that is, they do not exchange heat, as shown in Eq. (4).
Remember that the case \(w=-1\), which mimics the cosmological constant, is in excellent agreement with the data.
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Acknowledgements
E.M.C.A. and J.A.N. thank CNPq (Conselho Nacional de Desenvolvimento Científico e Tecnológico), Brazilian scientific support federal agency, for partial financial support, Grants numbers 302155/2015-5 (E.M.C.A.) and 303140/2017-8 (J.A.N.).
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Duarte, R.C., Barboza, E.M., Abreu, E.M.C. et al. The unphysical character of minimally coupled dark energy fluids. Eur. Phys. J. C 79, 356 (2019). https://doi.org/10.1140/epjc/s10052-019-6876-3
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DOI: https://doi.org/10.1140/epjc/s10052-019-6876-3