Abstract
The convergence of the decay widths and some of the Dalitz plot parameters of the decay \(\eta \rightarrow 3\pi \) seems problematic in low energy QCD. In the framework of resummed chiral perturbation theory, we explore the question of compatibility of experimental data with a reasonable convergence of a carefully defined chiral series. By treating the uncertainties in the higher orders statistically, we numerically generate a large set of theoretical predictions, which are then confronted with experimental information. In the case of the decay widths, the experimental values can be reconstructed for a reasonable range of the free parameters and thus no tension is observed, in spite of what some of the traditional calculations suggest. The Dalitz plot parameters a and d can be described very well too. When the parameters b and \(\alpha \) are concerned, we find a mild tension for the whole range of the free parameters, at less than 2\(\sigma \) C.L. This can be interpreted in two ways – either some of the higher order corrections are indeed unexpectedly large or there is a specific configuration of the remainders, which is, however, not completely improbable.
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1 Introduction
Theoretical efforts to describe and explain the \(\eta \,\rightarrow 3\pi \) decays reach far back in time. From the very beginning it was known that this is an isospin breaking process, as three isovectors can constitute an isoscalar state only through the fully antisymmetric combination \(\epsilon _{abc}\pi ^{a}\pi ^{b}\pi ^{c}\), which together with Bose symmetry and charge conjugation invariance leads to zero contribution to the amplitude.
Initially, the process was considered to be of electromagnetic origin [1, 2], generated by the isospin breaking virtual photon exchange
Though calculations applying current algebra and PCAC obtained correct order of magnitude values for the decay rates [1, 2], it was soon pointed out that the decays are almost forbidden in the framework of QED (the Sutherland theorem [3, 4]). The early works [1, 2] related the \(\eta -\pi \) matrix elements to the difference of squared kaon masses or kaon and pion masses, respectively, in fact resembling the later Dashen’s theorem, which cannot be justified by electrodynamics [4]. Subsequently it became clear that there has to be a source of isospin breaking beyond the term (1) [5]. As we know now, strong interactions break isospin via the difference between the masses of the u and d quarks
The work [5] collected all the relevant current algebra terms contributing to the decays and thus can be considered to be the first to provide the correct leading order calculation. However, the obtained decay rates turned out to be significantly lower than the experimental values, which were just becoming available.
When a systematic approach to low energy hadron physics was born in the form of chiral perturbation theory (\(\chi \)PT) [6,7,8], it was quickly applied to the \(\eta \rightarrow 3\pi \) decays [9]. The one loop corrections were very sizeable, the result for the decay width of the charged channel was 160 ± 50 eV, compared to the current algebra prediction of 66 eV. However, already at that time there were hints that the experimental value is still much larger. The current PDG value [10] is
For the neutral channel, the current average is [10]
After the effective theory was extended to include virtual photon exchange generated by (1) [11], it was shown that the next-to-leading electromagnetic corrections to the Sutherland’s theorem are still very small [12, 13]. Recently it was argued that there is an indication this need not be true for the neutral channel [14], but that is a partial result which has not been finalized yet.
The theory thus seems to converge really slowly for the decays. At last, the two loop \(\chi \)PT calculation [15] has succeeded to provide a reasonable prediction for the decay widths.
Meanwhile, experimental data are being gathered with increasing precision in order to make more detailed analysis of the Dalitz plot distribution possible. Comparison of the recent experimental information with the NNLO \(\chi \)PT results can be found in Tables 1 and 2, the conventionally defined Dalitz plot parameters will be introduced in Sect. 2. For the sake of brevity, we added the systematic a statistical uncertainties in squares. As can be seen, a tension between \(\chi \)PT and experiments appears to be in the charged decay parameter b and the neutral decay parameter \(\alpha \).
Alternative approaches were developed in order to model the amplitudes more precisely, namely dispersive approaches [30,31,32,33] and non-relativistic effective field theory [21, 34, 35]. These more or less abandon strict equivalence to \(\chi \)PT and their success in reproducing a negative sign for \(\alpha \) (see Table 2) can serve as a motivation to ask what is the culprit of the failure of chiral perturbation theory to do so.
There is a long standing suspicion that chiral perturbation theory might posses slow or irregular convergence in the case of the three light quark flavours [36, 37], the \(\eta \rightarrow 3\pi \) decay rates might serve as a prime example. An alternative method, now dubbed resummed \(\chi \)PT [38, 39], was developed in order to express these assumptions in terms of parameters and uncertainty bands. The starting point is the realization that the standard approach to \(\chi \)PT, as a usual treatment of perturbation series, implicitly assumes good convergence properties and hides the uncertainties associated with a possible violation of this assumption. The resummed procedure uses the same standard \(\chi \)PT Lagrangian and power counting, but only expansions derived directly from the generating functional are trusted. All subsequent manipulations are carried out in a non-perturbative algebraic way. The expansion is done explicitly to next-to-leading order and higher orders are collected in remainders. These are not neglected, but retained as sources of error, which have to be estimated.
In this paper, we concentrate on the technical details of the resummed \(\chi \)PT approach to \(\eta \rightarrow 3\pi \) decays and provide a first look at numerical outputs of this formalism. Our goal is to use the resummed framework to analyze the problem from a theoretical point of view. We do not aim to produce an alternative set of predictions, but rather to understand whether the theory, by which we mean \(\chi \)PT as a low energy representation of QCD, really does have difficulties explaining the data. This is the aim for which we claim the formalism of resummed \(\chi \)PT is well suited.
The results of this paper form a basis for further applications, which will follow in separate publications [40]. Namely, the resummed \(\chi \)PT approach can be used as a tool for testing various scenarios of the QCD chiral symmetry breaking; preliminary results are already available in [41]. Also, by using complementary information both from inside and outside the \(\chi \)PT, we can try to address the source of the problem of irregularities of the chiral expansion (see [42] for first results).
The paper is organized as follows. In Sect. 2, we fix our notation and provide a brief review of the kinematics of the decay. A concise summary of the methods of resummed \(\chi \)PT is presented in Sect. 3, while a more detailed discussion of the choice of safe observables, their properties and safe manipulation with them is postponed to Sect. 4. The relation between the amplitude and the corresponding safe observables in the presence of \(\eta \)–\(\pi ^0\) mixing is given in Sect. 5. Calculation of the mixing angles, an example of dangerous observables, is presented in Sect. 6. Sections 7, 8 and 9 are devoted to successive steps of the calculations within resummed \(\chi \)PT, namely the strict expansion, the matching with dispersive representation and the reparameterization in terms of the masses and decay constants, respectively. In Sect. 10, we comment on the treatment of free parameters and the role of the higher order remainders. Numerical results are provided in Sect. 11 and we conclude with a summary in Sect. 12.
An explicit form of the obtained formulae, as well as some other technical details, are postponed to the appendices. In Appendix A, we present the strict chiral expansion of all the relevant safe observables. Appendices B and C are devoted to the application of the reconstruction theorem to the \(\eta \rightarrow 3\pi \) decays and to the matching of the strict expansion with the dispersive approach. Bare expansion of the safe observables under consideration and its reparameterization are summarized in Appendices D and E. A more detailed discussion of the mixing in resummed \(\chi \)PT is presented in Appendix F.
2 Notation and kinematics
The S-matrix element of the charged decay \(\eta \rightarrow \pi ^{+}\pi ^{-}\pi ^{0}\) can be expressed in terms of the invariant amplitude A(s, t; u) as
The amplitude is a function of the Mandelstam variables
which satisfy the constraint
In the following, we will work in the first order in the isospin breaking. We will thus not make a difference between the charge and neutral pion masses from now on, because their difference is of the second order in the isospin breaking. In this case, the isospin symmetry and charge conjugation invariance imply (we use the Condon–Shortley convention here)
where \(\overline{A}(s,t;u)\) is the neutral channel amplitude. We can therefore restrict ourselves to the investigation of the charged decay mode only.Footnote 1
The Mandelstam variables are bounded as follows:
For fixed s, the bounds for t, u are
where \(\sigma ( s) \) means the velocity of the charged pions in the \(\pi ^{+}\pi ^{-}\) rest frame, i.e.
and \(\lambda \) is the Kallen triangle function
For further convenience, we also denote
The differential decay rate is then
The usual phenomenological parametrization of \(|A(s,t;u)|^{2}\) (known as the Dalitz plot) is given in terms of the variables
where \(T_{0,\pm }\) are the kinetic energies of the final states \(\pi ^{0,\pm } \) and
The parametrization then reads
and corresponds to the Taylor expansion at the center of the Dalitz plotFootnote 2 \(s=t=u=s_{0}\). Note that the charge conjugation invariance excludes terms which are of odd powers in x.
In the case of the neutral decay, the amplitude is symmetric with respect to an exchange of s, t and u and it is therefore more convenient to introduce the variable
and write the Dalitz plot parametrization in the form
For reasons described below, the basic object of our investigation will be the quantity G(s, t; u)
where \(F_{\pi }\), \(F_{\eta }\) are the pion and eta decay constants. The coefficients \(\mathcal{{A}}\), \(\mathcal{{B}}\), \(\mathcal{{C}}\), \(\mathcal{{D}}\) are defined by its expansion at the center of the Dalitz plot
These coefficients are related to the Dalitz plot parameters a, b, d, \(\alpha \) by means of nonlinear relations
where
Note that the last relation for \(\alpha \) holds only in the lowest order in the isospin breaking.
3 Resummed chiral perturbation theory: the formalism
In this section, we briefly review the formalism of resummed chiral perturbation theory [38, 39]. The general prescription can be summarized in the following points:
-
The calculations are based on the standard \(\chi \)PT Lagrangian and standard chiral power counting given by the Weinberg formula [6]. In particular, the quark masses \(m_{q}\) are counted as \(m_{q}=O(p^{2})\).
-
The crucial point is an identification of globally convergent observables (named safe observables, i.e. the chiral expansion of which can be trusted) related to the amplitude and other physically relevant observables for the process under consideration. As will be explained in more detail in the next section, these safe observables are related to the Green functions of the quark bilinears by linear operations.
-
The next step consists of performing the strict chiral expansion of the safe observables, i.e. an expansion constructed in terms of the parameters of the chiral Lagrangian and strictly respecting the chiral orders. That means, e.g., that the propagators inside the loops carry the \( O(p^{2})\) masses. The expansion is done up to the \(O(p^{4})\) order explicitly; the higher orders are collected implicitly in remainders, which arise as additional parameters.
-
Then we construct a modified expansion (dubbed bare expansion ), which differs from the strict expansion by the location of the branching points of the non-analytical unitarity part of the amplitudes – within the bare expansion they are placed in their physical positions. This can be done either by means of a matching with a dispersive representation or by hand.
-
After that we perform an algebraically exact non-perturbative reparametrization of the bare expansion by expressing the \(O(p^{4})\) LECs \( L_{4},\ldots ,L_{8}\) in terms of physical values of experimentally well established safe observables – the pseudoscalar decay constants and masses. The procedure generates additional higher order remainders. In the following, we refer to these as indirect remainders.
-
The physical amplitude and other relevant observables are then obtained as algebraically exact non-perturbative expressions in terms of the related safe observables and higher order remainders.
-
The higher order remainders are explicitly kept and carefully treated by using various information stemming from both inside and outside \(\chi \)PT (order of magnitude estimates, explicit higher order calculations, resonance saturation, etc.).
In the presence of particle mixing, which is the case of the \(\pi ^{0}-\eta \) sector treated at the first order in the isospin breaking, the implementation of the procedure is a little bit more complicated. We will therefore give a more detailed explanation of the above points in the following sections.
4 Safe observables
The starting point of the formalism of resummed \(\chi \)PT is the generating functional Z[v, a, p, s] of the correlators of the quark bilinears defined as
where v, a, p, s are the external classical sources and q stands for the \(SU(N_{f})\) multiplet of the quark fields. Pseudo-Goldstone boson (PGB) fields are the only relevant degrees of freedom at energies up to the hadronic scale \(E\ll \Lambda _{H}\sim 1\,\mathrm{GeV}\). The low energy representation of Z[v, a, p, s] can thus be expressed in terms of the functional integral over the PGB fields
In this expression, the field U corresponds to the \(N_{f}\times N_{f}\) unitary matrix, which can be written, for \(N_{f}=3\), in terms of the pseudoscalar octet fields \(\phi ^{a}\equiv \pi ,K,\eta \) as
with \(\lambda ^{a}\) being the Gell-Mann matrices and
\(S^{(n)}[v,a,p,s;U]\) is the action functional of the chiral order \( O(p^{n})\). The systematic chiral expansion of Z[v, a, p, s] is then obtained by means of a loop expansion of (30), which is correlated with the chiral expansion by means of the Weinberg formula [6]. In practice, this means integrating out the quantum fluctuations around the classical solution \(\phi ^{i}[v,a,p,s]\) of the lowest order equation of motion (i.e. those derived from the lowest order action \(S^{(2)}[v,a,p,s;U]\)) order by order in \(\hbar \). The result can then be written as (we put \( \hbar =1\) in the following)
where the chiral expansion of the coefficient functionals \( Z_{i_{1}i_{2}\ldots i_{n}}[v,a,p,s](x_{1},\ldots ,x_{n})\) symbolically reads
(where \(Z_{i_{1}i_{2}\ldots i_{n}}^{(k)}=O( p^{k}) \)) and similarly for the classical solution \(\phi ^{i}\).
The key assumptionFootnote 3 behind the resummed approach to \( \chi \)PT is that the functional Z[v, a, p, s] and the safe observables obtained from it by linear operations are the only basic objects for which the chiral expansion can be, in a restricted sense, trusted (by linear operations we mean performing functional differentiation with respect to the sources with subsequent Fourier transform, taking the residue at the poles and the expansion coefficients at points of analyticity, far away from the thresholds). We do not assume a strict hierarchy of orders, but require a global convergence only. This notion can be quantified by assuming that for such a safe observable, denoted generically as G in the following, the \(O(p^{6})\) remainder \(\Delta _{G}\), defined by
is reasonably small, typically
As can be seen, nothing is assumed about the relative value of G and the leading order (LO) and next-to-leading order (NLO) terms of the chiral expansion, \( G^{(2)}\) and \(G^{(4)}\), respectively. In particular, the cases when \(G^{(2)}\ll G\) or \(G^{(2)}\sim G^{(4)}\) are not a priori excluded. This is in contrast with the standard \(\chi \)PT assumption
Accepting the possibility of such irregularities of the chiral expansion and combining it with the key assumption discussed above, we are forced to put some constraints on the manipulations with the chiral series. Namely, the physical observables which are related to any safe observable G non-linearly are dangerous in the sense that their global convergence is not granted anymore – the formal expansion of such a dangerous observable, respecting the chiral orders strictly, might generate unusually large \(O(p^{6})\) remainders. An example of such a dangerous quantity is the inverse of a safe observable 1 / G, the formal expansion of which can be written as
The remainder,
might be large when \(X_G\ll 1\), even for a small original remainder \(\Delta _{G}=G\delta _{G}\). Therefore, in order to get numerically reliable values for such dangerous observables, the formal chiral expansion cannot be performed and the original algebraic form has to be preserved by holding the remainders explicit. These parameters then estimate the theoretical uncertainty of the result. For our toy example this means one uses, instead of the chiral expansion, the algebraic identity
Note that if we dropped the remainder \(\Delta _{G}\), we could interpret the result of such an approach as a partial resummation of (some of the) higher orders of the chiral expansion
On the other hand, by not neglecting the remainder, we get an exact algebraic identity valid to all orders.Footnote 4
5 Amplitudes in terms of safe observables in the presence of mixing
As we have mentioned above, a necessary ingredient of the resummed approach is the identification of the globally convergent safe observables. In this section, we will briefly recapitulate the connection between the safe observables and the amplitudes, and also we introduce a generalization for the case of the \(\pi ^{0}\)–\(\eta \) mixing.
The key assumption of resummed \(\chi \)PT is that the safe observables are derived by means of linear operations from the generating functional Z[v, a, p, s]. Therefore, the functional derivatives of Z[v, a, p, s] with respect to the axial vector sources, their Fourier transforms and residues at the one-particle poles belong to the set of safe observables. Such safe observables are directly connected with the physical amplitudes of the processes with PGB. Indeed, for \(p^{2}\rightarrow M_{P}^{2}\), we symbolically have
where \(j_{\mu 5}^{i}\) is the axial vector current, \(|p,P\rangle \) is the one-particle PGB state with mass \(M_{P}\) and \(\mathrm{reg}=O( 1) \) denotes a regular contribution. The PGB states couple to the operators \(j_{\mu 5}^{i}\) and we have the following general relation:
Therefore, the residue of \(\langle 0|\widetilde{j_{\mu _{1}5}^{i_{1}}} (p_{1})\ldots \widetilde{j_{\mu _{n}5}^{i_{n}}}(p_{n})|0\rangle \) at the simultaneous poles at \(p_{i}^{2}\rightarrow M_{P_{i}}^{2}\) correspond to a safe observable \(G_{i_{1}i_{2}\ldots i_{n}}^{P_{1}P_{2}\ldots P_{n}}(p_{1},\ldots p_{n})\), for which we can write (no summation over \(P_{k}\))
\(A_{P_{1}P_{2}\ldots P_{n}}(p_{1},\ldots p_{n})\) are the S-matrix elements with PGB \(P_{1}P_{2}\ldots P_{n}\) in the in and out states.
In the absence of mixing, when the mass states have definite isospin, we have
where \(F_{i}\) are the corresponding pseudoscalar decay constants. We obtain \(F_{P}^{2}\) and \(F_{P}^{2}M_{P}^{2}\) as the simplest examples of safe observables, related to the residue of \(\langle 0|T\widetilde{ j_{\mu 5}^{i}}(p)j_{\nu 5}^{i}(0)|0\rangle \) at \(p^2\rightarrow M_P^2\)
On the other hand, the first powers of the decay constants \(F_{P}\) and of the masses \(M_{P}\) cannot be considered as safe observables, as they are linked to \(F_{P}^{2}\) and \(F_{P}^{2}M_{P}^{2}\) by nonlinear relations. In the same spirit, the amplitudes \(A_{i_{1}i_{2}\ldots i_{n}}(p_{1},\ldots p_{n})\) do not represent safe observables either, being non-linearly related to \( G_{i_{1}i_{2}\ldots i_{n}}(p_{1},\ldots p_{n})\) and \(F_{i}^{2}\),
In the case of the \(\pi ^{0}\)–\(\eta \) mixing, when the isospin symmetry is explicitly broken, the matrix \(F^{Pi}\) in the relations (47) is not diagonal. In the first order of the isospin breaking, the non-diagonal terms of the matrix \(F^{Pi}\) directly correspond to the \(\pi ^{0}\)–\(\eta \) mixing sector. Hence we can define
\(F_{\pi ,\eta }\) are the pion and eta decay constants and \(\varepsilon _{\pi ,\eta }\) are the mixing angles at the leading order in the isospin breaking
where
As was shown in [8] (see also Appendix F for details), the chiral expansion (up to and including the order \(O(p^{4})\)) of the safe observables \(G_{i_{1}i_{2}\ldots i_{n}}^{P_{1}P_{2}\ldots P_{n}}\) is related to the chiral expansion of the Fourier transforms of the coefficient functionals \(Z_{i_{1}i_{2}\ldots i_{n}}[0,0,0,0]\), introduced in (33). In the general case, we have the following relation:
which can also be understood as a definition of an extension of the right hand side off the mass shell.
The \(Z_{i_{1}i_{2}\ldots i_{n}}\)’s, being linear combinations of the safe observables \(G_{i_{1}i_{2}\ldots i_{n}}^{P_{1}P_{2}\ldots P_{n}}\), are therefore safe observables too. In the absence of the mixing, we simply have \( G_{i_{1}i_{2}\ldots i_{n}}=Z_{i_{1}i_{2}\ldots i_{n}}\) and the amplitude \( A_{P_{1}P_{2}\ldots P_{n}}\) is given by (52), where the inverse powers of decay constants \(F_{i}\) are assumed not to be expanded but substituted by their physical values. However, for the non-diagonal matrix \({\mathbf {F}}\), we need a non-perturbative inverse of \({\mathbf {F}}\) in order to obtain the amplitude \(A_{P_{1}P_{2}\ldots P_{n}}\) from the safe observables \(Z_{i_{1}i_{2}\ldots i_{n}}\)
In the \(\pi ^{0}\)–\(\eta \) sector, as we work in the first order of the isospin breaking, we get
Now, let us apply the above general recipe to the case of the amplitude A(s, t; u) of the decay \(\eta (p)\rightarrow \pi ^{+}(p_{+})\pi ^{-}(p_{-})\pi ^{0}(p_{0})\), defined by (5). According to (57) and (58), we then have the following resummed representation of the amplitude A(s, t; u) in terms of safe observables \( Z_{83+-}(s,t;u)\), \(Z_{33+-}(s,t;u)\), \(Z_{88+-}(s,t;u)\) and the matrix F of physical decay constantsFootnote 5:
Note that \(F_{\pi }^{-4}Z_{33+-}(s,t;u)\) and \(F_{\pi }^{-2}F_{\eta }^{-2}\) \(Z_{88+-}(s,t;u)\) can be identified as the off-shell extensions of the \(\pi \pi \) and \(\pi \eta \) scattering amplitudes, respectively, calculated in the limit of conserved isospin.
6 Mixing angles
Provided we knew all the entries of the matrix \(\mathbf {F}\) (53) from experimental measurements with good enough precision, we could proceed. However, with the exception of \(F_{\pi }\), this is not the case. Let us therefore calculate the remaining matrix elements \(F_{ij}\), which can also be viewed as an illustration of the machinery of resummed \(\chi \)PT applied to dangerous observables.
As we have discussed above, the matrix F is directly related to the part of the generating functional Z[a] which is at most quadratic in the fields \(\phi ^{i}[a]\). Let us write the generating functional in the form (\(Z[a]\equiv Z[v,a,p,s]|_{v=p=s=0}\))
where \(F_{0}\) is the PGB decay constant in the chiral limit and where \(Z_{ij}\) and \(M_{ij}\) accumulate the \(O(p^{2})\) and \(O(p^{4})\) contributions according to (34)
Here \(\overset{o}{m}_{j}\) denotes the \(O(p^{2})\) masses. The off-diagonal terms
are taken at the first order in the isospin breaking,
According to our discussion in the previous section, \(Z_{ij}\) and \( \mathcal {M}_{ij}\) represent safe observables.
It can be shown (see Appendix F) that up to higher order corrections
Here
and
where
The above matrix relations can be written in components
and
where we have defined a unique remainders for each observable, e.g.
and similarly in the rest of the cases. As a last step, we algebraically invert these relations in order to find the resummed expressions for \(F_{\eta }^{2}\) and the mixing angles \(\varepsilon _{\pi ,\eta }\)
The explicit form of the strict chiral expansion of the mixing parameters \(M_{38}\) and \(Z_{38}\) can be found in Appendix A, while a detailed analysis of \(F_{\eta }\) within resummed \(\chi \)PT has been done in [43].
Because the remainders are not neglected, Eqs. (77) and (78) are exact algebraic identities valid to all orders in the chiral expansion. Let us note that the standard chiral expansion of the denominators in (78) should not be performed because of the possible generation of large \(O(p^{6})\) remainders. In this sense, the mixing angles \(\varepsilon _{\pi ,\eta }\) are typical examples of dangerous observables.
7 Strict chiral expansion for G(s, t; u)
In the context of resummed \(\chi \)PT, we understand strict expansion as the chiral expansion of a safe observable expressed in terms of original parameters of the chiral Lagrangian without any reparametrization in terms of physical observables and without any potentially dangerous operation, like the expansion of the denominators. Also, loop graphs are constructed strictly from propagators and vertices derived from the \(O(p^{2})\) part of the Lagrangian. In particular, the propagator masses are held at their LO values, which we denote \(\overset{o}{m}_{P}\) (\(P=\pi ,K,\eta \)).
According to (59), the result for the re-scaled amplitude G(s, t; u) can be expressed in terms of the safe observables \( Z_{ab+-}\) (where \(a,b=3,8\)) and physical mixing angles \(\varepsilon _{\pi ,\eta }\)
The expansion up to \(O(p^{4})\) can be written in the form
where the individual terms on the right hand side represent the \(O(p^{2})\) contribution, the \(O(p^{4})\) counterterm, tadpole and unitarity corrections and the \(O(p^{6})\) remainder, respectively. Let us note that the splitting of the loop correction into the tadpole and the unitarity part is not unique. Here we follow the splitting of the generating functional introduced in [8].
The explicit form of the strict expansion (80) is rather long and is therefore postponed to Appendix A. The schematic form of the final result for the amplitude \(G_\mathrm{{strict}}(s,t;u)\) is
where R, \(Q_{PQ}^{(s)}\), \(Q_{PQ}^{(t)}\) and \(Q_{PQ}^{(u)}\) (where \(P,Q=\pi ,K,\eta \)) are second order polynomials in the Mandelstam variables. \( J_{PQ}^{r}(s)\) is the \(\overline{MS}_{\chi \mathrm{PT}}\) subtracted scalar bubble
where \(\overset{o}{m}_{P,Q}\) are \(O(p^{2})\) masses and
In this formula, \(d=4-2\varepsilon \) is the dimension, \(\mu \) is the renormalization scale of the dimensional regularization scheme and \(s=p^{2}\).
8 Bare expansion: matching with a dispersive representation
The calculation of the strict expansion is only the first step in the construction of the amplitude within resummed \(\chi \)PT. Because it strictly respects the chiral orders, it suffers from some pathologies which have to be cured. The most serious one is that the position of the unitarity cuts in the complex s, t and u planes is determined by the \(O(p^{2})\) masses and not by the physical masses of the particles inside the loops. Also, the presence of the \(O(p^{2})\) masses in the arguments of chiral logarithms can generate undesirable singularities in the \(B_{0}\) dependence of the amplitude.Footnote 6 These pathologies can be removed either by hand (by means of some well defined ad hoc prescription, see [44]) or, more systematically, by means of a matching with a dispersive representation of the amplitude, as we have introduced in [45]. The latter procedure, which we term the construction of the bare expansion, is recalled in this section.
Let us briefly introduce the most general model independent form of the amplitude G(s, t; u) to the order \(O(p^{6})\) respecting unitarity, analyticity and crossing symmetry. Such G(s, t; u) can be constructed using the reconstruction theorem, which has been developed originally for the \(\pi \pi \) scattering amplitude [46] and which can easily be generalized to other processes with PGB [47] (see also [45] for a more in-depth discussion of the subtleties connected with applications in resummed \(\chi \)PT). According to this theorem, we can write the \(O(p^{4})\) amplitude in the form of a dispersive representation
where P(s, t; u) is a second order polynomial in Mandelstam variables
and U(s, t; u) represent the unitarity corrections, which can be written in the form
As discussed in detail in [46, 47], the reconstruction theorem, together with the two-particle unitarity relation for the partial waves, can be used for the iterative construction of the amplitude up to and including the order \(O(p^{6})\) (for the most general result of such a construction without invoking the Lagrangian formalism, we refer to [30]). Here we use it as a tool for an appropriate modification of the results described in the previous section, i.e. for the construction of the bare expansion.
For this purpose we reconstruct and fix the unitarity part U(s, t; u) of the amplitude from the \(O(p^{2})\) amplitudes calculated within resummed \(\chi \)PT. Let us note that there is some ambiguity in the choice of the form of the \(O(p^{2})\) amplitudes, which we take as an input for the reconstruction theorem. The reason is that there are (at least) two possibilities how to connect the generic physical \( O( p^{2}) \) amplitude \(A^{( 2) }\) of the process \( AB\rightarrow CD\) (which is a dangerous observable) and the corresponding safe observable \(G^{( 2) }\), namely either
where \(F_{A},\ldots ,F_{D}\) are the physical decay constants or
The choice between these alternatives is in fact a part of the definition of the direct remainders (cf. (95) below). See also [45] and Appendix B for more details.
After calculating the unitarity part, the remaining polynomial part of the amplitude is then fixed by means of matching of the strict chiral expansion obtained in the previous section in the general form (84). The list of all relevant \(O(p^{2})\) amplitudes and a reconstruction of U(s, t; u) from them is given in detail in Appendix B. The corresponding \(W_{i}(s)\) (see (86)) have the following schematic form (cf. (81)):
where \(w_{i}^{PQ}(s)\) is a second order polynomial with coefficients depending on the \(O(p^{2})\) parameters of the chiral Lagrangian and
is a once subtracted scalar bubble with physical masses \(M_{P}\) and \(M_{Q}\) inside the loop. In (89), the sum is taken over all two-particle intermediate states PQ in the given channel. Let us note that the general form of the reconstructed U(s, t; u) is similar to the last three terms of the strict expansion of G(s, t; u) (81), with the exception that \(J_{PQ}^{r}(s)\) with unphysically situated cuts are replaced with \(\overline{J}_{PQ}(s)\) for which the cuts are placed at the physical two-particle thresholds \(s=(M_{P}+M_{Q})^{2}\). This enables us to match both representations as follows.
In (81), let us write \(J_{PQ}^{r}(s)=\overline{ J_{PQ}^{r}}(s)+J_{PQ}^{r}(0)\), where the renormalization scale independent part \(\overline{J_{PQ}^{r}}(s)\equiv J_{PQ}^{r}(s)-J_{PQ}^{r}(0)\) of \( J_{PQ}^{r}(s)\) is nothing else but the scalar bubble (82) subtracted at \(s=0\). As a result, we can write
where
is a second order polynomial. Let us remark that a polynomial part of the amplitude constructed in this way does not depend on the renormalization scale \(\mu \).
The matching can be performed by means of an identification of the polynomial P(s, t; u) from the dispersive representation (84) with \(G_{\mathrm{pol}}(s,t;u).\) This means we write the amplitude in the form
with the U(s, t; u) from (84) and (86) constructed according to the reconstruction theorem. Note that such a G(s, t; u) satisfies the requirements of the perturbative unitarity exactly. We then get for the polynomial part of the amplitude
where \(G_{\mathrm{ct}}^{(4)}\) and \(G_{\mathrm{tad}}^{(4)}\) (the counterterm and tadpole contributions) can be found in Appendix A, while \(G_\mathrm{{pol,u}}^{(4)}\) (the unitarity contribution) in Appendix C.
As a last step, we replace, in the expressions for \(G_\mathrm{{pol}}(s,t;u)\), the \(O(p^{2})\) masses inside the chiral logarithms and inside \(J_{PQ}^{r}(0)\) with the physical masses (but we keep them in all other places they appeared). This ad hoc prescription avoids the unwanted logarithmic singularities in the limit \(X\rightarrow 0\) in our final formula for the bare expansion of the amplitude G(s, t; u)
The latter formula can also be understood as a definition of the \(O(p^{6})\) remainder \(\Delta _{G}\). However, because we do not know the detailed analytic structure of \(\Delta _{G}\), we parametrize it in the form of a polynomial in the variables s, t and u
where the second order polynomial \(\Delta _{G}^{\mathrm{pol},(2)}\) has the form
Here the observables \(\mathcal{{A}}, \ldots ,\mathcal{{D}}\) are the coefficients of the expansion of the amplitude G(s, t; u) at the center of the Dalitz plot (see (26)). We have therefore
where \(A,\ldots ,D\) correspond to the \(\mathcal{{A}}, \ldots ,\mathcal{{D}}\) calculated up to \(O(p^4)\). The bare expansion of \(A,\ldots ,D\), derived from (95), is explicitly given in Appendix D.
While it is natural to assume the coefficients \(\mathcal{{A}}\), \(\mathcal{{B}}\), \(\mathcal{{C}}\) and \(\mathcal{{D}}\) to be safe observables, strictly speaking, this assumption goes beyond the general definition given in Sect. 4. Note that the global convergence of the Green function G(s, t; u) does not automatically imply a convergence of its derivatives at the center of the Dalitz plot. Moreover, the parameters \(\mathcal{{C}}\) and \(\mathcal{{D}}\) start at \(O(p^4)\) and therefore the criterion of the global convergence merely implies that their \(O(p^8)\) remainders are reasonably small. The assumption as regards the natural size of their \(O(p^6)\) remainders \(\delta _C\) and \(\delta _D\) is thus in fact an additional conjecture about the regularity of the chiral series. Therefore, considering \(\mathcal{{A}}\), \(\mathcal{{B}}\), \(\mathcal{{C}}\) and \(\mathcal{{D}}\) as safe observables should rather be taken as a working hypothesis. Actually, one of the issues of this work is probing this assumption.
The conventional Dalitz plot parameters are related to these coefficients by means of the nonlinear relations (27) and thus should be regarded as dangerous observables and expressed non-perturbatively with all the remainders kept explicitly
9 Reparametrization of LECs in terms of physical observables
The approach of resummed \(\chi \)PT to the problem of reparametrization of the chiral expansion, i.e. to the exclusion of some parameters of the Lagrangian in terms of physical observables, differs substantially from the one used in standard \(\chi \)PT. The reason is that the usual reparametrization procedure, consisting of the expansion of the \(O(p^{2})\) parameters \(F_{0}\) and \(B_{0}m_{q}\), where \(m_{q}\) are the light quark masses, in terms of \(F_{\pi }\), \(F_{K}\) and pseudoscalar masses \(M_{\pi }\), \( M_{K}\) and \(M_{\eta }\) is in general an operation, which can generate a large higher order remainder. Indeed, on one hand the above mentioned quantities are not safe observables, as we have discussed in Sect. 5, and thus their expansion in terms of the original parameters of the Lagrangian might include large remainders. On the other hand, even for the safe observables, like \( F_{P}^{2}\) and \(F_{P}^{2}M_{P}^{2}\), an inversion of the expansion might generate large remainder as well.
As an illustration, let us assume the following toy example. We can simplify things and assume there is only one leading order parameter \(G_{0}\). Suppose there exists a safe observable G, for which the globally convergent expansion has the form
The \(O(p^{4})\) and \(O(p^{6})\) terms of this expansion generally depend on \( G_{0}\). The usual reparametrization procedure up to the \(O(p^{6})\) order needs an inversion of this expansion and expressing \(G_{0}\) in terms of G
where we have explicitly grouped the various chiral orders together. The remainder \(G_{0}\delta _{G_{0}}\) generated by such a procedure is then dropped. However, we get an identity
where the ratios
are analogues of (37) and (38) for the expansion (104) and probes the apparent convergence of the inverted expansion. Even if the inverted expansion (104) seems to converge well in the sense that \(\overline{X} _{G_{0}}\) and \(\overline{\overline{X}}_{G_{0}}\) are reasonably small, the neglected remainder might be large for \(X_{G}\ll 1\).
Therefore, we keep the dependence on \(F_{0}\) and \(B_{0}m_{q}\) in terms of the following parameters:
which probe the regularity of the bare chiral expansion of the safe observables \(F_{\pi }^{2}M_{\pi }^{2}\) and \(F_{\pi }^{2}\) in the sense of definition (37).
The quark masses are left as free parameters as well, in terms of the ratiosFootnote 7
andFootnote 8
For further convenience, we also introduce the following frequently appearing combination:
which is a measure of the regularity of the expansion of the dangerous observable \( M_{\pi }^{2}\). Let us note that within the standard approach the parameters X, Z and r are fixed by means of the potentially dangerous inverted expansions of the type (104), namely
Nevertheless, the bare expansion of the safe observables \(F_{P}^{2}\) and \( F_{P}^{2}M_{P}^{2}\) can be used for an alternative reparametrization, which is, in contrast to the standard one, safe and do not suffer from dangerous manipulations, which might generate uncontrollably large remainders. Because of the linear dependence of the \(O(p^{4})\) order on the \(L_{4}\)–\(L_{8}\) LECs, it is possible to express these constants by exact algebraic identities in terms of these safe observables and their \(O(p^{6})\) remainders \(\delta _{F_{P}}\) and \(\delta _{F_{P}M_{P}}\), schematically
Due to the linearity of these relations, the corresponding remainders \(\Delta _{L_{l}}\)
are well under control. The explicit form of these relations has been published in [38, 48] (and also in [45], which is closest to the notation used here).
Concerning the LECs \(L_{1}\)–\(L_{3}\), we do not have a similar procedure ready at this point. We therefore treat \(L_{1}\)–\(L_{3}\) as independent parameters in our approach. Fortunately, as will be demonstrated in Sect. 11, the results depend on these parameters in a very weak way only. This is not surprising in the cases of \(L_1\) and \(L_2\) which occur only in the combination \((\varepsilon _{\pi }-\varepsilon _{\eta })L_i\). Such terms effectively correspond to a NNLO effect.
To summarize, concerning the approach to reparametrization of a safe observable G, we proceed along the following points:
-
dangerous observables are not used
-
the potentially dangerous inverted expansions are not performed
-
an explicit dependence on the parameters of the \(O(p^{2})\) Lagrangian is kept (\(F_{0}\) and \(B_{0}m_{q}\))
-
some of the \(O(p^{4})\) LECs, namely \(L_{4},\ldots ,L_{8}\), are expressed in terms of \(F_{P}^{2}\) and \(F_{P}^{2}M_{P}^{2}\), using safe non-perturbative algebraical identities
-
the result of the reparametrization is then expressed in terms of \( O(p^{2})\) parameters X, Y, r and R, the remaining \(O(p^{4})\) LECs \(\ L_{1}\), \(L_{2}\) and \(L_{3}\) and the direct (\(\Delta _{G}\)) and indirect (\( \delta _{F_{P}}\), \(\delta _{F_{P}M_{P}}\), \(\delta _{\varepsilon F}\), \(\delta _{\varepsilon FM}\)) remainders.
In the case of the observables \(A,\ldots ,D\), connected with the \(\eta \rightarrow \pi ^{+}\pi ^{-}\pi ^{0}\), only the polynomial parts of A and B depend nontrivially on \(L_{4}\)–\(L_{8}\), therefore only these have to be reparametrized. Explicit results are given in Appendix E.
This step completes the construction of the \(\eta \rightarrow \pi ^{+}\pi ^{-}\pi ^{0}\) amplitude in terms of safe observables within resummed \(\chi \)PT.
10 Treatment of free parameters and remainders
As we have discussed above, the chiral symmetry breaking parameters X and Z are treated as free. This approach is the opposite of the usual treatment of these parameters within standard \(\chi \)PT, where they are predicted by means of the chiral expansion order by order, in terms of the physical masses, decay constants and LECs. Because the dependence of the observables on X and Z is held explicitly, it can also serve as a source of information on the mechanism of the chiral symmetry breaking in QCD.
Similarly, the ratio of the quark masses \(r=m_{s}/\widehat{m}\) is left as a free parameter too. In the following, we fix this parameter to a recent averaged lattice QCD value, obtained by FLAG [49]
Analogously, in the case of the quark mass ratio \(R=(m_s -\hat{m})/(m_d-m_u)\), we take an averaged lattice value [49] as well:
A second kind of free parameters present in our calculation are the remainders. We have the direct remainders (97), namely
which parametrize the unknown higher order contributions to the amplitude G(s, t; u). Then there are the indirect remainders
which stem from the higher order contributions to the safe observables \( F_{P}^{2}M_{P}^{2}\), \(F_{P}^{2}\,\), \((\varepsilon _{\pi }F_{\pi }^{2}-\varepsilon _{\eta }F_{\eta }^{2})\), \((\varepsilon _{\pi }F_{\pi }^{2}M_{\pi }^{2}-\varepsilon _{\eta }F_{\eta }^{2}M_{\eta }^{2})\), i.e. emerge in the procedure of the reparametrization of the strict chiral expansion in terms of the masses and decay constants.
As we have discussed in Sect. 8, the definition of the direct remainders depends on the fixing of the unitarity part of the amplitude, i.e. on the choice between (87) and (88). In the numerical analysis below, we use the alternative (88). The rationale for such a choice is that it is closer to the strict expansion, for which we assume the remainders should respect the global convergence criteria. The possibility (87), on the other hand, leads to a significant suppression of the unitarity corrections due to the factor \(F_0^4/(\prod _i F_{P_i}^2)\) appearing in the loop functions, which appears quite unnatural.
In the presented paper, we treat the higher order remainders as a source of uncertainty of the theoretical prediction. Let us remind the reader that contributions of the NNLO LECs \(C_{i}\) are implicitly included in the remainders. Because the \(C_i\)’s are not well known, they represent an important source of theoretical uncertainty of the standard NNLO \(\chi \)PT calculations, which are hard to quantify. In the resummed \(\chi \)PT approach this uncertainty is supposed to be under better control as a consequence of the assumption of the global convergence.
Of course, any additional information on the actual values of the remainders both from inside the theory (higher order calculations) or from outside \(\chi \)PT (estimates based on resonance contributions or a unitarization of the amplitude) can be used to reduce such an uncertainty.
As a first step, we do not assume any supplemental information. In the following, we take the remainders as independent, uncorrelated, normally distributed random variables with zero mean value and a standard deviation attributed to them according to a rule based on the general expectation about the convergence of the chiral expansion of the safe observables. In accord with [38], we take
for NLO (\(\delta _{C},~\delta _{D}\)) and NNLO (the rest) remainders, respectively.
Besides the higher order remainders and the parameters X, Z, r and R, the resulting formulae for the amplitude and Dalitz plot parameters depend on the constants \(L_{1}\), \(L_{2}\) and \(L_{3}\). For these a similar reparameterization procedure as that described above for \(L_{4}\)–\(L_{8}\) is not available. We therefore collect standard \(\chi \)PT fits [50,51,52,53] and by taking the mean and spread of such a set, we obtain an estimate of the influence of these LECs:
We ignore the reported error bars of the fits, as they are relatively small and in some cases there is quite a substantial disagreement among them. The variance we obtain is a source of theoretical uncertainty and we treat it on the same footing as the uncertainty stemming from the higher order remainders.
11 Numerical analysis
As explained above, we treat the remainders, the LECs \(L_{1}\)–\(L_{3}\) and the quark mass parameters r and R as normally distributed random variables. This implies that at this stage our predictions are of stochastic nature. In the following, we therefore numerically generate an ensemble of \(4\times 10^{5}\) normally distributed random sets of these parameters according to (116), (117), (120), (121), (122) and compute distributions for the observables of interest.Footnote 9 Because the observables depend on these random variables in a complex nonlinear manner, the obtained range of theoretical predictions is in general distributed according to non-gaussian distributions (see Fig. 1 for an illustration). In particular, the mean value of such a distribution can often be different from the median. The median of the distributions, however, in most of our cases coincide with the value obtained by setting the free parameters to their means very well. We therefore quote the median rather than the mean value in the following and the reported error bars correspond to a (generally non-symmetric) \(1\sigma \) contour around it.Footnote 10
As discussed in Sect. 9, the LECs \(L_4\)–\(L_8\) are reparametrized. To provide an idea of their values in our approach, we have used the statistical procedure described above to generate predictions for \(L_4\)–\(L_8\). Figures 2 and 3 show their dependence on the free parameters X and Z.
To illustrate the uncertainties generated by the unknown remainders, Fig. 4 depicts a section of the Dalitz plot distribution of the charged decay amplitude along the axis \(x=0\). X and Z are fixed to a value obtained by the most recent standard \(\chi \)PT fit [53]. The experimental distribution was reconstructed from the values of Dalitz plot parameters and their correlation matrix quoted in [18]. The experimental error is too small to be shown though. As we can see, the predicted distribution is compatible with the experimental one within one sigma C.L. of the theoretical uncertainty for the standard values \(X_\mathrm{{std}}\) and \(Z_\mathrm{{std}}\).
To get a flavour of the values of the Dalitz plot parameters, we provide resummed \(\chi \)PT predictions of a, b, d and \(\alpha \) for a set of fixed values of X and Z. In Table 3, we set X and Z to values obtained by the most recent standard \(\chi \)PT fits [53]. In these fits, the parameters X and Z are obtained from the results for the NLO LECs, while r is fixed to the lattice value (116).
The results collected in Table 3 show values which are consistent with the NNLO \(\chi \)PT predictions [15] and with each other as well. However, while the parameters a and d are also compatible with the experimental data, the predictions for the parameters b and \(\alpha \) do not encompass the experimental values within the \(1\sigma \) uncertainty band. For the parameter \(\alpha \), we reproduce the positive sign of the standard \(\chi \)PT prediction [15] and the apparent disagreement with the experimental value. We might thus ask, whether the suggested tension really implies incompatibility of the prediction with the experimental data at the indicated confidence level, and if yes, what is the reason for it. One possible explanation could then be that the assumed values of X and Z are not compatible with experiment, another that the assumption as regards the distributions of the remainders is not adequate and the bare chiral expansion of the apparently safe observables does not satisfy the criteria of global convergence.
Let us therefore take a closer look at the predicted distributions, while assuming a global convergence of the bare expansions and treating the remainders as above, and allow for a variation of the parameters X and Z in a wider range. Namely, we will set Z according to two scenarios (\(Z=0.5\) and \(Z=0.9\)) and vary X in the full range \(0<X<1\). The results are depicted in Figs. 5 and 6, where we have shown the median (solid line), \(1\sigma \) (dashed) and \(2\sigma \) (dotted) contours, as well as the experimental value (solid horizontal line with error bars). From the figures it is visible that the experimental value of the observable a is compatible within the \(1\sigma \) contour for almost the whole range of values of X and Z, the same is true for the parameter d.
As for the Dalitz parameter b, its experimental value is located close but inside the \(2\sigma \) contour (Fig. 5). We could thus conclude that we have a marginal compatibility. Note, however, that the theoretical distribution is non-gaussian and strongly constrained from below; see Fig. 1. Hence the \(1\sigma \) and \(2\sigma \) contours are very close to each other and it is therefore difficult to make a definite statements on the compatibility of the theory and experiment.
Concerning the neutral decay parameter \(\alpha \), the dependence of the median on the parameters of X and Z is relatively mild (Fig. 6). The theoretical distribution is non-gaussian again, with a long tail, as can be seen in Fig. 1 as well. The experimental value lies inside the \(2\sigma \) contour in most of the range of X and Z (with an exception of very low values of Z, not shown here), but always very far from the \(1\sigma \) one. Note that by assuming a gaussian distribution with the same one sigma contour, one would be tempted to conclude that the \(2\sigma \) contour was much more narrow and that the experimental value were clearly incompatible, as was our preliminary result in [42].
Let us now investigate the qualitative predictions of resummed \(\chi \)PT for the charged and neutral decay widths, \(\Gamma ^+\) and \(\Gamma ^{0}\), respectively. These are R dependent observables, in contrast to the Dalitz plot parameters discussed above. We use the lattice average value for R (117), with the corresponding error bar as a further source of the uncertainty of the prediction. The results are depicted in Fig. 7. As can be seen, the obtained distributions of both widths are strongly X and Z dependent. For a relatively large range of the parameters, we observe good compatibility with the experimental values, while other regions can be excluded at 2\(\sigma \) C.L. Of course, changing the value of R, which is in principle a free parameter in the framework of resummed \(\chi \)PT, might modify the details of this picture. Qualitatively, however, we expect a similar behaviour, as R is present only through an overall normalization factor 1 / R in the amplitude. The sensitivity of the observables \(\Gamma ^+\) and \(\Gamma ^{0}\) on the chiral symmetry breaking parameters X and Z and the existence of both compatibility and incompatibility regions seem to be promising for a more in-depth analysis of the parametric space of resummed \(\chi \)PT with the aim of extracting the values of X and Z. This issue will be discussed in a separate paper [40]; preliminary results are already available [41].
Overall, we can conclude that there is no indication that the apparently terrible convergence of the decay widths, as discussed in the Introduction, implies a violation of the assumption of the global convergence of the chiral series and a large value of some of the higher order remainders.
For completeness, we have also depicted the R independent ratio \(r_\Gamma =\Gamma ^{0}/\Gamma ^+\); see Fig. 7. The prediction is compatible with the experimental value \(r_\Gamma =1.48\pm 0.05\) (PDG average [10]) in the whole region of X and Z.
Finally, let us have a look on the issue of the dependence of the results on the uncertainty stemming from the weak knowledge of the LECs \(L_1\)–\(L_3\). We can put all the other free parameters to their mean values and leave only the estimated uncertainty (122) at play. We have found the resulting errors to be negligible in all cases, as illustrated on two examples in Fig. 8.
12 Summary and outlook
The main purpose of this paper was an application of the formalism of resummed \(\chi \)PT to the \(\eta \rightarrow 3\pi \) decays and addressing questions concerning convergence properties of various observables related to these decays.
As we have explained in detail, the standard assumption on the convergence of the chiral expansion has to be taken with some care and not all of the observables can be trusted to be automatically well convergent. The working hypothesis of the resummed approach is that only a limited set of safe observables has the property of global convergence, i.e. that the NNLO remainders are of a natural order of magnitude. Observables derived from the safe ones by means of nonlinear relations do not in general satisfy the criteria for global convergence due to the possible irregularities of the chiral series. Therefore, it is necessary to express such dangerous observables in terms of the safe ones in a non-perturbative way. This can be understood as a general procedure in cases when one encounters an expansion with significant irregularities. Also, one has to keep the higher order remainders explicit and not neglect them. In this paper, we have treated them as a source of theoretical uncertainty of the predictions.
As for the observables, we have concentrated on the Dalitz plot parameters a, b, d of the charged channel, the parameter \(\alpha \) of the neutral mode and on the decay widths of both channels. All these observables are dangerous in the above sense. Our results depend, besides the higher order remainders, on several free parameters – the chiral condensate, the chiral decay constant, the strange quark mass and the difference of light quark masses. These are expressed in terms of convenient parameters: X, Z, r and R, respectively. The quark mass parameters have been fixed from lattice QCD averages [49]. There is also a residual dependence on NLO LECs \(L_1\)–\(L_3\), which we have shown to be very mild.
We have treated the uncertainties in the higher order remainders and other parameters statistically and numerically generated a large range of theoretical predictions, which have been then confronted with experimental information. Let us stress that at this point our goal is not to provide sharp predictions, as the theoretical uncertainties are large. Nevertheless, in this form, the approach is suitable for addressing questions which might be difficult to ask within the standard framework.
In the case of the decay widths, the experimental values can be reconstructed for a reasonable range of the free parameters and thus no tension is observed, in spite of what some of the traditional calculations suggest [5, 9]. We have found a strong dependence of the widths on X and Z and an appearance of both compatibility (\({<}1\sigma \) C.L.) and incompatibility (\({>}2\sigma \) C.L.) regions. Such a behaviour is not necessarily in contradiction with the global convergence assumption and, moreover, it might be promising for constraining the parameter space and an investigation of possible scenarios of the chiral symmetry breaking [40, 41].
As for the Dalitz plot parameters, a and d can be described very well too, within \(1\sigma \) C.L. However, when b and \(\alpha \) are concerned, we find a mild tension for the whole range of the free parameters, at less than 2\(\sigma \) C.L. This marginal compatibility is not entirely unexpected. In the case of derivative parameters, obtained by expanding the amplitude in a specific kinematic point, in our case the center of the Dalitz plot, and depending on NLO quantities, the global convergence assumption is questionable, as discussed in Sect. 7. Also, the distribution of the theoretical uncertainties is found to be significantly non-gaussian, so the consistency cannot be simply judged by the 1\(\sigma \) error bars.
This paper constitutes the first stage of our effort to gain information from the \(\eta \rightarrow 3\pi \) decays. One application is the extraction of the parameters X and Z – the chiral condensate and the chiral decay constant. The theory seems to work well for the decay widths and the Dalitz plot parameter a and thus it seems to be safe to use them for further analysis, which is under preparation [40, 41]. Due to theoretical considerations mentioned above, one should be a bit more careful with regard to the parameter d, although it has been reconstructed just fine in this work.
The marginal compatibility in the case of the parameters b and \(\alpha \) can be interpreted in two ways – either some of the higher order corrections are indeed unexpectedly large or there is a specific configuration of the remainders, which is, however, not completely improbable. This warrants a further investigation of the higher order remainders by including additional information. Work is under way in analyzing \(\pi \pi \) rescattering effects and resonance contributions; some preliminary results can be found in [42].
Notes
However, for the numerical calculation of the decay widths we will hold a distinction in the numerical values of the pion masses for the neutral and the charged decay, and in the position of the Dalitz plot center as well. E.g. for the neutral decay observables we put \(M_{\pi }\rightarrow M_{\pi ^{0}}\) and
$$\begin{aligned} 3s_{0}=M_{\eta }^{2}+3M_{\pi ^{0}}^{2}. \end{aligned}$$(10)For more details, see [40].
Let us note that beyond the first order in the isospin breaking, which requires one to take the neutral and charged pion masses as different, the point \(x=y=0\) does not coincide with the point \(s=t=u\) and we have the following formula for y:
$$\begin{aligned} y=\frac{3}{2M_{\eta }Q_{\eta }}\big ( (M_{\eta }-M_{\pi })^{2}-s\big ) -1. \end{aligned}$$(22)Let us stress that this assumption is a hypothesis which should be questioned and tested.
Let us note that this approach can be straightforwardly extended to the next-to-next-to-leading order (NNLO). We can write
$$\begin{aligned} G=G^{(2)}+G^{(4)}+G^{(6)}+\overline{\Delta }_{G}, \end{aligned}$$(43)where \(\overline{\Delta }_{G}\) is now assumed to be a reasonably small \( O(p^{8})\) remainder. For the toy example of the chiral expansion of the dangerous observable 1 / G, we get
$$\begin{aligned} \frac{1}{G}=\frac{1}{G^{(2)}}-\frac{G^{(4)}}{\left( G^{(2)}\right) ^{2}}- \frac{1}{G^{(2)}}\left[ \left( \frac{G^{(4)}}{G^{(2)}}\right) ^{2}-\frac{ G^{(6)}}{G^{(2)}}\right] +\overline{\Delta }_{1/G}. \end{aligned}$$(44)The \(O(p^{8})\) remainder is
$$\begin{aligned} \overline{\Delta }_{1/G}=\frac{1}{G}\left( -\frac{\delta _{G}}{X_{G}^{2}} +\left( \frac{1-X_{G}}{X_{G}}\right) ^{2}-\frac{\overline{X}_{G}^{2}}{X_{G}} \right) , \end{aligned}$$(45)which can be large when \(X_{G}\ll 1\) and/or \(\overline{X}_{G}\sim 1\). Therefore, the irregularities in the first two terms of the chiral expansion can produce large higher order \(O(p^{8})\) remainders when dangerous operations are carried out, even when performed on globally convergent safe observables. Throwing away the remainders, as usually done within the standard NNLO, is therefore not safe in such a case.
Since we calculate the amplitude at the first order in the isospin breaking, we have put \(F_{\pi ^{\pm }}=F_{\pi ^{0}}=F_{\pi }\) on the left hand side of Eq. (59).
Let us recall that \(B_{0}\) is typically taken as a free parameter within resummed \( \chi \)PT.
In numerical calculations, we take r from the lattice, which fixes the Kaplan–Manohar ambiguity.
At the first order in the isospin breaking, the factor 1 / R appears only as an overall normalization factor.
We use the current PDG values [10] for quantities not explicitly discussed above
This approach is different from the one we used in the preliminary report [42], where a gaussian distribution was implicitly assumed.
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Acknowledgements
We would like to thank Sebastien Descotes-Genon and Marc Knecht for valuable discussions at early stages of this project. This work was supported by the Czech Science Foundation (Grant No. GACR 15-18080S).
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Appendices
Appendix A: Explicit form of the strict expansion of G(s, t; u)
In this appendix, we give a summary of formulae for various contributions to the strict chiral expansion of the amplitude G(s, t; u) and to the mixing parameters \(Z_{38}\) and \(\mathcal {M}_{38}\). We write the amplitude G(s, t; u) in the form
and split the expansion of \(Z_{ab+-}\) up to \(O(p^{4})\) according to
where the individual terms denote the \(O(p^{2})\), \(O(p^{4})\) counterterms, the tadpoles, the unitary contributions and the \(O(p^{6})\) remainder, respectively.
1.1 A.1: \(O(p^{2})\) contribution \(Z_{ab+-}^{(2)}\)
1.2 A.2: \(O(p^{4})\) counterterm contributions \(Z_{ab+-,\,\mathrm{ct}}^{(4)}\)
1.3 A.3: \(O(p^{4})\) tadpole contributions \(Z_{ab+-,\,\mathrm {tad}}^{(4)}\)
We denote
1.4 A.4: \(O(p^{4})\) unitarity contributions \(Z_{ab+-,\,\mathrm{unit}}^{(4)}\)
where
Up to now, we have kept the masses at their \(O(p^{2})\) values in all the loop functions \( J_{PQ}^{r}(s)\).
1.5 A.5: Mixing parameters \(Z_{38}\) and \(\mathcal {M}_{38}\)
The strict chiral expansion of the parameters \(Z_{38}\) and \(M_{38}\) to \(O(p^{4})\) reads
Appendix B: Reconstruction of the unitarity part U(s, t; u)
According to the reconstruction theorem (for more details of the general method see [46, 47] and for the application to resummed \(\chi \)PT, see [45]), we get the following general formula for the unitarity part U(s, t; u) of the amplitude:
Here, \(W_{i}(s)\) are uniquely defined up to a subtraction polynomial by appropriately subtracted dispersion integrals with discontinuities
In the above expressions, \(A_{l}^{I,I_{3}}(s)\) corresponds to an lth partial wave amplitude in the channel \(\eta \pi ^{I_{3}}\rightarrow (\pi \pi )^{I,I_{3}}\), with fixed isospin and its third component in the final state. For the isospin decomposition, we use the Condon–Shortley phase convention
The discontinuities of \(W_{i}(s)\) (where \(\ I=0,1,2\)) are fixed by unitarity. Up to kinematic factors, they correspond to two-particle intermediate state contributions to the right hand cut discontinuities of \(A_{l}^{I,I_{3}}\),
Here \(N^{^{\prime }}\), \(N^{^{\prime \prime }}\) and N are normalization factors of the expansion of the amplitudes \(A^{\eta \pi ^{I_{3}}\rightarrow PQ}\), \(A^{PQ\rightarrow (\pi \pi )^{I,I_{3}}}\) and \(A^{I,I_{3}}(s)\) to the partial waves \(A_{l}^{\eta \pi ^{I_{3}}\rightarrow PQ}(s)\), \( A_{l}^{PQ\rightarrow (\pi \pi )^{I,I_{3}}}(s)\) and \(A_{l}^{I,I_{3}}(s)\), respectively. Schematically
S is a symmetry factor of the intermediate state PQ. As a result of the reconstruction, we get \(W_{i}(s)\) as a sum of the contributions of the two-particle intermediate states in each channel,
For the reconstruction of the \(O(p^{4})\) functions \(W_{I}^{(4)PQ}(s)\), with a help of (147) and (151), we need a complete set of coupled \(O( p^{2}) \) amplitudes. The relevant \( O( p^{2}) \) amplitudes in the \(\pi \pi \), \(\pi \eta \), \(\eta \eta \) and \(K\overline{K}\) channels, as well as the explicit form for \( W_{I}^{(4)PQ}(s)\), are given in the following subsections.
As explained in detail in [45], we use two possible ways how to treat the \(O( p^{2}) \) amplitudes entering the reconstruction theorem. The reason is that there are two possibilities how to connect the generic physical \(O( p^{2}) \) amplitude \( A^{( 2) }\) of the process \(AB\rightarrow CD\) (which is a dangerous observable) and the corresponding safe observable \(G^{( 2) }\). In the following, we give the formulae in accord with the choice
where \(F_{P}\) is the physical decay constant of the PGB P. The second possibility corresponds to a replacement of \(F_{P}\rightarrow F_{0}\) in the above formula. For this second possibility, the \(W_{I}^{(4)PQ}(s)\) are easily obtained form the results presented below by means of a substitution of \( F_{P}\rightarrow F_{0}\) on the right hand side of the expressions for \( F_{\pi }^{3}F_{\eta }W_{I}^{(4)PQ}(s)\).
1.1 B.1: \(\pi \pi \) intermediate state
The \(\eta \pi ^{I_{3}}\rightarrow (\pi \pi )^{I,I_{3}}\) partial wave amplitudes \(A_{l}^{I,I_{3}}(s)\) are
while the \(( \pi \pi ) ^{I}\rightarrow ( \pi \pi ) ^{I}\) partial wave amplitudes \(A_{l}^{I}(s)\) can be written as
We then get by using (147) and (151)
1.2 B.2: \(\eta \pi \) intermediate state
For the \(\eta \pi \rightarrow \eta \pi \) amplitude \(A_{0}^{\eta \pi }(s)\) (S-wave only), we get at \(O(p^{2})\)
and therefore, according to (147) and (151) and with the help of (157)
1.3 B.3: \(\eta \eta \) intermediate state
For the \(\eta \pi ^{0}\rightarrow \eta \eta \) amplitude \(A_{0}^{\eta \pi ^{0}\rightarrow \eta \eta }(s)\) (S-wave only), we have
and the \(\eta \eta \rightarrow (\pi \pi )^{I,I_{3}}\) amplitude \(A_{0}^{\eta \eta 00}(s)\) (S-wave, \((I,I_{3})=(0,0)\) only) is
We then get
1.4 B.4: \(K\overline{K}\) intermediate states
The contribution of the \(K\overline{K}\) intermediate states, where
is a little bit less transparent. The reason is that to the first order of the isospin breaking, both amplitudes \(\eta \pi \rightarrow K\overline{K}\) and \(K\overline{K}\rightarrow \pi \pi \) have both \(\Delta I=0\) as well as \( \Delta I=1\) parts and also the mass difference \(\Delta M_{K}^{2}=M_{K^{0}}^{2}-M_{K^{\pm }}^{2}\), which is of the first order in the isospin breaking, must be taken into account. Let
and
Then it follows from the isospin decomposition of the amplitudes that
Here \(C^{I_{3}}\) is the isospin conserving \(\Delta I=0\) and \(B^{I_{3}}\) is the isospin breaking \(\Delta I=1\) part of the amplitudes, and, to the first order in the isospin breaking (i.e. up to the corrections \(O((\Delta M_{K}^{2})^{2})\)),
In particular, because \(C^{\pm 1}(s,t;u)=C^{\pm 1}(s,u;t)\) as a consequence of the C-symmetry, we have \(C_{1}^{\pm 1}(s)=0\). In the same way
where once again, \(C^{I,I_{3}}\) and \(B^{I,I_{3}}\) mean isospin conserving and breaking parts, respectively, and to the first order in the isospin breaking
Once again, due to the C-invariance, \(B^{1,\pm 1}(s,t;u)=B^{1,\pm 1}(s,u;t)\), so that \(B_{1}^{1,\pm 1}(s)=0\). Using the following formulae, valid up to the \(O((\Delta M_{K}^{2})^{2})\) corrections:
we can write for the contribution of the \(K\overline{K}\) intermediate states to the discontinuities of the isospin partial waves along the right hand cut up to the first order in the isospin breaking
We further need the \(\eta \pi \rightarrow \overline{K}K\) amplitudes, for which we get
and also the \(\overline{K}K\rightarrow (\pi \pi )^{I,I_{3}}\) amplitudes, which read
Putting all these ingredients together, with the help of (147) and (151), we get the final result
Appendix C: Unitarity contribution to the polynomial part
In this appendix, we summarize the result of the matching of the strict expansion with the dispersive reconstruction of the amplitude, as explained in Sect. 8. Let us remind the reader that the resulting polynomial part of the amplitude can be written in the form
where the listed contributions correspond to the leading order, countertems, tadpoles and unitarity part, respectively. The strict expansion of the former three contributions can be found in Appendix A. Here we will concentrate on the unitarity contribution
defined as
As a result, we get
and
Appendix D: Bare expansion of the observables \(\mathcal{{A}},\ldots \mathcal{{D}}\),
The observables \(\mathcal{{A}},\ldots \mathcal{{D}}\) correspond to an expansion of G(s, t; u) in the center of the Dalitz plot. Up to the NLO we have
The splitting of the amplitude
and the further splitting into the polynomial and the unitarity parts (which corresponds to (95)),
induces an analogous splitting for \(A,\ldots ,D\). We, therefore, write
where \(\mathcal {K}=A,\ldots ,D\). \(\mathcal {K}_{ab}^{p}\) stems from the polynomial part and \(\mathcal {K}_{ab}^{u}\) from the unitarity corrections. In the following formulae, we have abbreviated \(L_{i}^{r}(\mu )\equiv L_{i}\). The results are given in the following subsections (we write \(\Delta _{0}= \overset{o}{m}_{\eta }^{2}-\overset{o}{m}_{\pi }^{2},\Delta _{PQ}=M_{P}^{2}-M_{Q}^{2},~\Sigma _{PQ}=M_{P}^{2}+M_{Q}^{2},\,\Delta M_{K}^{2}=(M_{K^{0}}^{2}-M_{K^{+}}^{2})_\mathrm{QCD}\)).
1.1 D.1: Polynomial contributions
1.2 D.2: Unitarity contribution
Note that all the above observables are renormalization scale independent, which can be verified by using the explicit \(\mu \) dependence of the chiral logarithms and \(L_{i}\).
Appendix E: Reparameterization of \(A_{ab}^{p}\) and \(B_{ab}^{p}\)
In this appendix, we list our final formulae for the Dalitz plot expansion parameters \(A_{ab}^{p}\) and \(B_{ab}^{p}\) (for the definition see Appendix D), expressed in terms of the physical masses and decay constants, the LECs \(L_{1}\), \(L_{2}\) and \(L_{3}\), the parameters X (Y), Z and r and the indirect remainders (namely \( \delta _{F_{\pi }^{2}M_{\pi }^{2}}\), \(\delta _{F_{\pi }^{2}}\), \(\delta _{F_{K}^{2}M_{K}^{2}}\), \(\delta _{F_{K}^{2}}\), \(\delta _{F_{\eta }^{2}M_{\eta }^{2}}\), \(\delta _{F_{\eta }^{2}}\), \(\delta _{\varepsilon FM}\) and \(\delta _{\varepsilon F}\)). We use the notation
Appendix F: \(\pi ^0\)–\(\eta \) mixing at \(O(p^{4})\)
In this appendix, we discuss the interrelation between the safe observable G(s, t; u) and the scattering amplitude in the presence of the \(\pi ^0\)–\(\eta \) mixing in more detail. We can write the generating functional in the form
where we have restricted ourselves to the \(\pi _{3}\)–\(\eta _{8}\) sector. Let us recall that we treat the mixing parameters \(Z_{38},\mathcal {M}_{38}\) at the leading order in the 1 / R expansion. The corresponding equations of motion are equivalent, up to higher order corrections, to a stationarity condition for the generating functional itself, namely
or explicitly
We can diagonalize the kinetic terms by means of an orthogonal transformation \( O^{T}O=\mathbf {1}\)
where the eigenvalues satisfy \(Z_{3},Z_{8}>0\). After rescaling, we get
with
Subsequently, we diagonalize the transformed mass terms \((O^{^{\prime }-1})^{T}\mathcal {M}O^{^{\prime }-1}\) with another orthogonal transformation \(O^{^{\prime \prime }T}O^{^{\prime \prime }}=\mathbf {1}\), which does not effect the kinetic term
As a result, we can write
where the matrix G reads
Then we can rewrite the generating functional in terms of the physical fields \(\pi ^{0}\) and \(\eta \), according to
with
In terms of these fields, the equations of motion have become diagonal
and therefore the functional derivatives of their solutions with respect to \( a_{3}\) are
or more generally
For the second functional derivatives, we therefore get
and thus
We can identify the elements of the matrix G to be
The entries of the matrix F in terms of the physical decay constants are
where \(\varepsilon _{i}=O(1/R)\) are the mixing angles. The inverse matrix to the first order in the isospin breaking then takes the form
The LSZ formulae give, for \(p^{2}\rightarrow M_{P}^{2}\)
Writing the generating functional in the physical basis
we symbolically get (tilde denotes a Fourier transform here)
This means that in order to extract the physical amplitudes from the generating functional, we can diagonalize the \(O(p^{4})\) kinetic and mass terms and then use the generating functional as a non-local Lagrangian. The diagonalization is achieved by the substitution
in the generating functional Z[a].
Alternatively, one can work in the \(\pi _{3},\eta _{8}\) basis. The following relation between the safe observable G, in terms of the original fields, and the physical amplitude is then obtained:
Solving this relation algebraically with respect to the amplitude \(A_{P_{1}P_{2}P_{3}P_{4}}(s,t;u)\) is equivalent to using the diagonalization procedure in the first approach.
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Kolesár, M., Novotný, J. Convergence properties of \(\eta \rightarrow 3\pi \) decays in chiral perturbation theory. Eur. Phys. J. C 77, 41 (2017). https://doi.org/10.1140/epjc/s10052-016-4542-6
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DOI: https://doi.org/10.1140/epjc/s10052-016-4542-6