Abstract
We present a detailed study of Higgs boson production in association with a single top quark at the LHC, at nexttoleading order accuracy in QCD. We consider total and differential cross sections, at the parton level as well as by matching short distance events to parton showers, for both tchannel and schannel production. We provide predictions relevant for the LHC at 13 TeV together with a thorough evaluation of the residual uncertainties coming from scale variation, parton distributions, strong coupling constant and heavy quark masses. In addition, for tchannel production, we compare results as obtained in the 4flavour and 5flavour schemes, pinning down the most relevant differences between them. Finally, we study the sensitivity to a nonstandardmodel relative phase between the Higgs couplings to the top quark and to the weak bosons.
1 Introduction
The first Run of the LHC has already collected compelling evidence that the scalar particle observed at 125 GeV is the one predicted by the Brout–Englert–Higgs symmetry breaking mechanism [1, 2] of \(SU(2)_L \times U(1)_Y\) as implemented in the Standard Model (SM) [3]. In such minimal case, the strengths of the Higgs boson couplings to the elementary particles, including the Higgs boson itself, are uniquely determined by their masses. While somewhat limited and subject to additional ad hoc assumptions, the first measurements of the Higgs couplings to fermions and vector bosons agree well with the SM predictions [4, 5].
Such general agreement with the SM expectations and the absence of any evidence (from the LHC itself) of the existence of new states at the TeV scale, motivate a thorough study of the Higgs boson interactions at the Run II. In addition to the coupling strength determinations conducted so far, the Lorentz structure of the vertices as well as the possible existence of a relative phase among the couplings need to be fully assessed. In order to gather the necessary information, the widest possible campaign of measurements has to be undertaken, including different production and decay modes of the Higgs boson. In addition, given the limited discriminating power of single channels, a global combination of the relevant measurements will be necessary. To achieve this goal at the LHC one needs to adopt a complete and consistent theoretical framework, able to encompass interactions that go beyond the SM (and possibly to organise them in terms of an ordering principle), and that allows the systematic inclusion of higherorder corrections, both QCD and electroweak (EW). This latter point is a conditiosinequanon at the LHC, in order to control total rates and differential distributions and to estimate the residual uncertainties. Such a theoretical framework exists and amounts to “simply” extend the dimension4 SM Lagrangian to all operators of higher dimensions (up to dimension6 in this first instance) consistent with the unbroken SM symmetries \(SU(3)_C \times SU(2)_L \times U(1)_Y\); i.e. to consider the SM as an effective field theory valid up to a scale \(\Lambda \) [6, 7].
This work fits in the above general strategy and focuses on Higgs production in association with a single top quark. As in single top production, at the leading order (LO) in QCD one can organise the production mechanisms into three groups, based on the virtuality of the W boson: tchannel production (Fig. 1), schannel production (Fig. 2), and associated production with an onshell W boson. While characterised by a rather small cross section with respect to the main single Higgs production channels (gluon–gluon fusion, vector boson fusion and associated production, and \(t\bar{t} H\)), Higgs and singletop associated production features unique aspects that make this process particularly interesting for Higgs characterisation [8, 9]. Notably, it is among the very few processes relevant for LHC phenomenology (together with \(H\rightarrow \gamma \gamma \) and \(gg \rightarrow ZH\)) to be sensitive to the relative size and phase of the coupling of the Higgs boson to the top quark and to the weak bosons. For tchannel and Wboson associated production, diagrams where the Higgs couples to the top quark interfere destructively with those where the Higgs couples to the W boson (due to the unitarity of the weak interactions in the SM), making cross sections and distributions extremely sensitive to departures of the Higgs couplings from the SM predictions [10].
The aim of the first part of this work is to provide accurate SM predictions including QCD corrections at nexttoleading order (NLO) for t and schannel Higgs production in association with a single top quark, as well as reliable estimates for the residual uncertainties in rates and distributions. Particular attention is devoted to the uncertainty related to the different flavour schemes that can be adopted to compute the dominant tchannel production mode. The corresponding SM predictions are the necessary theoretical input to possibly assess the existence of deviations due to new physics (be it resonant or not); to this aim, the study of the uncertainties in total rates as well as in differential distributions becomes of primary importance.
We then consider how accurately and precisely the effects of the (only) dimension6 operator that modifies the value and the phase of the top quark Yukawa coupling can be predicted, again at the total as well as at the differential level. This information is useful to assess the reach of the LHC to constrain the relevance of this dimension6 operator (i.e. to bound the complex coefficient in front) and, if deviations from the SM are detected, to quantify them.
The paper is organised as follows. In Sect. 2 we introduce the main features of the Higgs and top quark associated production. In Sect. 3 we focus on the tchannel production mode, with a special attention to the issues connected to the 4flavour (4F) and 5flavour (5F) schemes. We describe the settings of the calculation, present results in the SM for total rates up to NLO in QCD and their uncertainties, and finally show relevant differential distributions at NLO matched to a parton shower. In Sect. 4 we shortly consider the schannel production mechanism, which has a much smaller impact on Higgs phenomenology in the SM. We evaluate the total cross sections and its uncertainties in the SM and show some representative distributions in comparison with the corresponding tchannel ones. In Sect. 5 we study the impact of an anomalous, CPviolating top quark Yukawa interaction on tchannel production, both at the total and differential cross section level. We summarise our findings in Sect. 6.
2 Main features
In this section we introduce the main features of Higgs production in association with a single top quark. As already mentioned in the introduction, at LO in QCD one can effectively organise the various production mechanisms into three groups, based on the virtuality of the W boson: tchannel production features a spacelike W, schannel production a timelike W, and Wassociated production an onshell W boson. One has to bear in mind that while this classification is certainly useful, it is not physical, being an approximation that holds only at LO and in the 5flavour scheme. At higher orders in QCD, or using a different flavour scheme to define the processes, the separation becomes increasingly fuzzy, as it will be clarified at the end of this section.
As in single top production in the SM, tH production is always mediated by a tWb vertex and therefore it entails the presence of a bottom quark either in the initial (tchannel and Wassociated) or in the final state (schannel). In the case of initialstate bottom quarks, two different approaches, the socalled 4F and 5F schemes, can be followed to perform perturbative calculations.
In the 4F scheme one assumes that the typical scale of the hard process \(\mathcal{Q}\) is not significantly higher than bottom quark mass, which in turn is considerably heavier than \(\Lambda _\mathrm{QCD}\), \(\mathcal{Q} \gtrsim m_{\mathrm{b}} \gg \Lambda _\mathrm{QCD}\). Technically, one constructs an effective theory of QCD with only four light flavours, where heavier quarks (bottom and top), being massive, do not contribute to the initialstate proton wavefunction (in terms of parton distribution functions (PDFs)), nor to the running of the strong coupling, and they appear only as finalstate particles. In so doing, mass effects in the kinematics of heavyquark production are correctly taken into account already at the lowest order in perturbation theory. In addition, the matching to partonshower programs is straightforward, the heavyquark mass acting as an infrared cutoff for inclusive observables. However, limitations might arise when \(\mathcal{Q}\gg m_{\mathrm{b}}\) and one probes kinematic configurations which are dominated by almost collinear \(g \rightarrow b \bar{b}\) splittings: in this case the accuracy of predictions can be spoiled by large logarithms \(\log (\mathcal{Q}^2/m_{\mathrm{b}}^2)\) appearing at all orders in perturbative QCD. Were this the case, such large logarithms would harm the behaviour of a fixed order expansion in \(\alpha _s\).
This issue can be addressed in the 5F scheme (and improvements thereof), whose aim is to reorganise the perturbative expansion by resumming such logarithms via the DGLAP equations. One starts by assuming \(\mathcal{Q}\gg m_{\mathrm{b}}\) and defines a scheme where power corrections of order \(m_{\mathrm{b}}/\mathcal{Q}\) appear at higher orders in the \(\alpha _s\) expansion. In practice, one sets the bottom mass to zero and includes bottom quarks in the initial state as proton constituents.^{Footnote 1} In so doing, towers of logarithms associated with the initialstate \(g \rightarrow b \bar{b}\) splitting are resummed to all orders in perturbation theory by evolving the perturbative bottom quark PDF via the DGLAP equations.
Computations in the 5F scheme are typically much simpler than the corresponding 4F ones, because of the lesser finalstate multiplicity and the simpler phase space. This is for example the reason why singletop production is known at NNLO in the 5F scheme [12] while only at NLO in the 4F [13]. For a systematic investigation of the sources of differences between the 4F and 5F schemes in single bquark and double bquark induced processes we refer the reader to [14, 15], respectively. In short, the 4F and 5F schemes differ in what kind of terms are pushed into the missing higherorder corrections. Therefore, as the accuracy of the predictions for a given observable increases, milder differences should be expected between the schemes. This provides a strong motivation to go at least to NLO accuracy in the computation of the tchannel cross section, in order to reduce the flavourscheme dependence of the predictions and thus the overall theoretical uncertainty. The final accuracy, however, will depend on the specific observable considered, whose perturbative accuracy can be different in the two schemes.
In the case of (Higgs and) single top production at hadron colliders, the 5F scheme has also the operational advantage that allows an easy separation of the various production mechanisms into the three groups mentioned above. In the 5F scheme the tchannel, schannel and Wassociated production are independent up to NLO and start to interfere only at NNLO, and the Wassociated production interferes with \(t \bar{t} H\) starting from NLO. In the 4F, on the other hand, the tchannel at NLO can interfere with the schannel (at NNLO) and with Wassociated production (if the W decays hadronically), and the Wassociated production also interferes with \(t \bar{t} H\) already at the tree level. While the former interferences are very small and can be safely neglected if the aim is to evaluate the dominant tchannel cross section, the interference of Wassociated production with \(t \bar{t} H\) turns out instead to be quite large. The onshell W associated production therefore needs a dedicated study that we defer to a separate work.
3 \(\varvec{t}\)channel production
In this section we present the SM predictions for tchannel Higgs plus single top production at the LHC (see Fig. 1), at NLO accuracy in QCD. We first describe the technical setup we have used for NLO simulations, the input parameters as well as the various sources of theoretical uncertainties. We then show results for the inclusive cross section at the LHC with \(\sqrt{s}=13\) TeV, discussing how to combine the theoretical uncertainties, and finally present NLO distributions matched to parton shower.
3.1 NLO simulations, parameters and uncertainties
In this work, we employ the MadGraph5_aMC@NLO framework [16], which allows to compute both inclusive cross sections and differential distributions matched to partonshower programs, up to NLO accuracy in QCD, in a fully automatic way [17–20] once the relevant Feynman rules and UV/\(R_2\) counterterms for a given theory are provided in the form of a UFO model [21–23]. While these extra Feynman rules are available in MadGraph5_aMC@NLO by default for the SM, nonSM interactions that will be considered later in Sect. 5 are encoded in the HC_NLO_X0 model [24–26], publicly available online in the FeynRules repository [27].
In MadGraph5_aMC@NLO the code and events for tchannel tH production at hadron colliders in the 4F scheme can be automatically generated by issuing the following commands:
while the corresponding commands in the 5F scheme are:
Note that the $$ w+ w syntax removes schannel tH diagrams as well as realcorrection diagrams where an onshell W decays to two light quarks, which belong to Wassociated production. The top quark decays are subsequently performed starting from the event file (in the Les Houches format [28]) by MadSpin [29], following a procedure [30] that keeps spin correlations.
In the numerical calculation, the mass of the Higgs boson is set to \(m_{\mathrm{H}}=125.0\) GeV, while the mass of the top quark is set to \(m_{\mathrm{t}}=173.3\) GeV. We renormalise the top quark Yukawa coupling onshell, setting it to \(y_t/\sqrt{2}=m_\mathrm{t}/v\), where \(v\sim 246\) GeV is the EW vacuum expectation value.
The onshell mass of the bottom quark is set to
where we take the uncertainty to be of \(\mathcal{O}(\Lambda _\mathrm{QCD})\), accordingly to the prescription in Ref. [31]. On the other hand, we set the bottom quark Yukawa coupling to zero, because effects related to the \(Hb\bar{b}\) interactions are negligible for this process. We remind that in the 4F scheme the value of \(m_{\mathrm{b}}\) enters the hardscattering matrix element and the finalstate phase space, while in the 5F scheme it affects only the parton luminosity.
PDFs are evaluated by using three global fits: NNPDF2.3 [32], MSTW2008 [33] and CT10 [34], through the LHAPDF interface [35]. PDF uncertainties are computed for each PDF set, following the recipes summarised in [36]. A comparison among these three global fits allows to estimate the PDF systematic uncertainties related to the technical details of the fitting procedure employed by each group. We note that the above three PDF collaborations provide NLO PDF sets both in the 4F and 5F schemes, while only MSTW gives LO PDFs in both the schemes.
The reference value for the strong coupling constant we employ here is
where the uncertainty is taken accordingly to the PDF4LHC recommendation [36, 37], and the central value is chosen such that our \(68 \,\%\) confidence interval encompasses the current PDG world average [38] and the best \(\alpha _s(m_\mathrm{Z})\) estimates obtained by each of the three PDF global fits [39–41]. We remark that the value in Eq. (2) is consistent with the 5F description. Since the difference between 4F and 5F in the \(\alpha _s\) running is limited to scales above \(m_{\mathrm{b}}\), Eq. (2) can be translated into the following condition on \(\alpha _s(m_{\mathrm{b}})\) (running \(\alpha _s\) at 2loop accuracy)
which is now flavourscheme independent.
CT10 does not provide PDF sets to compute \(m_{\mathrm{b}}\) uncertainties in the 5F scheme and PDF uncertainties in the 4F scheme; both CT10 and MSTW2008 do not provide 4F PDF sets with different \(\alpha _s(m_\mathrm{Z})\) values. Thus, it is possible to address all the various sources of uncertainty in both schemes only when using NNPDF2.3 parton distributions, while MSTW2008 and CT10 uncertainty bands can be sometimes underestimated (though just slightly, as we will see later in Sect. 3.2).
For matching shortdistance events to parton shower we use the MC@NLO method [17] with Pythia8 [42], while HERWIG6 [43] has been used for a few comparisons. We recall that matching to Pythia6 [44] (virtualityordered, or \(p_T\)ordered for processes with no finalstate radiation) and HERWIG++ [45] are also available inside MadGraph5_aMC@NLO. Jets are reconstructed by means of the anti\(k_T\) algorithm [46] as implemented in FastJet [47], with distance parameter \(R=0.4\), and required to have
A jet is identified as bjet if a bhadron (or bquark for fixedorder calculations) is found among its constituents, and if the jet satisfies
We assume 100 % btagging efficiency in this work.
3.2 Total rates
In this section we present the total cross section for tchannel production of a Higgs boson together with a single top quark (or antiquark), at NLO in QCD. The main sources of theoretical uncertainty that we address here are:

renormalisation and factorisation scale dependence,

4F and 5F scheme dependence,

PDF uncertainty,

\(\alpha _s(m_\mathrm{Z})\) uncertainty,

\(m_{\mathrm{b}}\) uncertainty.
At the end of this section we will also briefly comment on the impact of the bottom quark Yukawa coupling and of the dependence of the results on the Higgs and the top quark masses.
We start by showing in Fig. 3 the renormalisation and factorisation scale dependence of the LO and NLO total cross sections, both in the 4F and 5F schemes. We compute cross sections with two different scale choices, and vary \(\mu _R=\mu _F \equiv \mu \) around a central scale \(\mu _0\) which is chosen as
for the static scale choice (left figure), and
for the eventbyevent dynamic choice (right figure), where \(m_\mathrm{T}\equiv \sqrt{m^2+p_T^2}\) is the transverse mass of a particle.
We find a pattern similar to the case of the single top production (see Fig. 3 in [13]). At LO the scale dependence in the 4F scheme is stronger than in the 5F, simply because the 4F calculation starts already at order \(\alpha _s\). As expected, predictions at NLO are much more stable under the scale variation than at LO. We find that the 4F and 5F predictions are in better agreement if \(\mu \) is chosen to be roughly a factor 4 (6) smaller than the typical hard scale of the process \(m_\mathrm{H}+m_\mathrm{t}\) (\(H_T\)) for the static (dynamic) scale choice. This is a known and general feature of binitiated processes at hadron colliders [14]. At such reduced scales the 4F and 5F predictions are typically in good agreement, and this is indeed what we observe taking the reference scale choice \(\mu _0\) as in Eqs. (6) and (7). Table 1 shows the corresponding values of the LO and NLO cross sections in Fig. 3, where the uncertainty from missing higher orders is estimated varying the scale \(\mu \) by a factor 2 around \(\mu _0\).
In Fig. 3 we also plot two offdiagonal (\(\mu _R\ne \mu _F\)) slices of the NLO cross section surface in the plane (\(\mu _R,\mu _F\)), shifted by a factor \(\sqrt{2}\) in the direction orthogonal to the diagonal. The effects of offdiagonal scale choices are more pronounced in the 4F scheme than in the 5F, even though in general they are quite modest, except at very low scales, i.e. comparable to \(m_{\mathrm{b}}\). We conclude that, for our choice of \(\mu _0\), the diagonal \(\mu _R=\mu _F\) is sufficiently representative of the scale dependence of the total cross section, when the scale is varied by the usual factor two. We also observe that the scale value which minimises the flavourscheme dependence is rather stable under shifts away from the diagonal.
We note that the scale dependence pattern is strongly correlated to the flavour scheme employed. Therefore, after we estimate the scale dependence of both 4F and 5F results (varying the scale \(\mu _F=\mu _R\equiv \mu \) by a factor 2 around \(\mu _0\)), we define a combined scale and flavourscheme uncertainty band by taking the envelope of the extremal points (shown by the black arrows in Fig. 3), and the best prediction for the cross section as the central point of this envelope. The total cross section at NLO and its combined scale plus flavourscheme uncertainty are defined by
where
Now we turn to the PDF, \(\alpha _s(m_\mathrm{Z})\) and \(m_{\mathrm{b}}\) uncertainties. In principle these three uncertainties can be correlated. However, the correlations are very small and can be often neglected in combinations. For example, using NNPDF, we have explicitly checked that the combined PDF \(+\,\alpha _s\) uncertainty computed with full correlations differs from the one without correlations by \(0.1\,\%\) at most. In the 4F scheme \(m_{\mathrm{b}}\) is independent of PDF and \(\alpha _s\), while we confirmed that the uncertainty correlation between PDF and \(m_{\mathrm{b}}\) in the 5F scheme is well below the percent level. Moreover, the correlation between \(\alpha _s\) and \(m_{\mathrm{b}}\) is tiny and can be neglected [31]. We note that neglecting correlations allows us to compare PDF uncertainty bands at a common \(\alpha _s\) value, once central predictions (computed with this common \(\alpha _s\)) are dressed with their corresponding fractional PDF uncertainty (computed with each group’s dedicated set). This is a known fact and it has been extensively used in recent PDF benchmarks [48].
Given that correlations among the uncertainties are very small, as discussed above, and also that not every PDF set allows to take into account all the correlations, we define the combined PDF, \(\alpha _s\) and \(m_{\mathrm{b}}\) uncertainty by simply summing the uncertainties in quadrature as
Finally, we define the total theoretical uncertainty as the linear sum of the upper and lower variations for \(\delta _\mu \) and \(\delta _{\mathrm{PDF}+\alpha _s+m_{\mathrm{b}}}\) in a given flavour scheme.
In Table 2, we report the NLO cross sections and their uncertainties at the 13TeV LHC, for tchannel tH and \(\bar{t}H\) productions separately, and for their sum \(tH+\bar{t}H\). Results are shown, using NNPDF2.3, in the 4F and 5F scheme for the static and dynamic scale choices in Eqs. (6) and (7), including the sources of uncertainty discussed above: scale uncertainty and combined PDF, \(\alpha _s(m_\mathrm{Z})\) and \(m_{\mathrm{b}}\) one as well as the individual ones. The predictions in the combination of the 4F and 5F schemes defined in Eq. (8) are presented in Table 3. The theoretical uncertainty is dominated by the combined scale and flavourscheme uncertainty \(\delta _{\mu +\mathrm{FS}}\) over the PDF, \(\alpha _s\) and \(m_{\mathrm{b}}\) uncertainty \(\delta _{\mathrm{PDF}+\alpha _s+m_{\mathrm{b}}}\,\). Figure 4 summarises the NLO cross sections and the theoretical uncertainties for tchannel tH production, including the MSTW2008 and CT10 predictions.
We conclude this section by commenting on two additional minor sources of uncertainty. The first one is related to the value of the Higgs and top quark masses. In Table 4 we collect results for the tchannel NLO cross section (in the 5F scheme only) with parametric variations of 1 GeV in \(m_\mathrm{H}\) and \(m_\mathrm{t}\). The variations have a modest impact on the total cross section, about \(1\,\%\) only when both masses are varied in the same direction. From the combination of Tevatron and LHC experimental results [49] the top mass is currently known with a precision better than 1 GeV, while the combination of the latest ATLAS and CMS measurements of the Higgs mass gives a precision better than 0.5 GeV [50]. We conclude that the impact of these uncertainties on the tchannel cross section at the LHC is below \(1\,\%\). The last source of uncertainty we discuss is the Yukawa coupling of the bottom quark. We have checked that it is completely negligible, both in the 4F and 5F schemes, the impact of turning \(y_b\) on/off at NLO being smaller than the numerical accuracy (0.1–0.2 %). Finally, we remind the reader that EW corrections for this process are presently unknown, and these could have an impact on the accuracy of the present predictions.
3.3 Distributions
We now present a selection of kinematical distributions for the combined tchannel \(tH+\bar{t}H\) production at the 13TeV LHC, with NLO corrections and matching to a parton shower (NLO \(+\) PS). For the sake of brevity, we do not consider top and antitop processes separately in this section, and will dub with t both the top quark and its antiquark. Our main interest here is to assess the precision of the predictions for tchannel production, therefore we do not specify any decay mode for the Higgs boson, i.e. we leave it stable in the simulation. On the other hand, we consider (leptonic) top decays, which allows us to compare the distributions of bjets coming from the hard scattering to the ones coming from the top quark.
For the kinematical distributions, we use NNPDF 2.3 PDFs and the Pythia8 parton shower. We have compared predictions obtained with the MSTW2008 and CT10 PDF sets and found no difference worth to report. We have also employed the HERWIG6 parton shower to verify that some important conclusions on the difference of the radiation pattern between 4F and 5F schemes were not dependent on shower programs. We estimate the scale dependence by varying \(\mu _R\) and \(\mu _F\) independently by a factor two around the reference dynamic scale \(H_T/6\) defined in Eq. (7), which provides smaller scale dependence than the static choice for differential distributions, especially for the high\(p_T\) region.
We start by showing in Fig. 5 differential distributions for the Higgs boson and the top quark (before they decay). The first observation is that NLO distributions in the 4F and 5F schemes are in excellent agreement within their respective uncertainty associated to scale variation, i.e. within the \(10\,\%\) level. Interestingly, though, differential K factors (information in the insets below) are more pronounced for the 5F than for the 4F scheme, the NLO results in the 5F scheme typically being out of the uncertainties as estimated from scale variation at LO. It should be noted that the LO process in the 5F scheme does not depend on the renormalisation scale, and therefore its smaller uncertainty (especially in the high\(p_T\) region) can be an artefact of the scheme. Results in the 5F tend to have a scale uncertainty that increases with \(p_T\) much more than in the 4F, but in most cases the differences are not striking. Slightly larger deviations between 4F and 5F appear only very close to the tH threshold, a region where we expect the 4F scheme to catch the underlying physics already at LO.
In Fig. 6 we present distributions for the two hardest jets which are not tagged as bjets. Jets and bjets are defined in Eqs. (4) and (5). The contributions from the nontaggable forward bjets (\(2.5<\eta <4.5\)) are also denoted by shaded histograms as a reference. The jet with the highest transverse momentum (\(j_1\)) tends to be produced in the forward region, very much like in singletop and VBF production. Most of the time this jet can be clearly associated to the lightquark current in the hard scattering. The very good agreement between 4F and 5F is manifest. This is expected as this observable should not be too sensitive on the details of heavyquark current, as colour connections between the two currents are either vanishing or suppressed at the order in QCD we are working. On the other hand, sizeable differences arise for the secondhardest jet (\(j_2\)), which shows a much steeper \(p_T\) spectrum and tends to be produced centrally. The difference between predictions in the 4F and 5F schemes is often much larger than the scale uncertainty band (which is more pronounced in the 5F scheme in the bulk of the events). We will discuss further this feature when presenting jet multiplicities in the following.
In Fig. 7 we show the analogous distributions for the btagged jets. These are all the jets containing a bhadron and falling inside the acceptance of the tracking system, Eq. (5). We consider the two hardest bjets (\(j_{b,1}\) and \(j_{b,2}\)) in the event regardless of their origin and, separately, we study the bjet coming from the top quark decay \(j_{b,t}\) (tagged by using Monte Carlo information). The \(p_T\) spectrum of \(j_{b,1}\) has a rather long tail compared to \(j_{b,2}\) and, at variance with light jets, all the bjets tend to be produced in the central region. Scale dependence at NLO is rather small in the 4F scheme, never reaching \(10 \,\%\) and being typically around \(5\,\%\). Differences between 4F and 5F predictions are visible, specially in the uncertainty band of \(j_{b,2}\) in the 5F scheme; this is of course expected, given that this observable is described only at LO accuracy in this scheme. Quite remarkably, however, these differences at NLO are often significantly less pronounced than in the case of light jets (specially for the second jet), while naively one might expect the bjet observables to be mostly affected by the flavourscheme choice. On the other hand, at LO the inadequacy of the 5F scheme to describe bjets is evident.
Comparing the transverse momentum of \(j_{b,t}\) (first row, right plot in Fig. 7) to the corresponding spectra of \(j_{b,1}\) and \(j_{b,2}\), it can be inferred that bjets from the top quark mostly contribute to the hardest bjet (\(j_{b,1}\)) spectrum at low \(p_T\). On the other hand, as the \(p_T\) tail falls much more rapidly for \(j_{b,t}\) than for \(j_{b,1}\), gluon splitting in the hard scattering is the predominant mechanism at high \(p_T\), and thus the main source of bjets in this region. This observation also explains why the scale dependence in the 5F is small for low \(p_T(j_{b,1})\), which is described at NLO accuracy, and increases sharply in the high\(p_T(j_{b,1})\) region, where the physics is dominated by the transverse dynamics of the \(g\rightarrow b\bar{b}\) splitting, which is described only at LO.
We conclude this section by studying the jet multiplicities, which are sensitive to the flavour scheme as well as to the choice of the shower scale. As argued in [14], the dynamics of \(g\rightarrow b\bar{b}\) splitting takes place at a scale which is typically lower than the hard scale of the process \(m_\mathrm{t}+m_\mathrm{H}\) or \(H_T\), affecting the choice for the factorisation scale that one should use to describe tchannel production. An analogous argument could be made also for the shower scale choice [15], which in the MadGraph5_aMC@NLO matching procedure is chosen to be of the order of the partonic centreofmass energy in the Born process. In Fig. 8, we study the dependence of jet rates on the flavour scheme as well as on the shower scale, where two different choices of the shower scale are compared: one is the default value, and another is the default value divided by a factor of four. We can see that reducing the partonshower scale has only a minor impact on the distributions, while a more interesting pattern arises from the choice of the flavour scheme.
For the btagged jets (right panel in Fig. 8), differences between the two schemes are rather mild (\(\sim \) \( 15\,\%\) in the 2jet bin and less for 0 and 1 jet) and always compatible within the scale uncertainty, which for the 2jet bin is much larger in the 5F (the accuracy being only at LO).
For nonbtagged jets (left panel in Fig. 8), on the other hand, a higher jet multiplicity is clearly observed in the 4F scheme, which implies that harder QCD radiation is favoured in this scheme. Interestingly, the difference is visible already at the 1jet bin, which is described at NLO accuracy at the matrixelement level. These differences cannot arise from the small component of forward, nontaggable heavy jets; on the contrary, they can be understood by considering jets that come from genuinely light QCD radiation. In Fig. 9 we show explicitly the multiplicity of light jets only (tagged by using Monte Carlo information), both at fixed order in QCD and at NLO matched to parton shower. Our first observation is that results in the 4F and 5F are almost identical at fixed LO (where only the zero and one jet bins are filled). The difference is therefore an effect of higherorder corrections, as it is confirmed by observing the fixedNLO histograms. We recall that the fixedorder matrix element has a different colour structure in different schemes; in particular, the 4F at LO features a gluon in the initial state (compared to the bquark in the 5F) and an extra b in the final state. The radiation of extra light QCD partons from the \(g \rightarrow b \bar{b}\) splitting is therefore favoured in the 4F (e.g. an extra gluon can either attach to the initialstate gluon or to one of the b’s, while in the 5F it can attach only to the initialstate b). This is indeed what we observe at fixed NLO.
If the origin of the difference in the jet rates can be traced back to the difference between the LO 4F and 5F colour structures, then one would also expect this difference to be mitigated once higherorder corrections are included. To this aim, we have performed a fixedorder computation of the 2jet bin in the 5F at NLO accuracy, i.e. calculated tHjj at NLO, within our simulation framework, finding indeed that the rate is significantly enhanced (by \(\sim \) \( 60\,\%\)), lying much closer to the 4F result. A further hint that the scheme difference is indeed mitigated at higher orders is given by the NLO \(+\) PS results, which show that the 2jet bin in the 4F is reduced by \(\sim \) \( 10 \,\%\) after the shower, while the corresponding 5F one is enhanced by \(\sim \) \( 30 \,\%\) over the fixedorder result. Finally, we have checked that the same results we have found here for single top plus Higgs, occur also in the case of single top production alone. In conclusion, our results suggest that the inclusion of the \(g \rightarrow b \bar{b}\) splitting in the matrixelement description at the lowest order, i.e. the 4F scheme, allows a wider range of observables relevant for the analyses to be described more accurately.
4 \(\varvec{s}\)channel production
Higgstop quark associated production at hadron colliders can also be mediated by schannel diagrams, see Fig. 2. Compared to tchannel production, the schannel mechanism is naturally suppressed by the higher virtuality of the intermediate W boson and features a much smaller cross section at the LHC. In this section we calculate the NLO cross section, evaluating the corresponding uncertainties, and compare schannel distributions to those of tchannel production at NLO \(+\) PS level.
At LO, schannel production proceeds through \(q \bar{q}\) annihilation into a virtual W boson, which can either emit a Higgs boson and then split to a tb final state, or first split to tb with the subsequent emission of a Higgs from the top quark. It turns out that in this case the interference between these two diagrams is positive and its effect are much less relevant than in tchannel production [10]. At NLO, extra radiation can take place from either initial or final state, with no interference between the two due to colour conservation. For the same reason, no interference between the schannel and tchannel processes is present in the 5F scheme and the separation between channels is still exact at NLO accuracy. In this production mode, bottom quarks are directly produced in the hard scattering via electroweak interaction and appear only in the final state. Thus, at variance with the tchannel and Wassociated production, the flavour scheme is not a key source of uncertainties for schannel production.
In the MadGraph5_aMC@NLO framework the code and the events for schannel production at hadron colliders can be automatically generated by typing the following commands:
In Table 5 we show the total cross section at NLO. Reference values for the factorisation and renormalisation scales are set to \(\mu _0=H_T/2=\sum \,m_\mathrm{T}/2\,\). Being a pure EW process at LO, schannel production exhibits very low scale and \(\alpha _s\) uncertainties up to NLO. In the SM, the total rate amounts to about 3 fb, i.e. less than \(5\,\%\) of the tchannel cross section.
In Figs. 10 and 11 we compare the shape of some distributions between the schannel and tchannel production modes at NLO \(+\) PS accuracy. We can see that most of the observables related to schannel events display a significantly different shape. Even though the total cross section in schannel production is tiny and deviations from a tchannelonly simulation would probably fall inside the uncertainty band, the schannel simulation can be included with little extra computing cost when precision is needed (it is also extremely fast at NLO).
5 Higgs characterisation
In this section we go beyond the SM and explore the sensitivity of Higgssingletop associated production to a Higgs boson coupling to the top quark that does not conserve CP. Several phenomenological studies on anomalous Higgs coupling determination via Higgssingletop associated production have appeared [8, 9, 51–56]. Current experimental constraints on the Higgsboson couplings favour the SM, and in particular for the top quark the magnitude is consistent with the SM expectations, even though an opposite sign with respect to the SM one is not yet completely excluded [57, 58].
Moreover, although the scenario of a pseudoscalar Higgs is disfavoured [59, 60], no stringent constraint has been put on a CPviolating \(Ht\bar{t}\) coupling. In fact, even if current results are fully compatible with the SM hypothesis, some analyses on public LHC data seem to favour a nonzero phase in the top quark Yukawa interaction [61–64].
In this work we consider the (simplified) case of a spin0 particle with a general CPviolating Yukawa interaction with the top quark, which couples both to scalar and pseudoscalar fermionic densities. On the other hand, we assume the interaction with the W bosons to be the SM one. We note that this assumption does not correspond to a typical realisation of CPviolation in a twoHiggsdoublet model where the mass eigenstates are CPmixed states and their coupling to the vector bosons is reduced. Our setup, however, corresponds to considering the effective SM Lagrangian and to including the operator
with \(c_t\) complex. The implementation we use is based on the effective field theory framework presented in Refs. [24–26] and employs the HC_NLO_X0 model [27].^{Footnote 2} The effective Lagrangian for the Higgstop quark interaction (12) below the EWSB scale leads to (see Eq. (2.2) in Ref. [24])
where \(X_0\) labels a generic spin0 particle with CPviolating couplings, \(c_{\alpha }\equiv \cos \alpha \) and \(s_{\alpha }\equiv \sin \alpha \) are related to the CPmixing phase \(\alpha \), \(\kappa _{\scriptscriptstyle Htt,Att}\) are real dimensionless rescaling parameters, and \(g_{\scriptscriptstyle Htt}=g_{\scriptscriptstyle Att}=m_\mathrm{t}/v\,(=y_t/\sqrt{2})\), with \(v\sim 246\) GeV. While redundant (only two independent real quantities are needed to parametrise the most general CPviolating interaction with the top quark at dimension four), this parametrisation has the practical advantage of easily interpolating between the CPeven (\(c_{\alpha }=1,s_{\alpha }=0\)) and CPodd (\(c_{\alpha }=0,s_{\alpha }=1\)) couplings, as well as to easily recover the SM case by setting \(c_{\alpha }=1 ,\, \kappa _{\scriptscriptstyle Htt}=1 \,\).
The nature of the top quark Yukawa coupling directly affects the loopinduced Higgs coupling to gluons (together with an effect on the couplings to \(\gamma \gamma \) and \(Z\gamma \), which are also modified but not considered here)
where \( g_{\scriptscriptstyle Hgg} = \alpha _s/(3\pi v) \) and \( g_{\scriptscriptstyle Agg} = \alpha _s/(2\pi v) \). In the parametrisation given above, the strength of the coupling between Higgs and gluons can be rescaled independently of the top quark Yukawa coupling. Assuming that the the top quark dominates the gluonfusion (GF) process at the LHC energies, then \(\kappa _{\scriptscriptstyle Hgg} \rightarrow \kappa _{\scriptscriptstyle Htt} \,\), \(\kappa _{\scriptscriptstyle Agg} \rightarrow \kappa _{\scriptscriptstyle Att} \,\). In so doing, the ratio between the actual cross section for GF at NLO QCD and the corresponding SM prediction can be written as
because there is no interference between the scalar and pseudoscalar components in the amplitudes for Higgs plus up to three external partons, see e.g., [26]. In particular, if the rescaling parameters are set to
the SM GF cross section is reproduced for every value of the CPmixing phase \(\alpha \). Given that current measurements are compatible with the expected SM GF production rate, one can consider the simplified scenario where the condition in Eq. (16) is imposed and the CPmixing phase \(\alpha \) is basically left unconstrained by current data.
Figure 12 shows the total cross section for tchannel \(tX_0\) production as a function of the CPmixing angle \(\alpha \). We also show the \(t\bar{t}X_0\) cross section, which is not only another process sensitive to the modifications of the top quark Yukawa coupling in Eq. (13), but also a background to tchannel production. The uncertainty band represents the envelope defined in Sect. 3.2, i.e. the combined scale and flavourscheme dependence. The \(t\bar{t}X_0\) uncertainty band represents the scale dependence only, when the scale is varied by a factor two around \(\mu _0=\root 3 \of {m_\mathrm{T}(t)\,m_\mathrm{T}(\bar{t})\,m_\mathrm{T}(X_0)}\) [26].
The first important observation is that while the GF and \(t\bar{t}H\) cross sections are degenerate under \(y_t\rightarrow y_t\) (depending quadratically from the top quark Yukawa coupling), in tchannel production this degeneracy is clearly lifted by the interference between diagrams where the Higgs couples to the top quark and to the W boson. In [8, 9] it was shown that the tchannel cross section is enhanced by more than one order of magnitude when the strength of the top Yukawa coupling is changed in sign with respect to the SM value. Here we can see how the same enhancement can take place also in the presence a continuous rotation in the scalarpseudoscalar plane. While not affecting GF (by construction), such a rotation has an impact also on the \(t\bar{t}X_0\) rate, which is in general lower for a pseudoscalar or CPmixed state [26]. tchannel production lifts another degeneracy present in GF and \(t\bar{t} X_0\), namely \(\alpha \rightarrow \pi \,{}\,\alpha \). Given the partial compensation between the tchannel and \(t\bar{t}X_0\) cross sections at different values of \(\alpha \), an analysis which could well separate between the two production mechanisms would be needed to put stringent constraints on a CPviolating Higgs coupling to the top quark.
We remind that the enhancement of the tchannel cross section takes place mostly at threshold, as one can clearly see in the left plot of Fig. 13. This means that one should not be concerned by violations of perturbative unitarity at the LHC, as they do not appear for partonic centreofmass energies lower than \(\sim \) \( 10\) TeV [9]. In Fig. 13 we also show the transverse momentum distributions for the Higgs and the top quark. The distributions are well behaved in this case too, not displaying any strong trend in their high\(p_T\) tails, i.e anything that could suggest a unitarity violating behaviour.
Finally, in Fig. 14 we plot the pseudorapidity separation between the Higgs and the top quark (left) and the opening angle between the hardest jet and the lepton from the top quark in the lab frame (right), showing that these variables have a discriminating power on \(\alpha \). For this last observable, the lepton is required to satisfy the following selection criteria
6 Summary
In this work we have studied the production of a Higgs boson in association with a single top quark at the LHC. Our aim has been to carefully consider the effects of NLO corrections in QCD on total cross sections and differential distributions for t and schannel production. We have scrutinised a wide range of theoretical systematic uncertainties and in particular those arising from the choice of the heavyquark scheme, 4flavour or 5flavour. We have found that at the level of total cross sections a comfortable consistency between the two schemes exists when physically motivated choices for the renormalisation and factorisation scales are made, with similar resulting uncertainties. For differential distributions, on the other hand, the situation is slightly more involved. While sizeable differences between the two schemes arise at LO, they are considerably milder at NLO and NLO \(+\) PS, in line with expectations. In this case, we have shown that the 4F and 5F schemes provide fully consistent and similarly precise predictions for distributions such as those of the Higgs boson, the top quark, and the forward jet. On the other hand, the 4flavour scheme is in general able to provide accurate predictions for a wider set of observables, including those of the spectator bquark and extra jets. In addition to tchannel production in the SM, we have also briefly presented the results for the subdominant schannel production, highlighting the differences in the most important distributions with respect to the corresponding ones of tchannel production. Finally, we have provided results (total cross sections as well as a few representative distributions) for the case where an explicit CP violation is present in the coupling between the top quark and the Higgs boson, making it clear that in this case Higgs associated production with a single top could provide complementary and very valuable information to that of \(t \bar{t} H\) production. We conclude by stressing that all results presented here have been obtained by employing the publicly available MadGraph5_aMC@NLO framework and therefore they can be easily reproduced (and possibly extended) by generating the corresponding event samples to be used in fullyfledged experimental analyses.
Notes
The bottom mass can be reinstated explicitly at higherorders by systematically including it in diagrams that do not feature bottom quarks in the initial state, the socalled SACOT scheme [11]. In this work we adopt a “pure” 5F scheme where \(m_{\mathrm{b}}=0\) throughout.
For the code and event generation, one can simply issue the command ‘import model HC_NLO_X0’ and replace ‘h’ by ‘x0’ in MadGraph5_aMC@NLO.
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Acknowledgments
We thank the LHC HXSWG and in particular the members of the ttH / tHj task force for giving us the motivation to pursue this study and for many stimulating discussions. We are grateful to Rikkert Frederix and Stefano Frixione for discussions and to Paolo Torrielli for his valuable help. This work has been performed in the framework of the ERC Grant 291377 “LHCtheory: Theoretical predictions and analyses of LHC physics: advancing the precision frontier” and of the FP7 Marie Curie Initial Training Network MCnetITN (PITNGA2012315877). It is also supported in part by the Belgian Federal Science Policy Office through the Interuniversity Attraction Pole P7/37. The work of FD and FM is supported by the IISN “MadGraph” convention 4.4511.10 and the IISN “Fundamental interactions” convention 4.4517.08. KM is supported in part by the Strategic Research Program “High Energy Physics” and the Research Council of the Vrije Universiteit Brussel. The work of MZ is supported by the ERC grant “Higgs@LHC” and partially by the ILP LABEX (ANR10LABX63), in turn supported by French state funds managed by the ANR within the “Investissements d’Avenir” programme under Reference ANR11IDEX000402.
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Demartin, F., Maltoni, F., Mawatari, K. et al. Higgs production in association with a single top quark at the LHC. Eur. Phys. J. C 75, 267 (2015). https://doi.org/10.1140/epjc/s1005201534759
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DOI: https://doi.org/10.1140/epjc/s1005201534759
Keywords
 Higgs Boson
 Total Cross Section
 Parton Shower
 Standard Model Prediction
 Bottom Quark