Abstract
A brake orbit for the N-body problem is a solution for which, at some instant, all velocities of all bodies are zero. We reprove two “lost theorems” regarding brake orbits and use them to establish some surprising properties of the completion of the Jacobi – Maupertuis metric for the N-body problem at negative energies.
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29 October 2023
The numbering issue has been changed to 4-5.
Notes
A bit of algebra yields that this last bound is \(\ell(q)\leqslant\frac{\sqrt{2}|A|}{|E|}(U(A)-|E|)^{3/2}\). Alternatively, one can compute the integral of \(\sqrt{2u_{E}(t)}|A|dt\) from \(1\) to \(t_{E}\) exactly. I get it to be \(\frac{|A|}{\sqrt{2}}(\frac{1}{\alpha}\big{(}\frac{\pi}{2}-\arcsin(\alpha)\big{)}-\sqrt{1-\alpha^{2}})\) with \(\alpha=|E|/U(A)\). The reader might want to double check my algebra.
If \(Q\) is a bilinear form on a real inner product space, then the condition that \(|Q(v,v)|\leqslant C\|v\|^{2}\) holds for all vectors \(v\) is equivalent to the condition that \(|Q(v,w)|\leqslant C\|v\|\|w\|\) holds for all pairs of vectors \(v,w\).
We could have used \(t_{new}=\lambda t_{0}\) instead of \((1/2)t_{0}\), for any fixed fraction \(\lambda<1\), with resulting different constants \(k_{1},K_{1}\) in the inequality.
Rick Moeckel has solved the exercise in a correspondence dated January 26, 2022.
References
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ACKNOWLEDGMENTS
I would like to acknowledge conversations with Vivina Barutello, Ezequiel Maderna, Rick Moeckel, Susanna Terracini and Andrea Venturelli. In particular, Terracini had the key idea and the confidence that bounds on the Hessian of the potential alone could be enough to prove the collar theorem and I thank her for sharing that idea. I would like to acknowledge conversations with Alan Weinstein regarding the history. I would like to thank the three anonymous reviewers whose diligent work improved the paper. Finally, I would like to acknowledge the moral support of a Simons Travel Grant.
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To Alain Chenciner on the occassion of his 80th tour around our sun, in gratitude for his drawings, smiles, drive to learn new things, and for our friendship and time working together.
MSC2010
37J50, 70H99
APPENDIX A. BOUNDS ON POTENTIAL DERIVATIVES IN AN ANNULUS
Here we prove the bounds relating the potential and its 1st and 2nd derivatives, (inequality (4.2)), used in the proof. We repeat this inequality now. It asserts the existence of positive constants \(c,c_{1},C_{1},C_{2}\) such that for all \(q,v\) we have:
To establish the upper bounds of inequalities (A.2), observe that each summand \(m_{a}m_{b}/r_{ab}\) occurring in \(U\) is positive. Thus, if \(U=1\) then, for each pair \(a\neq b\), we have \(m_{a}m_{b}/r_{ab}<1\). It follows that \(m_{a}m_{b}/r_{ab}^{2}\leqslant 1/m_{a}m_{b}\) and \(m_{a}m_{b}/r_{ab}^{3}\leqslant 1/(m_{a}m_{b})^{2}\). Let’s call these type 1 and type 2 functions. Each component of \(\nabla U\) consists of a sum of terms of the form \(m_{a}m_{b}/r_{ab}^{2}\) times a unit vector \(\hat{q}_{a}-\hat{q}_{b}=q_{ab}/r_{ab}\). The Hessian \(d^{2}U\) can be written out as an \(N\times N\) block symmetric matrix whose \(d\times d\) entries consist of the function \(m_{a}m_{b}/r_{ab}^{3}\) times quadratic forms \(H_{ab}\) made out of a fixed linear combination of the identity and \(\hat{q}_{ab}\otimes\hat{q}_{ab}\). The \(H_{ab}\) satisfy a uniform bound independent of \(a,b\) and the masses. Thus, we get \(|\nabla U(q)|\leqslant C\) and \(|d^{2}U(q)(v,v)|\leqslant C^{\prime}|v|^{2}\) where \(C,C^{\prime}\) only depend on the masses and the number \(N\) of bodies \(N\). Essentially the same algebra and logic works for any power law potential, with the exponents \(1/r^{2}\) and \(1/r^{3}\) replaced by \(1/r^{\alpha+1}\) and \(1/r^{\alpha+2}\).
To establish the lower bound for \(\nabla U\) observe that \(\nabla U(q)\to 0\) if and only if all \(r_{ab}\to\infty\), in which case \(U\to 0\). Consequently, if we fix \(U=1\) there must be a positive lower bound for \(\|\nabla U(q)\|\).
APPENDIX B. VARIATIONS ALONG THE RAY
Here we provide the proof promised within the step “Step two: variation along the rays” within the part of the proof labeled “Showing the collar map is a local diffeomorphism”. We are to find a \(\tau_{0}\) small enough so that the variation \(X(q_{0},\tau)={{\partial}\over{\partial\tau}}\Psi(q_{0},\tau)\) of \(\Psi\) along the ray directions is transverse to its variation \(\delta q(0)\mapsto D\Psi(q_{0},\tau)(\delta q(0),0)\) along the brake initial conditions surface \(\partial\Omega\). To this end we will use a variant of the following lemma:
Lemma 3
Let \(\alpha\) be a nonvanishing one-form defined on an open set of an inner product space \(\mathbb{E}\) . Suppose that \(X\) is a vector field and \(D\) is a hyperplane field on \(W\) . If there is a constant \(c>0\) such that
Proof
The conditions \(|\alpha(X)|>c\|X\|\) and \(\alpha(X)<c\|X\|\) are mutually exclusive, showing that \(X\notin D\). \(\square\)
We need a slight variant of the lemma for use in our situation: allow the vector field and hyperplane field be along a smooth map into \(\mathbb{E}\). Thus, we are given a smooth map \(\Psi:M\to U\subset\mathbb{E}\) defined on some manifold \(M(=\partial\Omega\times[0,\tau_{0}])\) and smooth maps \(X:M\to\mathbb{E}\) and \(D:V\to Gr(k-1,\mathbb{E})\), the Grassmannian of hyperplanes in \(\mathbb{E}\). (So \(k={\rm dim}(\mathbb{E})\).) The variant of the lemma asserts that if, for all \(m\in M\), we have \(\alpha\big{(}\psi(m)\big{)}\big{(}X(m)\big{)}>c\|X(m)\|\) while \(|\alpha\big{(}\psi(m)\big{)}(V)|<c\|V\|\) for all nonzero \(V\in D(m)\), then \(D(m)\) and \(X(m)\) are everywhere transverse. The proof is the same.
To apply the variant of the lemma to our situation, take \(\psi=\Psi:\partial\Omega\times[0,\tau_{0}]\to\mathbb{E}\) — the collar map, as before. Take the one-form to be \(\alpha=dU\). Take the vector field \(X\) along \(\Psi\) to be \(X(\tau,q)={{\partial}\over{\partial\tau}}\Psi(\tau,q)\). Take the hyperplane field along \(\Psi\) to be the image of the differential at \(q\) of \(q\mapsto\Psi(q,\tau)\). For the open set \(W\) we can take an energy annulus \(\{1<U<1+c^{\prime}\}\) where \(c^{\prime}<c\) is such that the image of \(\Psi\) covers all of \(W\). We are guaranteed such a \(c^{\prime}\) exists by inequality (4.14). Indeed, that inequality says we can take \(c^{\prime}=k_{1}t_{0}^{2}\).
We will have established transversality of \(X\) and \(D\) once we have established the two inequalities (B.1), (B.2) of the lemma.
Establishing inequality (B.1). We begin by establishing
Thus, \(\alpha\big{(}X(q_{0},\tau)\big{)}=dU(\nabla U\big{(}\Phi(q_{0},\tau)\big{)}+O(\tau)=|\nabla U\big{(}\Phi(q_{0},\tau)\big{)}\|\|X(q,\tau)\|+O(\tau)\). Now recall the bound (4.2), which asserts that \(c_{1}\leqslant\|\nabla U(q)\|\) on our energy annulus. Set \(c=c_{1}/2\) and choose \(\tau_{0}\) so small that the error term \(O(\tau)\) satisfies \(|O(\tau)|\leqslant c_{1}/2\) provided \(\tau\leqslant\tau_{1}\). With these choices, we get inequality (B.1) with \(c=c_{1}/2\).
Establishing inequality (B.2). Any \(V\in D(q,\tau)\) has the form
We proceed to establishing inequalities (B.4) and (B.5). Inequality (B.4) is implied by (B.5) and
We proceed to establishing inequalities (B.7), (B.6) and (B.5) in that order. For this purpose, fix the brake orbit \(q(t)=q(t,q_{0})\) and set
Establishing inequality (B.7). Set \(\xi(t)=\big{(}J(t),\dot{J}(t)\big{)}\in\mathbb{E}\times\mathbb{E}\) and
Establishing inequality (B.6). Since \(\dot{J}(0)=0\) we have that \(\dot{J}(t)=\int_{0}^{t}\ddot{J}(s)ds=\int_{0}^{t}A(s)J(s)ds\). Thus,
Establishing inequality (B.5). From \(J(t)=J(0)+J(t)-J(0)\) we get \(\|J(t)\|\geqslant\|J(0)\|-\|J(t)-J(0)\|\). But inequality (B.6) says \(\|J(t)-J(0)\|\leqslant Kt^{2}\|J(0)\|\). By taking \(|t_{0}|\) so that \(Kt_{0}^{2}\leqslant(1/2)\) we get \(\|J(t)\|\geqslant\|J(0)\|-\frac{1}{2}\|J(0)\|=\frac{1}{2}\|J(0)\|\) as desired.
Finally, replace the old \(\tau_{0}=t_{0}^{2}\) by the minimum of all the upper bounds \(\tau_{0}=t_{0}^{2}\), appearing for each of these finite numbers of inequalities to insure that all of them hold on the same interval.
APPENDIX C. A GAUSS LEMMA TYPE ARGUMENT: PROOF OF LEMMA 2
We prove the claim by the standard “calibration” argument of Hamilton – Jacobi theory. To begin let us observe that we can reparameterize the collar using JM arclength \(s\) rather than time \(t\). Thus, we write
Assume for the moment that the calibration conditions (C.1) and (C.2) hold. We show how they imply that \(s\) is equal to the JM distance \(S(A)\) in the collar. Fix a point \(A\) in the collar and consider any smooth path \(c:[0,T]\) in the collar connecting the Hill boundary to \(A\). Then \(s(A)-s(0)=s(A)=\int_{c}ds\). But \(|ds(\dot{c})|\leqslant\|\dot{c}\|_{JM}\), from which it follows that \(s(A)\leqslant\int_{c}\|\dot{c}\|_{JM}dt=\ell(c)\). This shows that \(s(A)\leqslant{\rm dist}(A,\partial\Omega):=S(A)\). On the other hand, if \(c\) is the brake orbit passing through \(A\) we get equality, proving that the brake orbits in the collar are JM minimizers. (The astute reader will be able to work out how to exclude paths that leave the collar neighborhood on their way to the boundary as well, using the fact that at some point they must reenter the collar to arrive at the boundary.)
We now verify the two calibration conditions (C.1) and (C.2). For inequality (C.1) and the implication “\(\Rightarrow\)” of Eq. (C.2) it suffices to show that \(T\) is orthogonal to the level sets of \(s\). For if this is the case, then any vector \(v\) in the collar neighborhood can be decomposed as an orthogonal direct sum:
We establish the required perpendicularity, Eq. (C.3), by following the standard proof of what is known as the “Gauss lemma”, recorded in [7] as Lemma 10.5 on p. 60, but without that name. Any vector \(W\) tangent to the level set of \(s=s_{0}\) at some point \(F(s_{0},q_{0})\) can be expressed in the form
But let us be careful! The orthogonality \(\nabla U(q_{0})\perp\partial\Omega\) is true in the Euclidean inner product, so, in a formal sense, also in the JM metric which is conformal to the Euclidean one. But maybe \(W\) or \(T\) blow up as \(s\to 0\) in such a way as to make this obvious fact not true. (Indeed, \(T\) must blow up!) So we roll up our sleeves and take the pain to make sure the limit \(\lim\limits_{s\to 0}\langle T,W\rangle\) actually exists and is zero. This grungy computation will finish off the proof.
In the remaining paragraphs all estimates of the form \(O(t^{2}),O(\tau)\) etc refer to estimates made using Euclidean norms. When we need to differentiate from the Euclidean and JM inner product, we use \(\langle\cdot,\cdot\rangle_{\mathbb{E}}\) for the Euclidean norm. From our earlier expressions we have, along a brake orbit, that \(T=\dot{q}\frac{dt}{ds}\) and \(\dot{q}=\frac{1}{2}t\nabla U(q_{0})+O(t^{3})\). But \(ds/dt=t^{2}w(q,t)\), so \(dt/ds=\frac{1}{t^{2}w(q,t)}\) by Eq. (4.19) with \(w\) smooth and bounded away from zero as \(t\to 0\). It follows that
We have seen that
Consequently, \(\langle T,W\rangle=\langle T,W\rangle_{JM}=u\langle T,W\rangle_{\mathbb{E}}\) has the following structure: \(\langle T,W\rangle_{JM}= u\langle\frac{1}{2}\frac{1}{tw(q_{0},t^{2})}\nabla U(q_{0})+O(t),J(0)+O(t^{2})\rangle_{\mathbb{E}}\). The leading order term of this expression, namely, \(u\langle\frac{1}{2}\frac{1}{tw(q_{0},t^{2})}\nabla U(q_{0}),J(0)\rangle_{\mathbb{E}}\) is zero since \(\langle\nabla U(q_{0}),J(0)\rangle_{\mathbb{E}}=0\). Also, \(u=O(t^{2})\). Thus \(\langle T,W\rangle_{JM}=uO(t)=O(t^{3})\to 0\). \(\square\)
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Montgomery, R. Brake Orbits Fill the N-Body Hill Region. Regul. Chaot. Dyn. 28, 374–394 (2023). https://doi.org/10.1134/S1560354723520027
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DOI: https://doi.org/10.1134/S1560354723520027