Abstract
Identifying patients that are likely to respond to cancer immunotherapy is an important, yet highly challenging clinical need. Using 3139 patients across 17 different cancer types, we comprehensively studied the ability of two common copy-number alteration (CNA) scores—the tumor aneuploidy score (AS) and the fraction of genome single nucleotide polymorphism encompassed by copy-number alterations (FGA)—to predict survival following immunotherapy in both pan-cancer and individual cancer types. First, we show that choice of cutoff during CNA calling significantly influences the predictive power of AS and FGA for patient survival following immunotherapy. Remarkably, by using proper cutoff during CNA calling, AS and FGA can predict pan-cancer survival following immunotherapy for both high-TMB and low-TMB patients. However, at the individual cancer level, our data suggest that the use of AS and FGA for predicting immunotherapy response is currently limited to only a few cancer types. Therefore, larger sample sizes are needed to evaluate the clinical utility of these measures for patient stratification in other cancer types. Finally, we propose a simple, non-parameterized, elbow-point-based method to help determine the cutoff used for calling CNAs.
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Introduction
Although various studies have shown that high tumor mutation burden (TMB) may predict immunotherapy response, at least in some cancer types1,2, more precise identification of patients that are likely to respond to cancer immunotherapy is still a challenging unmet clinical need. One promising approach to identify responders of immunotherapy has been to study the predictive ability of other measures of genomic alterations in cancer in these patients. Two natural candidates are scores based on copy-number alterations (CNAs): (a) tumor aneuploidy, which measures chromosome-level CNAs, and (b) global genomic CNAs, which quantifies the extents of both chromosomal and focal copy-number events3. Both tumor aneuploidy and genomic CNAs have been shown to play a role in cancer progression and to be predictive for cancer prognosis3,4,5.
Recently, Spurr et al. reported that the tumor aneuploidy score (AS), defined as the fraction of chromosome arms with arm-level CNAs in a sample, which was called using a loose cutoff of |log2 copy ratio| > 0.1, is significantly predictive of survival following immunotherapy in low-TMB patients, but not in high-TMB patients, in a pan-cancer analysis6. In addition, they reported that AS had stronger predictive power than another metric conceptually related to the AS, the fraction of genome encompassed by copy-number alterations (FGA) which quantifies the extent of both chromosomal and focal copy-number events6. As FGA combines both chromosomal and focal CNAs, if the association between CNAs and immunotherapy response is driven by the overall genomic instability, one would expect FGA to perform at least as well as AS in predicting immunotherapy response. Therefore, the conclusion in ref. 6 that AS is a better predictor than FGA in low-TMB patients is non-intuitive. Intrigued by these potentially clinically impactful findings, we set out to explore several related fundamental questions: (1) Does the choice of cutoff during CNA calling influence the predictive power? (2) Are AS and FGA also predictive of survival for high-TMB patients? (3) Are AS and FGA predictive of survival of patients following immunotherapy in individual cancer types?
Results
The choice of cutoff during CNA calling markedly influences the predictive power of AS and FGA for patient survival following immunotherapy
We first re-analyzed the same data used in ref. 6, i.e., the Samstein et al.’s cohort1 from MSK-IMPACT. This study analyzed a published cohort of 1660 advanced cancer patients from ten different cancer types treated with immune checkpoint blockade (ICB). Their results show that, at the pan-cancer level, a higher AS was associated with worse survival following immunotherapy among patients with low TMB (defined as the bottom 80% of TMB in each cancer type). However, their study did not explicitly identify the individual cancer types in which AS is predictive. As a pan-cancer Kaplan–Meier survival analysis (as performed in ref. 6) may be confounded by the cancer-type composition of the overall dataset, and as most clinical trials usually focus on individual cancer types, we first set out to compare the Kaplan–Meier survival curves of low-TMB patients with high versus low AS for each of the ten cancer types individually.
The initial cancer-type-specific analysis was performed by using the AS values provided in ref. 6 (which calls chromosome-level CNAs using the cutoff of |log2 copy ratio| > 0.1; denoted as AS0.1). Unexpectedly, a Kaplan–Meier survival analysis of low-TMB patients identified a statistically significantly worse survival following immunotherapy in a single individual cancer type, i.e., cancer of unknown primary, which refers to a group of cancers with unknown origin, often due to metastasis making it difficult to locate the primary site (n = 70, hazard ratio HR = 2.27, P = 0.031; Supplementary Fig. 1). Here, the HR denotes the relative risk of the AS0.1-high individuals compared to the AS0.1-low set as the reference.
Aiming to improve on these results, we observed that while the cutoff used to determine a CNA event in ref. 6 was |log2 copy ratio| > 0.1, the cutoff of |log2 copy ratio| > 0.2 in calculating AS and/or FGA was more frequently used (e.g., refs. 7,8,9). Our first hypothesis tested whether the choice of cutoff during CNA calling affects the predictive power of AS and FGA for survival following immunotherapy. To this end, we re-calculated AS and FGA for each sample using the CNA calling cutoff of |log2 copy ratio| > 0.2. We then compared the HRs of AS and FGA in individual cancer types using AS and FGA, respectively, in a multivariable Cox proportional hazards regression of overall survival with TMB and ICB drug class, as had been done in ref. 6. Remarkably, HRs were significantly increased for both AS (P = 0.019) and FGA (P = 0.032) by using the CNA calling cutoff of |log2 copy ratio| > 0.2 (denoted by AS0.2 and FGA0.2, respectively) compared to that calculated by using a cutoff of 0.1 in ref. 6 (denoted by AS0.1 and FGA0.1 respectively; Fig. 1).
Comparison of HRs using AS0.1 or AS0.2 or FGA0.1 or FGA0.2 in a multivariate Cox model with TMB and ICB drug class. Paired Wilcoxon test P values are displayed. In the plot, the upper and lower boundaries signify the first and third quartiles, correspondingly, the central line denotes the median, and the whiskers stretch to the most distant data points not classified as outliers (within 1.5 times the interquartile range). The data are from the Samstein et al.’s cohort1.
AS0.2 and FGA0.2 predict pan-cancer survival following immunotherapy for both high-TMB and low-TMB patients
Although AS0.2 and FGA0.2 are continuous variables, a binary score (based on high or low scores) is preferred in clinical decision-making. Following ref. 6, we determined the percentile to partition the AS0.2 scores into low and high so that they are optimally synergized with TMB to risk-stratify patients following immunotherapy by testing every tenth quantile within each cancer type, moving in increments from the 20th to 80th percentile, using a multivariate model with TMB (binned at 80th percentile) and ICB drug class. We identified the 60th percentile in each cancer type as the optimal binarization threshold to classify patients into high AS0.2 and low AS0.2 groups because it yielded highest multivariate HR with significant Bonferroni-corrected P value (Fig. 2a). Similarly, the optimal percentiles to binarize the AS0.1, FGA0.1, and FGA0.2 scores are 50th, 40th, and 50th, respectively (Fig. 2a).
a The x axis shows candidate binarization proportions 0.1 through 0.9 corresponding to 10th through 90th percentiles to partition patient scores into high score versus low score at each percentile. In total, 1660 multivariate Cox models as part of the leave-one-out cross-validation analysis are constructed with AS0.1 or AS0.2 or FGA0.1 or FGA0.2 (binned at the candidate binarization percentile), TMB (binned at the 80th percentile), and ICB drug class. The Wald P values and multivariate HRs with 95% confidence intervals are displayed, respectively. Black arrows indicate Wald P values and multivariable HRs at the optimal percentiles, respectively. Dashed line denotes the Bonferroni-corrected P = 0.05. b Pan-cancer Kaplan–Meier analysis of AS0.2 binned at the 60th percentile and TMB binned at the 80th percentile in the Samstein et al.’s cohort. c, d Pan-cancer Kaplan–Meier analysis of FGA0.2 binned at the 50th percentile and TMB binned at the 80th percentile in the Samstein et al.’s cohort (c) and in the Chowell et al.’s cohort (d). e Pan-cancer Kaplan–Meier analysis of AS0.2 binned at the 60th percentile and AS0.1 binned at the 50th percentile in the Samstein et al.’s cohort. HR and P values of pairwise comparisons between different groups are shown. H high, L low.
Then, we tested our second hypothesis, examining whether AS0.2 and FGA0.2 can predict survival outcomes for both high-TMB patients and low-TMB patients. Strikingly, both AS0.2 and FGA0.2 had similar effect size in predicting survival in high-TMB patients compared with that in low-TMB patients, respectively. Specifically, the HRs between high and low AS0.2 groups were 1.23 and 1.34, respectively, among high-TMB versus low-TMB patients (Fig. 2b); Similarly, the HRs between high and low FGA0.2 groups were 1.32 and 1.35, respectively, among high-TMB versus low-TMB patients (Fig. 2c). Overall, by using TMB and AS0.2 (or FGA0.2) together, we can classify patient survival following immunotherapy into four groups: high TMB & low AS0.2 (or FGA0.2) > high TMB & high AS0.2 (or FGA0.2) > low TMB & low AS0.2 (or FGA0.2) > low TMB & high AS0.2 (or FGA0.2). In addition, FGA0.2 was found to have consistently slightly higher HRs and lower P values than AS0.2 (Fig. 2a–c), which suggests that FGA0.2 is better or performs at least as well as AS0.2 in predicting pan-cancer ICB response.
To further test this finding in other datasets, we analyzed another MSK-IMPACT cohort published recently by Chowell et al.8. In the Chowell et al.’s cohort, there are in total 15 cancer types, 8 of them are in common with the above-used Samstein et al.’s cohort (we merged gastric and esophageal cancers in the Chowell et al.’s cohort into esophagogastric cancer to keep in line with the tumor type classification in the Samstein et al.’s cohort). We note that we could not use the Chowell et al. data to validate the AS analysis because these data do not include AS values and it is not possible to calculate the AS values based on the publicly available information. Consistently, FGA0.2 was found to predict survival following immunotherapy for both high-TMB and low-TMB patients. Specifically, the HRs between high and low FGA0.2 groups were 1.63 and 1.18, respectively, among high-TMB versus low-TMB patients (Fig. 2d).
We hypothesized that CNA calling cutoff |log2 copy ratio| > 0.1 is a too low cutoff, which introduced noise in calculating patient AS, and thus dampened its predictive power of survival following immunotherapy. To test this hypothesis, we divided patients in the Samstein et al.’s cohort into four groups by their high/low AS0.1/AS0.2 scores and compared the Kaplan–Meier survival curves (Fig. 2e). We found that, among high AS0.2 or among low AS0.2 patients, there was no significant survival difference between patients that had high or low AS0.1 values. In contrast, among high AS0.1 patients, a subset of patients, i.e., the low AS0.2 patients, had much better survival rates than high AS0.2 patients (HR = 1/1.33 = 0.75, P value = 0.009); they actually achieved similar survival rates as the low AS0.1/low AS0.2 patients (HR = 1, P value = 0.9). On the other hand, among low AS0.1 patients, a subset of patients, i.e., the high AS0.2 patients, had significantly worse survival rates than low AS0.2 patients (HR = 1.34, P value = 0.06); they actually had similar survival rates as the high AS0.1/high AS0.2 patients (HR = 1, P value = 0.9). This result testifies that the AS0.1 indeed mis-classifies a number of patients as a result of the loose CNA calling cutoff used. Further investigation into the patients that were misclassified by AS0.1 showed that the “low AS0.2, high AS0.1” patients had significantly lower tumor purity than the “high AS0.2, high AS0.1” patients; and similarly, the “high AS0.2, low AS0.1” patients had significantly higher tumor purity than the “low AS0.2, low AS0.1” patients (Supplementary Fig. 2). These findings suggest that tumor purity may, at least partially, explain the switch of some samples from high/low AS0.1 to low/high AS0.2. However, further studies are needed to fully understand the relationship between AS and tumor purity and to determine the optimal cutoff for AS in predicting patient response to immunotherapy when such data are available.
AS0.2FGA0.2 predict survival following immunotherapy in certain individual cancers
Having demonstrated that AS0.2 and FGA0.2 predict survival following immunotherapy for both high-TMB and low-TMB patients at the pan-cancer level, we next asked whether these scores could also predict survival in individual cancer types. As a result, in the Samstein et al.’s cohort, FGA0.2 had significant HRs for pan-cancer (HR = 1.36, P < 0.0001) and in three individual cancer types in Kaplan–Meier survival analysis, i.e., renal cell carcinoma (HR = 2.03, P = 0.01), melanoma (HR = 1.78, P = 0.002), and bladder cancer (HR = 1.73, P = 0.009; Fig. 3a). In comparison, AS0.2 yielded significant Kaplan–Meier univariable HRs in bladder cancer and renal cell carcinoma, and marginally significant multivariate HRs in melanoma (Supplementary Fig. 3). Comparison of HRs using AS0.2 or FGA0.2 in a multivariable Cox model with TMB (binned at the 80th percentile) and ICB drug class yielded very similar result (Fig. 3a and Supplementary Fig. 3). Overall, we conclude that FGA performs comparable to or better than AS in predicting immunotherapy response in individual cancers, suggesting that it is the overall genome affected by CNAs (rather than the individual CNA length or mechanism of formation) that drives the observed CNA-immunotherapy response associations.
Univariable Kaplan–Meier survival analysis and multivariable survival analysis using Cox proportional hazards regression of overall survival with FGA0.2 (binned at the 50th percentile), TMB (binned at the 80th percentile), and ICB drug class in the Samstein et al.’s cohort (a) and in the Chowell et al.’s cohort (b). In the plot, squares positioned at midpoints symbolize point estimates of HRs, and the accompanying bars indicate 95% confidence intervals. Wald P values are displayed.
We further tested the robustness of FGA0.2 in predicting survival following immunotherapy in the other dataset, i.e., the Chowell et al.’s cohort. As a result, FGA0.2 had significant Kaplan–Meier univariable HRs for pan-cancer (HR = 1.22, P = 0.003) and in renal cell carcinoma (HR = 2.07, P = 0.019) and melanoma (HR = 1.75, P = 0.018). Again, multivariable Cox model with adjustment of TMB (binned at the 80th percentile) and ICB drug class yielded similar result (Fig. 3b). However, FGA0.2 did not predict worse survival for high FGA0.2 in bladder cancer in this cohort as what in the Samstein et al.’s cohort (HR = 0.79, P = 0.39; Fig. 3b), which might be due to the small sample size in the Chowell et al.’s cohort (n = 82; Fig. 3b), and/or, due to tumor heterogeneity. For example, further comparison analysis showed that bladder cancer samples in the Samstein et al.’s cohort had slightly lower mean FGA0.2 value (0.19 versus 0.23, P = 0.14) and better survival (HR = 0.75, P = 0.098) than that in the Chowell et al.’s cohort (Supplementary Fig. 4).
Interestingly, FGA0.2 predicted significant HRs for one more cancer type, non-small cell lung cancer, although with modest HR values (HR = 1.25, P = 0.05; Fig. 3b). Given that the HR values in the Samstein et al.’s cohort show a similar trend but are non-significant (HR = 1.19, P = 0.19; Fig. 3a), we wondered whether the difference in statistical significance might be due to the difference of sample size. Therefore, we performed a power analysis to estimate the sample size needed for achieving statistical significance P value less than 0.05. The estimated sample size for non-small cell lung cancer in the Samstein et al.’s cohort to achieve P < 0.05 is about 1600 (Supplementary Table 1). Similarly, it was found that colorectal cancer might also achieve significant HR > 1 with a sample size of ~600 patients in both cohorts (Supplementary Table 1). Our data analysis revealed that significant Kaplan–Meier survival analysis always corresponded to significant multivariate analysis in individual cancer types and vice versa. Therefore, it is unlikely that the limited efficacy of AS/FGA in certain cancer types is due to the choice of univariate or multivariate analysis. Instead, sample size limitation may be a critical factor for specific cancer types, as suggested by our power analysis. In contrast, in some cancer types, extremely large estimated sample size is needed for achieving statistical significance, .e.g., esophagogastric cancer (Supplementary Table 1). It is more plausible that AS/FGA may not work in those cancer types due to specific underlying biological factors.
In addition, to investigate whether mutation of specific genes may contribute to the survival difference following immunotherapy, we performed a differential gene mutation frequency analysis among high FGA0.2 (or AS0.2) group versus low FGA0.2 (or AS0.2) group in the two cancer types in the Samstein et al.’s cohort with the largest sample size, i.e., melanoma and non-small cell lung cancer. We found that none of the genes had significantly differential mutation frequencies between the high FGA0.2 (or AS0.2) versus low FGA0.2 (or AS0.2) patients after multiple testing correction (Supplementary Table 2).
The elbow-point-based method offers one systematic way to determine the cutoff used for calling CNAs
Finally, as shown above, the cutoff used for calling CNAs is critical for calculating AS0.2 and FGA0.2. A low cutoff of |log2 copy ratio| in calling CNA events might introduce noise (false positives), whereas a high cutoff might result in missing true events (false negatives). There are a number of parameters that may affect the optimal cutoff, e.g., cancer type, tumor purity, and the platform used for CNA calling (e.g., whole-exome sequencing, single nucleotide polymorphism arrays, and shallow whole genome sequencing)10,11,12,13,14. The variance of these parameters in different cancer types is likely to explain why AS and FGA scores have very different predictive power in distinct cancer types. We hence reasoned that an arbitrary threshold could never be optimal for all datasets and searched for an unbiased approach for threshold calling. We used the elbow method, which was developed to identify a cutoff point that optimally distinguishes between two qualitative, discrete states15. This method has been found to be effective in determining optimal parameter thresholds in a variety of data-driven optimization tasks including the determination of the number of clusters, determination of the number of principal components, and with relevance to our goal, determination of the threshold on a receiver operating characteristic curve16,17,18.
We calculated the elbow points of CNA calling cutoff |log2 copy ratio| for AS for all ten individual cancer types (exemplified as in Fig. 4a), which are in the range of 0.14–0.22 with 95% confidence interval in the range of 0.12–0.27 (Fig. 4b). Therefore, the cutoff of 0.1 used in ref. 6 is well-below the elbow points for all individual cancer types. However, on the other hand, the average values of elbow points across different cancer types of both AS and FGA are 0.17, which is very close to the cutoff of 0.2 used above. These facts may explain why the 0.2 cutoff performs much better than the 0.1 cutoff. We further re-evaluated the predictive power of AS by calculating AS using the elbow points as the CNA calling cutoff per cancer types (denoted as ASEP). We identified the 30th percentile as the optimal binarization threshold to classify patients into high ASEP and low ASEP groups (Supplementary Fig. 5). The multivariable HRs of binarized ASEP (with adjustment of TMB and ICB drug class) in individual cancer types were, on average, greater than those obtained using AS0.1 (Δ mean HR = 0.21, P = 0.08; Fig. 4c). Furthermore, ASEP predicted significant HR in melanoma and marginally significant HRs in two other cancer types, i.e., non-small cell lung cancer and renal cell carcinoma, tested by both Kaplan–Meier univariable survival analysis and multivariable Cox model with adjustment for TMB and ICB drug (Fig. 4c, d). The elbow-point-based method to determine the cutoff used for calling CNAs yielded similar result in FGA (Supplementary Figs. 5 and 6). To test if differential tumor purity across different cancer types may contribute to the variation of elbow points in individual cancer types, we investigated the relationship between elbow points and average tumor purity. A weak negative but statistically non-significant correlation was found (Supplementary Fig. 7).
a The elbow method for determining the cutoff of |log2 copy ratio| was used in calling AS for individual cancer types (exemplified by esophagogastric cancer here). The AS for each patient with different calling cutoffs are shown in black curves. The mean value of all patients is shown in the red curve. The mean elbow point is shown with 95% confidence intervals, which are calculated using 1000-replicate bootstrapping. b The elbow-point values of the cutoff of |log2 copy ratio| in calculating AS in individual cancer types. The bars represent 95% confidence intervals of the elbow-point values calculated using a 1000-replicate bootstrapping. c Comparison of HRs using AS0.1 or ASEP in a multivariate Cox model with TMB (binned at the 80th percentile) and ICB drug class. The difference of mean HRs of AS0.1 and ASEP and paired Wilcoxon test P value are displayed. Wald P values for HRs of ASEP in individual cancer types are displayed at the right side of the plot. The upper and lower boundaries signify the first and third quartiles, correspondingly, while the central line denotes the median. Whiskers stretch to the most distant data points not classified as outliers (within 1.5 times the interquartile range), and outliers are illustrated as points above and below the box-and-whisker diagram. d Univariable Kaplan–Meier survival analysis and multivariable survival analysis using Cox proportional hazards regression of overall survival with AS calculated using cancer-type-specific elbow-point-based CNA calling cutoff (ASEP; binned at the 30th percentile), TMB (binned at the 80th percentile), and ICB drug class. Wald P values are displayed. Squares positioned at midpoints symbolize point estimates of HRs, and the accompanying bars indicate 95% confidence intervals. The data are from the Samstein et al.’s cohort1.
In addition, we also tested using another method to determine the cutoff, testing a Gaussian mixture model. However, the Gaussian mixture model gave unrealistically high cutoff values ranging from 0.35 to 0.39 for individual cancer types (Supplementary Fig. 8a), which resulted in AS = 0 for nearly half of the samples (Supplementary Fig. 8b).
Taken together, these results suggest that the elbow method, a simple and non-parametric method, is robust and superior to some arbitrarily chosen cutoffs (e.g., the 0.1 cutoff used in ref. 6). However, it was not possible to further test the elbow method in the Chowell et al.’s cohort due to the inaccessibility of some of the data. In the future, the elbow-point-based method needs to be tested in more cohorts to further validate it. Moreover, as tumor purity and ploidy information of samples per tumor type are important factors in detecting CNAs, more sophisticated methods (e.g., iChorCNA12, Accurity14) are needed to take this information into consideration before determining the cutoff for CNA calling when such data are available.
Discussion
In summary, we have comparatively assessed the power of AS and FGA in predicting patient survival following immunotherapy in pan-cancer and individual cancer types. Addressing our research questions, we first show that choice of cutoff during CNA calling greatly influences the predictive power of AS and FGA for patient survival following immunotherapy. Specifically, the AS measure defined in ref. 6 (AS0.1) cannot significantly predict survival benefit following immunotherapy in low-TMB patients in any single cancer type (Supplementary Fig. 1). AS0.2 and FGA0.2, re-calculated using a more appropriate pan-cancer CNA calling cutoff of |log2 copy ratio| > 0.2, have a considerably stronger predictive power of survival following immunotherapy (Fig. 1). Second, we show that AS0.2 and FGA0.2 predict pan-cancer survival following immunotherapy for both high-TMB and low-TMB patients, rather than in low-TMB patients only, as was claimed in ref. 6; as evidence, the arbitrary cutoff of |log2 copy ratio| > 0.1 used in ref. 6 is found to misclassify many patients (Fig. 2). Finally, from a translational standpoint, the currently available data suggest that both AS and FGA can significantly predict survival following immunotherapy in only a few cancer types (Figs. 3 and 4). Therefore, larger sample sizes are required to evaluate, and ultimately use these measures within individual cancer types.
Methods
Patient samples
Data for the Samstein et al.1 cohort (MSK-IMPACT) were downloaded from cBioPortal at http://www.cbioportal.org/study?id= tmb_mskcc_2018. Segmented copy-number data were downloaded from AACR Project GENIE v.7.1. Note that one sample of skin cancer-nonmelanoma was excluded from the analyses as it was the only sample representing this specific histology. Data for the Chowell et al.’s cohort were obtained from the Supplementary Table of ref. 8.
Copy-number alteration and tumor aneuploidy assessment
AS were calculated using ASCETS v.1.1 at https://github.com/beroukhim-lab/ascets with the following command line:
where x is the CNA calling cutoff, defined as the threshold at which a CNA event is counted if |log2 copy ratio | > x.
FGA was calculated as the ratio between the sum of the lengths of the genomic segments with |log2 copy ratio| > x, and the sum of the lengths of all measured segments:
CNA calling cutoff point determination
The elbow-point-based method
CNA events, which were used to calculate AS and FGA, were first called using |log2 copy ratio| cutoffs ranging from 0.01 to 0.5 with a step size of 0.01. Then, to calculate the cancer-type-specific elbow points of cutoffs, mean values of AS/FGA across samples in individual cancer types were calculated under each cutoff to generate the AS/FGA-cutoff curves. Finally, the cancer-type-specific elbow point in each bootstrap replication was calculated using Python package kneed v.0.8.1; and 95% confidence intervals of elbow points were determined from 1000-replicate bootstrapping.
The Gaussian mixture model
|log2 copy ratio| cutoffs were calculated in a similar way as the elbow method, except that in the final step, the cutoff point was determined by the Gaussian mixture model with two components using the GaussianMixture() function in the Python package sklearn v.1.2.1. This model assumes that the data is generated from two Gaussian distributions with different means and variances, and that each data point belongs to one of the two distributions with a certain probability.
Binarization of TMB, AS, and FGA
The patient TMB, AS, and FGA values were binarized into score-high versus score-low groups in a cancer-type-specific manner. Specifically, in each cancer type, the patients who had the top 20% of the TMB values were classified into high-TMB group, while others were classified into low-TMB group following1. To determine the optimal binarization of AS and FGA that effectively synergized with TMB for risk stratification of patients undergoing immunotherapy, we performed a comprehensive analysis. This involved testing every tenth quantile within each cancer type, ranging from the 20th to 80th percentile, using a multivariate model that incorporated TMB (binned at the 80th percentile) and ICB drug class following6. Leave-one-out cross-validation was conducted to identify the optimal threshold for defining high versus low AS (or FGA). In detail, for each threshold, we constructed a Cox proportional hazards survival model incorporating binarized AS (or FGA), TMB, and drug class. This process was repeated iteratively for the cohort size (n = 1660), with one unique patient left out in each iteration. The goal was to identify the threshold that yielded the highest multivariate HR in synergy with TMB, while maintaining a significant Bonferroni-corrected P value (see Fig. 2a).
Statistical analysis
Survival analysis
Kaplan–Meier survival analysis was performed using the R packages survminer v.0.4.9 and survival v.3.3.1, and HR and P values were calculated with univariable Cox proportional hazard regression using the coxph() function19. Multivariable analysis was performed with Cox proportional hazard regression in individual cancer types, with inclusion of covariates including FGA (or AS), TMB and ICB drug class.
Power analysis
The power analysis of minimum sample size estimation for achieving statistically significant survival difference (Kaplan–Meier HR > 1, P < 0.05) in individual cancer types in the Samstein et al.’s cohort was performed using the R package powerSurvEpi v.0.1.3 with parameter “power = 0.8”, which means that there is an 80% chance of correctly detecting a statistically significant effect if one exists.
Gene mutation frequency analysis
We defined the gene mutation frequency in a group of patients as the fraction of patients with mutations in the gene of interest. To identify genes with significantly different mutation frequencies between AS (or FGA) high and low groups, we compared the gene mutation frequencies in the two groups using the chi-squared test. We used the chi2_contingency() function from the Python package scipy v.1.10.1 to perform the chi-squared test. To correct for multiple testing, we applied the Bonferroni correction.
Reporting summary
Further information on research design is available in the Nature Research Reporting Summary linked to this article.
Data availability
Data for the Samstein et al.’s cohort are available at https://www.cbioportal.org/study/summary?id=tmb_mskcc_2018 and the GENIE20 v.7.1 release: https://www.synapse.org/#!Synapse:syn7222066/wiki/405659. Data for the Chowell et al.’s cohort are available from the Supplementary Table of ref. 8 at https://static-content.springer.com/esm/art%3A10.1038%2Fs41587-021-01070-8/MediaObjects/41587_2021_1070_MOESM3_ESM.xlsx, where FGA, TMB, ICB drug class, and overall survival information are provided. Aneuploidy scores were called using ASCETS at https://github.com/beroukhim-lab/ascets and values for each sample are provided in the GitHub repository at https://github.com/rootchang/Aneuploidy-FGA-ICB.
Code availability
All code necessary to replicate these analyses is provided in the following GitHub repository: https://github.com/rootchang/Aneuploidy-FGA-ICB.
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Acknowledgements
This research was supported in part by the NIH Intramural Research Program, National Cancer Institute. This work utilized the computational resources of the NIH HPC Biowulf cluster (http://hpc.nih.gov). The authors would like to acknowledge the American Association for Cancer Research and its financial and material support in the development of the AACR Project GENIE registry, as well as members of the consortium for their commitment to data sharing. Interpretations are the responsibility of the study authors.
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Open Access funding provided by the National Institutes of Health (NIH).
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T.-G.C. and E.R. conceived and designed the study. T.-G.C. and Y.C. collected and managed the data. T.-G.C., Y.C., and E.D.S. performed the statistical analyses. U.B.-D. and A.A.S. provided statistical advice. All authors critically revised the manuscript for important intellectual content.
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E.R. is a co-founder of MedAware, Metabomed and Pangea Biomed (divested), and an unpaid member of Pangea Biomed’s scientific advisory board. U.B.-D. receives grant funding from Novocure. The remaining authors declare no competing interests.
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Chang, TG., Cao, Y., Shulman, E.D. et al. Optimizing cancer immunotherapy response prediction by tumor aneuploidy score and fraction of copy number alterations. npj Precis. Onc. 7, 54 (2023). https://doi.org/10.1038/s41698-023-00408-6
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DOI: https://doi.org/10.1038/s41698-023-00408-6
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