Abstract
More reliable biomarkers using near-patient technologies are needed to improve early diagnosis and intervention for patients with renal disease. Infrared (IR) vibrational spectroscopy/microspectroscopy is an established analytical method that was first used in biomedical research over 20 years ago. With the advances in instrumentation, computational and mathematical techniques, this technology has now been applied to a variety of diseases; however, applications in nephrology are just beginning to emerge. In the present study, we used attenuated total reflectance Fourier transform infrared (ATR-FTIR) spectroscopy to analyze urine samples collected from rodent models of inflammatory glomerulonephritis (GN) as well as from patients with crescentic GN, with the aim of identifying potential renal biomarkers; several characteristic mid-IR spectral markers were identified in urine samples. Specifically, a 1545 cm−1 band increased in intensity with the progression and severity of GN in rats, mice and humans. Furthermore, its intensity declined significantly in response to corticosteroid treatment in nephritic rats. In conclusion, our results suggest that specific urinary FTIR biomarkers may provide a rapid, sensitive and novel non-invasive means of diagnosing inflammatory forms of GN, and for real-time monitoring of progress, and response to treatment.
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Introduction
Despite ongoing efforts to develop effective treatments for kidney diseases, the number of patients with chronic kidney disease (CKD) and end-stage renal failure (ESRF) continues to grow worldwide1. The conventional renal biomarkers of serum creatinine (Scr) and proteinuria (or albuminuria) are used widely, but are relatively insensitive in that they change later in disease. Scr is also affected by several non-renal factors such as age, gender and body mass2. For many patients, by the time a rise in Scr is detected, 50% of renal function has been lost and the presence and extent of proteinuria is highly variable3; moreover, although proteinuria can correlate with disease severity, it cannot distinguish between acute and chronic forms of injury4, 5. The result is that renal disease is often detected too late for any beneficial therapeutic intervention, which can lead to poor renal outcomes. Renal biopsy is currently a reliable method of diagnosing the nature and extent of renal disease, but repeated biopsy is limited in a clinical setting, because of its invasiveness. Thus, sensitive non-invasive biomarkers of early renal injury are needed for prompt detection and monitoring of patients, and for better clinical trial design.
Fourier transform infrared (FTIR) spectroscopy measures absorption of IR light caused by transitions between energy levels of molecular vibrational normal modes6, 7. FTIR spectroscopy covers the 6000–200 cm−1 region of the electromagnetic spectrum. Particularly useful when analyzing biological samples is the mid-IR fingerprint region of 1800-900 cm−1 where many molecules exhibit characteristic absorption bands. For example, protein peptide bonds have amide I (1690-1600 cm−1) and amide II (1575-1480 cm−1) bands; deoxyribonucleic acid has symmetric and asymmetric PO2 − stretches at 1244 cm−1 and 1089 cm−1, respectively7,8,9. FTIR spectroscopy and FTIR microscopy imaging have been increasingly applied to diseases such as cancer by analyzing biofluids, tissue sections or cells10,11,12,13,14,15,16,17,18,19. The spectral data can provide rapid quantitative and qualitative measurements of biochemical changes caused by pathologies and without chemical modification of the original fluid or tissue samples. FTIR spectroscopy/microspectroscopy has been investigated recently as a potential diagnostic tool in various forms of kidney diseases20,21,22,23. Its main advantages are that it is ‘manipulation-free’, chemically non-destructive, cost-effective, and potentially operator-independent, unlike many other spectroscopy-based analytical platforms applied to urine, such as mass spectroscopy and nuclear magnetic resonance. However, despite a continuous increase in applications of biomedical spectroscopy, several challenges encountered during clinical-translational research should be considered to overcome them. For instance, large-scale randomised control trials and incorporation with current standard diagnositc methods are required to prevent the bias from small sample studies, and further validate spectral biomakers or signatures for diagnositc or prognostic purposes7, 24. Besides, appropriate standarization (e.g. sample spectral collection and preanalytic processing), the roubustness of analytic methods, and automation will be helpful to facilitate real clinical translation with the respect to technical issue7, 25, 26.
In the present study, our aim was to identify specific FTIR spectral markers of renal injury in rodent models of acute and progressive glomerulonephritis (GN), and human inflammatory (crescentic) GN. Promising markers were assessed as a means of monitoring therapeutic responses and their relationship to extents of proteinuria as measured by standard clinical methods.
Methods
Animal models of glomerulonephritis (GN)
All animal methods were carried out in accordance with the relevant guidelines of Animals (Scientific Procedures) Act 1986 authorized by the Home Office, United Kingdom (UK). The animal experimental protocols were approved by Imperial College London, UK.
The rat model of progressive crescentic GN
Wistar Kyoto (WKY) rats (Charles River Laboratories, London) weighing around 200–300 gm were used. Nephrotoxic nephritis (NTN) was induced in male WKY rats by a single intravenous injection of 0.1 ml rabbit anti-rat glomerular basement membrane antiserum. NTN in WKY rats is a reproducible rodent model of progressive glomerulonephritis, presenting histological features similar to human crescentic GN27. Following the injection of nephrotoxic serum (NTS), the rats were divided into four groups for study at different time points after injection that have distinct pathophysiological characteristics: (1) NTN at 8 days (d8 NTN, n = 20): acute inflammation, (2) NTN at 14 days (d14 NTN, n = 18): severe inflammation, (3) NTN at 21 days (d21 NTN, n = 17): early renal fibrosis, and (4) NTN at 28 days (d28 NTN, n = 18): late fibrosis and renal failure. Findings were compared with that from age-matched healthy normal WKY rats (n = 34). The rats were housed in metabolic cages with free access to food and water for 24 hours to collect urine. All of the urine samples were centrifuged at 1800 rpm (4 °C) for 5 minutes and then frozen at −20 °C for later measurements.
A mouse model of spontaneous lupus nephritis
Female F1 hybrids of New Zealand Black and New Zealand White, (NZB x NZW) F1, mice were purchased from Harlan Laboratories UK. This mouse strain is capable of developing spontaneous autoimmune glomerulonephritis that resembles human lupus nephritis (LN)28. Twenty-four hour urine was collected from 14 (NZB x NZW) F1 mice aged between five and eight months. Urine dipstick testing in 11 mice ranged from negative to 1 + protein (i.e. 5 mice were negative, 5 mice had trace, and one mouse had 1 + protein, respectively); 2 mice had 2 + protein and 5 mice had 3 + to 4 + protein.
Corticosteroid treatment in a rat model of experimental crescentic GN
Rats were grouped into: (1) normal WKY rats (n = 4) as controls; (2) NTN-treated WKY rats (n = 6) given dexamethasone treatment (0.25 mg/kg) by intraperitoneal (ip) injection (Sigma-Aldrich, UK) every 4 days; (3) NTN-treated WKY rats (n = 6) given vehicle only (0.25 mg/kg ip of sterile 1xPBS) every 4 days. Twenty-four hour urine was collected from nephritic rats following the injection of NTS at 4 days, 8 days, 14 days, 21 days and 28 days, and compared with normal and untreated rats at each time point.
Clinical crescentic GN and other kidney diseases
Twenty-four antineutrophil cytoplasmic antibody (ANCA) vasculitis patients (26–82 years old) and 11 healthy volunteers (23–56 years old) were studied following written informed consent; this study protocol had been approved by the local research ethics committee (NRES Committee London-West London [REC reference 04/Q0406/25]) and the study was approved by Imperial College Healthcare NHS Trust. All methods were performed in accordance with the guidelines and regulations issued by the Joint Health Compliance Office, Academic Health Science Centre, Imperial College London and Imperial College Healthcare NHS Trust, United Kingdom. Urine samples were collected in outpatient clinics at the Hammersmith Hospital, Imperial College London, and centrifuged at 1800 rpm (4 °C) for 10 minutes. FTIR analysis was then done soon after collection. Healthy volunteers were not known to have kidney disease or hypertension or diabetes, and their dipstick urine tests were negative for protein, blood and sugar. The 24 vasculitis patients were biopsy proven crescentic GN showing various degrees of kidney damage and were being treated with corticosteroid, cyclophosphamide, azathioprine or mycophenolate mofetil, according to a standard protocol. The following information was retrieved from medical records: patient age, gender, urinalysis, urinary protein-to-creatinine ratio (uPCR), estimated glomerular filtration rate (eGFR), the titer of ANCA and results of histological study. Crescentic GN patients with eGFR ≧ 60 ml/min/1.73 m2 were considered to have mild renal impairment, whereas crescentic GN patients with eGFR <60 ml/min/1.73 m2 were considered to have moderate to severe renal impairment. Furthermore, the remission of ANCA-associated crescentic GN was defined by the absence of ANCA and urine dipstick-negative for protein or uPCR ≦ 45 mg/mmol. In contrast, active crescentic GN patients had positive ANCA and an uPCR > 45 mg/mmol.
Proteinuria measurement
The sulphosalicylic acid (SSA) assay was used to quantify protein excretion in rat urine; for mouse urine, the level of proteinuria was determined using dipstick testing only.
Urine Protein Ultrafiltration
Urine samples of normal, day 8 NTN and day 21 NTN rats were filtered through different sizes of AMICON Ultra 4 ml Centrifugal Filters (Merck Millipore, UK) with molecular weight cut-offs (MWCO) of 10,000 (10 K), 30,000 (30 K), 50,000 (50 K) and 100,000 (100 K), respectively. Subsequently, the ultrafiltrates were collected and then analyzed using ATR-FTIR.
ATR-FTIR measurement
After thawing at room temperature, urine samples from rats, mice and humans were prepared by diluting with distilled water to 1:30, 1:20 or 1:40 (urine: water). Pipetting 5 µl of diluted urine was pipetted onto a silicon ATR prism (SensIR, 3 mm diameter, 3 reflections) and dried by nitrogen gas at a flow rate of 400 mL/min. Spectra were subsequently recorded with a Bruker Optics, Germany, IFS 66/S FTIR spectrometer equipped with an Mercury cadmium telluride (MCT)-A detector cooled using liquid nitrogen. All absorbance spectra were recorded in the 4000–800 cm−1 frequency range versus a clean prism background. Each spectrum was computed from the average of 500 interferograms at 4 cm−1 resolution using the clean prism surface for recording of the background spectrum. The prism surface was cleaned using distilled water and ethanol between samples. The resultant FTIR absorbance spectra were analyzed with Bruker 6.5 and Origin Pro 9.1 software.
Urine spectral assignment: processing and analysis
Absorbance spectra were pre-processed by removal of any contribution from water vapor, followed by normalization to the peak of urea at 1450 cm−1 and conversion to the second derivative forms Fig. 1(a). The rationale for choosing urea rather than creatinine for spectral normalization is that urea is a dominant component of urine FTIR spectra and is a reasonable measure of urine concentration, whereas in small animals such as rats and mice, the spectrum for urinary creatinine is too weak to provide a reliable measure of urinary dilution. Next, features of interest were quantified by integration between two frequency limits and intensities were compared between different disease states or treatment groups Fig. 1(b). The scheme of FTIR spectral acquisition and analysis of urine is illustrated in Fig. 2. Comparisons of the average normalized second derivative spectra of each nephritic group with that of the healthy control revealed six features of interest as possible markers to distinguish normal from nephritic groups Fig. 3(a) and (b). Integrated areas of these features were obtained from individual samples [i.e. normal rats (n = 34), day 8 NTN rats (n = 20), day 14 NTN rats (n = 18), day 21 NTN rats (n = 17) and day 28 NTN rats (n = 18)]. The results were then analyzed by a pairwise principal component analysis (PCA) for exploration of the most significant spectral responses in the multivariate IR data set, and discrimination of spectroscopic changes between different experimental groups. In addition, the one-way Analysis of Variance (ANOVA) followed by Fisher’s Least Difference Significant (LDS) post hoc test was conducted to verify the significance of the selected spectral markers (Table 1). The data are expressed as means with standard deviations (SD). The level of statistical significance considered p < 0.05. Origin Pro 9.1 was used for all the statistical analyses.
Results
Three potential spectral markers (i.e. the bands at the positions of 1668 cm−1, 1545 cm−1 and 1033 cm−1) were identified in dried urine that related to inflammation, progression of GN and chronic renal fibrosis, respectively
Initially five potential peaks of interest were identified by comparisons of the average normalized second derivative spectra of each nephritic group with that of the healthy control Fig. 3(a) and (b). Subsequently, PCA analysis was used for differentiation of these spectral data into two categories, normal rats versus rats at day 28 NTN. The PCA loadings and scatter plots displayed the five spectral features and individual samples on the first two components Fig. 3(c). The first principal component (PC1) (46.6%), the second principal component (PC2) (29.1%) and the third principal component (PC3) (14.9%) accounted for 90.6% of total variance for the six spectroscopic changes. The loading plot also illuminated that the spectral features at 1545 cm−1 and 1242 cm−1 were associated with PC1 while the spectral features a 1107 cm−1 and 1033 cm−1 were associated with PC2. The 1668 cm−1 spectral marker was more related to PC3. In Table 1, it showed the results of quantitation of these five features and the concentrations of urine urea and creatinine. The statistical significances of all five possible urinary spectral markers were further tested by one-way ANOVA and Fisher’s LDS post hoc test (Fig. 4), and three of the five IR features were found to be were statistically significant as potential biomarkers of kidney injury in experimental GN. In Fig. 5(a), the PCA biplot simultaneously displays information on locations of individual samples and correlations among these three potential IR features: the 1668 cm−1, 1545 cm−1 and 1033 cm−1 bands. PC1 (51.5% of total variance) appeared to correlate strongly with the 1545 cm−1 and 1033 cm−1 spectral markers, which had loadings with largest negative and positive magnitudes, respectively. PC2 (33.6% of total variance) had a higher correlation with the 1668 cm−1 spectral marker. This spectral pattern correlation was illustrated in a three-dimensional (3D) scatter plot in Fig. 5(b).
Taken together, the first candidate marker was the band at 1668 cm−1. Its band intensities in both day 8 and d14 NTN groups (inflammatory groups) were clearly distinguishable from those in the normal and fibrosis groups (i.e. day 21 and day 28 NTN rats) Fig. 4(a). The second candidate was the 1545 cm−1 band Fig. 4(b). Its peak intensity in each nephritic group (i.e. day 8, day 14, day 21 and day 28 NTN rats) was significantly higher than in normal healthy rats (p < 0.05). Moreover, its intensity continued to increase in accordance with the progression of GN injury, except for a slight reduction in the day 28 NTN group. The third peak of interest was the band at 1033 cm−1 Fig. 4(c). Its differences in intensity between normal, day 8 NTN and day 14 NTN groups were not significant. Nevertheless, there was a significant decrease in the peak intensity observed in both the day 21 NTN and day 28 NTN groups compared with either the normal group or the inflammatory groups (i.e. day 8 NTN and day 14 NTN rats) (p < 0.05).
These findings indicate that these spectral features 1668 cm−1, 1545 cm−1 and 1033 cm−1 may be useful urinary biomarkers of acute inflammatory renal injury and renal fibrosis.
The intensities of the 1545 cm−1 and 1033 cm−1 spectral markers were altered in response to corticosteroid treatment in NTN rats
In the corticosteroid treatment experiments, the healthy control group had a constant intensity level of of the urinary 1545 cm−1 spectral marker, whereas in the vehicle treated nephritic (NTN) group, its intensity increased over time as GN injury progressed Fig. 4(b). Moreover, the intensity of the urinary 1545 cm−1 spectral marker declined significantly in response to dexamethasone (DXM) treatment in the NTN rats Fig. 6(a). The intensity of the urinary 1033 cm−1 spectral marker remained constant in the healthy control group, whereas in the vehicle treated NTN group its intensity declined over time Fig. 4(c). However, the peak intensity in the DXM treated group increased following administration of DXM Fig. 6(b). There was no consistent change in the urinary 1668 cm−1 spectral marker in the DXM treated NTN group. These findings suggest that FTIR can be used to monitor a therapeutic response in inflammatory GN by detecting changes in the 1545 cm−1 and/or 1033 cm−1 spectral biomarkers in urine.
The urinary 1545 cm−1 spectral marker had a positive correlation with proteinuria during the time course of NTN and was more reliable in assessing the severity of renal injury
Figure 7(a) compares the longitudinal patterns of the urinary 1545 cm−1 spectral marker with the development of proteinuria in the NTN model. During earlier stages of renal injury its peak intensity correlated with the degree of proteinuria as NTN injury progressed. Figure 7(b) shows that the level of proteinuria increased gradually as NTN evolved, but that there was a significant drop at day 28 of NTN (p < 0.05) when renal failure has become established in this model.
The urinary 1545 cm−1 spectral marker was also useful in detecting severe murine lupus nephritis
(NZB x NZW) F1 mice develop spontaneous autoimmune GN with varying severity. Therefore, we investigated whether the urinary FTIR urine spectral biomarkers could be used to assess the severity of murine lupus nephritis. The FTIR spectra of urine obtained from 14 (NZB x NZW) F1 mice were analyzed following the method described above and for the same potential spectral marker bands. Figure 8(a) and (b) illustrate the normalized 2nd derivative spectra of 7 mice with negative to 1 + proteinuria on dipstick and with 2 + to 3+/4+ proteinuria on dipstick, respectively. The 1545 cm−1 spectral marker was found to correlate with the extent of lupus nephritis according to the degree of proteinuria, as shown in Fig. 8(c). (NZB x NZW) F1 lupus mice with 3 + /4 + proteinuria had a statistically higher peak intensity than either the mice without proteinuria or with only mild proteinuria (the range from 1 + to 2 + positive in urine dipstick); the peak intensity difference between lupus mice with negative proteinuria and with mild proteinuria was not significant. These findings indicate the potential for the urinary 1545 cm−1 spectral marker to be a diagnostic biomarker of severe lupus nephritis.
The intensity of the urinary 1545 cm−1 spectral marker was also significantly higher in patients with moderate/severe crescentic GN
The intensity of the urinary 1545 cm−1 spectral marker was consistently different between healthy volunteers and 24 patients with crescentic GN who were diagnosed with ANCA associated vasculitis Fig. 9(a) and (b). Overall, its intensity was elevated in the GN patients compared with healthy volunteers (p < 0.05) Fig. 9(c). As shown in Fig. 9(d), it was also evident that moderate-to-severe GN patients with an eGFR were <60 ml/min/1.73 m2 and active disease or in remission had a higher 1545 cm−1 band intensity than GN patients with eGFR ≥ 60 ml/min/1.73 m2.
The 1545 cm−1 band of the urine ultrafiltrates collected from AMICON Ultra centrifugal filters of MWCO 100 K increased its intensity with the severity of NTN
Figure 10 shows that the 1545 cm−1 band in the urine ultrafiltrates collected from 100 K AMICON centrifugal filters increases intensity from normal, day 8 NTN to day 21 in NTN rats, consistent with the results during NTN progression of Fig. 4(b). The nephritic urine ultrafiltrates obtained from 10 k, 30 k and 50 K AMICON centrifugation devices did not show an increase of the 1545 cm−1 band.
Discussion
By applying ATR-FTIR spectroscopy to urine samples from rodent models of acute inflammatory GN, we have identified several characteristic urinary spectral markers of acute and chronic renal injury. Of these, the urinary 1545 cm−1 band was also diagnostically applicable to murine lupus nephritis and human GN. The same biomarkers were also useful for monitoring the therapeutic response to steroid therapy.
Several studies have reported the application of FTIR to routine clinical chemistry analyses and disease diagnostics in fluids, cells and tissues24, 29,30,31,32,33. Along with existing applications in various types of cancer, bone and neurodegenerative diseases34,35,36, there are ongoing initiatives to encourage work on infrared based technologies and their wider application to clinical medicine37 (https://clirspec.org/uk-network/). However, so far there are few applications to kidney diseases. Two recent reports have described renal tissue FTIR using renal biopsy material to detect and quantify fibrosis and inflammation, and to diagnose diabetic nephropathy, but in neither report were there corresponding or matching analyses of urine20, 21. Application of FTIR spectroscopy to tissue analyses is a potentially useful adjunct to current histological techniques for refining pathological classification of renal disease, but it still depends on obtaining renal tissue samples invasively. By contrast, our study has focused on detecting potentially easy to acquire urinary biomarkers of renal injury in a reproducible rodent model of inflammatory and progressive GN, as well as their validation in a cohort of patients with crescentic GN.
The band at 1545 cm−1 is likely to be attributable to the amide II band of the peptide bonds of urinary protein. Hence, it is a measure for urinary protein and has the potential to be an earlier and more sensitive marker of progression of renal injury than currently measured proteinuria. In the model of NTN in WKY rats, albuminuria can be detected by rocket immunoelectrophresis on day 4 following injection of nephrotoxic serum27. The Amicon ultracentrifugal experiments reported here indicate that the protein responsible was only observed in the urine ultrafiltrate collected from 100 K AMICON Ultra filter (Fig. 10). This implies that its relative molecular mass is >50 kDa, which could be albumin (Mr = 68 kDa)38 or other high Mr protein. In relation to the bands at 1668 cm−1 and 1033 cm−1, the majority of the absorption around 1668 cm−1 band probably comes from urea and creatinine. There will also be amide I band of protein present, but this will be no greater than the amide II in intensity. If the change in 1668 cm−1 band is due to protein, then its changes should match changes in the 1545 cm−1 amide II band. The 1033 cm−1 band could be carbohydrate, ribose of RNA, phosphate free or in lipid and other possibilities. However, the FTIR spectra of biological systems are very complex due to the overlapping absorption of multiple components. Based on contemporarily available data in IR libraries, the information seems insufficient to elucidate the molecular models corresponding to these potential urinary spectral markers and further work is needed.
The standardized method of analyzing FTIR spectra of dried urine samples described here is applicable and optimal for both animal (e.g. rats and mice) and human samples. Three characteristic urinary spectral makers (1668 cm−1, 1545 cm−1 and 1033 cm−1) were identified in experimental GN, which seem to be linked to the acute inflammatory, progressive and fibrotic phases of this GN model, respectively. As to potential for translation to the clinic, the 1545 cm−1 peak is the most clear and universal marker of progressive kidney diseases. This is because this spectral marker was evident in the rat and mouse models of crescentic GN and lupus nephritis, as well as in patients with ANCA-associated vasculitis and GN. A larger number of patients with more diverse causes of kidney disease will be need to be explored to establish the value of the spectral markers we have identified in the present study, and to test the wider application of FTIR technique in clinical nephrology. However, the relative simplicity and convenience in handling urine samples, and the potential for a higher throughput, compared with other spectroscopic methods currently being applied to urine, makes this a worthwhile endeavor.
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Acknowledgements
This work was presented in abstract from the American Society of Nephrology Renal Week Meeting in 2012 and 2014. MC Yu is in receipt of Clinical Research Training Fellowship funded by Chang Gung Medical Foundation, Taiwan. FWK Tam is supported by the Diamond Fund from Imperial College Healthcare Charity and Ken and Mary Minton Chair of Renal Medicine. This research is supported by the National Institute for Health Research (NIHR) Biomedical Research Centre based at Imperial College Healthcare NHS Trust and Imperial College London, Chang Gung Medical Research Program, Taiwan (Grant No. CMRPG3F2261) and Ministry of Science and Technology Research Project, Taiwan (Grant No. MOST 105-2314-B-182A-062). We are also grateful to Dr. Yao-Chang Lee and Mrs. Pei-Yu Huang on behalf of National Synchrotron Radiation Research Centre in Taiwan for assistance with statistical analysis and their comments on this paper to improve the manuscript significantly.
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Conception and design: Mei-Ching Yu, Robert Unwin, Frederick W.K. Tam. Administrative support: Frederick W.K. Tam. Collection and assembly of data: all authors. Data analysis and interpretation: Mei-Ching Yu, Peter Rich, Liberty Foreman, Mei-Shiuan Yu. Manuscript writing: Mei-Ching Yu, Robert Unwin, Peter Rich, Jennifer Smith, Frederick W.K. Tam. Final approval of manuscript: All authors
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Prof. FWKT has received research project grants from AstraZeneca Limited, Baxter Biosciences, Boehringer Ingelheim, and MedImmune, and has consultancy agreements with Rigel Pharmaceuticals, Novartis and Baxter Biosciences. Prof. RJU is currently on secondment as Chief Scientist to Cardiovascular and Metabolic diseases (iMed CVMD) R&D, AstraZeneca, Gothenburg, Sweden. All of the other coauthors declare no competing financial interests.
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Yu, MC., Rich, P., Foreman, L. et al. Label Free Detection of Sensitive Mid-Infrared Biomarkers of Glomerulonephritis in Urine Using Fourier Transform Infrared Spectroscopy. Sci Rep 7, 4601 (2017). https://doi.org/10.1038/s41598-017-04774-7
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DOI: https://doi.org/10.1038/s41598-017-04774-7
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