Abstract
Stimulant dependence is heritable, but specific genetic factors underlying the trait have not been identified. A genome-wide association study for stimulant dependence was performed in a discovery cohort of African- (AA) and European-ancestry (EA) subjects ascertained for genetic studies of alcohol, opioid, and cocaine use disorders. The sample comprised individuals with DSM-IV stimulant dependence (393 EA cases, 5288 EA controls; 155 AA cases, 5603 AA controls). An independent cohort from the family-based Collaborative Study on the Genetics of Alcoholism (532 EA cases, 7635 EA controls; 53 AA cases, AA 3352 controls) was used for replication. One variant in SLC25A16 (rs2394476, p = 3.42 × 10−10, odds ratio [OR] = 3.70) was GWS in AAs. Four other loci showed suggestive evidence, including KCNA4 in AAs (rs11500237, p = 2.99 × 10−7, OR = 2.31) which encodes one of the potassium voltage-gated channel protein that has been linked to several other substance use disorders, and CPVL in the combined population groups (rs1176440, p = 3.05 × 10−7, OR = 1.35), whose expression was previously shown to be upregulated in the prefrontal cortex from users of cocaine, cannabis, and phencyclidine. Analysis of the top GWAS signals revealed a significant enrichment with nicotinic acetylcholine receptor genes (adjusted p = 0.04) and significant pleiotropy between stimulant dependence and alcohol dependence in EAs (padj = 3.6 × 10−3), an anxiety disorder in EAs (padj = 2.1 × 10−4), and ADHD in both AAs (padj = 3.0 × 10−33) and EAs (padj = 6.7 × 10−35). Our results implicate novel genes and pathways as having roles in the etiology of stimulant dependence.
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Introduction
Amphetamines have been used to treat a variety of conditions including asthma, obesity, and attention-deficit/hyperactivity disorder (ADHD)1. Amphetamines and other stimulants increase alertness and physical and mental performance and reduce drowsiness. The mechanism by which stimulants exert these effects appears to involve the increase in the level of dopamine (DA) in the striatum that results from their competitive inhibition of DA uptake, which facilitates DA release from synaptic vesicles, and their promotion of reverse transport of DA into the synaptic cleft2,3. In some individuals, amphetamines induce pleasurable effects. However, misuse of stimulants saturates DA receptors, disrupts the normal production of DA, and may lead to severe pathophysiological effects, including tachycardia and myocardial infarction, withdrawal-related outcomes such as anxiety, depression, and psychosis3.
The misuse of amphetamines is a public health problem. Emergency room visits related to stimulant abuse increased from 2303 in 2004 to 17,272 in 20114. In 2015, there were ∼5.3 million non-medical users of prescription stimulants among individuals age 12 and older in the United States5. A meta-analysis of published neuroimaging data in individuals meeting DSM-IV criteria for stimulant dependence showed reduced gray matter in prefrontal cortical regions that are associated with self-regulation and self-awareness6.
Family and twin studies have shown that the risk of stimulant use disorder is proportional to the degree of relatedness to an affected relative1,7. The heritability of stimulant use disorder (excluding cocaine) has been estimated to be 0.40–0.428,9. Although a genome-wide association study (GWAS) of methamphetamine dependence yielded no significant findings, the sample of 580 individuals was likely insufficient to detect associations with variants of modest effect10. We performed a GWAS for stimulant dependence in a discovery sample of 5681 individuals of European ancestry (EA) and 5758 of African ancestry (AA) and, after testing the top-ranked findings in an independent dataset with 3405 AA and 8185 EA individuals, identified two genome-wide significant (GWS) associations. These results provide insight into the biological basis of stimulant dependence.
Subjects and methods
Participants and diagnostic procedures
The discovery sample was derived from the Yale-Penn sample, a cohort of 11,439 participants (5758 AAs and 5681 EAs) recruited through treatment centers and advertisements for genetic studies of cocaine, opioid or alcohol dependence11. All participants were interviewed using the Semi-Structured Assessment for Drug Dependence and Alcoholism (SSADDA)12, which we have previously shown to be reliable with respect to both diagnoses and diagnostic criteria13,14, to derive lifetime diagnoses for dependence on these and other substances and other major psychiatric disorders. DSM-IV dependence on stimulants (including amphetamine-related substances) was assessed using information from the SSADDA. Individuals who had a dependence on other stimulants (including cocaine and caffeine) were not considered as stimulant dependent in order to minimize genetic heterogeneity in the outcome and detect variants specifically relevant to dependence on amphetamines and closely related stimulants. Additional details of participant recruitment and assessment are reported elsewhere11,15. After excluding participants with missing stimulant use or basic demographic information, the remaining sample consisted of 614 small nuclear families (1355 total participants) and 10,084 unrelated individuals. An independent sample consisting of 532 EA cases, 7635 EA controls, 53 AA cases, and AA 3352 controls was selected from the Collaborative Study on the Genetics of Alcoholism (COGA)16 for replication. Diagnoses in the COGA sample were made using the SSAGA, a semi-structured interview from which the SSADDA was derived17. Characteristics of stimulant-dependent cases and controls in the discovery and replication datasets are shown in Table 1. This study was approved by the Institutional Review Boards at all participating sites. Data were analyzed between September 2017 and October 2019.
Genotyping, imputation, quality control, and population substructure analysis
As described previously11, specimens from participants in the discovery sample were genotyped using one of three genome-wide SNP arrays: the Illumina HumanOmni1-Quad v1.0 microarray containing 988,306 autosomal SNPs (Yale-Penn 1), the Illumina Infinium Human Core Exome microarray containing 265,919 exonic SNPs and approximately 240,000 tagging SNPs (Yale-Penn 2), and the Illumina Multi-ethnic Global Array containing 1,779,819 markers representing five major populations (Yale-Penn 3). Genotyping was performed at the Yale Center for Genome Analysis, except for a group of 2538 samples (1784 AAs and 754 EAs) that were genotyped at the Center for Inherited Disease Research. Quality control of genotype data was performed as previously described18. Briefly, individuals with a call rate < 98% and variants with minor allele frequency (MAF) < 1% were excluded. Pairwise identity-by-decent (IBD) was calculated with PLINK19 to determine genetic relatedness among individuals in the sample and individuals with a pairwise IBD estimate > 25% were assigned to the same family. Self-reported males with X chromosome heterozygosity > 20% and self-reported females with X chromosome heterozygosity < 20% were excluded. Population substructure in the entire sample was evaluated by analysis of the principal components (PCs) of ancestry using Eigensoft20 and the multi-ethnic 1000 Genome reference panel for comparison. Individuals were classified as AA or EA according to the reference panel population to which they were more closely matched. SNP genotype imputation was performed separately in AAs and EAs using the March 2012 1000 Genomes reference panel (1000 Genomes Project, 2012; http://www.1000genomes.org/) and Minimac321 implemented on the Michigan imputation server (https://imputationserver.sph.umich.edu). Genotyping, QC, and imputation procedures for the COGA dataset are described elsewhere22. Analysis was limited to SNPs with an imputation quality score > 0.8 and MAF > 0.03.
Genome-wide association analyses
Association of the DSM-IV diagnosis of stimulant dependence was evaluated using logistic regression models that were solved with generalized estimating equations to correct for correlations among related individuals. Models included covariates for age, sex, and the first five PCs. Association tests were performed separately within each population group and within each genotyping platform to account for batch effects. The association test results were corrected for genomic inflation (λ) and combined across population and batch groups via inverse variance meta-analysis implemented in the program METAL23. We ignored results for variants whose heterogeneity p-values from the meta-analysis were less than 1.4 × 10−6 in AAs or 3.3 × 10−9 in EAs (different thresholds were used given the sample size difference across populations) implying inconsistency across datasets. The p -value threshold was set at 5.0 × 10−8 for GWS. A suggestive significance level was set at 5.0 × 10−6, and replication was sought for variants that passed this threshold. Association testing in the replication dataset was performed using the same covariates as in the discovery sample in regression models implemented in geepack (https://cran.r-project.org/web/). Results for the discovery and replication datasets were combined using the inverse variance meta-analysis as described above.
Assessment of SNP effects on gene expression
SNPs that surpassed the significance threshold of p = 1.0 × 10−6 in the GWAS discovery dataset were assessed for their potential to affect gene expression using the information in the Genotype-Tissue Expression Portal (GTEx)24 (http://www.gtexportal.org) and Braineac25 (http://www.braineac.org/). GTEx links SNP genotype to gene expression in multiple human tissues, whereas Braineac incorporates expression data for multiple brain regions derived from 130 individuals from the UK Brain Expression Consortium (UKBEC) and contains expression-altering SNP information for each brain region.
Pleiotropy analyses
Because > 70% of persons with stimulant use disorder have comorbid alcohol or cannabis use disorders and more than one-third have anxiety disorder26, and amphetamine-related medications are used to treat attention deficit hyperactivity disorder (ADHD)27, we investigated the possibility of pleiotropy using GWAS summary statistics that were available in 2017 from the Psychiatric Genetics Consortium on LD Hub28 for ADHD (in a predominantly EA sample)29, alcohol dependence (in a trans-ancestral sample)30, and anxiety disorder (in an EA sample)31. Pleiotropy analyses were performed using a mixture model implemented in the Genetic Analysis Incorporating Pleiotropy and Annotation (GPA) software32. Parameters were estimated using GPA’s efficient expectation-maximization algorithm, wherein associated SNPs were modeled with a β [α, 1] distribution and unassociated SNPs with a uniform [0, 1] distribution. A likelihood ratio test was applied to determine the significance of pleiotropy between disorders based on an evaluation of the entire genome as well as individual SNPs.
Pathway analysis
Biological pathways were evaluated using the Enrichr software33 (http://amp.pharm.mssm.edu/Enrichr/), which considers gene sets derived from population-specific GWAS results and canonical pathways culled from multiple sources (e.g., membership of genes in pathway databases34, protein-protein interaction network data extracted from literature, disease databases35,36, gene expression profiling24,37. Variants were mapped to genes using SNPEff38 and the smallest p -value within each gene was corrected by the effective number of SNPs tested in that gene according to the Li and Ji method39. We set the corrected significance threshold at p < 0.001 in order to obtain 200–300 genes for subsequent pathway analyses. This yielded a list of 235 genes from AAs and EAs. Enrichr uses Fisher’s exact test to calculate an enrichment score. The test for each pathway was computed by comparing its observed rank with the expected rank using multiple random input gene lists.
Results
GWAS findings
There was minor p-value inflation in the AA (λ = 1.02), EA (λ = 1.038), and combined (λ = 1.041) discovery samples (Fig. S1). Several variants showed evidence for association at the genome-wide or suggestive significance level (Table 2, Fig. S2). In AAs, the association with SNP rs2394476 located between LRP1B (443 kb upstream) and KYNU (93 kb upstream) surpassed the genome-wide cutoff (p = 1.19 × 10−8, OR = 2.12) and had the same effect direction in all subsets of the data (Fig. 1). GWS evidence was also obtained with SLC25A16 SNP rs2394476 (p = 3.42 × 10−10, OR = 3.7, Fig. 2). Variants in two other regions were highly significant (p < 1.0 × 10−5) in AAs: rs11500237 located 37 kb from KCNA4 (p = 3.21 × 10−7, OR = 2.56, Fig. 3) and rs116441240 located in GNAO1 (p = 5.51 × 10−6, OR = 2.73, Fig. 4). No SNPs approached the GWS level in EAs. There was strong evidence for association with intronic CPVL variant rs11764430 in both AAs (p = 1.38 × 10−4) and EAs (p = 4.64 × 10−4), and this SNP was nearly GWS in the combined AA and EA discovery datasets (p = 3.10 × 10−7, OR = 1.60, Fig. 5).
In the discovery GWAS, 59 SNPs (41 in AAs, 16 in EAs, and 2 in the meta-analysis) surpassed the suggestive threshold (p < 5.0 × 10−6) and were tested in the replication phase (Table S1). Results for the GWS SLC25A16 SNP in the replication sample were unavailable due to a very small minor allele count. The finding with the GNAO1 SNP that was nearly GWS in the discovery sample was replicated (p = 0.0065) and nearly GWS in the combined sample (p = 1.09 × 10−7, OR = 2.66, Table 2). In contrast, the association with the LRP1B-KYNU SNP that was GWS in the discovery sample was not confirmed in the replication sample but was still highly significant in the combined sample (p = 3.13 × 10−7). The associations with the KCNA4 and CPLV SNPs were slightly more significant when combined with the replication datasets (p = 2.99 × 10−7 and p = 3.05 × 10−7, respectively), noting that the CPVL SNP was significant in the AA replication sample (p = 0.0024) and the effect direction was the same across all eight datasets. Two SNPs in Table 2 had significant eQTL effects in GTEx: rs11500237 on chromosome 11 near KCNA4 is a significant eQTL for ADP ribosylation factor like GTPase 14 effector protein (ARL14EP) in prostate tissue (p = 2.3 × 10−6), and rs11764430 in CVPL significantly alters the expression of two uncharacterized transcripts (p = 8.3 × 10−7, p = 3.6 × 10−6).
In light of the potentially shared physiological pathways between nicotinic receptors and methamphetamine, we re-analyzed the discovery GWAS data including the Fagerstrom Test of Nicotine Dependence (FTND) score as a covariate in the regression model. No additional significant associations with stimulant dependence were identified, however, nor did the top findings change meaningfully.
Genetic correlation of stimulant dependence with other psychiatric disorders
Table 3 shows that in AAs, stimulant dependence was significantly but modestly genetically correlated with alcohol dependence (r2 = 0.11, p = 8.0 × 10−16), ADHD (r2 = 0.05, p = 3.5 × 10−5), and anxiety disorder (r2 = 0.03, p = 9.2 × 10−3). In EAs, the correlation with both alcohol dependence and ADHD was nearly double the magnitude and substantially more significant (r2 = 0.20, p = 7.2 × 10−55 and r2 = 0.10, p = 1.5 × 10−14, respectively) than in AAs; these differences could have been due to the ancestry of the reference GWAS sample. The pleiotropy analysis showed that the variants associated with stimulant dependence also affected the risk of alcohol dependence (adjusted p = 3.6 × 10−3) and anxiety (adjusted p = 2.1 × 10−4) in EAs but not AAs. Although pleiotropy was observed for stimulant dependence and ADHD in both AAs (adjusted p = 3.0 × 10−33) and EAs (adjusted p = 6.7 × 10−35), no individual variants showed significant pleiotropic effects on stimulant dependence and any of the other disorders after multiple testing correction.
Pathway analyses
After correction for multiple testing, analyses that were seeded with the 235 top-ranked genes (p < 0.001) identified in the GWAS revealed nicotinic acetylcholine receptor activity (nAChR) as the only significant pathway (adjusted p = 3.6 × 10−2). Among the genes in this pathway, CHRNA3, CHRNB4, and CHRNA5 contained SNPs that were associated with stimulant dependence in the combined population (Table 4).
Discussion
To our knowledge, this is the first study to report a GWS association for dependence on stimulants other than cocaine. We identified a SNP at SLC25A16 that was significantly associated with the trait in AAs. Near-GWS associations were also identified in AAs with SNPs in GNAO1, between LRP1B and KYNU, and near KCNA4. A CPVL SNP was also nearly GWS with evidence in both AAs and EAs. We also identified significant enrichment among suggestively associated SNPs for genes in the nicotinic acetylcholine receptor activity pathway and a genetic underpinning for stimulant dependence shared with ADHD and alcohol dependence.
Several of the top-ranked variants are mapped to loci that were not previously implicated in substance use and other psychiatric disorders. KCNA4 encodes a potassium voltage-gated channel protein. Potassium voltage-gated channels have been implicated in opioid dependence18, the long-acting narcotic analgesic narcotic l-alpha-acetylmethadol40, and alcohol-preferring rats treated with lamotrigine41. Mutations in GNAO1, which encodes the alpha subunit of the G-alpha heterotrimeric G-protein signal-transducing complex, cause early-onset epileptic encephalopathy and severe developmental delay42,43,44. GNAO1 expression is upregulated in a mouse model of morphine dependence, and the knock-down of the gene in these animals led to reduced opioid withdrawal behaviors45. Although the exact function of the enzyme encoded by CPVL has not been confirmed, its expression is upregulated in the postmortem prefrontal cortex from users of cocaine, cannabis, and phencyclidine46. The CPVL variant associated with stimulant dependence, rs11764430, is an eQTL for CHN2, which regulates axonal pruning via the Rac-GTPase system47 and plays a pivotal role in axon guidance. A CHN2 variant has been associated with smoking behavior48. Significant association of a quantitative serum measure of methylation of the CHN2 promoter with methamphetamine dependence was observed in a Chinese sample49.
The role of SLC25A16 in stimulant dependence is unclear. This gene encodes a transporter of dephospho-coenzyme A (CoA) across the inner mitochondrial membrane50. Interestingly, kynureninase, the enzyme encoded by one of the other top-ranked loci in this study (KYNU), catalyzes the cleavage of kynurenine. Kynurenines may play a role in schizophrenia51 and one of the kynurenine metabolites, pantethine, is a precursor in the formation of CoA52, Thus, our genetic findings suggest a potential involvement of CoA metabolism in stimulant dependence. This idea is supported by a metabolomics study pointing to an increased energy demand caused by amphetamine and a commensurate increase in the number of fatty acids53. Fatty acid catabolism produces energy (adenosine triphosphate, ATP) by mitochondrial beta-oxidation yielding acetyl-CoA.
The nAChR system is part of the brain reward circuitry that mediates the rewarding effect of amphetamine drugs by facilitating the release of dopamine54,55, and plays a key role in drug self-administration56. Repeated exposure to methamphetamine inhibited the corticostriatal release of dopamine similar to the classic nAChR agonist nicotine, an effect reversed by methamphetamine re-administration57. The CHRNA3-CHRNA5-CHRNB4 gene cluster of nAChRs has been associated consistently with nicotine dependence17 and multiple smoking behaviors58,59.
Our pleiotropy analysis showed genetic overlap between stimulant dependence and alcohol use disorder, anxiety, and ADHD. Stimulants are widely used as a treatment for ADHD18, however there is disagreement about whether prescribing amphetamine for ADHD increases the risk of substance abuse in adulthood60,61,62. Studies of an ancestrally diverse set of cohorts (Thai, Malaysian, American, Chinese, and Australian)25,63,64,65,66,67 have demonstrated high comorbidity between psychiatric disorders including major depressive disorder26,64, anxiety disorder26,65 and alcohol use disorder26,65 in amphetamine-informative cohorts. It is not surprising that in our study individual variants associated with stimulant dependence also affected the risk of alcohol dependence and anxiety in EAs but not AAs because the GWAS summary data for these other disorders were derived primarily from EA cohorts.
Our study has several limitations. First, although all of the most significant variants are supported by surrounding SNPs, SNPs located at the association peak for several of the top loci are located in intergenic regions for which there is little evidence of a functional impact. Second, a high proportion of stimulant-dependent cases in the discovery and replication cohorts are dependent on other substances, so our results might not generalize to all individuals with amphetamine-related stimulant dependence. Third, the inclusion of both exposed and unexposed controls in this study may have reduced power due to misclassification; i.e. come controls might carry significant risk for stimulant dependence but were not exposed. Fourth, the number of stimulant-dependent cases is small for a GWAS and, not surprisingly, several associated variants have a large effect size. This is particularly true of the AA sample. Fifth, it is possible that some of our results were diluted because the interview instrument does not distinguish the use of methamphetamine from several other stimulant drugs. Finally, the significant enrichment for nicotinic acetylcholine receptor genes in the pathway analysis may be the result of either comorbidity and/or pleiotropy with nicotine dependence. To explore this possibility, we conducted a secondary association analysis for the top-ranked results using models that included a covariate for nicotinic dependence severity measured by the number of DSM-IV criteria endorsed. The results were not meaningfully different from those of the primary analyses.
We found an association of stimulant dependence with novel risk genes and genes that were previously identified as risk factors for other addiction traits. Post-GWAS eQTL and pathway analyses provide insight into the biological mechanisms that contribute to amphetamine dependence. In addition, our results suggest the presence of a shared genetic basis for stimulant dependence and other psychiatric traits.
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Acknowledgements
This work was supported by National Institutes of Health grants RC2 DA028909, R01 DA12690, R01 DA12849, R01 DA18432, R01 AA11330, R01 AA017535, 2P50 AA012870, and U10 AA008401, and by the VA Connecticut Healthcare Center and Philadelphia VA MIRECCS. Genotyping services for a part of this study were provided by the Center for Inherited Disease Research which is funded through a federal contract from the National Institutes of Health to The Johns Hopkins University (contract number N01-HG-65403). The sponsors had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication. We thank John Farrell, PhD at Boston University School of Medicine who provided Yale-Penn database management assistance. We appreciate the work of recruitment and assessment of the Yale-Penn sample by James Poling, PhD at Yale University School of Medicine and the APT Foundation; by Roger Weiss, MD at McLean Hospital; by Kathleen Brady, MD/PhD, and Raymond Anton, MD at the Medical University of South Carolina; and by David Oslin, MD at the University of Pennsylvania. We also acknowledge the members of the Collaborative Study on the Genetics of Alcoholism (COGA) led by Principal Investigators B. Porjesz, V. Hesselbrock, T. Foroud; Scientific Director, A. Agrawal; Translational Director, D. Dick, includes eleven different centers: University of Connecticut (V. Hesselbrock), Indiana University (H.J. Edenberg, T. Foroud, J. Nurnberger Jr., Y. Liu), University of Iowa (S. Kuperman, J. Kramer), SUNY Downstate (B. Porjesz, J. Meyers, C. Kamarajan, A. Pandey), Washington University in St. Louis (L. Bierut, J. Rice, K. Bucholz, A. Agrawal), University of California at San Diego (M. Schuckit), Rutgers University (J. Tischfield, A. Brooks, R. Hart), The Children’s Hospital of Philadelphia, University of Pennsylvania (L. Almasy), Virginia Commonwealth University (D. Dick, J. Salvatore), Icahn School of Medicine at Mount Sinai (A. Goate, M. Kapoor, P. Slesinger, M. Chao, I. Prytkova), and Howard University (D. Scott). Other COGA collaborators include: L. Bauer (University of Connecticut), L. Wetherill, D. Lai, S. O’Connor, M. Plawecki (Indiana University), L. Acion (University of Iowa), G. Chan (University of Iowa, University of Connecticut), D.B. Chorlian, J. Zhang, S. Kinreich, G. Pandey (SUNY Downstate), A. Anokhin, V. McCutcheon, S. Saccone (Washington University), F. Aliev, P. Barr (Virginia Commonwealth University), and H. Chin and A. Parsian (NIAAA Staff Collaborators).
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R.K. is a member of an advisory board for Dicerna Pharmaceuticals and of the American Society of Clinical Psychopharmacology’s Alcohol Clinical Trials Initiative, which in the past 3 years was sponsored by AbbVie, Alkermes, Amygdala Neurosciences, Arbor Pharmaceuticals, Ethypharm, Indivior, Lilly, Lundbeck, Otsuka, and Pfizer. R.K. and J.G. are named as inventors on PCT patent application #15/878,640 entitled: “Genotype-guided dosing of opioid agonists,” filed January 24, 2018. Other authors do not report any conflicts of interest.
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Cox, J., Sherva, R., Wetherill, L. et al. Genome-wide association study of stimulant dependence. Transl Psychiatry 11, 363 (2021). https://doi.org/10.1038/s41398-021-01440-5
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DOI: https://doi.org/10.1038/s41398-021-01440-5
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