Abstract
Master protocols (MPs) are an important addition to the clinical trial repertoire. As defined by the U.S. Food and Drug Administration (FDA), this term means “a protocol designed with multiple sub-studies, which may have different objectives (goals) and involve coordinated efforts to evaluate one or more investigational drugs in one or more disease subtypes within the overall trial structure.” This means we now have a unique, scientifically based MP that describes how a clinical trial will be conducted using one or more potential candidate therapies to treat patients in one or more diseases. Patient engagement (PE) is also a critical factor that has been recognized by FDA through its Patient-Focused Drug Development (PFDD) initiative, and by the European Medicines Agency (EMA), which states on its website that it has been actively interacting with patients since the creation of the Agency in 1995. We propose that utilizing these PE principles in MPs can make them more successful for sponsors, providers, and patients. Potential benefits of MPs for patients awaiting treatment can include treatments that better fit a patient’s needs; availability of more treatments; and faster access to treatments. These make it possible to develop innovative therapies (especially for rare diseases and/or unique subpopulations, e.g., pediatrics), to minimize untoward side effects through careful dose escalation practices and, by sharing a control arm, to lower the probability of being assigned to a placebo arm for clinical trial participants. This paper is authored by select members of the American Statistical Association (ASA)/DahShu Master Protocol Working Group (MPWG) People and Patient Engagement (PE) Subteam. DahShu is a 501(c)(3) non-profit organization, founded to promote research and education in data science. This manuscript does not include direct feedback from US or non-US regulators, though multiple regulatory-related references are cited to confirm our observation that improving patient engagement is supported by regulators. This manuscript represents the authors’ independent perspective on the Master Protocol; it does not represent the official policy or viewpoint of FDA or any other regulatory organization or the views of the authors’ employers. The objective of this manuscript is to provide drug developers, contract research organizations (CROs), third party capital investors, patient advocacy groups (PAGs), and biopharmaceutical executives with a better understanding of how including the patient voice throughout MP development and conduct creates more efficient clinical trials. The PE Subteam also plans to publish a Plain Language Summary (PLS) of this publication for clinical trial participants, patients, caregivers, and the public as they seek to understand the risks and benefits of MP clinical trial participation.
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Appendix – Glossary of Select Terms
Appendix – Glossary of Select Terms
Term | Definition |
---|---|
Adaptive Design | An adaptive design is defined as a clinical trial design that allows for prospectively planned modifications to one or more aspects of the design based on accumulating data from subjects in the trial |
Basket Trials [15] | Refers to designs in which a targeted therapy is evaluated in multiple diseases that have common molecular alterations or otherwise common pathophysiology. A total of 49 examples are listed in Reference 15 including AcSe (NCT02304809), Ado-trastuzumab Basket Trial (NCT02675829), & AGADIR (NCT03915678) |
Clinical Trial Participants | Refers to those patients enrolled in a clinical trial randomized to a control arm or receiving a specific intervention or candidate therapy according to the protocol (and SAP) created by the investigators |
Efficacy | Refers to whether a drug or candidate therapy demonstrates a health benefit over placebo, other intervention, or standard of care when evaluated in a clinical trial |
Efficiency | The ability of a clinical trial or program design to reach a scientific conclusion using the minimum number of trial participants. Also, can be used to refer to the ability of an optimal resource allocation to reach multiple scientific conclusions concerning a portfolio of drugs while minimizing the required number of trial participants |
Futility [90] | Refers to the inability of a clinical trial to achieve its objectives or stopping a clinical trial when the interim results suggest that it is unlikely to achieve statistical significance |
Master Protocol (MP) | According to the FDA, an MP is: “A protocol designed with multiple sub-studies, which may have different objectives (goals) and involve coordinated efforts to evaluate one or more investigational drugs in one or more disease subtypes within the overall trial structure.” A MP design can be implemented in all phases of drug development (Phase I, II and III) |
Optimal/Optimize/Optimization | Mathematical optimization refers to finding the “best available” values of some objective function given a defined domain or input, including a variety of different types of objective functions and different types of domains |
Patient Advocacy Groups (PAGs) | Organizations set-up to represent and support patients with a specific condition and their families (e.g., Facioscapulohumeral muscular dystrophy [FSHD] Society or Parent Project Muscular Dystrophy) or an umbrella group that represents multiple conditions (e.g., the National Organization for Rare Disorders [NORD]) |
Patient Engagement (PE) [91] | According to Higgin T et al. (Patient Educ Couns 2017), PE is defined as “the desire and capability to actively choose to participate in care in a way uniquely appropriate to the individual, in cooperation with a healthcare provider or institution, for the purposes of maximizing outcomes or improving experiences of care.” |
Patient-Reported Outcomes (PRO) [92] | According to the FDA, PROs are defined as “measures of a patient’s health status as directly reported from the patient without added interpretation by a healthcare worker or anyone else, such as a pain scale.” |
Patient | According to FDA’s Patient-Focused Drug Development Glossary (FDA.gov), a patient is defined as “Any individual with or at risk of a specific health condition, whether or not he or she currently receives any therapy to prevent or treat that condition.” |
Plain Language Summary (PLS) [93] | The Plain Writing Act was signed into US law on October 13, 2010, requiring all federal agencies use “clear government communication that the public can understand and use.” This concept is also being voluntarily adopted by biopharmaceutical sponsors, contract research organizations and the ASA/DIA MP Working Group. The European Union (EU) Clinical Trials Regulation (CTR) No 536/2014 was released in 2014, requiring sponsors to provide “lay summary” results of clinical trials |
Platform Trials [15] | Trials can evaluate several interventions against a common control group and can be perpetual. This design can drop or add interventions based on pre-specified criteria. A common operational platform is used across all interventions A total of 16 examples cited including CREATE (NCT01524926), EBOLA (NCT02380625) & GBM AGILE (NCT03970447) |
Pooling | Describes the practice of gathering small sets of data that are assumed to have a similar value of a characteristic (e.g., a mean) to form a combined larger set (the “pool”) to obtain a more precise estimate of that characteristic |
Pruning | Pruning in this article refers to removing study arms at interim analysis in a basket trial |
Response-Adaptive Randomization (RAR) [94] | In RAR randomization ratio of trial participants assigned to multiple experimental treatment arms over time to randomly assigning a higher proportion of patients to the arms that are doing better. RAR may also randomize trial participants with different biomarker status to different therapies |
Statistical Analysis Plan (SAP) | The SAP describes the intended clinical trial data analyses. It is a technical document that describes the methods to compare outcome measurements between the intervention and control area, at baseline and at subsequent follow-up assessments |
Umbrella Trials [15] | Refers to evaluating multiple targeted therapies for a single disease that is stratified into subgroups by molecular alteration. A total of 18 examples cited including BATTLE (NCT00409968), CheckMate 370 (NCT02574078), & FUTURE (NCT03805399) |
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Huml, R.A., Collyar, D., Antonijevic, Z. et al. Aiding the Adoption of Master Protocols by Optimizing Patient Engagement. Ther Innov Regul Sci 57, 1136–1147 (2023). https://doi.org/10.1007/s43441-023-00570-w
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DOI: https://doi.org/10.1007/s43441-023-00570-w