Abstract
At Liang Bua, the type site of Homo floresiensis on the Indonesian island of Flores, the stone artefact assemblages are dominated by two raw materials, qualitatively classified as chert and silicified tuff in previous studies. Field observations describe both stone types as locally abundant and of good flaking quality, but no systematic analysis has yet been carried out to characterise their nature. In this study, we conducted the first geological, mechanical, and quantitative assessment of these two raw materials using a suite of analytical approaches. Our results show that the two stone types are mineralogically alike in composition and derive from fossiliferous limestone that had undergone diagenetic silica replacement, but they clearly differ from one another geochemically. Therefore, the ‘chert’ and ‘silicified tuff’ categories used in previous studies are more aptly described as silica-dominated (i.e., SiO2-dominated) nodular chert and iron-rich (i.e., Fe2O3-rich) nodular chert, respectively. We discuss the implications of our results on the shift in raw material utilisation patterns at Liang Bua that occurred after ~ 46 ka and coincided with the arrival of Homo sapiens at the site.
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Liang Bua is a large limestone cave on Flores, Indonesia (Fig. 1). The site, which has been excavated multiple times since 1965 (Morwood et al., [49], [50]), is well known as the type locality for Homo floresiensis, a hominin species with multiple primitive anatomical features, including small brain size and small body size (Brown & Maeda, [11]; Brown et al., [12]; Falk et al., [20]; Jungers et al., [27], [28]; Kaifu et al., [29], [30], [31]; Larson et al., [35]; Morwood et al., [49], [48]; Tocheri et al., [69], [70]). The skeletal remains of H. floresiensis recovered in this cave are dated to between ~ 100 and 60 thousand years ago (ka), and all cultural materials associated with this extinct hominin species span between ~ 190 and 50 ka (Sutikna et al., [68]). Subsequently, evidence of Homo sapiens (modern humans) first appears at the site ~ 46 ka and continues throughout the remainder of the stratigraphic sequence, which extends until the recent past with no major temporal gaps (Morley et al., [47]; Sutikna et al., [68], [67]). Both H. floresiensis and modern humans produced abundant archaeological assemblages that are the focus of the present study.
One of the intriguing features about the Liang Bua archaeological sequence is that, despite the apparent hominin turnover ~ 50–46 ka, the lithic assemblages exhibit minimal change in terms of the stone reduction pattern over time (Moore et al., [46]). Instead, stone artefacts at the site are characterised by a flaking process in which larger flakes and cores were transported to the cave and reduced centripetally and bifacially to produce smaller flakes (Moore, [43]; Moore & Brumm, [44], [45]; Moore et al., [46]). Similar flaking patterns have also been documented elsewhere in eastern Indonesia (Marwick et al., [41]; Shipton et al., [66]), including at the So’a Basin in central Flores between at least 1.02 million years ago and ~ 700 ka (Brumm et al., [13], [14], [15]), suggesting long-term technological continuity in the greater region, at least in terms of flake production strategies (Moore, [43]; Moore & Brumm, [44], [45]; Moore et al., [46]; Shipton et al., [66]). However, other aspects of the archaeological sequence at Liang Bua indicate that some behavioural changes occurred following the initial appearance of modern humans on the island. For instance, clear microstratigraphic signs of anthropogenic combustion are present ~ 41–24 ka, suggesting controlled fire use among Late Pleistocene modern humans utilising the cave, behaviours not yet documented for H. floresiensis (Morley et al., [47]) despite initial claims otherwise (Morwood et al., [49], [48]). In addition to controlled fire use, an increase in edge-polished flakes also occurs at the site during the terminal Pleistocene and Holocene (Moore et al., [46]). Recent experiments have suggested the possibility that these edge-polish flakes were used for processing siliceous plant materials, such as palm and bamboo, in the upper part of the stratigraphic sequence (Hayes et al., [25]).
Lithic raw material usage is another aspect of the Liang Bua archaeological sequence that exhibits remarkable change. The stone artefacts at Liang Bua are primarily made from two raw materials, silicified tuff and chert (Moore et al., [46]; Sutikna et al., [67]); other stone types, including silicified limestone, chalcedony, jasper, andesite, and quartz, are represented in considerably lower frequencies (Sutikna et al., [67]). The silicified tuff and chert are both noted to be available as cobbles (albeit in unknown quantities) in the Wae Racang, a river that flows ~ 200 m north of the cave today (Moore et al., [46]). Moore et al. ([46]) reported that within the Pleistocene stone artefact assemblage at Liang Bua, which was thought at that time to be exclusively associated with H. floresiensis, 83.4% of the 8388 artefacts studied were made of silicified tuff, whereas the remaining 16.6% was made of chert. In comparison, the proportion of chert artefacts in the Holocene assemblage, which is exclusively associated with modern humans, surged to 61.6% of the 2861 artefacts studied, while the silicified tuff proportion fell to 38.4% (Moore et al., [46]). Moore et al. ([46]) noted that many of the chert artefacts from the Holocene assemblage contain patches of soft, chalky cortex, suggesting that these chert materials were obtained from bedrock or colluvial sources rather than the Wae Racang gravel bed. They further argued that the observed shift in raw material selection at Liang Bua was part of a suite of adaptive behavioural changes associated with the arrival of modern humans to Flores (Moore et al., [46]).
In a more recent study, based on the revised site stratigraphy (Sutikna et al., [68]) and a study sample that was different from that used by Moore et al. ([46]), a similar raw material pattern was observed (Sutikna et al., [67]). Specifically, the H. floresiensis lithic assemblage (from stratigraphic units 1A, 1B, and 2 combined) was dominated by artefacts made from silicified tuff (69.9% of the 4419 artefacts studied), whereas the use of chert remained relatively low (17.2%). In comparison, among the lithic assemblages dated to after ~ 46 ka (from stratigraphic units 4, 5, 6, 8A, 8B, 8C combined), the proportion of silicified tuff artefacts decreased notably (34.4% of the 6015 artefacts studied) while that of chert artefacts increased (45.3%). Sutikna et al. ([67]) suggested that this shift in raw material usage reflects that the modern humans using Liang Bua after ~ 46 ka may have selectively acquired and transported chert materials from more distant sources, leading to a larger amount of chert artefacts being produced and discarded in the cave. In contrast, because silicified tuff occurs in abundance in the nearby Wae Racang, the high proportion of silicified tuff artefacts prior to 50 ka may indicate a greater reliance by H. floresiensis on stone raw materials that were more readily available around the site (Sutikna et al., [67]).
If the increased prevalence of chert at Liang Bua after ~ 46 ka was related to modern human raw material preference, the reason for why this was the case is not immediately obvious. Discussions of lithic raw material selection often highlight the trade-offs between procurement cost and raw material properties associated with fracture predictability and flake production (Andrefsky, [3]; Brantingham et al., [9]). Put simply, stones with more predictive fracture patterns can afford toolmakers greater control over the knapping process. As such, it is commonly assumed that fine-grained stone types, such as chert, would have been preferred over coarser-grained materials by past toolmakers. However, at Liang Bua, researchers have observed no obvious difference in the flaking quality of the locally available chert and silicified tuff, both of which have been described as relatively fine-grained and of high flaking quality (Moore et al., [46]). Such similarities in flaking quality between these two raw materials may help explain the overall lack of difference in the way these were both knapped by hominins (Moore et al., [46]). Taking these observations together, the systematic increase in chert artefacts discarded by modern humans at Liang Bua may involve factors beyond fracture predictability. One possibility is that chert was selectively exploited for functional considerations. Recent studies have demonstrated that functional attributes, such as edge sharpness and durability, may be as important, if not more so, as fracture predictability for past raw material selection and transport (Abrunhosa et al., [1]; Braun et al., [10]; Key, [32]; Key et al., [33]; Lemorini et al., [36]; Seong, [62]). As noted earlier, the arrival of modern humans at Liang Bua resulted in some changes in the hominin activities represented at the site, including the possible increased occurrence of plant processing based on the edge-polished flakes (Hayes et al., [25]; Moore et al., [46]). It may thus be that flakes made from chert outperform those made from silicified tuff in carrying out these tasks.
To begin evaluating these hypotheses of raw material selection and hominin behaviour at Liang Bua, it is first necessary to develop a better understanding of the geological and mechanical properties of the chert and silicified tuff represented in the stone artefact assemblage (Moore et al., [46]; Sutikna et al., [67]). Specifically, if the variation in raw material usage at the site was related to the production and/or function of stone tools, then we would expect the chert and the silicified tuff to exhibit differences in their mineralogy and mechanical characteristics that can impact their flakability and functional performance. Beyond categorical classifications, no analysis has yet been carried out to quantitatively characterise these two stone types. In this study, we conduct a suite of petrographic, crystallographic, geochemical, and mechanical analyses on samples of chert and silicified tuff collected in the Liang Bua vicinity to investigate the nature and physical characteristics of these two lithic raw materials.
Material and Methods
Liang Bua is located in the Waihekang Formation, an area marked by a Pliocene-Miocene tuffaceous clastic limestone that is minimally compact and porous, making it susceptible to rapid karstification (Koesoemadinata et al., [34]; Nanlohy et al., [53]; Westaway et al., [73]). Moore et al. ([46]) suggested that the silicified tuff represented at Liang Bua was formed through submarine volcanic eruptions that deposited the local tuff-bearing clastic limestone. This stone type is said to exist in great abundance in the Wae Racang near Liang Bua today (Moore et al., [46]). Similar green-coloured silicified tuff is apparently widespread elsewhere on Flores (Harahap et al., [24]), and artefacts made from the stone type have also been reported from the Middle Pleistocene site of Mata Menge in the So’a Basin (Brumm et al., [15]). As for chert, while previous studies have noted its occurrence in river gravels and bedrock exposures around Liang Bua (Moore et al., [46]; Westaway et al., [73]), there is limited information concerning the material’s nature and occurrence.
To obtain samples of the two stone types for analysis, we conducted pedestrian surveys along a section of the Wae Racang ~ 200 m north of Liang Bua, as well as in the inland area surrounding the site (Fig. 2). Note that our goal here was to obtain samples to carry out detailed geological and mechanical analysis, rather than to summarise systematically the distribution of the two raw materials on the landscape. As such, we opted for an opportunistic survey approach guided by local community members. We recognise that, unlike probabilistic or systematic sampling (Banning, [4]), this survey approach carries inherent bias, such that the survey outcome is in no way representative of the overall raw material distribution. However, given the limited prior information regarding the raw materials, especially for chert, as well as other logistical constraints, including very poor surface visibility due to dense vegetation cover, relying on local community knowledge was the best solution to obtain the samples for our study purposes.
In the sections of the Wae Racang gravel bed that were surveyed, the size of the silicified tuff encountered ranged widely from large boulders to small pebbles. We collected several samples that exhibited a range of colour variation in the alluvial cortex (pale/greyish green to brown; Fig. 3a b). Some of the variations observed for this stone type may reflect differences in weathering, as there were examples of in situ weathering of silicified tuff cobbles on the riverbed (Fig. 3c). Importantly, test flaking of the collected samples showed an internal colour of varying shades of blue-green (Fig. 3d) or dark brown that was consistent with the silicified tuff artefacts identified in the Liang Bua assemblage (Fig. 4a-d).
As mentioned above, Moore et al. ([46]) suggested that the chert represented in the Liang Bua assemblage was acquired mainly as cobbles from the Wae Racang gravel beds. However, we encountered very few chert stones along the river, all of which were small pebbles. On the other hand, we identified small to medium cobbles of wine-red jasper and chalcedony among the gravel beds, with a cortex and internal colour that were similar to those observed on the same material types in the Liang Bua assemblage. However, these jasper and chalcedony cobbles are not part of the present study as they are relatively rare at Liang Bua (< 10% among the stratigraphic units) in comparison to the two dominant raw materials, silicified tuff and chert. Instead, the qualitative lack of chert from the riverbed observed from our survey suggests the possibility that past hominins in the region obtained this raw material elsewhere among the surrounding limestone landscape. This scenario is supported by the presence of chalky cortex on some of the chert artefacts at Liang Bua (Fig. 4f g), suggesting that the material may have been acquired from exposed bedrock or colluvial sources (Moore et al., [46]). Based on information from local residents that chert nodules are occasionally encountered in local gardens during soil tilling, we surveyed the paths between Liang Bua and two nearby villages, Teras to the south and Bere to the west (Fig. 2). The survey examined a series of limestone sections and soil profiles exposed by road cut, mostly to the south toward Teras. Although a limited number of isolated siliceous nodules were identified in these exposed sections, no chert was recovered along these survey paths. Note that we also did not observe any silicified tuff during the survey away from the river gravel bed, suggesting that the material may only occur as alluvial material in the river and not in the surrounding limestone hills.
In their study, Moore et al. ([46]) mentioned the presence of a Neolithic site, Golo Roang, located about 500 m northeast of Liang Bua across the Wae Racang. The site contains Neolithic adze blanks and adze manufacturing debitage made from a beige chert with a dull to matted lustre (see Fig. 32 in Moore et al. ([46])), which is similar to the chert represented at Liang Bua (Fig. 4e-g). It thus stands to reason that there may be a source of chert located north of Liang Bua. To evaluate this possibility, we surveyed north of Liang Bua and identified two locations with a greater occurrence of chert. At ~ 500 m northwest of Liang Bua, along the south bank of the Wae Racang, multiple medium to large chert nodules with chalky cortex were identified on the ground and within garden retaining walls (Fig. 5a). Farther to the north across the river, large quantities of nodular chert were found littered on the lower river terrace east of Nanga village (Fig. 5b). At both locations, the chert nodules had irregular forms with ‘knobby’ surfaces, chalky white weathering rind, and fossil burrow features (Fig. 5d) that are typical of nodular chert originating from diagenetic silica replacement in carbonate rocks (Boggs, [7]; Maliva & Siever, [39]). Visual inspections of test flaking results suggest that the chert nodules share similar physical characteristics (e.g. beige colour with dull lustre and opaque translucency, or greyish-brown colour with shiny lustre) to those represented in the Liang Bua lithic assemblage (Fig. 4e-g). The chert samples analysed in this study are materials collected from these two locations.
Among the raw materials sampled, we selected eight chert (C1–C8) and three silicified tuff (ST1–ST3) nodules for detailed geological and mechanical analyses (Table S1). While the sample size is limited, our analyses provide a suite of comprehensive information that are useful as a first step toward quantitatively characterising the nature of the two dominant lithic raw materials recovered at Liang Bua.
Comparison with Archaeological Specimens
As mentioned above, the raw material samples collected in our survey share similar visual characteristics to the stone artefacts at Liang Bua that have been identified as the same stone types. To further verify that our geological samples correspond to the archaeological raw materials, we conducted portable X-ray fluorescence (pXRF) analysis to compare the geochemistry of the raw material samples analysed in this study to those of Liang Bua stone artefacts identified in previous studies as chert and silicified tuff. Although comparisons of the accuracy and precision of pXRF units with other lab-based geochemical methods have produced variable results (e.g., Grave et al., [22]; Sheppard et al., [63]), the non-destructive nature of pXRF is useful for making direct geochemical comparisons between raw material samples and archaeological artefacts. However, given the uncertainties surrounding the accuracy of pXRF, the comparisons here were carried out in relative terms. In other words, we focused on examining the relative differences/similarities rather than the absolute values of the elemental concentrations between the geological and archaeological samples.
To carry out the analysis, we used a Thermo Scientific Niton XL3t GOLDD + pXRF unit fixed in a mobile testing stand. The pXRF device is equipped with a silver (Ag) anode X-ray tube (6–50 kV, 0–200 μA max.), with the X-rays calibrated using the ‘TestAll Geo’ setting that automatically determines between the Compton normalization calibration and the fundamental parameters calibration, depending on the total metal content of the samples analysed. Elemental composition is output by default in terms of both parts per million (mg/kg), or ppm, and percent of composition by weight, with 0.10% being the cut-off point. Here we report the pXRF measurements for several major elemental oxides and trace elements (K2O, CaO, TiO2, MnO, Fe2O3, Cu, Zn, Rb, Sr, Zr, and Pb) that have been shown to yield reliable values by pXRF (Hall et al., [23]) and also consistently produced readings during our analyses.
For the raw material samples, the standard analysis protocol used here involved testing a clean flat surface cut by a diamond saw for 180 s (Newlander et al., [54]). A similar analytical protocol was applied to a collection of archaeological stone artefacts from Liang Bua using the flattest surface on each artefact. This artefact collection, which is temporarily on loan to the University of Wollongong by the Archeometry Research Center of the Indonesian Archaeological, Language, and Literary Research Organization, contains 27 chert and 28 silicified tuff artefacts that each weighs more than 1 g and has a relatively flat surface that covers the entirety of the instrument test window. A certified powder standard, CCRMP TILL-4PP (180–646), was routinely analysed between measurements of the artefact samples to monitor the pXRF performance. A summary of the results obtained from measurements of the standard are provided in Table S2, together with the certified values for comparison.
Geological Analysis
To further characterise the nature of the raw material samples in detail, the samples were thin-sectioned and examined using a Leica DM2500 P petrographic microscope at the University of Wollongong to characterise their mineralogy, grain size, and other distinguishing features. In addition, approximately 50 g of a representative component of each raw material sample was pulverised using a tungsten-carbide ring mill for 60 s. A 20 g aliquot of each pulverised sample was set aside for X-ray fluorescence (XRF), and < 1 g of this material was used for X-ray diffraction (XRD) after it was ground further by hand using an agate mortar and pestle for ~ 60 s. Dilute hydrochloric acid (HCL) was applied to the raw material hand samples as well as the pulverised samples to determine their reaction to acid.
X-Ray Diffraction
The diffraction patterns were obtained using a Thermo Fisher Equinox 1000 asymmetric/curved X-ray diffractometer at the University of Wollongong. The diffractometer is equipped with a copper long-fine-focus X-ray source. Samples were measured on a rotating stage (nine revolutions per minute) over 120 min, using a 2 mm × 0.1 mm aperture and 4° incidence angle. Spectra were obtained between 4 and 110° 2-theta. Phase identification was completed using the International Centre for Diffraction Data (ICDD) PDF-2-Minerals database and the software ‘Match!’ (version 3.10.2.173). Where more than one mineral phase was detected, estimates of the modal percentages of each phase were determined using the direct derivation method (Toraya, [71]).
X-Ray Fluorescence
The whole-rock major and trace element composition of each sample was determined using a Spectro Ametek XEPOS III energy dispersive XRF spectrometer at the University of Wollongong. Trace element data were measured using pressed powder pellets (each pellet using ~ 5 g of pulverised sample combined with ~ 10 drops of PVA solution and pressed into an Al cup at 2500 psi). The pressed pellet was dried at 70 °C for > 2 h and then weighed to two decimal places. Major element data were obtained from the analysis of glass-fusion beads using one of two fluxes (pure Lithium Metaborate or a 57:43 mixture of lithium metaborate and lithium tetraborate) which were selected according to an assessment of the concentration of Si, Ca, and Fe in each sample estimated from an analysis of the pressed pellet. The glass beads were made using ~ 0.4 g of powdered sample material and ~ 4 g of flux. Samples with > 1000 ppm S or > 300 Cu were oxidised using 5 ml of lithium nitrate prior to preparation of the glass fusion bead to prevent damage to platinum crucibles used to prepare the glass beads. Two geological reference materials were run as unknowns alongside the raw material samples to ensure the accuracy of results. The iron concentration for each sample is reported as total Fe2O3. The major element data were reduced using a loss-on-ignition (LOI) measurement, where each sample was weighed before and after heating to 1100 °C for > 2 h. The results are reported on a volatile-free basis.
We focused our analysis on two groups of elements. The first group includes Ti, Zr, and Th, which are relatively immobile during post-depositional alterations and are indicators of the depositional environment in which the stones originally formed (Murray, [51]). Although Fe and Al in chert have also been previously suggested to be minimally affected by diagenesis (Murray, [51]), studies have shown that both elements can be affected by secondary alterations (Gauthier et al., [21]; Sheppard & Pavlish, [64]). The second group includes Sr, Mn, Cl, Ca, Mg, Ba, Na, K, P, and Rb, which tend to be mobile and are hence useful for gauging the variation in the degree of secondary alteration among the raw material samples (Malyk-Selivanova et al., [40]; Murray, [51]; Sheppard & Pavlish, [64]).
Mechanical Analysis
Density
The density of each raw material sample was calculated by first determining their volume from a 3D model obtained using a structured light scanner (Polyga Compact C210 and the FlexScan3D software), then dividing the volume by the weight of the scanned sample, measured to the nearest 0.1 g. Before scanning and weighing, the cortex was cut from the raw material samples using a diamond saw. This is because the density of the outer weathering rind of the stones would be differentially affected by the degree of weathering. Here we focus on comparing the density measure of the inner non-cortical part of the samples. The extent of the cortex layer and its interface with the non-cortical stone was determined by changes in colouration, which is generally abrupt among the samples (e.g. Figure 5c, d).
Rebound Hardness Analysis
Rebound hardness measures the hardness of the raw material in relation to elasticity, that is, the ability to change shape temporarily and return to the original shape when the pressure is removed. A rebound hardness test drops a diamond-tipped hammer from a fixed height onto the test material and measures the elevation/velocity of the rebound. Rebound hardness has been shown to correlate with elastic parameters like Young’s modulus among some stone types (Aldeeky et al., [2]; Wang et al., [72]), with higher values of rebound hardness indicating greater material stiffness. Moreover, rebound hardness correlates with the homogeneity of rocks (measured by the frequency of impurities and microscopic cracks) as well as their ability to withstand strain (Braun et al., [10]; Yaşar & Erdoǧan, [75]). As such, studies have employed rebound hardness as a proxy for flakability and fracture predictability of lithic raw materials (Egeland et al., [18]; Noll, [55]).
We tested the rebound hardness of the chert and silicified tuff samples using a pen type Leeb hardness tester (TIME 5100) with a ‘D’ impact device and a tungsten carbide tip. The impact body (i.e. the hammer) within the tester was loaded by a spring mechanism and then released to hit the material surface. The impact and rebound velocity of the impact body was determined at a distance of 1 mm from the material surface based on the voltage generated by the coil inside the device. The rebound hardness of the material, expressed in the scale of HLD, was calculated by the ratio of the rebound velocity and the impact velocity multiplied by a factor of 1000. Prior to testing, the raw material samples were cut by a diamond saw to have two parallel flat surfaces. Because all of the cut samples were relatively small (< 2 kg), the samples were coupled on a 10 kg cast-iron anvil by first filling the contacts between the samples and the anvil with industrial grease and firmly pressing the samples down onto the anvil. The Leeb test was then carried out by holding the hardness tester downwards perpendicularly to the flat sample test surface. For each sample, a total of 10 measurements were taken at different points of the test surface to determine the average rebound hardness value.
Indentation Hardness Analysis
Indentation hardness quantifies the hardness of the raw material related to plastic deformation. The test is done by indenting a standardised sharp tip into the surface of the test material under a known load, then measuring the resulting indented impression. Studies have shown that stone raw materials with higher indentation hardness tend to be constituted of smaller grains with less porosities and lower surface roughness, potentially allowing flakes to be detached with sharper edges and hence greater cutting abilities (Yonekura, [76]; Yonekura & Suzuki, [78]). Researchers have also used indentation hardness as a proxy for tool edge durability (Sherwood, [65]; Yonekura, [76]; Yonekura et al., [77]), although it should be noted that edge toughness is proportional to not only indentation hardness but also stiffness, such that hard yet stiff (i.e. highly brittle) stones can in fact have low edge toughness (McPherron et al., [42]).
We tested the indentation hardness of the raw material samples using the Koop hardness test. The Knoop test uses an elongated pyramid indenter that allows only a small indentation to be made during testing, making the test particularly suited for very hard and brittle materials, such as glass and ceramic. The indentation hardness of the material, expressed in the scale of HK, was calculated as the ratio of the input load and the area of the indented impression. To conduct the test, small parallel-plane slices of each raw material were cut using a precision saw. Each sample was indented nine times (following a 3 × 3-mm grid) on the test surface using the Matsuzawa Via-F hardness tester at the University of Wollongong. Following Namen et al. ([52]), the indentations were made using a load of 10 kgf (or 98.07 N), a speed of 1 mm per s, and a hold time of 20 s. The length of the indentations along the long axis was measured using the ImageJ software (Schneider et al., [61]) on images of the tested samples captured by the Phenom XL scanning electron microscope. The Knoop hardness value (GPa) was calculated with the following:
where F is the applied load in Newtons, and L is the length of the long diagonal of the indent in millimeters.
The data were analysed using the R statistical software (R Core Team, [60]). We employed the Kendall rank correlation coefficient to examine correlations among the variables. Because of the small sample size evaluated here, we use the Mann–Whitney U test (bootstrapped over 1000 iterations) and the resulting 95% confidence interval of the p-value to assess two-sample differences. An alpha value of 0.05 was used to assign test significance. The data and R code for reproducing the figures and statistical findings are archived on the open online repository Zenodo (10.5281/zenodo.7145681).
Results
Portable X-Ray Fluorescence
The pXRF measurements are summarised in Table S3 for the raw material samples and in Tables S4 and S5 for the archaeological samples. Overall, the relative geochemical pattern of the raw material samples analysed here matches well to that of the archaeological stone artefacts. The geological samples ST1–ST3 and archaeological samples attributed to silicified tuff consistently show more elevated concentrations of K2O, TiO2, MnO, Fe2O3, Zn, Rb, Sr, Zr, and Pb than those attributed to chert. In comparison, for the geological samples C1–C8 and archaeological specimens classified as chert, the amount of Zn, Rb, Zr, and Pb is generally under the limits of detection and cannot be reliably measured. Some of these geochemical variations can consistently discriminate between the two raw material groups among the geological and archaeological samples. For example, Fig. 6 compares the concentration of Fe2O3, K2O, and TiO2 (in natural logarithmic scale) between the raw material samples and the analysed stone artefacts. The artefacts identified qualitatively as silicified tuff produced values that overlap with the range observed on ST1–ST3, while values from artefacts identified qualitatively as chert overlap with the range observed on C1–C8. The close agreement between the two sets of data suggests that the raw material samples examined here reasonably correspond to the two dominant lithic raw materials identified in the archaeological assemblage at Liang Bua.
Petrographic Analysis
The chert samples examined (C1 and C4) contain numerous foraminifera (50–1500 µm) and algal materials (up to 1.5 mm) that have been replaced with very fine SiO2 and opaque minerals (Fig. 7a-c). These replaced foraminifera and algal materials represent from ~ 1–2 to 10% of the examined samples. C1 further contains secondary SiO2 mineralisation that filled existing pore space and/or replaced primary minerals, resulting in features that resemble angular quartz grains and quartz veinlets (Fig. 7b). The matrix of the chert samples is generally very fine-grained (< 50 µm) and difficult to determine optically, but is most likely very fine-grained quartz and opaque minerals (potentially iron minerals) (Fig. 7b). The finer-grained, matrix-supported sections of the samples were originally a sparse biomicrite (Folk limestone classification) that has since been diagenetically altered/replaced by silica or carbonate cement.
Samples ST1–ST3 also include numerous SiO2 replaced foraminifera (50 to 600 µm) and algal material, which represents 5 to 10% of these samples (Fig. 7d-g). These samples contain occasional angular quartz (< 1–5%) grains with sizes ranging between ~ 20 and 250 µm. The matrix of the samples ST1–ST3 is most likely composed of quartz, but since the matrix is very fine-grained (< 50 µm), it is difficult to determine optically. In contrast to the silicified tuff classification based on field observations, the finer-grained, matrix-supported sections of the samples suggest these stones were originally a sparse biomicrite (folk limestone classification) that has since been diagenetically altered/replaced by silica or carbonate cement. Some samples also include compositional bands that contain a higher proportion of clasts and are clast supported (Fig. 7e). Remnants of clasts that have been totally replaced by very fine-grained quartz with sizes ranging between 50 and 500 µm are also visible. These coarser, clast-supported sections, which also contain (1) angular quartz fragments (~ 5% of the samples); (2) 100–500 µm foraminifera (~ 5% of the samples), and (3) show clear signs of silica replacement, were likely an unsorted biosparite (folk limestone classification) or a volcaniclastic unit that were deposited in a shallow marine environment. However, regardless of the depositional environment of these clast-supported sections, the original minerals have since been diagenetically altered/replaced by silica.
X-Ray Diffraction
The XRD results, which are summarised in Table 1, indicate that all of the examined samples were dominated by quartz (SiO2). Some of the samples contained minor amounts of siderite (FeCO3) and/or calcite (CaCO3) and potentially other clay mineral phases such as chloritoid or perhaps illite, and one sample (ST-3) potentially contained trace amounts of copper sulphide (CoSO4).
Hydrochloric Acid Test
The reactions of the raw material samples to hydrochloric acid correlate with the presence of calcite as identified by the XRD results. Most of the chert samples had either a delayed reaction, or no reaction at all (Table S6). This reflects the fact that these samples are almost entirely composed of quartz, with minimal, if any, calcite present (which may be below the XRD detection level). The exception is C7, where the higher calcite percentage (1.8%; Table 3) explains its immediate response to HCL as a powdered sample. Similarly, ST1–ST3 also had faster reactions to HCL, corresponding to their higher amounts of calcite (CaCO3) according to the XRD results (Table 1).
X-Ray Fluorescence
Tables 2 and 3 summarise the XRF results. In line with the findings earlier, all of the samples are composed primarily of SiO2 (> 79%) with limited CaO. This result again suggests that, despite their different field classifications, both raw material types were originally fossiliferous limestone that was later diagenetically altered by silica replacement of existing carbonate. Nonetheless, echoing the differences outlined earlier with the pXRF results, there are notable variations in the geochemistry between these two raw material groups. Namely, the amount of SiO2 (79–86%) in ST1–ST3 is lower than those among C1–C8 (89–98%), while ST1–ST3 have relatively higher concentrations of Fe2O3 (1.6–5.2%) than C1–C8 (< 0.06%) (Fig. 8). Overall, there is a negative correlation between SiO2 and Fe2O3 (Kendall’s tau = − 0.66, p = 0.005). The concentrations of the other major elements are all very low (generally < 1%) across the samples, although ST1–ST3 contain comparatively more K2O, TiO2, and MnO than does C1–C8 (Fig. 8). In C1–C8, variation in SiO2 correlates with concentrations of Al2O3. As shown in Fig. 8, the four samples that have ~ 90% SiO2 (C1, C3, C4, C5) contain the highest amounts of Al2O3 among all of the samples analysed (7.19–7.27%), while the other four samples that have > 95% SiO2 (C2, C6, C7, C8) contain much lower Al2O3 (0.25–1.08%). In terms of the trace elements, there is a negative correlation across all of the samples between SiO2 and Zr (Kendall’s tau = − 0.71, p = 0.003), Rb (Kendall’s tau = − 0.80, p < 0.001), Sr (Kendall’s tau = − 0.81, p < 0.001), Zn (Kendall’s tau = − 0.90, p < 0.001), Y (Kendall’s tau = − 0.67, p = 0.003) and Cl (Kendall’s tau = − 0.64, p = 0.006) (Fig. 9).
Density, Rebound Hardness, and Indentation Hardness
Table 4 summarises the mechanical properties of the raw material samples. Overall, ST1–ST3 exhibit a higher density than that of C1–C8 (p-value 95% confidence interval: 0.015–0.018), which may reflect the higher Fe2O3 concentrations among ST1–ST3. However, according to the bootstrapped Mann–Whitney U test, the null hypotheses that rebound hardness (p-value 95% confidence interval: 0.016–0.99) and indentation hardness (p-value 95% confidence interval: 0.016–0.60) are the same in these two samples are not rejected. Instead, the rebound hardness values for all of the samples fall within the upper range associated with chert reported by previous studies (Zhou et al., [79]). In contrast, the indentation hardness values observed among our samples are overall notably lower than the published data for chert from elsewhere (8.4–12.1 HK from Namen et al. ([52])).
There is limited evidence that the average HLD and HK values among the samples are correlated (Kendal’s tau = 0.45, p = 0.06). This finding suggests that the mechanical properties captured by the two measures (i.e. stiffness and plastic deformation resistance) are, at least in part, independent of each other. There is also no evidence that the hardness variation is associated with the difference in SiO2 concentrations (SiO2% vs. HLD: Kendal’s tau = 0.38, p = 0.12; SiO2% vs. HK: Kendal’s tau = 0.2, p = 0.45). Unfortunately, we were unable to follow Namen et al. ([52]) in using the modified Knoop hardness formula developed by Ben Ghorbal et al. ([5]) to determine the elastic modulus of our samples, as the length of indent impression along the short axis on many of the tested samples cannot be reliably observed (Fig. 10).
Discussion
In this study, we carried out the first geological, mechanical, and quantitative assessment of the two raw materials that dominate the stone artefact assemblages at Liang Bua, described in previous studies as ‘chert’ and ‘silicified tuff’ (Moore et al., [46]; Sutikna et al., [67]). Our observations show that both stone types are very similar mineralogically, composed primarily of a very fine-grained quartz matrix supporting abundant foraminifera and algal fossils that have been replaced by silica. There are also instances of quartz crystals and veinlets produced by secondary SiO2 mineralization that filled existing pore space and/or replaced primary materials. For the ‘silicified tuff’, no evidence of tuff or other volcanic materials was observed among the samples (ST1–ST3). Instead, geologically both the ‘chert’ and the ‘silicified tuff’ derive from limestone that has undergone diagenetic alterations by secondary silica replacement of primary carbonate materials.
The diagenetic process of silica replacement, or silicification, occurs when water within the pore space of carbonate rocks becomes supersaturated with silica, leading to the precipitation of silica and the growth of quartz crystals (Maliva & Siever, [39]). This crystallization, in turn, increases the solubility of the surrounding carbonate minerals and results in further carbonate dissolution and silica recrystallization (Maliva & Siever, [39]). The outcome of this process is the formation of nodular chert, which often occurs in subspherioid, tabular, or irregular forms within carbonate rocks, and can contain partly or wholly silicified remains of calcareous fossils and algal structures (Blatt & Tracy, [6]; Boggs, [7]; Maliva & Siever, [39]), such as those observed among the samples examined in this study. Note that nodular chert is distinctly different from bedded chert, which develops through the recrystallization of silica from siliceous ooze on ocean floors in the form of bands or layers (Boggs, [7]). In contrast, nodular chert in limestone deposits occurs in a wide variety of environments, ranging from tidal flats to deep ocean basins, with the presence of abundant siliceous sponge spicules in sediments acting as the main control over the silicification process (Maliva & Siever, [39]). Thus, the original formation of the wide variety of limestone-derived materials (i.e., chert) represented at Liang Bua was not necessarily associated with a marine setting exclusively.
From a purely geological perspective, our results suggest that the stone raw materials previously described at Liang Bua as ‘chert’ and the ‘silicified tuff’ actually represent different varieties of nodular chert. However, despite this general geological similarity, there are clear geochemical differences between the samples of these two varieties. For instance, the XRF results show that C1–C8 contained higher concentrations of SiO2, whereas ST1–ST3 consistently yielded greater amounts of Fe2O3, TiO2, and K2O, as well as trace elements such as Zr, Rb, and Zn. The more elevated concentrations of Fe2O3 among ST1–ST3 (> 1%) may also help to explain their notable colour variation (pale/greyish green to brown) and higher density values compared with those of C1–C8. Therefore, the ‘chert’ and ‘silicified tuff’ categories used in previous studies are more aptly described as silica-dominated (i.e. SiO2-dominated) nodular chert and iron-rich (i.e. Fe2O3-rich) nodular chert, respectively, at least based on the examination of samples used in this study (C1–C8 and ST1–ST3).
The geochemical differences that we observed between the iron-rich samples (ST1–ST3) and the silica-dominated samples (C1–C8) may reflect relative dilution of the various elements through the silicification process. Indeed, several major and trace elements, including Fe2O3, Zr, Rb, Sr, Zn, Y, and Cl, correlate negatively with SiO2 among the entire combined sample (Figs. 8 and 9). In particular, the negative relationship between Zr and SiO2 must be related to the enrichment of SiO2 rather than the diagenetic loss of Zr, because Zr is immobile. If this hypothesis is correct, it suggests that the observed variation among the two sample groups examined here simply reflects respective differences in the extent of diagenetic alteration on similar primary materials derived from single geological settings. However, there are indications that the two raw material groups might be derived from different geological formations, as the iron-rich nodular chert (previously described as ‘silicified tuff’) only appears to occur as alluvial material in the riverbed and not in the surrounding limestone hills. Thus, it makes sense that the source of this raw material is located farther upstream to the south, closer to the modern town of Ruteng. This town is situated in the Kiro Formation, which is composed primarily of a Miocene volcanic sequence (Koesoemadinata et al., [34]). This hypothesis predicts that the largely volcanic rocks farther upstream from Liang Bua must also contain some limestone beds in which silicification took place to produce the highly siliceous yet iron-rich stones. The volcanic environment may also help explain the occurrence of the coarser, clast-supported matrix observed in some of the iron-rich samples, which may be related to volcaniclastic units that went through secondary silicification.
For the silica-dominated nodular chert (previously described as ‘chert’), on the other hand, our survey recovered samples only at localised outcrops among the limestone hills around Liang Bua, and not in the river cobble bed. These chert nodules likely represent products of silicification within the local Waihekang Formation, which has been noted to contain thick limestone beds with fragments of chert and unspecified fossils (Westaway et al., [73]). In this case, the geochemical variation observed among C1–C8, such as in SiO2 and Al2O3 (Fig. 6), could reflect differences in the silicification process and/or post-depositional weathering. For example, a previous study has shown that weathered chert artefacts can contain higher concentrations of aluminium under certain soil conditions (Sheppard & Pavlish, [64]). This is because the solubility of silica and aluminium varies by soil pH, such that under certain conditions silica can be dissolved and removed at a higher rate than with aluminium, which in turn causes aluminium to become enriched relative to SiO2 (Sheppard & Pavlish, [64]). Thus, the samples examined here that contain relatively lower SiO2 and higher Al2O3 (C1, C3, C4, and C5) might represent the more weathered version of the silica-dominated nodular chert that occurs around Liang Bua.
It is important to establish the geological characteristics of these two varieties of nodular chert because the Liang Bua stone artefact sequence suggests a shift in the way past people acquired lithic raw materials for stone tool production at the site. As outlined above, the lithic assemblage associated with H. floresiensis largely consists of artefacts made using the iron-rich nodular chert (70%) (Sutikna et al., [67]; also see Moore et al., [46]), which seems to only occur in the Wae Racang today according to our opportunistic survey. From ~ 46 ka until the Holocene, however, the percentage of artefacts made from the iron-rich variety declined considerably (34%), while the silica-dominated variety with chalky cortex became more commonly used (45%). As Sutikna et al. ([67]) noted, the simplest hypothesis for this shift in raw material representation is that after ~ 46 ka, the silica-dominated chert became more widely available around Liang Bua than it had been previously, possibly due to erosion and downcutting that exposed previously buried outcrops among the limestone hills. However, Sutikna et al. ([67]) contended that this scenario is unlikely given that the iron-rich chert variety occurring in the river remains the most abundant and easily accessible material in the region today. Instead, it was proposed that the shift in raw material usage may reflect a greater reliance by H. floresiensis on stones readily available in the adjacent Wae Racang, while the modern human populations that used the cave after ~ 46 ka selectively transported preferred raw materials (i.e. the silica-dominated chert) from farther away (Moore et al., [46]; Sutikna et al., [67]). However, our survey showed that the silica-dominated chert is also equally available in the vicinity of the cave (500–700 m), meaning that the increased discard of this raw material does not necessarily imply a greater degree of its transport from distant sources. Instead, the evidence suggests that, assuming both raw material types were available locally as today, modern humans simply acquired the silica-dominated raw material more frequently than did H. floresiensis.
If modern humans preferentially procured the silica-dominated chert over the iron-rich variety, it is unlikely that this preference was related to fracture predictability. All of the raw material samples analysed in this study show very fine-grained matrices and high SiO2 concentrations. Moreover, there was no detectable dissimilarity in the rebound hardness between the two chert types and all of the observed measurements are comparable to values reported for chert by previous studies (Zhou et al., [79]). Thus, if rebound hardness is used as a proxy for raw material homogeneity and fracture predictability (Braun et al., [10]; Egeland et al., [18]; Noll, [55]), then there is no reason to suspect that these two raw material varieties share any major differences in flaking quality.
An alternative hypothesis is that the raw material shift at Liang Bua was related to the sharpness and durability of tool edges during tool use activities. The ability of a stone to resist abrasion and plastic deformation has been shown to correlate directly with the stone’s rebound and indentation hardness (Çelik & Çobanoğlu, [17]; Erickson et al., [19]). However, as with rebound hardness, there was no detectable difference in the indentation hardness of the two raw material groups examined here, suggesting that the tool edge produced from the two stone types may share similar functional attributes, such as edge durability. However, it is important to note that the sample size used in this study is small and our observations need to be verified by future studies with more samples. In addition, further studies should evaluate the functional hypothesis by testing directly the quality and performance of flake edges made from the two chert varieties under controlled tool-use settings (Calandra et al., [16]; Key, [32]; Key et al., [33]; Lin et al., [38]). Another interesting finding here is that the indentation hardness of all of our samples is considerably lower than those of chert from elsewhere (Namen et al., [52]). This outcome demonstrates that geologically similar stone types can have markedly different mechanical properties, and these differences would likely have influenced the selection and transport of lithic raw materials in the past. Therefore, it is important for lithic raw material studies to look beyond general geological classifications (and their assumed ‘good’ versus ‘bad’ qualities for stone tool technology) and quantitatively characterise attributes related to their knappability and functional performance.
If the two chert varieties at Liang Bua share similar mechanical properties, it is possible that the increased utilisation of the silica-dominated variety by H. sapiens at the site was related more to socio-cultural factors. Indeed, adzes made from the same material were commonly associated with late Holocene burials in the region (Moore et al., [46]), suggesting that the raw material was connected to social attributes such as prestige and status signaling. It is therefore possible that the use of the silica-dominated chert by earlier modern humans was conditioned by similar social processes. Be that as it may, explanations referring to social factors are difficult to test. Moreover, there are other ecological factors that could potentially explain the shifts in the dominant raw material varieties at Liang Bua. For instance, it has been established that forager movement and toolkit curation can directly affect the spatial patterning of lithic raw materials on the archaeological landscape (Brantingham, [8]; Lin & Premo, [37]; White, [74]). Depending on the distribution of the raw material sources (Oestmo et al., [56]; Pop, [57]), more expansive forager land use through longer movement distances may cause stone artefacts to be discarded farther away from raw material sources. Similarly, higher degrees of toolkit curation and maintenance can also result in the disposal of more artefacts at greater distances away from source (Lin & Premo, [37]). Even if the two primary chert varieties represented at Liang Bua are available in the local area, variation in their spatial distribution and availability on the landscape alone (river versus localised inland sources) could influence their respective uptake by past hominins. For instance, if modern humans had a greater foraging range and/or relied more on logically organised mobility than H. floresiensis, then it may be possible that modern human foragers at Liang Bua encountered and hence procured the silica-dominated chert from inland sources more frequently. If this was the case, the increased proportion of the silica-dominated chert discarded at Liang Bua after ~ 46 ka could signal changes in broader processes such as foraging range, movement distance, and/or technological organization. To empirically verify this hypothesis, it is necessary to conduct more systematic raw material survey and sampling at a larger scale to adequately summarise the distribution of different lithic raw materials across the landscape around Liang Bua. Moreover, it is necessary to unpack the various mobility and land use scenarios to examine how each of these processes affect the accumulation of lithic discards on archaeological landscapes (Lin and Premo, [37]; White, [74]). To this end, a promising approach is to combine formal spatial modelling with more comprehensive raw material sourcing information (e.g., Pop et al., [58]) and ecological data (Veatch et al., [80]) to test if specific forager procurement and mobility scenarios generate patterns of raw material discard proportions similar to those observed at Liang Bua without targeted selection of particular stone types. Such studies may provide further critical insights into the comparative behaviours of H. sapiens and H. floresiensis.
Conclusion
To date, geological details about the two dominant lithic raw materials at Liang Bua have been limited to qualitative observations and descriptions. This study is the first systematic effort to quantitatively characterise the geological and mechanical properties of these raw materials. Our results show that the two major stone types at the site, referred to in previous studies as ‘chert’ and ‘silicified tuff’ (Moore et al., [46]; Sutikna et al., [67]), are in fact similar in their geological and mineralogical structures and represent varieties of nodular chert formed through diagenetic silica replacement in carbonate rocks. However, these two raw material varieties differ from one another in several geochemical features. These differences, such as the concentration of Fe2O3, help explain disparities between the two stone types that have been noted in previous studies (e.g., differences in colour and density). As such, we proposed that the ‘chert’ and ‘silicified tuff’ at Liang Bua are more aptly described respectively as silica-dominated (i.e. SiO2-dominated) nodular chert and iron-rich (i.e. Fe2O3-rich) nodular chert. In contrast to the geochemical variation, no difference was observed between these two raw materials in their hardness properties, suggesting limited variation in their knappability and tool edge functional quality, such as durability. Instead, the observed shift in raw material utilisation at Liang Bua that occurred after ~ 46 ka may be related to factors beyond tool manufacture and function. To further explore these hypotheses, larger scale systematic sampling is needed to better characterise the raw material distribution across the Liang Bua landscape, which can in turn be integrated into formal models of hominin raw material procurement and land use.
Data Availability
The datasets generated and analysed by the current study are available in the Zenodo repository, https://doi.org/10.5281/zenodo.7145681.
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Acknowledgements
Special thanks to Pak Stanis Mbembak for his guidance and assistance during the raw material survey and to the people of Nanga for permission to survey areas north of the Wae Racang. We also thank the entire Liang Bua Team from Teras, Golo Manuk, and Bere. Jose Abrantes assisted with the XRD and XRF analyses; Matthew Franklin assisted with the Knoop indentation hardness test. Mark Moore and two anonymous reviewers offered valuable comments that helped improve the paper.
Funding
This study was supported by an Australian Research Council DECRA Fellowship (DE200100502) to S.C.L. and the University of Wollongong. Fieldwork and excavations at Liang Bua were authorised by Pusat Penelitian Arkeologi Nasional (Jakarta, Indonesia) and Pemerintah Daerah Kabupaten Manggarai (Flores, Nusa Tenggara Timur). The 2001–2019 excavations at Liang Bua were supported by Australian Research Council Discovery Project grants to the late Michael J. Morwood (DP0343334 and DP0770234), a Waitt Foundation/National Geographic Society grant to M.W.T and T.S. (No. 2121–2), and grants from the Smithsonian Scholarly Studies Program, The Leakey Foundation, and the Social Sciences and Humanities Research Council of Canada (No. 435–2017-1234) to M.W.T. Additional funding was provided by the Canada Research Chair Program, the Peter Buck Fund for Human Origins Research, the Smithsonian’s Human Origins Program, the University of Wollongong, and the University of New England.
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Lin, S.C., White, L.T., Jatmiko et al. Characterising the stone artefact raw materials at Liang Bua, Indonesia. J Paleo Arch 6, 22 (2023). https://doi.org/10.1007/s41982-022-00133-9
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DOI: https://doi.org/10.1007/s41982-022-00133-9