Abstract
We exploit the properties of a sequence of functions that approximate the divisor functions and combine them with an analytical formula of a delta-like sequence to give a new proof of a theorem of Grönwall on the asymptotic of the divisor functions.
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1 Introduction and statement of the main results
Given a complex number \(\alpha ,\) for any \(m\in {\mathbb{N}}=\{ 1,2,\ldots \}\) the sum of positive divisors function \(\sigma _{\alpha }(m)\) is defined as the sum of the \(\alpha\)th powers of the positive divisors of m [1]. It is usually expressed as
where k|m means that \(k\in {\mathbb{N}}\) is a divisor of m. The functions so defined are called divisor functions. They play an important role in number theory, namely within the study of divisibility properties of integers and the distribution of prime numbers. Such functions appear in connection with the Riemann zeta function
Indeed, given any \(\alpha \in {\mathbb{R}},\) it is plain that
In particular, for \(\alpha >1\) this yields
In 1913, Grönwall [2] showed in a quite elementary way that if \(\alpha >1,\) then
In fact, in view of the previous inequality, immediately he derives (1) after proving that
where
is the mth power of the product of the first m prime numbers \(p_1=2,p_2=3,p_3=5, \ldots ,p_m.\)
By arguing in an alternative way, in Sect. 4 we prove the following result, which still yields Grönwall’s equation (1).
Theorem 1.1
For every real number \(\alpha >1\) one has
where \([1,2,\ldots ,m]\) is the least common multiple of \(1,2,\ldots ,m.\)
The proof of this theorem is arguably more involved than Grönwall’s one. However, a novelty of our approach lies in the fact that, unlike Grönwall, we do not use the multiplicativity of \(\sigma _{\alpha },\) i.e., \(\sigma _{\alpha }(mn)=\sigma _{\alpha }(m)\sigma _{\alpha }(n)\) for any coprime m, n [1], but we exploit the properties of a sequence of \(C^\infty\) functions whose pointwise limit is \(\sigma _{\alpha }\) (see Sect. 2).
Our main tool is the following theorem, which, to the best of our knowledge, is new in the literature.
Theorem 1.2
Let \(\eta _1, \eta _2\in {\mathbb{R}}{\setminus }{\mathbb{Z}}\) or \(\eta _1, \eta _2\in {\mathbb{Z}},\) with \(\eta _1 \le \eta _2.\) For every \(f \in L^1[\eta _1, \eta _2 ]\) which is continuous in a neighborhood of the integers, we have
where \(\lfloor \eta \rfloor\) denotes the integer part of \(\eta \in {\mathbb{R}}\) and \(\chi _{_{\mathbb{Z}}}\) is the characteristic function of \({\mathbb{Z}}.\)
Our hope is also that this alternative approach might provide new insights and lead to some new result in the future, such as Ingham type formulas for convolution sums involving \(\sigma _{\alpha }\) (see [3]).
1.1 Notation
For brevity, we write \(\lim _n\) instead of \(\begin{array}{c} \lim _{n\in {\mathbb{N}}} \\ {n\rightarrow \infty } \end{array},\) and the symbol \(\{\cdot \}_{n\in {\mathbb{N}}}\) for a sequence is abbreviated as \(\{\cdot \}_n.\) The power \(\left( \cos (y)\right) ^\beta\) is written as \(\cos ^\beta (y),\) and the same we do for the sine function.
Given a real number \(x\ge 1,\) in sums like \(\sum _{k=1}^{x}\) we mean that \(k\in {\mathbb{N}}\) with \(k\le \lfloor x\rfloor ,\) where \(\lfloor x\rfloor\) denotes the integer part of \(x\in {\mathbb{R}},\) i.e., the greatest integer such that \(x- \lfloor x\rfloor \ge 0.\)
The characteristic function of a set \(A\subseteq {\mathbb{R}}\) is denoted by \(\chi _{_A}.\)
2 Approximation of the divisor function
In this section a sequence of functions that approximate \(\sigma _{\alpha }\) is defined. To this end, we consider \(\sigma _{\alpha }\) for real \(\alpha >0,\) and we extend such a function to \([0, \infty )\) by letting \(\sigma _{\alpha } (x)=0\) when \(x\in [0, \infty ){\setminus }{\mathbb{N}}.\)
For any given real numbers \(\alpha > 0\) and \(M>1,\) let us consider the sequence \(\{{\mathcal{C}}_{\alpha , n}\}_n\subset C^\infty [0, M]\) defined as
where
The main property of the functions (3) is given by the following proposition.
Proposition 2.1
For any given real numbers \(\alpha > 0,\) \(M>1\) and \(x\in [0, M],\) the sequence \(n\rightarrow {\mathcal{C}}_{\alpha , n}(M;x)\) is non-increasing, and \(\lim _n {\mathcal{C}}_{\alpha , n}(M;x)= \sigma _\alpha (x).\)
Proof
If \(x=0,\) then this is obviously true. Let \(x\in (0,M]\) and \(k \in (0, M]\cap {\mathbb{N}}\) be fixed. If \(x\not \in {\mathbb{N}}\) or if \(x\in {\mathbb{N}}\) is not divisible by k, then \(|\cos (\pi x/k) |<1.\) In this case, the sequence \(n\rightarrow \cos ^{2n }(\pi x/k)\) is decreasing and \(\lim _n\cos ^{2n } (\pi x/k)=0.\) On the other hand, \(\cos ^{2n }(\pi x/k)=1\) for all \(n\in {\mathbb{N}}\) if and only if \(x\in {\mathbb{N}}\) and k divides x. Consequently,
as claimed. \(\square\)
3 Delta-like sequences and proof of Theorem 1.2
In the literature (see e.g. [4, 5]) a sequence of non-negative functions \(\{g_n\} _{n\in {\mathbb{N}}}\subset L^1({\mathbb{R}}^m)\) is known to be a delta-like sequence if
for all \(f\in C^\infty _0({\mathbb{R}}^m).\) If, in addition, the functions \(g_n\) are smooth, they are also called mollifiers, or approximations of the identity.
A well-known set of delta-like sequences is made of non-negative functions \(g_n\in L^1({\mathbb{R}}^m)\) satisfying the properties (a) and (b) below.
-
(a)
For every \(\epsilon >0,\) there exists \(\delta >0\) such that \(\int _{|x|>\delta }g_n(x)\text{d}x <\epsilon .\)
-
(b)
\(\int _{{\mathbb{R}}^m} g_n(x)\text{d}x=1.\)
Here and in what follows, we have let \(|x|=\sqrt{x_1^2+\cdots +x_m^2}.\)
We prove the following
Proposition 3.1
If \(\{g_n\} _{n\in {\mathbb{N}}}\subset L^1({\mathbb{R}}^m),\) where each \(g_n\) is non-negative, satisfies the previous property (a), and
(b\(^{\prime }\)) \(\lim _n \int _{{\mathbb{R}}^m} g_n(x)\text{d}x=1,\)
then (4) holds for every \(f\in L^1({\mathbb{R}}^m)\cap L^\infty ({\mathbb{R}}^m)\) which is continuous in a neighborhood of \(x=0.\)
Proof
From (b\(^{\prime }\)) it follows that for every fixed \(0<\epsilon <1\) there exists \(N>0\) such that \(1-\epsilon< \int _{{\mathbb{R}}^m} g_n(x)\text{d}x < 1+\epsilon\) whenever \(n\ge N.\) The continuity of f at \(x=0\) yields \(|f(x)- f(0)|<\epsilon\) if \(|x|<\delta\) for some \(\delta >0.\)
Thus, by using (a) we see that if \(n\ge N,\) then
We also have that
Since \(\epsilon\) is arbitrary, it follows that
which yields (4). \(\square\)
3.1 Proof of Theorem 1.2
We need the following
Lemma 3.2
Let \(\varphi _n(x)\,{:}{=}\, \sqrt{n\pi }\cos ^{2n}(\pi x)\) and \(\eta \in (0,1).\)
If \(f\in L^1 (-\eta , 1-\eta )\) is continuous at \(x=0,\) then
If \(f\in L^1 [0,1]\) is continuous at \(x\in \{0,1\},\) then
Proof
We first show that the function \(\varphi _n \chi _{_{(-\eta , 1-\eta )}}(x)\) satisfies the properties (a) and (b\(^{\prime }\)) in Proposition 3.1.
Without loss of generality we assume \(\eta =1/2\) and for simplicity the function \(\varphi _n \chi _{_{(-1/2, 1/2 )}}\) will still be denoted by \(\varphi _n.\)
In order to prove (a), we show that the sequence \(\{\varphi _n\}_n\) converges uniformly to zero in any compact subset of \({\mathbb{R}}{\setminus }\{0\},\) i.e., \(\lim _{n}\sup _{|x| >\delta }\varphi _n(x)=0\) for every \(\delta >0.\) Since the \(\varphi _n\) are even and decreasing when \(x>0,\) it suffices to show that \(\lim _{n}\varphi _n(\delta )=0\) for every \(0<\delta <1/2.\) By the elementary inequality \(\sin ( t) \ge 2t/\pi\) for all \(t \in [0, \,\pi /2],\) we have
Hence, (a) is proved.
We now prove (b\(^{\prime }\)). To this end, first let us recall the beta function [6, Formulae 8.380 2, 8.384 1]
where \(\Gamma (z)\,{:}{=}\,\int _0^\infty e^{-t}t^{z-1}\text{d}t,\) \(\text{Re }{z}>0,\) is the well-known gamma function [6, Formula 8.310 1]. Since \(\Gamma (1/2)=\sqrt{\pi }\) [6, Formula 8.338 2], we can write
Hence, (b\(^{\prime }\)) follows after observing that by Stirling’s approximation formula we get [6, Formulae 8.339 1, 2]
Now, since \(f\in L^1[-\frac{1}{2},\frac{1}{2}]\) is continuous at \(x=0,\) from Proposition 3.1 we conclude that
Thus, (5) is proved.
It remains to prove (6).
Since \(f\in L^1[0,1]\) is continuous at \(x\in \{0,1\},\) the functions \(x\rightarrow f(|x|)\) and \(x\rightarrow f(1-|x|)\) are continuous at \(x=0.\) Further, \(\varphi _n(x)= \varphi _n(1-x)\) and \(\varphi _n(x)= \varphi _n(-x).\) Thus, we can write
From the above chain of identities it follows that
Hence, (7) yields \(2\lim _n \int _{0}^{1 }f(x) \varphi _n(x)\text{d}x =f(0)+f(1),\) as required.
Proof of Theorem 1.2
We can assume that \([\eta _1, \eta _2]= [a-\eta , b- \eta ],\) where \(a\le b\) are integers and \(0\le \eta <1.\) This is obvious if \(\eta _1, \eta _2\in {\mathbb{Z}}.\) Therefore, let us assume that \(\eta _1, \eta _2\not \in {\mathbb{Z}},\) so that \(\eta \,{:}{=}\, \lfloor \eta _1+1 \rfloor -\eta _1\in (0,1).\) If we let \(a= \lfloor \eta _1+1 \rfloor\) and \(b=\lfloor \eta _2+2 \rfloor ,\) then \(\eta _1= a-\eta\) and \(b-\eta = \lfloor \eta _2+2 \rfloor -\eta>\eta _2+1 -\eta >\eta _2,\) i.e., \(\eta _2=b-\eta -\eta '\) for some \(\eta '>0.\) Consequently, we can extend \(f\in L^1[\eta _1, \eta _2]=L^1[a-\eta , b-\eta -\eta ']\) to \(\tilde{f}\in L^1[a-\eta , b-\eta ]\) by letting \(\tilde{f}\equiv 0\) in \([b-\eta -\eta ', \ b-\eta ].\) Note that \(\tilde{f}\) is still continuous in a neighborhood of the integers. Further, the sum on the right-hand side of (2) does not change if f is replaced by \(\tilde{f}.\) Thus, without loss of generality, we can assume that f is defined in the interval \([a-\eta ,\ b-\eta ]\) and write
where \(\varphi _n\) has been introduced in Lemma 3.2. Indeed, by applying this lemma we have
4 Proof of Theorem 1.1
For \(x,n\in {\mathbb{N}},\) with \(x>1,\) let us take \(M=2x\) for the approximants of \(\sigma _\alpha (x)\) defined in (3), namely
Recall that the function \(f_n(t)\,{:}{=}\, t^\alpha \cos ^{2n}(\pi x/ t)\) extends to a continuous function in \([0, \infty ),\) with \(f_n(0)=f_n(2x)=0.\) Further, it satisfies the hypotheses of Theorem 1.2 in [0, 2x]. Thus,
By the change of variables \(t\rightarrow xt\) one has
where
with
Thus, Theorem 2.1 yields
Since it is plain that \(f_n(xt)\ge 0\) for all \(t\in [0,2],\) we can take a sufficiently large integer m, set \(m'=4(m!),\) and write
after the change of variable \(xt \rightarrow t.\) Now, let us take \(x=m!\) so that \(x/k=m!/k\in {\mathbb{N}}\) and \(\frac{x}{k}\pm \frac{x}{m'}=\frac{m!}{k}\pm \frac{1}{4}\not \in {\mathbb{Z}}\) for all \(k\in \{1,\ldots ,m\}.\) Thus, the previous inequality becomes
Again, we apply Theorem 1.2 by taking \(f(t)= \cos ^{2n}(\pi m!/t)\) to see that
Since for any given \(k\in \{1,\ldots ,m\}\) one has \(\cos ^{2n}(k\pi )=1\) and
we infer
which, together with (9), implies that
where
Since by the mean value theorem we see that
we deduce
because, as already mentioned in Sect. 1, if \(\alpha >1,\) then
It is plain that in order to prove the same limit for \(G_\alpha ([1,2,\ldots ,m])\) it suffices to take \(x=[1,2,\ldots ,m]\) and proceed in a completely analogous way.
Theorem 1.1 is completely proved.
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Acknowledgements
The approximation of the divisor functions with the sequences of \(C^\infty\) functions presented in this paper was an original idea of the second Author and the core of his Master thesis at Florida International University. Moreover the Authors thank the referee for corrections and useful suggestions.
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De Carli, L., Echezabal, A. & Laporta, M. Approximating the divisor functions. J Anal (2024). https://doi.org/10.1007/s41478-024-00747-y
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DOI: https://doi.org/10.1007/s41478-024-00747-y