Abstract
We study the gaps between products of two primes in imaginary quadratic number fields using a combination of the methods of Goldston–Graham–Pintz–Yildirim (Proc Lond Math Soc 98:741–774, 2009), and Maynard (Ann Math 181:383–413, 2015). An important consequence of our main theorem is existence of infinitely many pairs \(\alpha _1, \alpha _2\) which are product of two primes in the imaginary quadratic field K such that \(|\sigma (\alpha _1-\alpha _2)|\le 2\) for all embeddings \(\sigma \) of K if the class number of K is one and \(|\sigma (\alpha _1-\alpha _2)|\le 8\) for all embeddings \(\sigma \) of K if the class number of K is two.
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1 Introduction
One of the classical problems in prime number theory is to study the gaps between prime numbers. The famous twin prime conjecture asserts that there are infinitely many pairs \((p_1, p_2)\) of prime numbers such that \(|p_1-p_2|=2\). Although this conjecture remains out of reach, study of this conjecture leads to several interesting results. The first and very important breakthrough in this direction is the result of Goldston et al. [3] who showed that
where \(p_n\) denotes the nth prime. Zhang [16] has subsequently improved this result by showing that
Very shortly afterwards, a further breakthrough was obtained by Maynard [9], who developed a multidimensional version of the Selberg sieve to obtain 600 instead of \(7\times 10^7\). DHJ polymath [13] group extends the methods of Maynard by generalizing the Selberg sieve further reduce it to 246 unconditionally, and 6 under the assumption of the generalized Elliott–Halberstam conjecture.
Let \(\{q_n\}_{n\ge 1}\) be the sequence of positive integers which are products of exactly two primes written in the increasing order. The members of this sequence are called \(E_2\) numbers. Heuristically problems involving \(E_2\)- numbers are as difficult as problems involving prime numbers as sieve methods do not seem to distinguish between numbers with even numbers of prime factors and odd number of prime factors (parity principle of Selberg [14]). Hence it is interesting to study the gaps between \(E_2\)- numbers. This study was initiated by Goldston et al. [4] who showed that
Later developing the methods of [4], they are able to improve the constant on the right hand of (1.1) to 6 in [5].
Let K be a number field and let \(\mathcal {O}_K\) be its ring of integers. We say that an element \(\alpha \in \mathcal {O}_K\) is prime if the principle ideal \(\alpha \mathcal {O}_K\) is a prime ideal. Castillo et al. [1] have initiated the study of gaps between primes in number fields. By extending the methods of Maynard-Tao they showed that for a totally real field K there are infinitely many primes \(\alpha _1\) and \(\alpha _2\) in \(\mathcal {O}_K\) such that \(|\sigma (\alpha _1-\alpha _2)|\le 600\) for every embedding \(\sigma \) of K. The case when K is imaginary is first considered by Vatwani [15]. In particular it is shown in [15] that there are infinitely many prime pairs \(({{\textbf {p}}}_1, {\textbf {p}}_2)\in \mathbb {Z}[i]\times \mathbb {Z}[i]\) such that \({N}({\textbf {p}}_1-{\textbf {p}}_2)< 246^2\), where \({N}(\cdot )\) denotes the norm on \(\mathbb {Q}(i)\). The method of the proof can be generalized to cover any imaginary quadratic number field with class number 1.
In the spirit of [1, 4, 5, 8] it is natural to consider gaps between products of two primes in number fields. Before stating our main result of this article, we will fix some notations. Let \(\mathcal P\) be the set of prime numbers in \(\mathcal {O}_K\). Let \(G_2^K\) be the set of all \(\alpha \in \mathcal {O}_K\) which can be written as a product of two elements from \(\mathcal P\). We say that a tuple \((\mathfrak {h}_1,\dots ,\mathfrak {h}_k)\in \mathcal {O}_K^k\) is admissible if it does not cover all the residue classes modulo \(\mathfrak {p}\) for any prime ideal \(\mathfrak {p}\) of \(\mathcal {O}_K\).
Now we are in a position to state the main result of this paper.
Theorem 1
Let K be an imaginary quadratic number field and let \(r\ge 2\) be an integer. Then there exists a positive integer \(\tilde{k}:=\tilde{k}(r, K)\) such that for any admissible k-tuple \((\mathfrak {h}_1, \ldots , \mathfrak {h}_k)\in \mathcal {O}_K^k\) with \(k\ge \tilde{k}\), there are infinitely many \(\alpha \in \mathcal {O}_K\) such that at least r of \(\alpha + \mathfrak {h}_1, \ldots , \alpha +\mathfrak {h}_k\) are \(G_2^K\)-numbers.
It is clear from Theorem 1.1 that \(\liminf |\sigma (\alpha -\beta )|\le M(K)\) where M(K) is a constant depends only on K and the \(\liminf \) is taken when \(\alpha ,\beta \) runs over all \(G_2^K\) numbers. It will be clear at the end of the proof that the constant depends only on the class number. In the following corollaries we will precisely give the value of M(K) when the class number is 1 or 2.
Corollary 1
Let \(K_d:=\mathbb {Q}\left( \sqrt{d}\right) \) be an imaginary quadratic field with class number one ( there are exactly nine such fields corresponding to \(d=-1, -2, -3, -7, -11, -19, -43, -67\) and \(-163 )\). There exist infinitely many \(G_2^{K_d}\)-numbers \(\alpha _1, \alpha _2\) such that \(|\sigma (\alpha _1-\alpha _2)|\le 2\) for all embeddings \(\sigma \) of \(K_d.\)
Remark 1
For \(d=-1\) and \(-2\), we consider the admissible pair \(\{0,2\}\). Then, by taking norms, there are infinitely many rational primes of the form \(p_1=a^2+db^2, p_2=m^2+dn^2, p_3=a_1^2+db_1^2, p_4=m_1^2+dn_1^2\) with \(p_1p_2=(a^2+db^2)(m^2+dn^2)\) and \(p_3p_4=(a^2+db^2)(m^2+dn^2)+2h\begin{vmatrix} a&\sqrt{d}b \\ \sqrt{d}n&m \\ \end{vmatrix}+h^2\) with \(a, b, m, n, a_1, b_1, m_1, n_1\in \mathbb {Z}\) and \(|h|\le 2.\)
Similarly for \(d=-3, -7, -11, -19, -43, -67\) and \(-163\) considering the admissible pair \(\{0,2\}\) we get infinitely many rational primes of the form \(p_1=(a^2+db^2)/4, p_2=(m^2+dn^2)/4, p_3=(a_1^2+db_1^2)/4, p_4=(m_1^2+dn_1^2)/4\) with \(p_1p_2=(a^2+db^2)(m^2+dn^2)/16\) and \(p_3p_4=\frac{1}{16}(a^2+db^2)(m^2+dn^2)+\frac{1}{16}\left( 2h \begin{vmatrix} a&\sqrt{d}b \\ \sqrt{d}n&m \\ \end{vmatrix} +h^2\right) \) with \(a, b, m, n, a_1, b_1, m_1, n_1\in \mathbb {Z}\) and \(|h|\le 2.\)
Corollary 2
Let \(K_d:=\mathbb {Q}\left( \sqrt{d}\right) \) be an imaginary quadratic field with class number two. There exist infinitely many \(G_2^{K_d}\)-numbers \(\alpha _1, \alpha _2\) such that \(|\sigma (\alpha _1-\alpha _2)|\le 8\) for all embeddings \(\sigma \) of \(K_d\).
This article is organized as follows. In Sect. 2 we provide the necessary preliminaries to prove Theorem 1. In Sect. 3 we prove a variant of Bombieri–Vinogradov theorem for \(G_2^K\)-numbers. In Sect. 4 we explain the method of the proof. Section 2 is devoted to prove Proposition 2. In Sect. 5 we will prove some preparatory lemmas which are essential for the proof. In Sect. 6 we will choose the appropriate weights. In Sect. 8 we will conclude the proofs of Theorem 1, Corollary 1 and Corollary 2.
2 Notations and preliminaries
Here and in what follows, K denotes an imaginary quadratic field unless otherwise mentioned. For much of this article, we follow the notations of Hinz [6] and Castillo et al. [1]. Being an imaginary quadratic field K has no real embeddings and it has exactly two complex embeddings, namely \(\sigma _0\) (the identity) and \(\sigma \) (complex conjugation). We observe that for any non-zero \(\alpha \in \mathcal {O}_K\), \(|\sigma (\alpha )|\ge 1.\) For \(N>1\), let
Further, for \(N_1<N_2\), we define
We would also use A(N) and \(\mathcal {P}(N)\) for A(2N, N) and \(\mathcal {P}(2N,N)\) respectively. For a set S, |S| denotes its cardinality, for an element \(\alpha \in K\) and an ideal \(\mathfrak {q}\) of \(\mathcal {O}_K\), \(|\alpha |\) and \(|\mathfrak {q}|\) denote the respective norms.
Remark 2
A clarification about the notations is much called for at this point. For an element \(\alpha \in \mathcal {O}_K\), \(|\alpha |\) denotes its norm whereas \(|\sigma (\alpha )|\) denotes absolute value as a complex number. For imaginary quadratic fields, they are related by
Hence \(A^0(N)\) as defined above can also be described as
These usages will be clear from the context as we proceed.
For elements \(a,b\in \mathcal {O}_K\) and an ideal \(\mathfrak {q}\) of \(\mathcal {O}_K\), we write \(a\equiv b \mod \mathfrak {q}\) to mean that the ideal generated by \(a-b\) is contained in \(\mathfrak {q}\), i.e \((a-b)\subset \mathfrak {q}\). Moreover, if the ideal (a) generated by \(a\in \mathcal {O}_K\) does not have any common factor with \(\mathfrak {q}\) then we write \((a,\mathfrak {q})=1\).
Given a non-zero ideal \(\mathfrak {q}\subseteq \mathcal {O}_K\), we define analogues of three classical multiplicative functions, namely the norm \(|\mathfrak {q}|:=|\mathcal {O}_K/\mathfrak {q}|\), the Euler phi-function \(\varphi (\mathfrak {q}) :=|(\mathcal {O}_K/\mathfrak {q})^\times |\) and the Möbius function \(\mu (\mathfrak {q}):=(-1)^r\) if \(\mathfrak {q}=\mathfrak {p}_1\dots \mathfrak {p}_r\) for distinct prime ideals \(\mathfrak {p}_1,\dots ,\mathfrak {p}_r\) and \(\mu (\mathfrak {q})=0\) otherwise. We use \(\tau _k(\mathfrak {q})\) to denote the number of ways of writing \(\mathfrak {q}\) as a product of k factors and \(\omega (\mathfrak {q})\) to denote the number of distinct prime ideals containing \(\mathfrak {q}\). For ideals \(\mathfrak {a}, \mathfrak {b}\), we use \([\mathfrak {a},\mathfrak {b}]\) and \((\mathfrak {a},\mathfrak {b})\) to denote LCM and GCD of \(\mathfrak {a},\mathfrak {b}\).
The k-tuple \((\mathfrak {a}_1, \ldots , \mathfrak {a}_k)\) with \(\mathfrak {a}_j\in \mathcal {O}_K\) for all \(j \; (1\le j\le k)\) is denoted by \(\underline{\mathfrak {a}}.\) We use \(w_1, w_2\) to denote prime elements of \(\mathcal {O}_K.\) For any \(R\in \mathbb {R}\), \(|\underline{\mathfrak {a}}|\le R\) is to be interpreted as \(\prod _{j=1}^{k}|\mathfrak {a}_j|\le R.\)
The notion of divisibility among k-tuples is defined componentwise, i.e,
For any integral ideal \(\mathfrak {q}\) of \(\mathcal {O}_K, \underline{\mathfrak {a}}| \mathfrak {q}\Leftrightarrow \prod _{j=1}^{k}\mathfrak {a}_j |\mathfrak {q}.\) We use the notation \([\underline{\mathfrak {a}}, \underline{\mathfrak {b}}]\) to denote the product of the component-wise least common multiples, i.e. \([\underline{\mathfrak {a}},\underline{\mathfrak {b}}]=\prod _{j=1}^{k}[\mathfrak {a}_j, \mathfrak {b}_j]\) and \((\mathfrak {a},\mathfrak {b})=1\) to mean that the ideals \(\mathfrak {a}\) and \(\mathfrak {b}\) are coprime, where 1 is the trivial ideal.
For \(\mathcal {R}e(s)>1,\) the Dedekind zeta function of K is defined by
where the sum is over all non-zero ideals of \(\mathcal {O}_{K}.\) This function admits meromorphic continuation to the whole complex plane with a pole at \(s=1\). Let \(c_K\) denote its residue at \(s=1\).
Now we note that [1, page 4] the number of elements \(\alpha \in A(N)\) satisfying a congruence condition \(\alpha \equiv \alpha _0 \left( \textrm{mod}\,\mathfrak {q}\right) \) is given by
where
The following lemma is central in estimation of the sums that arise in Selberg’s higher dimensional sieve.
Lemma 1
(Lemma 2.5, [1]) Suppose \(\gamma \) is a multiplicative function on the non zero ideals of \(\mathcal {O}_K\) such that there are constants \(\kappa>0, A_1 > 0\), \(A_2 \ge 1\), and \(L \ge 1\) satisfying
and
for any \(2 < w \le z\). Let h be the completely multiplicative function defined on prime ideals by \(h(\mathfrak {p}) = \gamma (\mathfrak {p}) / (|\mathfrak {p}| - \gamma (\mathfrak {p}))\). Let \(G:[0,1] \rightarrow \mathbb {R}\) be a piecewise differentiable function and let \(G_{max} = \sup _{t \in [0,1]}(|G(t)| + |G'(t)|)\). Then
where \(c_K := \mathop {\textrm{Res}}_{s=1} \zeta _K(s)\) and the singular series
The following lemma is a consequence of Minkowski’s lattice point theorem (see [1, page 12]).
Lemma 2
Let \(A^{0}(N)\) and A(N) be defined as above. We have
where \(D_K\) is the discriminant of K.
Let \(\omega _K\) be the number of roots of unity contained in K and \(h_K\) be the class number of K. The following lemma is a special case of Mitsui’s generalized Prime number theorem [10].
Lemma 3
Let \(\mathcal {P}^{0}(N)\) be defined as above. We have
where c is a non-zero positive real number.
We denote \(m_K:=\frac{\omega _K}{h_K R_K}\) as Mitsui’s constant. As a direct consequence of Lemma 3 we get
Lemma 4
Let \(\mathcal {P}^0(N)\) be defined as above. Then we have
We shall also use Dedekind’s class number formula.
Lemma 5
([12], Corollary 5.11 ) Let \(c_K, \omega _K\) and \( h_K\) be defined as above. We have
Lemma 6
Let K be an algebraic number field. For any natural number \(R\ge 2\), we have
where first sum is over all non-zero integral ideals of \(\mathcal {O}_K\) whose norm is less than or equal to R.
3 A generalization of the Bombieri–Vinogradov theorem
A subset S of \(\mathcal {O}_K\) is said to have level of distribution \(\vartheta \) for \(0<\vartheta \le 1\) if for any \(C>0\) there exists a constant \(B=B(C)\) such that
Most important case is when \(\mathcal {S}=\mathcal {P}\). In this case, an analog of Elliott–Halberstam conjecture for number fields predicts that the inequality (3.1) holds with any \(\vartheta \) in \(0<\vartheta \le 1\). Hinz [6] showed that primes have level of distribution \(\frac{1}{2}\) in totally real algebraic number fields. Huxley [7] obtained level of distribution \(\frac{1}{2}\) for a weighted version of (3.1). The \(G_2^K\)-numbers for \(K=\mathbb Q\) was shown by Motohashi to have level of distribution \(\frac{1}{2}\).
For our purposes, it is convenient to define the following related quantities.
Using a theorem of [7] and following the argument in Lemma 10.2 of [15], we prove the following generalization of the Bombieri–Vinodradov theorem.
Proposition 1
Let K be an imaginary quadratic number field. Then (3.1) holds for any \(\vartheta \le \frac{1}{2}\) when \(\mathcal {S}=\mathcal {P}\).
Proof
Let \(\mathfrak {q}\) be an ideal in \(\mathcal {O}_K\). We denote the ray class group \(\left( \textrm{mod}\,\mathfrak {q}\right) \) by \(\mathcal {C}_{\mathfrak {q}}\) and a ray class by \(\mathcal {L}_{\mathfrak {q}}\). Let \(\pi (x, K)\) be the number of prime ideals in \(\mathcal {O}_K\) of norm \(\le x\) and \(\chi _{\mathbb {P}}\) be the characteristic function of the prime ideals in \(\mathcal {O}_K\). We define
where \(h(\mathfrak {q})\) denotes the cardinality of the ray class group \(\mathcal {C}_{\mathfrak {q}}\). We will now use the following lemma.
Lemma 7
(Huxley [7]) Using the notations as above, for any \(A>0\), there exists a real number \(B>0\) such that for any \(\vartheta \le \frac{1}{2}\) we have
We have the following relation between the number of ray classes and the class number ([15]):
where U is the unit group of \(\mathcal {O}_K\), \(U_{\mathfrak {q}, 1} =\{\alpha \in U : \alpha \equiv 1 \left( \textrm{mod}\,\mathfrak {q}\right) , \alpha \succ 0\}\) and \(h_K\) is the class number of K where \(\alpha \succ 0\) means all the real conjugates (if any) of \(\alpha \) are positive.
Now we will estimate the index set \([U: U_{\mathfrak {q}, 1}]\). To do that we define the following homomorphism
by \(\psi (u)=u \left( \textrm{mod}\,\mathfrak {q}\right) \). Then the kernel of \(\psi \) is \(U_{\mathfrak {q}, 1}\) and image of \(\psi \) is the residue classes \(\left( \textrm{mod}\,\mathfrak {q}\right) \) that contain a unit. Let \(T_{\mathfrak {q}}=\text {Im}(\psi )\). Then \(|T_{\mathfrak {q}}|=[U: U_{\mathfrak {q}, 1}]\) and \(\frac{h(\mathfrak {q})}{\varphi (\mathfrak {q})}=\frac{h}{|T_{\mathfrak {q}}|}\). Since number of units in a imaginary quadratic number field is 2, 4 or 6, so if \(\mathfrak {u}_1, \mathfrak {u}_2 \in U\) satisfies \(\mathfrak {u}_1\equiv \mathfrak {u}_2 \left( \textrm{mod}\,\mathfrak {q}\right) \) then \(|\mathfrak {q}|\) must divide \(|\mathfrak {u}_1-\mathfrak {u}_2|\), which is atmost 4. Thus for \(|\mathfrak {q}|>4\) we see that \(T_{\mathfrak {q}}=|U|\), which only depends only on K and not on \(\mathfrak {q}\). Therefore using these estimates, from Lemma 7 we obtain the following.
Lemma 8
Using the notation as in Lemma 7, for any \(A>0\) there exists a positive real number B such that for any \(0 < \vartheta \le \frac{1}{2}\), we have
Proof
Let \(\mathfrak {a}\in \mathcal {O}_K\), \((\mathfrak {a}, \mathfrak {q})=1\) and \(\mathcal {L}_{\mathfrak {q}}(\mathfrak {a})\) be the ray class containing \((\mathfrak {a})\). Then from (3.2) we get
It is easy to see that all integral ideals belonging to \(\mathcal {L}_{\mathfrak {q}}(\mathfrak {a})\) are principal. Therefore we obtain
We also observe that there is an one to many correspondence between
depending on the number of units in \(\mathcal {O}_K\) (see [15], Sect. 10] for more details). More precisely, we have
For \(|\mathfrak {q}|>4\), we recall that \(h(\mathfrak {q})=\frac{h_K\varphi (\mathfrak {q})}{|U|}\). So from (3.3), we get
for any \(\vartheta \le \frac{1}{2}\) and for any \(A>0\). Now Prime ideal theorem tells us
Also from Lemma 4 and using \(\omega _K=|U|\), we get
Combining (3.5) and (3.6) we obtain
Also note that
From (3.7) and (3.4) we complete proof of the proposition. \(\square \)
We would use the above result in the following form which can be easily deduced by partial summation.
Lemma 9
Let K be an imaginary quadratic number field. For any \(\vartheta \), \(0<\vartheta \le \frac{1}{2}\), any \(B>0\) and a fixed integer \(h\ge 0\), there exists \(C=C(B,h)\) such that if \(Q\le |A(N)|^{\vartheta } (\log N)^{-C}\), then
For \(0< \frac{\vartheta }{2}<b\le \frac{1}{2},\) and for \(1 \le Y'\le N^b\) ( \(Y':=N^{\eta }\) with \(\eta \le \frac{\vartheta }{2}\) to be made precise later) we define a function \(\beta \) on \(\mathcal {O}_K\) by
For the function \(\beta \), we define
An arithmetic function f is said to have level of distribution \(\vartheta \) for \(0<\vartheta \le 1\) if for any \(A>0\) there exists a constant \(B=B(A)\) such that
Let \(\tau (n)\) be the number of divisors of a natural number n. A complex valued arithmetic function f is said to satisfy Siegel–Walfisz condition if there exist positive constant C such that
holds for all \(D>0\) and for any non-principal Dirichlet character \(\chi \left( \textrm{mod}\,q\right) \) with \(q\ll (\log x)^{D}.\)
If arithmetic functions f and g both satisfy (3.9) and have level of distribution \(\frac{1}{2}\) then Motohashi [11] obtained that the Dirichlet convolution \(f*g\) also does so. In [2], we extend Motohashi’s [11] result to arithmetic functions on imaginary quadratic number fields. As the proof can be carried forward for any level of distribution \(0<\vartheta \le \frac{1}{2}\), viewing \(\beta \) as a Dirichlet convolution of characteristic functions of \(\mathcal {P}(Y', N^b)\) and \(\mathcal {P}(N^b, \infty )\), we get the following lemma. More precisely, it is a direct application of Cauchy–Schwarz inequality and Corollary 1.5 of [2].
Lemma 10
Let K be an imaginary quadratic number field. For \(0<\vartheta \le \frac{1}{2}\), \(B>0\) and fixed integer \(h\ge 0\), there exists \(C=C(B,h)\) such that if \(Q\le |A(N)|^{\vartheta } (\log N)^{-C}\), then
4 Method
Now we will describe the method of proof which is a combination of methods of [5] and [9].
Recall that a tuple \((\mathfrak {h}_1,\dots ,\mathfrak {h}_k)\in \mathcal {O}_K^k\) is admissible if it does not cover all residue classes modulo \(\mathfrak {p}\) for any prime ideal \(\mathfrak {p}\) of \(\mathcal {O}_K\). Let \(D_0=\log \log \log N\), \(\mathfrak {m}:=\prod _{|\mathfrak {p}|<D_0}\mathfrak {p}\). Since \((\mathfrak {h}_1,\dots ,\mathfrak {h}_k)\in \mathcal {O}_K^k\) is admissible, there exists \(v_0\) modulo \(\mathfrak {m}\) such that each \(\alpha +\mathfrak {h}_i\) lies in \(\left( \mathcal {O}_K/\mathfrak {m}\right) ^\times \) for all \(j=1,\cdots , k\). The main objects of consideration are the sums
![](http://media.springernature.com/lw267/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ124_HTML.png)
and
![](http://media.springernature.com/lw385/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ13_HTML.png)
where the inner sum is a k-fold sum over integral ideals and \(\lambda _{\mathfrak {d}_1,\dots ,\mathfrak {d}_k}\) are suitably chosen weights to be made explicit later.
Since each summand is non-negative, if we can show that \(S_2 > \rho S_1\) for some positive \(\rho \), then there must be at least one \(\alpha \in A(N)\) such that among \(\alpha +\mathfrak {h}_1,\dots ,\alpha +\mathfrak {h}_k\) atleast \([\rho ]+1\) are \(G_2^K\)-numbers. We choose the weights \(\lambda _{\mathfrak {d}_1,\dots ,\mathfrak {d}_k}\) in such a way that \(\lambda _{\mathfrak {d}_1,\dots ,\mathfrak {d}_k}=0\) unless \((\mathfrak {d}_i,\mathfrak {m})=1\), \(\mathfrak {d}_i\) is square-free, and \(|\mathfrak {d}_1\cdots \mathfrak {d}_k|\le R\) for each \(i=1,\cdots , k\), where R will be chosen later to be a small power of N. The main result of this section is the following.
Proposition 2
Let K be an imaginary quadratic number field. Suppose that the primes \(\mathcal {P}\) and \(G_2^K\)-numbers have a common level of distribution \(0<\vartheta \le 1\), and set \(R=N^{\vartheta }\left( \log N\right) ^{-C}\) for some constant \(C>0\). For a given a piecewise differentiable function \(F:[0,1]^k \rightarrow \mathbb {R}\) supported on the simplex \(\mathcal {R}_k:=\{(x_1,\dots ,x_k)\in [0,1]^k: x_1+\dots +x_k \le 1\}\), we set
whenever \(|\mathfrak {d}_1\dots \mathfrak {d}_k|<R\) and \((\mathfrak {d}_1\dots \mathfrak {d}_k,\mathfrak {m})=1\), and \(\lambda _{\mathfrak {d}_1,\dots ,\mathfrak {d}_k}=0\) otherwise.
Then
and
where \(0<\eta \le \frac{\vartheta }{2}\), \(m_K=\frac{\omega _K}{h_K}\) is Mitsui’s constant,
and
with \(B=2/{\vartheta }\), \(T_m=1-x_1-\ldots -x_{m-1}-x_{m+1}-\ldots -x_k\) and \(T_m(y)=\min (y, T_m)\).
5 Preparations
The sum \(S_1\) has been calculated in [1, Proposition 2.1]. So we would only work with \(S_2\). By squaring innermost sum and interchanging summation from Eq. (4.1) we can write \(S_2\) as
![](http://media.springernature.com/lw368/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ14_HTML.png)
We note that \([\mathfrak {a}_i,\mathfrak {b}_i]\) and \([\mathfrak {a}_j,\mathfrak {b}_j]\) are relatively coprime for \(i\ne j\) since the primes dividing \(\mathfrak {h}_i-\mathfrak {h}_j\) also divides \(\mathfrak {m}\).
If \(\beta (\alpha +\mathfrak {h}_m)=1\) then \(\alpha +\mathfrak {h}_m=w_1w_2\) with \(w_1\in \mathcal P(Y',N^b), w_2\in \mathcal P(N^b,\infty )\) where \(Y'\) and \(N^b\) are as in the definition of \(\beta \). So the norm of \(w_2\), \(|w_2|=|\sigma (w_2)|^2>N^{2b}>N^{\vartheta }> R\) by our choice of R and b. Hence \(\alpha +\mathfrak {h}_m\) has exactly one prime divisor \(w_1\) with \(|w_1|\le N^{2b}\). Since \(|\underline{\mathfrak {a}}|\le R\), \(|\underline{\mathfrak {b}}|\le R\) and \(\underline{\mathfrak {a}}, \underline{\mathfrak {b}}\) are square-free, so all prime divisors of \([\underline{\mathfrak {a}}, \underline{\mathfrak {b}}]\) have norm \(\le R.\)
Hence we conclude that either \([\mathfrak {a}_m,\mathfrak {b}_m]=1\) or \([\mathfrak {a}_m,\mathfrak {b}_m]=(w_1).\) Before discussing either of these cases we need the following lemma.
Lemma 11
For any function \(f:\mathcal O_K \rightarrow \mathbb C\) with \(|f|\le 1\),
Proof
Putting \(\alpha '=\alpha +\mathfrak {h}\) and \(\alpha _0'=\alpha _0+\mathfrak {h}\) in the L.H.S, we get
Since \(|f|\le 1\), we get
Now using (2.1), the O-term is
5.1 The case \([\mathfrak {a}_m,\mathfrak {b}_m]=1\)
Replacing \(\alpha +\mathfrak {h}_m\) by \(\alpha \), the condition \([\mathfrak {a}_j,\mathfrak {b}_j]|(\alpha +\mathfrak {h}_j)\) of the inner sum becomes \(\alpha \equiv (\mathfrak {h}_m-\mathfrak {h}_j) \text { modulo } [\mathfrak {a}_j,\mathfrak {b}_j] \) for all \(j\ne m\). Since \([\mathfrak {a}_j,\mathfrak {b}_j]\) is coprime of \(\mathfrak {m}\) for all j, by Chinese remainder theorem, these \(k-1\) congruence equations have a common solution \(\alpha _0\) \(\left( \textrm{mod}\,\mathfrak {m}\prod _{j=1}^k [\mathfrak {a}_j,\mathfrak {b}_j]\right) \) where the last product remains unchanged by excluding or including the index \(j=m\) ( as \([\mathfrak {a}_m,\mathfrak {b}_m]=1\)). Using Lemma 11 with \(f=\beta \), we get
where \(\mathfrak q=\mathfrak m \prod _{j=1}^k [\mathfrak a_j, \mathfrak b_j]\). Using this we have
![](http://media.springernature.com/lw527/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ125_HTML.png)
where \(\alpha _{0}^{'}=\alpha _{0}+\mathfrak {h}_m.\)
5.2 The case \([\mathfrak {a}_m,\mathfrak {b}_m]=(w_1)\)
In this case \(w_1\in \mathcal {P}(Y', R')\) with \(R'=R^{1/2}\) because of the support of \(\lambda _{\underline{\mathfrak {a}}}\) and \(\lambda _{\underline{\mathfrak {b}}}\). Let \(\widetilde{w_1}\) be the inverse of \(w_1\left( \textrm{mod}\,\mathfrak {q}/(w_1)\right) .\) Similarly as above
Now \(\alpha \in A(N)\) and \(\alpha =w_{1}w_{2}.\) So we separate the above sum with respect to primes \(w_1\) and \(w_2.\) We note that \(w_1w_2\in A(N)\) if and only if \(w_2\in A(N/|w_1|^{1/2})\). Therefore in this case, we have
For each \(\mathfrak {q}\), the number of ways of choosing \(\mathfrak {a}_1, \dots , \mathfrak {a}_k\) and \(\mathfrak {b}_1, \dots , \mathfrak {b}_k\) so that
is at most \(\tau _{3k}(\mathfrak {q}).\) Therefore for each \(1\le m\le k,\) from Eq. (5.1), the sum \(S_{2m}\) can be written as
![](http://media.springernature.com/lw653/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ126_HTML.png)
where \(\lambda _{\max }=\sup _{\underline{\mathfrak {a}}}|\lambda _{\underline{\mathfrak {a}}}|.\)
Using Lemma 6, it can seen that the first error term of the above expression of \(S_{2m}\) is bounded above by
Lemma 10 gives that the second error term of \(S_{2m}\) is bounded above by \(\lambda _{\max }^2 \frac{|A(N)|}{(\log N)^B}\) for any \(B>0.\)
Lemma 9 gives that the third error term of \(S_{2m}\) is bounded above by
Combining these estimations of error terms we get the following lemma.
Lemma 12
Let \(S_{2m}\) be defined as in (5.1). Then with the hypothesis of Proposition 2 we have
![](http://media.springernature.com/lw575/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ127_HTML.png)
We define
The sum \(S_{2m}(w_1)\) is estimated in the following lemma.
Lemma 13
Let \(S_{2m}(w_1)\) be defined as in (13). For ideals \(\mathfrak {r}_1,\ldots , \mathfrak {r}_k\) of \(\mathcal O_K\), we define
where g is the multiplicative function defined by \(g(\mathfrak {p}) = |\mathfrak {p}|-2\) for all prime ideals \(\mathfrak {p}\) of A. Let \(y_{\max } ^{(m)}(w_1)= \sup _{\mathfrak {r}_1, \dots , \mathfrak {r}_k} |y_{\mathfrak {r}_1, \dots , \mathfrak {r}_k}^{(m)}(w_1)|\). Then we have
Proof
From the definition of g it follows that
From Eq. (5.2) we get,
![](http://media.springernature.com/lw376/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ128_HTML.png)
Note that \(\lambda _{\mathfrak {a}_1, \ldots , \mathfrak {a}_k}\) is supported on ideals \(\mathfrak {a}_1, \ldots , \mathfrak {a}_k\) with \((\mathfrak {a}_i, \mathfrak m)=1\) for each i and \((\mathfrak {a}_i, \mathfrak {a}_j)=1 \, \forall i\ne j.\) Thus we may drop the requirement that \(\mathfrak {m}\) is coprime to each of the \([\mathfrak {a}_i, \mathfrak {b}_i]\) from the summation, since these terms have no contribution. Thus the only remaining restriction is that \((\mathfrak {a}_i, \mathfrak {b}_j)=1 \, \forall i\ne j.\) So we can remove this coprimality condition by Möbius inversion to get
![](http://media.springernature.com/lw568/springer-static/image/art%3A10.1007%2Fs40993-022-00421-x/MediaObjects/40993_2022_421_Equ129_HTML.png)
Now we make the following change of variables:
By using Eq. (5.3) we can rewrite \(S_{2m}(w_1)\) as
In the above sum \(\mathfrak {s}_{i,j}\mid ([\mathfrak {a}_i, \mathfrak {b}_i], [\mathfrak {a}_j, \mathfrak {b}_j])\), hence \(\mathfrak {s}_{i,j}\) is coprime to \(\mathfrak {m}\) for all \(i\ne j\). Then either \(\mathfrak {s}_{i,j}=1\) or \(|\mathfrak {s}_{i,j}|>D_0\). For a fixed i and j, the total contribution from the terms with \(|\mathfrak {s}_{i,j}|> D_{o}\) is bounded above by
From Lemma 6 the above quantity is bounded above by
The main term of \(S_{2m}(w_1)\) is obtained from \(\mathfrak {s}_{i,j}=1\) for all \(i\ne j\) which completes the proof.
For ideals \(\mathfrak {r}_1,\dots ,\mathfrak {r}_k\), we define
and \(y_{\max } = \sup _{\mathfrak {r}_1, \dots , \mathfrak {r}_k} |y_{\mathfrak {r}_1, \dots , \mathfrak {r}_k}|\).
We recall the inversion formula from [9, Eq. (5.8)] that
Therefore \(\lambda _{\max }\ll y_{\max }(\log R)^{k}\).
The following lemma gives a relation between the quantities \(y_{\mathfrak {r}_1,\ldots , \mathfrak {r}_k}^{(m)}(w_1)\) and \(y_{\mathfrak {r}_1,\ldots , \mathfrak {r}_k}\).
Lemma 14
If \(\mathfrak {u}_m=1\) ( trivial ideal \(\mathcal {O}_K\) ), then
Proof
Using (5.4), we get
where \(\mathbb {1}_{(w_1)\mid \mathfrak {r}_m}\) is the indicator function which takes value 1, if \((w_1)\mid \mathfrak {r}_m\) and 0 otherwise. We see from the support of \(y_{\mathfrak {r}_1, \ldots , \mathfrak {r}_k}\) that we may restrict the summation over \(\mathfrak {r}_j\) to \((\mathfrak {r}_j, \mathfrak {m})=1.\) The main term is given by \(\mathfrak {r}_j=\mathfrak {u}_j \forall j\), for all other terms there exists \(j\ne m\) such that \(|\mathfrak {r}_j|>D_0 |\mathfrak {u}_j|\). Therefore the error term is bounded above by
The main term given by \(\mathfrak {r}_j=\mathfrak {u}_j \forall j\ne m\) is
Now the proof can be completed by noting that \(\frac{g(\mathfrak {p})|\mathfrak {p}|}{\varphi (\mathfrak {p})^2}=1+O(|\mathfrak {p}|^{-2})\) and \(\mathfrak {r}_m=(w_1)\mathfrak {s}_m\).
6 Choosing the weights
For a real valued piecewise differentiable function F on \(\mathcal {R}_k\) as in Proposition 2 we define
Note that, \(y_{\mathfrak {r}_1, \ldots , \mathfrak {r}_k}\) is supported on square-free \(\mathfrak {r}=\prod _{i=1}^{k}\mathfrak {r}_i\) such that \((\mathfrak {r},\mathfrak {m})=1.\) Hence
Estimation of \(S_1'\). To use Lemma 1 we set
and
The singular series in Lemma 1 is easily computed to be
and also \(L\ll \log \log R\). Thus we get
where \(c_K=Res_{s=1}\zeta _K(s)\).
Estimation of \(S_2'\). Observe that
Therefore by Lemma 1, we get
Putting \(S_1'\) and \(S_2'\) together, we get
where
and
7 Proof of Proposition 2
Using the value of \(y_{\begin{array}{c} \mathfrak {u}_1,\ldots ,\mathfrak {u}_k \end{array}}^{(m)}(w_1)\) given by Eq. (6.1) in Lemma 13 we get
Setting \(Y':=Y^{1/2} \) and the above equation in Lemma 12, we have
where
Using Lemma 4 we can say that \(\pi ^{\flat }\left( \frac{N}{|w_1|^{1/2}}\right) =|\mathcal {P}(N)| \frac{\alpha (|w_1|)}{|w_1|}+O_{K}\left( \frac{N^2}{|w_1|(\log N)^2}\right) \), where \(\alpha (u):= \frac{\log (N^2)}{\log \left( {N^2}/u\right) }.\)
Using this the main term of \(S_{2m}\) becomes
Estimation of \(S_4\) and \(S_5\). To calculate both \(S_4\) and \(S_5\) we use Lemma 1 with
The singular series can be easily computed to be \(\mathfrak {S}=\frac{\varphi (\mathfrak {m})}{\mid \mathfrak {m}\mid }+O\left( \frac{\varphi (\mathfrak {m})}{\mid \mathfrak {m}\mid D_{0}}\right) \) and also \(L\ll \log D_{0}.\) Recalling the coprimality conditions \(S_4\) can be written as
We note that, two ideals \(\mathfrak {a}\) and \(\mathfrak {b}\) with \((\mathfrak {a}, \mathfrak {m})=(\mathfrak {b}, \mathfrak {m})=1\) but \((\mathfrak {a}, \mathfrak {b})\ne 1\) must have a common prime factor with norm greater than \(D_{0}.\) Thus we can drop the requirement that \(\left( \mathfrak {u}_i, \mathfrak {u}_j\right) =1,\) at the cost of an error of size
Thus it is enough to evaluate the following sums
Using Lemma 1 we have,
and
where
and
where \(T_m\) and \(T_m(y)\) are as defined in the statement of Proposition 2. We note that the integral \(I_{2k}^{(m)}(F)\) is independent of prime element \(w_1\) of \(\mathcal {O}_K\). Using the estimations of the sums \(S_4\) and \(S_5\) the term \(S_{2m}\) becomes
Finally it remains to calculate the following sums
where \(V^{(m)}(y):=\int _{0}^{y}F(x_1, \ldots , x_k)dx_m .\)
Using Lemma 3, we have
where \(m_K=\frac{\omega _K}{h_K}.\) From the above estimations, we get
Putting \(u=R^y\), first integral \(S_8\) gives main term for \(S_7\) which is
where
Second integral \(S_9\) giving error term of \(S_7\) can be estimated as
Since \(R=N^{\vartheta }(\log N)^{-C}\) we observe that
where \(B=\frac{2}{\vartheta }\) as defined in Proposition 2. Therefore combining these estimations we have
By using the same method we have
Therefore we conclude that
Recall that
8 proof of theorem 1, corollary 1 and corollary 2
We start with the following corollary of the Proposition 2.
Corollary 3
Let K be an imaginary quadratic number field and \(m_K\) be its Mitsui constant. Suppose that the primes \(\mathcal {P}\) and \(G_2^K\)-numbers have a common level of distribution \(0<\vartheta \le 1\). Let \((\mathfrak {h}_1, \ldots , \mathfrak {h}_k)\in \mathcal {O}_K^k\) be an admissible tuple. Let \(B, \tilde{I}_{1k}(F), \tilde{I}_{2k}^{(m)}(F)\) and \(\tilde{I}_{3k}^{(m)}(F)\), \(1\le m\le k\) be defined as in the statement of Proposition 2. Let \(\mathcal {S}_k\) denote the set of piecewise differentiable functions \(F: [0, 1]\rightarrow \mathbb {R}\) supported on \(\mathcal {R}_k\) such that \(\tilde{I}_{1k}(F), \tilde{I}_{2k}^{(m)}(F)\) and \(\tilde{I}_{3k}^{(m)}(F)\), are non-zero for all m in \(1\le m\le k\). Let
Then there are infinitely many \(\alpha \in \mathcal {O}_K\) such that at least \(\tilde{r}_k\) of the \(\alpha +\mathfrak {h_1}, \ldots , \alpha +\mathfrak {h}_k\) are \(G_2^{K}\)-numbers.
Proof
Since each summand is non-negative, if \(S:=S_2 - \rho S_1>0\) for some positive \(\rho \), then there is an \(\alpha \in A(N)\) such that \(\alpha +\mathfrak {h}_1,\dots ,\alpha +\mathfrak {h}_k\) contains atleast \([\rho ]+1\) \(G_2^K\)-numbers. Therefore it is enough to show that \(S>0\) for all sufficiently large N.
Fix a \(\delta >0\) and \(0<\epsilon <\frac{\delta B}{m_K}\), then choose \(\tilde{F}\in \mathcal {S}_K\) so that
Using Proposition 2, we obtain
If \(\rho =\frac{ m_K\tilde{M}_k}{B}-\delta \), then \(S>0\) for large N. Since \(\delta \) is arbitrary, there are infinitely many \(\alpha \in \mathcal {O}_K\) such that at least \(\big \lceil \frac{m_K\tilde{M}_K}{B}\big \rceil \) of the \(\alpha +\mathfrak {h}_1, \ldots , \alpha +\mathfrak {h}_k\) are \(G_2^K\)-numbers.
To complete the proof of the Theorem 1 it is enough to show that \(\tilde{r}_k \rightarrow \infty \) as \(k \rightarrow \infty \). Since the integrals \(\tilde{I}_{3k}^{(m)}(F)\) are positive
It follows from Sect. 7 of [9] that
for sufficiently large k and an absolute constant \(c>0\) ( note that \(\tilde{I}_{2k}^{(m)}(F)\) is a positive constant multiple of \(J_k^{(m)}(F)\) in [9]). This completes the proof as \(\tilde{r}_k\) is directly proportional to \(\tilde{M}_k\).
Remark 3
Comparing the integral \(\tilde{I}_{2k}^{(m)}(F)\) with \(J_k^{(m)}(F)\) as in [9], we can show that \(\tilde{M}_k\ge (1.0986)M_k\) where \(M_k\) is as in [9]. Since \(\omega _K=2\) for fields with class number more than 2, From Proposition 4.3 of [9], it follows that
for sufficiently large k. We conclude that there exist infinitely many \(\alpha \in \mathcal {O}_K\) such that for any admissible k-tuple \((\mathfrak {h}_1,\cdots ,\mathfrak {h}_k)\) there is atleast one \(G_2^K\)-number among \(\alpha +\mathfrak {h}_1,\cdots , \alpha +\mathfrak {h}_k\) (i.e \(\tilde{r}_k\ge 1\)) provided
and in that case the gap is bounded above by \(\mathfrak {h}_k-\mathfrak {h}_1\) where \((\mathfrak {h}_1,\cdots ,\mathfrak {h}_k)\) is an admissible k-tuple. Therefore gaps between \(G_2^K\)-numbers are bounded in terms of class numbers.
To prove the Corollary 1 stated in Sect. 1, we need following lemmas .
Lemma 15
(Proposition 3.1, [1]) Suppose that \(\mathcal {H}\) is an admissible tuple in \(\mathbb {Z}\). Then \(\mathcal {H}\) is also an admissible tuple in \(\mathcal {O}_K\) for every number field K.
Using Proposition 1, we obtain the following lemma.
Lemma 16
(Corollary 1.4, [2]) Let K be an imaginary quadratic field. Then product of two primes in \(\mathcal {O}_K\) have level of distribution \(\frac{1}{2}\).
Proof of Corollary 1
Recall that
where \(S_2\) and \(S_1\) are defined as in Proposition 2. We choose \(F(t_1, \ldots , t_k)\) to be a symmetric polynomials in \(t_1, \ldots , t_k.\) By Proposition 2, we see that
where
We know that
Therefore Mitsui’s constant for imaginary quadratic number fields of class number one are listed below:
For Corollary 1, we take \(k=2, \vartheta =\frac{1}{2}, \rho =1, \eta =\frac{1}{200}, F(t_1, t_2)=1-F_1(t_1, t_2)+F_2(t_1, t_2),\) where \(F_1(t_1, t_2)=t_1+t_2\) and \(F_2(t_1, t_2)=t_1^2+t_2^2\).
Using SageMath we obtain
Therefore we have \(\widetilde{I}>0 .\) Hence Corollary 1 follows from Lemma 15 considering the admissible set \(\{0, 2\}\) and invoking Lemma 16.
Proof of Corollary 2
For imaginary quadratic number field \(K_d\) of class number two
For Corollary 2, we choose \(k=4, \vartheta =\frac{1}{2}, \rho =1, \eta =\frac{1}{200}, F(t_1, t_2, t_3, t_4)=1-F_1(t_1, t_2, t_3, t_4)+F_2(t_1, t_2, t_3, t_4),\) where \(F_1(t_1, t_2, t_3, t_4)=t_1+t_2+t_3+t_4\) and \(F_2(t_1, t_2, t_3, t_4)=t_1^2+t_2^2+t_3^2+t_4^2\).
Using SageMath we obtain
Therefore we have \(\widetilde{I}>0 .\) Hence Corollary 2 follows from Lemma 15 considering the admissible set \(\{0,2,6,8\}\) and using Lemma 16.
Data Availability
All data generated during this study are included in this article. We have no conflicts of interest to disclose.
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Darbar, P., Mukhopadhyay, A. & Viswanadham, G.K. Bounded gaps between product of two primes in imaginary quadratic number fields. Res. number theory 9, 11 (2023). https://doi.org/10.1007/s40993-022-00421-x
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DOI: https://doi.org/10.1007/s40993-022-00421-x