Abstract
Several studies showed that adults who have experienced childhood adversity are more likely to develop alexithymia and low empathy. Therefore, this research aims to analyze the relationship between childhood adversity and alexithymia and empathy in adulthood and verify a predictive explanatory model of alexithymia. The sample comprised 92 adults who responded to the sociodemographic questionnaire, the Childhood History Questionnaire, the Interpersonal Reactivity Index, and the Alexithymia Scale of Toronto. Childhood adversity showed a positive relationship with alexithymia and a negative relationship with empathy. Predictive validity showed that marital status, adverse childhood experiences (ACEs), and empathic concern predicted higher alexithymia scores. These results show the impact of these childhood experiences on adult life, underlining the importance of developing intervention programs in this field.
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Introduction
The context in which children or youth develop impacts their thinking and acting (Lima et al., 2019). The child’s environment is crucial for human development, influenced by negative experiences throughout life (Almeida et al., 2021; Howard, 2021; Osher et al., 2020). Studies about the history of adversity in childhood have increased to identify and understand the impact these experiences have on youth lives (Khan & Ded, 2021). According to several authors, ACEs are present in large part of the population. When ACEs, subjects are more likely to be exposed to many types of violence (e.g., Almeida et al., 2020; Nowakowski-Sims, 2019). Most of the authors report that the history of childhood adversity, such as experiences of physical abuse, emotional abuse, sexual abuse, physical neglect, emotional neglect, parental separation or divorce, mental illness or suicide in the family, household substance abuse, and incarcerated household members (Júnior, 2017), influencing social and emotional functioning (Merrick et al., 2020), health (Cardoso et al., 2018), delinquency (Pires & Almeida, 2023), and psychopathology (Clark et al., 2020). Studies carried out with young people who have experienced child adversity show that those who report child emotional abuse tend to manifest decreased emotional response, depression, inability to become independent, inability to trust others, inadequacy or emotional instability, suicide, or homicide (Finzi-Dottan & Karu, 2006).
The effects of violence can be devastating, mainly when it occurs in childhood (Gummelt, 2018; Sani & Almeida, 2020), harming a psychological level, with high levels of stress and psychological maladjustment, mainly on a social (Ferreira, 2019) and emotional level (Steinkopf et al., 2021) and even later difficulty constitution of a family, with stable interpersonal relationship (Souza & Kantorski, 2003). Some studies identify an association between the dysfunctional family environment, less emotional expressiveness, and affective inconstancy (Gusmão, 2019). Specifically, the study by Cunningham and Baker (2007) concluded that children who are victims of emotional abuse are more likely to be emotionally unstable and can maintain this pattern throughout life. This problem then affects physical and mental health, the establishment of loving relationships, and the ability to describe feelings as an adult (Holt et al., 2008). According to the multiple code theory of information, exposure to trauma during childhood can condition the child’s ability to verbalize emotions and reflect and communicate their emotional states (Bucci, 1997; Chung & Chen, 2020) showed that adolescents exposed to ACEs have difficulties with emotional processing and alexithymia.
Beyond child victimization, parental separation or divorce is also associated with alexithymia (Janiec et al., 2019). In litigious separation, a parenting style based on paternal-filial detachment is sometimes present, translated into an insecure and ambivalent connection (Lewis et al., 2000). These types of attachment are often related to difficulty identifying and dealing with emotions, which are criteria underlying the development of alexithymia (Zdankiewicz-Scigala & Scigala, 2020). Another adverse factor in childhood life linked to alexithymia is the presence of family members who consume illegal substances. This factor sometimes triggers high levels of child rejection, lack of communication, impaired emotional skills, and alexithymia, leading to conflicts and family violence (Zdankiewicz-Scigala & Scigala, 2020). The existence of a person with a mental disorder in the family may also trigger several emotional challenges (Schrank & Olschowsky, 2008), and the parents’ suicide may be related to deficits in the identification of feelings, an aspect presented by alexithymic individuals (Wheeler et al., 2005). Researchers show that individuals who have experienced the death of a parent early in life tend to develop interpersonal difficulties in adulthood (Calderon et al., 2019). Because of some of these results, Constantinidis (2017) reinforced the importance of investing in monitoring the young person and the family with an approach that facilitates communication and problem-solving during treatment. The arrest of a family member, precisely one of the parents, is also a significant aspect of developing emotional difficulties, marked by the separation between the child and the parent (Turney & Goodsell, 2018).
Those who experience adversity in childhood tend to have difficulty identifying their emotions (e.g., Thorberg et al., 2011) and difficulty recognizing emotions from the other and their point of view (e.g., Quas et al., 2017). ACEs are associated with poorer mental and physical health outcomes in adulthood (Crouch et al., 2020; Chen et al., 2021) clarify that the low quality of parental attachment, existing, for example, neglect leads to low levels of empathy and is consequently associated with adolescent depressive symptoms. However, there is no consensus on the results of studies that link these adverse events and empathy (e.g., Dargis et al., 2016). Greenberg et al. (2018) point to increased empathy in individuals with ACEs, especially in the affective components. Narvey et al. (2021) suggest that individuals with childhood adversity experience show low empathy and a high tendency to replicate deviant behaviors.
Therefore, this study aims to: (a) analyze the relationship between ACEs and alexithymia in adulthood, (b) analyze the relationship between ACEs and empathy in adulthood, (c) verify a predictive explanatory model of alexithymia.
Method
Participants
The sample comprised 92 Portuguese adults aged between 20 and 63 years (M = 40.23, SD = 12.14), mostly female (81.5%, n = 75). About 43.5% (n = 40) of the sample is married, 31.5% (n = 29) is single, 12.0% (n = 11) is divorced, 10.9% (n = 10) is in a consensual union, 1.1% (n = 1) is separated, and 1.1% (n = 1) is a widow. Regarding educational qualifications, 48.9% (n = 45) have higher education, 43.5% (n = 40) have secondary education, 4.3% (n = 4) have other types of qualifications, and 3.3% (n = 3) have basic education. The majority are employed (78.3%, n = 72), 8.3% are students (n = 8), 7.6% (n = 7) are unemployed, 3.3% (n = 3) are in another professional situation, and 2.2% (n = 2) are retired.
Procedures
The study design is cross-sectional, with a non-probabilistic sample collected through an online protocol disseminated by social networks. Before completing the questionnaires through the web-based survey, all participants signed an informed consent electronically. The confidentiality of results and the anonymity of subjects were ensured, and the individual would have to be an age equal to or above 18 years old and the Portuguese nationality. The protocol comprised a sociodemographic questionnaire, the questionnaire History of Adversity in Childhood (ACE: Felitti & Go, 1998; Pinto et al., 2014), the Toronto Alexithymia Scale 20 items (TAS-20: Taylor et al., 1992; Praceres et al., 2000) and the Reactivity Index Interpersonal (IRI: Davis, 1983; Limpo et al., 2010).
The study was conducted following the ethical principles outlined in the Declaration of Helsinki (World Medical Association, 2013) and the Ethical Principles of Psychologists and Code of Conduct (APA, 2017). The protocol was approved by the Institutional Review Board of the Egas Moniz School of Health and Science University, and no remuneration was granted.
Measures
Sociodemographic Questionnaire
A questionnaire was used to assess sociodemographic variables: age, gender, nationality, and marital status.
Childhood History Questionnaire (ACE) – Short Version (Felitti & Anda, 1998; Pinto et al., 2014)
This instrument assesses the history of childhood adversity through a set of questions and statements that refer to experiences before 16 years of age. It comprises 17 items, which assess 10 factors: emotional abuse, physical abuse, sexual abuse, emotional neglect, physical neglect, parental separation or divorce, exposure to domestic violence, household substance abuse, mental illness or suicide, and incarcerated household members. ACEs are considered when the participant answers in the affirmative to at least one question of the dimension under analysis. To assess the total adversity, the scores in each dimension are added. The instrument has a good internal consistency in the validation (α = 0.88) and this study (α = 0.80).
Toronto Alexithymia Scale (TAS-20; Taylor et al.,1992; Praceres et al., 2000)
This scale consists of 20 items for evaluating characteristics of the three alexithymia: difficulty identifying feelings and distinguishing them from the bodily sensations of emotion that assess the difficulty in recognizing feelings and distinguishing them from bodily sensations resulting from emotional activation (e.g., “I have feelings that I can’t quite identify”; difficulty describing feelings measure the difficulty in expressing feelings (e.g., “I have trouble finding the right words to describe my feelings”, and externally orientated thinking to evaluate cognitive style, with external guidance (e.g., I prefer to talk to people about their daily activities than about their feelings”). In the TAS-20 validation study (Praceres et al., 2000), both the total scale (α = 0.79) and the dimensions showed levels of adequate internal consistency. The Cronbach’s alpha in our study was good (α = 0.82).
Reactivity Index Interpersonal (IRI; Davis, 1983; Limpo et al., 2010)
This instrument assesses empathy through a set of statements that describe feelings and thoughts. It comprises 24 statements that evaluate four factors: perspective-taking, which reflects the tendency to adopt the other person’s point of view (e.g., Before criticizing someone, I try to imagine how I would feel if I were in their place.”); empathic concern, refers to the ability to experience feelings of compassion and concern for others (e.g., “When I see someone being taken advantage of, I feel like protecting them.”); personal distress assesses feelings of anxiety, apprehension, and discomfort in interpersonal contexts of tension (e.g., “In emergency situations, I feel uncomfortable and apprehensive/apprehensive.”), and fantasy refers to the individual’s propensity to put himself in fictional situations (e.g., “I easily get involved in the feelings of the characters in a novel.”). The instrument has a good internal consistency reliability coefficient in the validation study, and the dimensions showed adequate internal consistency in the original study (α = 0.96) and our study (α = 0.70).
Statistical Analysis
To perform the data analysis, the statistical software IBM statistical version of the SPSS was used (v.27.0). First, descriptive statistics for the sociodemographic variables, the Ace, the TAS-20, and the IRI were calculated. Next, Pearson’s correlations and Cramer’s V analyzes were performed on the dichotomous variables under study that is found in the ACE instrument. The four variables were evaluated only by one item of dichotomous response (parental separation or divorce, household substance abuse, and mental illness or suicide in the family and incarcerated household members). According to Marôco (2021), the correlations in dichotomous items should be analyzed through Cramer’s V commands. The remaining variables were analyzed using Pearson’s correlations. Multiple linear regressions were also performed to analyze the predictive validity of alexithymia.
Results
Descriptive Analysis
Descriptive analysis showed that 64.1% (n = 59) of participants witnessed episodes of violence in childhood. Concerning the ACE total score (see Table 2), 67.4% of the participants identified a history of adverse experiences in childhood. The most prevalent experiences reported were emotional abuse (28.3%), emotional neglect (25%), physical abuse (23.9%), and mental illness or suicide in the family (23.9%). Concerning Tas-20, all the participants recognized alexithymia. Externally oriented thinking was the dimension with the highest expression (100%). According to the IRI results, all the participants identified empathic ability.
Correlational Analysis
The results concerning the correlations between the ACE scale and TAS-20 scale show the existence of a statistically significant positive correlation between emotional neglect in childhood and the difficulty in identifying feelings and distinguishing them from the bodily sensations of emotion (r = .27, p = .01), the difficulty in describing feelings to others (r = .36, p < .001), and externally orientated thinking (r = .22, p = .03).
The correlational results between the ACE scale and the IRI point to statistically significant negative correlations between emotional abuse and empathic concern (r = − .30, p < .001), physical abuse and taking perspective (r =-. 28, p < .001), emotional neglect and taking perspective in adulthood (r = − .23, p = .03). We can also verify a relationship between the incarcerated household members and the taking perspective (v = 0.72, p < .001) and the incarcerated household members and the personal distress (v = 0.59, p = .012).
Regression Analysis
The explanatory model of alexithymia using a Multiple Linear Regression showed that the model is significant. Durbin-Watson was 1.76, and VIF was < 3. Age, emotional abuse, household substance abuse, perspective-taking, and fantasy are not significant, and for this reason, we performed a new model (Table 3) only with significant paths. The model is significant (F(10,37) = 15.50, p ≤ .001) and explains 76% of the variance of alexithymia. Marital status (β = -0.49, p ≤ .001), physical abuse (β = 0.37, p = .001), sexual abuse (β = 0.36, p ≤ .001), emotional neglect (β = 0.39, p ≤ .001), physical neglect (β = -0.32, p = .001), parental separation or divorce (β = -0.28, p = .005), exposure to domestic violence (β = 0.19, p = .028), mental illness or suicide in family (β = -0.21, p = .013), incarcerated household members (β =-0.24, p = .003), and empathic concern (β = 0.55, p ≤ .001) are significant predictors of alexithymia.
Discussion
The results showed that most of the sample had witnessed violent events; almost half of the sample had been victims of violence. These results are consistent with the figures provided by the Portuguese Association for Victim Support in 2019, which identified 11,676 crime victims. Besides, the Annual Homeland Security Report for 2019 showed high values of general and violent crime, referencing 350,012 actions and a high percentage of victimization.
Concerning the history of childhood adversities, as described by the sample, the most common factor identified in our sample is emotional abuse. This result follows the study of Merrick et al. (2018), which identified emotional abuse in the family as the most frequently reported factor in the history of childhood adversity. This result reflects the Portuguese reality since, through the statistics revealed by APAV in 2020, emotional and physical abuse are the most reported victimizations by victims.
Regarding alexithymia, the most described factor by the sample in this study was thought directed outwards, supporting the study of Praceres et al. (2000), the authors responsible for validating the Portuguese version of the alexithymia instrument. This factor is related to recognizing facial emotions, a concrete operation with a cognitive dimension (Pinto et al., 2018). Perspective-taking was the factor that showed the highest values and corresponded to a cognitive dimension (Cruz, 2018). This result does not support the study of validation of the instrument in the Portuguese population. Limpo et al. (2010) stated that empathic concern is the most prevalent factor. This difference in results may be explained by the sample characteristics of the two studies, which in the authors’ research is homogeneous about gender and the present study presents a considerably higher number of women. The average age of the samples is also different since our sample comprises the oldest people. According to Engelberg and Limbach-Reich (2015), women tend to have the highest scores of perspectives, and according to Rieffe et al. (2010), older people tend to show higher scores of empathy with greater ease in maintaining interpersonal relationships.
The data from our research highlighted the relationship between a history of childhood adversity and a lack of empathy concerning emotional abuse, physical abuse, and emotional neglect. The study by Del Prette and Del Prette (2003) also shows this relationship, showing low empathy scores in individuals who grew up in negligent and abusive environments. Komatsu and Bazon (2018) also highlighted ACEs as risk factors for developing low empathy. The youth witnesses will influence their behavior patterns in adulthood. Adverse experiences also influence brain evolution (Oliveira et al., 2010) and the network responsible for empathy (Abraham et al., 2018). In our study, the arrest of a family member was also related to low empathic competence, a result also verified by Wilbur et al. (2007). These results can be explained by the separation between the child and the incarcerated, having even more impact if the latter is the father or the mother. According to other studies, empathy develops through a secure attachment. Thus, with parental imprisonment, there is an abrupt separation and rupture of the child’s sense of security, influencing their empathy development (Thomsom et al., 2017).
In our study, emotional neglect was linked to alexithymia, such as difficulty identifying and describing feelings and thinking oriented toward the outside. These results are corroborated by Yoshida (2005) since the author mentioned that childhood neglect affects the development of alexithymia in adulthood. In this situation, as in the incarcerated household members, the support and attachment network are scarce, and the child’s social development tends to be the poorest (Herrero-Roldán et al., 2019).
Considering the history of adversity in childhood and committing aggressive behaviors in adulthood, it is possible to verify in our and other studies (e.g., King, 2021) that individuals who experienced victimization in childhood tend to show a higher probability of presenting aggressive behavior in adulthood. Those children tend to have more problems during school, delinquent behaviors, social maladjustments, and even influencing personality traits (Farrell et al., 2017), which can explain our results.
The previous results also show that emotional neglect explains variances in the difficulty of describing feelings, taking perspective, and explaining the increased probability of threatening third parties. These results are supported by the study of Reis et al. (2018), which explained that the neglect experienced by children in the family may justify the difficulties in the relationship with others and that there is a greater probability of the child developing aggressive behaviors. The same applies to emotional abuse, which varies with empathic concern and threatening behaviors. Reis et al. (2018) also showed that hostile, adverse, abusive, and negligent environments could lead to aggressive behaviors. Physical abuse is linked to a variance in perspective and the threat to others, which is also explained by Sales et al. (2020), clarifying that physical abuse can lead to violent behaviors and more significant difficulties in perceiving rules of socialization and conduct. The incarcerated household members lead to its absence, and this factor explains variances in perspective, which according to Altintase and Bilici (2018), has implications for difficulties relating to others. Finally, threatening behaviors tend to lead to variances of difficulty in identifying feelings. This finding is corroborated by Conde and Teixeira (2017), who showed the link between delinquent behaviors and difficulty in relating to other people because of personal characteristics and weak emotional control.
As described above, several factors predict alexithymia. As verified in our results through linear analysis, multiple instabilities in the family environment, such as divorce/parental separation, domestic violence, neglect, and physical abuse, are some of these predictors, which agrees with studies carried out by Villanueva and Benavides (2019). Sexual abuse is also cited as an explanatory variable of alexithymia, identified by Carneiro and Yoshida (2009). Several studies point to these variables as environmental variables, as predictors of problems in the circuit of emotions, specifically about recognizing feelings and respective responses (Teixeira et al., 2019). The indicial studies identified that most subjects with alexithymia had experienced traumatic events throughout their lives, which are predictors of alexithymia (Zeitlan & McNally, 1993).
This empirical work can answer some essential ways to intervene with victims of adversities in childhood, reducing possible consequences both at a psychological and behavioral level.
Limitations
Our research has some limitations that should be considered in future studies. The first limitation of this study is related to the sample size. A sample with smaller dimensions, composed mainly of women and not representative of our population, makes it impossible to generalize the results. Thus, it is necessary to increase the sample in future studies, making it more homogeneous regarding gender. Filling in the online protocol can also be a limitation since it is impossible to control the environment in which the subject fills in the instruments and how often he does it. Also, it is necessary to consider social desirability when completing the protocol since this is a sensitive topic.
To the limitations described above, it is possible to verify that the study got some results that do not corroborate the literature, which reveals a need to assess whether other variables may influence the results, such as the respondent’s culture, the language used, the adequacy of the instruments used, and the social desirability associated with completing self-assessment instruments. In future studies, it would also be necessary to compare individuals with and without a history of adversity in childhood.
Despite the limitations mentioned above, this study verified that alexithymia and empathy are associated with a history of childhood adversities. It is also possible to assess those suffering violent events in childhood, either a relationship with alexithymia.
Implications for Practice
In the present study, relevant results for Psychology are found since we identified a relationship between the studied variables, allowing us to expand the knowledge about human behavior and the factors that can influence it at the emotional and behavioral levels. Some recent studies identify the negative impact of childhood experiences across lifelong (e.g., Almeida et al., 2023a, b; Pires & Almeida, 2023), and other ones identify some protective factors to develop a healthy life in adulthood (e.g., Almeida et al., 2023b; Letourneau et al., 2020). Discovering potential risk and protective factors is essential to create intervention programs that can be implemented, for example, in the National Justice System, with victims and offenders.
It is possible to identify that many of the sample experienced abuse and neglect in childhood. Following this, we can suggest an intervention. According to some studies with abused and neglected children, motivational interviews, cognitive behavioral therapy, family therapy, and psychodynamic psychotherapy can be efficient in children under 18 years old. Therapy performed at school to intervene with abused and neglected children must adopt an individualized care plan. These psychological interventions aim to improve their mental resilience (e.g., Lorenc et al., 2020).
Another of the most referenced situations by the participants in our sample is mental illness or suicide in the family. The Portuguese population is one of the Europe countries showing the highest levels of some disorders, with anxiety being the most prominent (Chyczij et al., 2020). Children of parents with mental disorders are also more likely to develop mental problems (Nascimento, 2001) and emotional regulation difficulties (Martins et al., 2021). Psychotherapy through psychoeducation groups with children and young people can effectively reduce anxiety symptoms and inappropriate and violent behavior (Lorenc et al., 2020).
Furthermore, parents with mental health problems, such as depression and living in a violent environment, show greater difficulty parenting young children (Anis et al., 2022). However, their capacity to understand their children’s feelings and to create a healthy attachment with them can buffer the negative impact of some life stressors (Letourneau et al., 2020). Furthermore, positive parenting positively impacts children’s emotional skills (Martins et al., 2022), which may create resilience in the face of the adversities experienced and minimize the possibility of developing alexithymia. The development of positive parenting and positive parent-child relationship programs can be an added value to reducing mental health problems that come from adverse childhood experiences and behavioral problems in children, enhancing their well-being and health. In this way, developing projects to provide the population with the capability to develop parent-child attachment (Anis et al., 2022) and positive parenting predict lower child abuse risk over time (Gonzalez & Rodriguez, 2023).
Another way to decrease childhood victimization may be to train primary and secondary education teachers and health technicians to identify characteristics referring to these types of victims that would allow the referral of these young people for intervention, decreasing the negative consequences of adverse life experiences. Awareness actions in schools for youth can also be necessary. Those actions could approach subjects related to child victimization, feelings identification, and mental health problems in young people, providing them solutions in the community (e.g., victim support, psychological intervention). Those actions intend to raise awareness about seeking help and combating violence.
This knowledge can also be applied in advertising campaigns so that the general population knows the consequences of child victimization, minimizing the damage from this problem. Furthermore, this study opens lines of research that are still not very explored.
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Cerqueira, A., Almeida, T.C. Adverse Childhood Experiences: Relationship with Empathy and Alexithymia. Journ Child Adol Trauma 16, 559–568 (2023). https://doi.org/10.1007/s40653-023-00520-6
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DOI: https://doi.org/10.1007/s40653-023-00520-6