Abstract
Background
HIV patients in South Africa continue to report operational barriers to starting antiretroviral therapy (ART). In the Simplified Algorithm for Treatment Eligibility (SLATE) II trial, same-day initiation (SDI) of ART increased the number of patients commencing ART and achieving HIV viral suppression by using a screening tool to distinguish between patients eligible for SDI and those requiring additional care before starting treatment. We conducted a mixed-methods evaluation to explore trial patients’ perceptions and experiences of SDI.
Methods
SLATE II was implemented at three urban, public primary health care clinics in Gauteng Province, South Africa. We conducted a short quantitative survey and in-depth interviews among a purposive sample of 89 of the 593 trial participants in the intervention and standard arms, using a mixed inductive–deductive framework approach.
Results
Nearly all respondents (95%) were satisfied with their care, despite reporting clinic wait times of ≥ 3 h (72%). Intervention patients found the initiation process to be easy; standard patients found it complicated and were frustrated with being shuffled around the clinic. No intervention arm patients felt that SDI was “too fast” or indicated a preference for a more gradual process. Both groups highlighted the need for good counselling and non-judgmental, respectful staff. Standard patients suggested improving patient–provider relations, strengthening counselling, reducing wait times, and minimising referrals.
Conclusions
While it is difficult to untangle the role of providers from that of the SLATE algorithm in influencing patient experiences, adoption of SLATE II implementation procedures could improve patient experience of treatment initiation.
Trial registration
Clinicaltrials.gov NCT03315013, registered October 19, 2017.
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Standard procedures for initiating antiretroviral therapy (ART) for treatment of HIV in South Africa can be confusing to patients, who must make multiple clinic visits and are often shuffled around a clinic to receive different services. |
Same-day ART initiation using a structured process such as that evaluated in this study is not “too fast” for most patients. |
Regardless of the speed of the initiation process, patients prefer non-judgmental, respectful clinic staff, high-quality counselling, privacy during the clinic visit, and fewer referrals within the clinic. |
1 Background
Both the World Health Organization (WHO) [1] and the South African National Department of Health [2] recommend same-day initiation (SDI) of antiretroviral therapy (ART) for people living with HIV considered to be eligible and ready, with “same-day” typically referring to the day of HIV diagnosis or the first clinic visit thereafter, if diagnosed outside a facility. Offering SDI of ART has been shown to increase the number of patients commencing ART and increase the number of patients achieving HIV viral suppression [3,4,5,6,7].
Although ART initiation procedures have been simplified in recent years [8], patients in South Africa still report experiencing operational barriers to starting treatment, such as long wait times, multiple pre-initiation visits, staff shortages, and poor communication between providers and patients [9,10,11]. The Simplified Algorithm for Treatment Eligibility (SLATE I and II) trials addressed some of these operational barriers using a screening algorithm intended to safely and rapidly identify patients eligible for SDI, while correctly identifying those who required additional care before starting ART [3, 12, 13]. Results from the SLATE I trial, conducted in Kenya and South Africa, suggested the algorithm could improve rapid ART treatment initiation, but was too conservative; many patients were unnecessarily identified for further screening before ART initiation [3]. Building upon SLATE I, the SLATE II algorithm was refined to better differentiate between patients eligible for SDI and those requiring further care prior to ART initiation [13]. The SLATE II study was a non-blinded, individually randomised trial assessing a clinical algorithm designed to increase and accelerate the uptake of treatment and improve outcomes among adult (≥ 18 years), non-pregnant, HIV-positive patients presenting at public-sector clinics in South Africa. Among the patients randomised to the intervention arm, a proportion was eligible to start ART immediately (SDI), at the same clinic visit, per the algorithm. Other patients randomised to the intervention arm were referred for further standard of care services before ART initiation because the algorithm identified symptoms, conditions, or other reasons for additional investigation. Patients randomised to the standard arm received standard of care at the study clinics [13].
To explore patients’ perceptions of operational barriers and facilitators in the ART initiation process and of SDI using the SLATE II algorithm in South Africa, we conducted a qualitative dominant mixed-methods study [14] on a subset of SLATE II patients during passive follow-up.
2 Methods
2.1 Study Setting and Participants
SLATE II was implemented at three urban, high-volume, public primary health care clinics in Gauteng Province of South Africa. Protocols and results for the SLATE I and SLATE II studies can be found elsewhere [3, 12, 13, 15]. Between December 2018 and April 2019, we conducted a cross-sectional survey using qualitative dominant mixed methods [14] among a purposive sample of SLATE II study participants in both study arms at all three study sites. We administered a brief quantitative survey and conducted semi-structured in-depth interviews (IDIs) to existing SLATE II patients who presented for a routine clinic visit during the follow-up data collection period. Patients were approached by study staff and invited to participate until we enrolled our target sample size. As prior studies indicated that a sample size of at least 12–15 IDIs is recommended to ensure sufficient saturation or predictability of qualitative interview responses [16, 17], we aimed to conduct 15 IDIs per study arm per site, for a total of 90 participants. Among the intervention group at each site, we aimed to interview 12 who were eligible for SDI and three who were not, roughly proportionate to overall SLATE II enrolment patterns.
2.2 Data Collection and Management
Six multilingual study staff trained in qualitative interviewing methods and human participant research ethics conducted the interviews in each patient’s preferred language. Following a set of quantitative closed-ended questions about the perception of service quality measured on a five-point Likert scale, qualitative open-ended, non-leading questions were used to prompt further discussion on three key themes: (1) quality and acceptability of ART initiation processes; (2) facilitators and barriers to ART initiation and adherence; and (3) suggestions to improve the ART initiation process. Interviews lasted approximately 20–45 min and were audio-recorded with consent from the patient, translated (if necessary) and transcribed verbatim into a password-protected Microsoft® Word document. Audio recording was not required, but all patients consented to being audio-recorded and interviewers took supplemental field notes as needed to understand any important non-audible context. The quantitative survey was captured on paper, then entered into tablets using RedCAP Mobile [18].
2.3 Conceptual Framework
To understand what patients perceive as the most salient elements of quality, we used an adapted version of the conceptual framework proposed by the WHO, “Quality of the service experience” [19]. This framework was used to assess patients’ satisfaction and their perspectives on key domains of quality of the ART initiation process and their early treatment experience. The framework is comprised of three main sections: (1) programme effort, (2) elements of quality, and (3) impacts. We limited this analysis to the six ‘elements of quality’ (choice, information given, technical competence, interpersonal relations, mechanisms to encourage continuity, and appropriate constellation of services) and applied these to the patient experience in the SLATE II trial (Table 1).
2.4 Data Analysis
Quantitative data were analysed using SAS software v.9.3 (SAS Institute Inc., Cary, NC, USA). We describe respondent descriptive characteristics from the main SLATE II database and report summary statistics for closed-ended survey questions, stratified by study arm. Patient satisfaction scores were reported for the friendliness of staff, privacy during visits, overall understanding of ART initiation, and overall satisfaction with care.
Qualitative analysis was managed in NVivo 12 (QSR International, Doncaster, Australia). The Framework Method was used to code and analyse the qualitative data using a mixed inductive–deductive approach [20]. First, an initial codebook was created; codes were identified a priori according to the three key themes in the interview guide and the conceptual framework domains. Second, two researchers (RMF, IEO) familiarised themselves with the interviews and then independently coded the transcripts line-by-line to the themes and framework domains. Additional codes were identified during the coding process as new themes emerged from the data. After discussion and agreement was reached, codes with similar content were merged. The final codebook can be found in Electronic Supplementary Material 1.
The coded data were charted using the matrix query in NVivo 12 (QSR International, Doncaster, Australia) against the quality of care framework to identify patterns of ideas and concepts related to the key quality domains. The two researchers (RMF, IEO) then summarised and interpreted the patterns and selected salient quotations to support the findings. Results were first discussed with the first author (NAS) and then with other authors. The qualitative data were then triangulated with the quantitative results from the satisfaction survey. Deviations from the common themes and patterns were captured and analysed further to investigate explanations for atypical responses. To mitigate researcher bias, the two coders coded a selection of the same transcripts. Similar codes were merged and discrepancies were discussed and resolved, and findings were reviewed by the field team.
This analysis focuses on the structural and implementation-related clinic-level barriers that the SLATE II intervention aimed to address. The qualitative findings from the two study arms (standard of care arm, intervention arm stratified by those eligible for SDI and those not) are compared and presented by the key themes: patient perceptions on the quality and acceptability of the ART initiation process, facilitators of and barriers to ART initiation and adherence, and suggestions for improvement. Results are reported using the Standards for Reporting Qualitative Research (SRQR) checklist [21].
3 Results
3.1 Respondent Demographics
We conducted 89 of the targeted 90 IDIs. Two interviews were omitted from the analysis due to audio recording problems, leaving an analytic sample of 87. Of these, 43 patients were drawn from the standard population, 37 from intervention arm patients eligible for SDI, and seven from intervention arm patients not eligible. Table 2 presents the demographic characteristics of respondents.
3.2 Patient Satisfaction
We observed few differences in perceptions of key quality and satisfaction domains reported on Likert scales between the groups (Fig. 1). The SLATE II algorithm determined eligibility for SDI largely on the basis of a patient’s clinical condition on the day of study enrolment. Patients with severe symptoms of tuberculosis or other illnesses, for example, were not eligible for SDI. Not unexpectedly, therefore, all intervention patients who were not eligible for SDI reported feeling worse on the day of study enrolment compared to the other groups (Fig. 1).
Almost all respondents were satisfied or very satisfied with the care they received from study staff on the day they began the ART initiation process (95%), perceived the study staff to be friendly or very friendly (80%), and felt comfortable or very comfortable with the amount of privacy during their study visits (88%) (data not shown). Almost all respondents also perceived the clinic staff to be friendly (90%), despite reporting waiting three or more hours on average for any given clinic visit (72%). About 90% of patients believed that they had a good or very good understanding of the ART initiation process after their interaction with study or clinic staff.
3.3 Qualitative Results
All 87 interviews in the analytic sample were coded. Code saturation [22], which was determined when no new codes were identified after several interviews, was likely reached slightly before all interviews were coded.
In response to qualitative questions about things that make it easy for people in their communities to initiate or adhere to ART early in treatment, patients in all groups identified individual-level facilitators (e.g. acceptance of HIV status, encouraged/motivated to live a healthy life), interpersonal-level facilitators (e.g. family and peer support, openness with partner), and community-level facilitators (e.g. encouragement from church, reduced stigma, community is accepting). Patients in all groups also identified similar barriers to initiation and early treatment adherence, primarily around knowledge and attitudes (e.g. lack of knowledge about HIV and taking ART, unwillingness to change lifestyle, fear of side effects) and structural factors (e.g. food insecurity, community stigma). However, qualitative responses differed between groups, with regard to the elements of quality at the clinic level (Table 3). Illustrative quotes support the key themes that emerged from the patient IDIs (Table 4), organised by the element of quality and study arm.
3.3.1 Elements of Quality
Patients from the standard, intervention same-day eligible and intervention same-day ineligible groups generally spoke positively about the elements of quality during their ART initiation process and early in treatment (Table 3).
Intervention patients perceived they had a choice about initiating treatment and felt study staff focused on patient readiness during the process. Standard responses did not converge; most standard group patients felt they were given an option while a few perceived they were not.
In terms of information given to clients, the intervention groups found counselling helpful in providing them with information on ART, side effects, and lifestyle changes, but also felt it helped patients overcome fear and gain comfort, something not reported by the standard patients (Table 4; quotes a and b). The intervention ineligible patients learned that, despite being referred for further care, SDI was a possibility. On the other hand, standard group patients described counselling as being given all the necessary information they needed about their status and how to take their medication, but suggested that clinic providers could take more time to answer questions and ask patients how they are doing (Table 4; quote c).
Patients in all groups generally found the technical competence of the clinic staff to be acceptable, though intervention patients spoke more positively about the quality of service provided than did the standard group. Several patients in the standard group perceived the clinic staff to be incompetent, citing lost test results or patient files, delayed treatment initiation, and, in one instance, being given the wrong ART medication (Table 4; quote d).
In reference to interpersonal relations, defined as the provider–patient interaction and provider attitude while with the patients, almost all patients across all groups described SLATE II study staff as welcoming, comforting, patient, and non-judgmental and that they treated patients well, which allows patients to be open and feel respected (Table 4; quotes g and h). While the standard group patients generally reported positive interactions with clinic staff during the initiation process, many felt staff did not show any concern and “cannot speak to patients properly” (Table 4; quotes e and f). Some intervention arm patients not eligible for SDI expressed a similar concern about the clinic staff.
More themes emerged around mechanisms to encourage continuity, or the linkages to other related HIV services, from the standard group than from either of the intervention groups. The standard group reported patients were more likely to initiate and continue care if they perceived good service, if the clinic had shorter lines, and if there were fewer referrals to other services within the clinic. Patients in the intervention groups reported not having to be referred as an important facilitator to continuity of care. More importantly, intervention eligible patients perceived SDI to facilitate ART initiation, with one patient giving the example that once a patient leaves the clinic, they may change their minds and not return to the clinic for treatment (Table 4; quote i).
One key difference between intervention and standard patients pertains to the appropriate constellation of services, or the organisation of services as perceived by the patient. Standard group patients perceived the initiation process as complicated, noting long wait times at the clinic and being constantly shuffled around to receive different services, which one patient described as, “this is how you lose patients” (Table 4; quote j).
Some standard group patients were pleased with the process, having not expected SDI, and expressed that they were accustomed to the typically long wait times at the clinic. On the other hand, intervention eligible patients discussed the benefits of not being referred and getting all services at the same place, which makes the visits shorter than is typical at the clinic (Table 4; quotes k and l). While quantitative results show no significant difference in wait times across study arms, respondents qualitatively perceived differences.
Corroborating the quantitative findings, standard group patients also expressed concern over a lack of privacy during their clinic visit, reporting that patient files were colour-coded and they had stood in a particular line, making them vulnerable to being identified as HIV positive by other patients. Patients in the intervention arm acknowledged the same concerns, but did not report experiencing this during their visit (Table 4; quote m). Rather, they reported liking that study staff were not from their own surrounding communities.
3.3.2 Suggestions for Improvement
When asked for suggestions to improve the ART initiation process and early adherence experience, patients in all groups offered actionable suggestions (Table 5). Regarding the initiation process, while the Likert scale indicated high satisfaction, in the interviews, standard group patients heavily discussed improving patient–clinic relations, improving counselling, and reducing wait times. Specifically, they recommended having a nurse who is dedicated to handling new patients in order to improve the quality of the counselling and provider–patient relations. Additionally, they suggested minimising referrals within the clinic in order to not confuse and frustrate patients. Intervention eligible patients echoed these suggestions and also recommended community sensitisation efforts focused on generating demand for testing and increasing awareness around SDI availability. Both standard group patients and intervention eligible patients also suggested all patients be tested for HIV regardless of visit type and that all positive patients receive SDI (Table 5).
In response to improving early adherence, there were similar patient responses across all three groups. Patients discussed strategies to improve privacy and processes at the clinic and offered various suggestions to improve counselling and early follow-up and ideas to make drug collection easier on the patient. The standard and intervention ineligible groups offered suggestions to address food insecurity, including food vouchers and job creation (Table 5).
4 Discussion
South Africa adopted Universal Testing and Treatment over 2 years ago, but the WHO guidelines offered little in terms of a specific implementation strategy for countries to efficiently and safely determine eligibility [1]. The SLATE II trial tested a simple screening algorithm that allowed a large proportion of patients to start treatment on the same day, while still effectively identifying those who required additional care first. Primary trial outcomes, however, focused on patients’ clinical success in initiating ART and remaining in care, without reference to how patients experienced the treatment initiation process.
This study using mixed data collection methods conducted among a sample of SLATE II participants found that patients’ perceptions of SDI and treatment were positive and consistent with opinions found in previous studies [10, 11, 23]. They generally perceived the ART initiation process and early treatment experience to be acceptable, while citing common individual- and social-level barriers to seeking care [23]. The main differences between intervention and standard group patients emerged around structural barriers at the clinic, including perceptions of patient–provider relations, quality of counselling, lack of privacy, confusing initiation procedures, and long wait times.
The importance of the patient–provider relationship in HIV treatment services is well documented in the qualitative literature both in South Africa and in the region more broadly [10, 11]. A patient who has just tested HIV positive will be heavily influenced by her or his immediate experience with the provider, as this point of contact is the first intersection of several quality domains, including choice, information, interpersonal relations, and appropriate constellation of services. Respondents suggested that while receiving information on medication, side effects, and lifestyle modifications is critical, feeling respected, comfortable to ask questions, and empowered to choose when and how to initiate treatment improves their motivation. Intervention group patients more frequently discussed high-quality counselling and emotional support that helps patients accept their status, ready them for initiation, and encourage adherence.
Perceived operational barriers to initiating treatment, those related to mechanisms to encourage continuity and appropriate constellation of services, were minimal among the intervention groups. The opportunity to receive all health services in one place, in private, and not having to wait all day made the ART initiation process easier. However, a lack of privacy, confusing initiation procedures, administrative mistakes, and long wait times were perceived as challenges experienced at the clinic by all patients, aligned with the literature more broadly [11, 23]. The algorithms used in SLATE I and SLATE II were designed to make treatment initiation simpler for both providers and patients and, if adopted for routine care use, could address some of the facility-specific barriers to initiation. Designating a nurse or a team of clinic staff who is trained intensively for interactions with first-time patients may also address concerns about the quality of counselling and patient–provider interactions.
Patient-generated solutions to address early adherence included community-based pick-up points, a quick line to collect medication at clinics, machines dispensing medication, and the ability to collect more than 1 month’s supply. Many of these strategies are already being implemented to varying degrees as outlined under the decentralised medical delivery policy [24] and the National Chronic Disease Adherence Guidelines [25], though they are not currently available to patients newly initiated on treatment. One additional benefit of enrolling more patients in these decentralised medical delivery interventions is that it may provide the opportunity for staff to spend more time with patients who need it, such as those newly initiating or those who are sick. Patients suggest that improved counselling, easier access to clinic staff, and intensified early follow-up efforts during early treatment could improve early retention, before patients can collect multiple months of medication or transition to the community drug collection strategies.
4.1 Limitations
There are several limitations to this study. First, data were collected toward the end of SLATE II study follow-up, leaving room for recall bias by asking patients to discuss their treatment initiation experience anywhere from 3 to 12 months earlier. Second, data on quality perceptions were only collected from the patient perspective at one point in time, limiting our ability to understand the change in perceptions over time or to triangulate with provider perspectives. Third, as we recruited patients for the interviews from those attending clinic visits, the results reflect the experiences of patients who have returned to the clinic and have been retained on treatment after the study visit, and do not capture the perceptions and experiences of patients who did not return to the clinic and were lost from care after initiating ART. Those lost from care may have reported more negative experiences and have different suggestions for improving initiation and early adherence. Even though the interviews were conducted in a private and safe space, there was a risk of respondents not wanting to share information that they considered confidential or potentially harmful. Fourth, the purposive sampling for the qualitative interviews and the location of the overall SLATE II trial in only three primary health care clinics in one province limits the external validity of the findings. Lastly, researcher bias is possible, but it was somewhat mitigated as the interviewers were not the same research staff as those who analysed the data, the results were reviewed and discussed amongst authors, and the SRQR checklist was followed to report our research.
Despite the limitations mentioned above, our findings highlight several important points. First, patients offered SDI do want it; they appreciate that their time is not being wasted and that the process is clearer to them than it is with current standard care. Standard clinic procedures, such as being referred from service to service within the same clinic and waiting in multiple queues, cause frustration and discouragement. Based on the responses to our questions, the importance of clinic staff, including clinicians and counsellors, being perceived as friendly, approachable, and caring cannot be overstated.
5 Conclusion
Based on our research, it is difficult to untangle the role of respectful, compassionate service providers from that of the SLATE algorithm itself in generating positive patient experiences. Study nurses and counsellors were trained and supervised to provide high-quality care, as per the study protocol, and did not face many of the pressures placed on clinic staff. At the same time, none of the specific tasks required for initiating ART under the SLATE II algorithm are different from those expected of clinic staff, and there is little that prevents clinic staff assuming more respectful, supportive behaviour. Both better procedures (the SLATE II algorithm) and better attitudes are needed, and future research should focus on generating both.
Abbreviations
- ART:
-
Antiretroviral therapy
- IDI:
-
In-depth interview
- SDI:
-
Same-day initiation
- SLATE:
-
Simplified Algorithm for Treatment Eligibility
- WHO:
-
World Health Organization
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Acknowledgments
We thank the patients who participated in the study and the staff of the three study clinics for their cooperation and the City of Johannesburg and Ekhureleni Metro in South Africa.
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Funding for the work presented here was provided by the Bill & Melinda Gates Foundation under the terms of OPP1136158 to Boston University. A funding agency staff member (PDE) is a co-author of the manuscript. The funders had no separate role, beyond that of other authors, in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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PDE is an employee of the Bill & Melinda Gates Foundation, which is funding this work. The remaining authors declare that they have no competing interests.
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Ethical clearance was obtained from the Boston University Medical Campus Institutional Review Board (protocol H-37010) and the University of the Witwatersrand Human Research Ethics Committee (Medical) (protocol 171011). The larger trial is registered with ClinicalTrials.gov (NCT03315013). Informed consent was obtained by the interviewer from all IDI participants immediately prior to the interview, including permission to audio record.
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The datasets used and/or analysed during the current study are available from the corresponding author on reasonable request.
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NAS led the study design, data collection, analysis, and preparation of the manuscript. MM oversaw the primary study and contributed to the preparation of this manuscript and data analysis. RMF contributed to drafting and revising the manuscript and to qualitative data analysis. IO supported qualitative and quantitative data analysis. AB, MF, PDE, LV, and SR contributed comments and revisions. LV oversaw data collection and management.
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Scott, N.A., Maskew, M., Fong, R.M. et al. Patient Perspectives of Quality of the Same-Day Antiretroviral Therapy Initiation Process in Gauteng Province, South Africa: Qualitative Dominant Mixed-Methods Analysis of the SLATE II Trial. Patient 14, 175–186 (2021). https://doi.org/10.1007/s40271-020-00437-4
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DOI: https://doi.org/10.1007/s40271-020-00437-4