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Furfural production from xylose and birch hydrolysate liquor in a biphasic system and techno-economic analysis


Furfural has been highlighted as one of the top ten most rewarding bio-based building blocks by the US Department of Energy. In this study, furfural was produced from xylose and birch hydrolysate liquor employing a batch reactor in a biphasic system. The formation of furfural was conducted under auto-catalyzed conditions. 2-sec-Butylphenol was used as extractant to promptly extract furfural from the aqueous phase in order to minimize furfural degradation reactions. The effect of time, temperature, and organic-to-aqueous phase ratio were investigated. The maximum furfural yields from xylose and birch hydrolysate liquor as feedstock under auto-catalyzed conditions when employing 2-sec-butylphenol (SBP) were 59 mol% and 54 mol%, respectively. In the monophasic system when using hydrolysate, 46% furfural was yielded. Based on a techno-economic analysis carried out for furfural, the total investment cost for a plant integrated with an existing pulp mill or bio-refinery is estimated as 14 M€. The minimum selling price of furfural found to be 1.62 € kg−1. With a furfural selling price of 1.93 € kg−1, the payback period is approximately 5 years and an internal rate of return (IRR) of 20.7% is achieved at the end of the project lifetime.


Bioeconomy is significantly influencing markets worldwide; therefore, new alternative pathways which shape sustainable development and manage natural resources have to be created in the future. In Finland, bioeconomy models based in forestry processes are noted particularly as the new direction towards a thriving green economy [1, 2]. So far, the competitiveness of pulp and paper mills is struggling as a result of digitalization of literature and global increasing capacities especially in equatorial and sub-equatorial countries with larger tree growing quotas and low-cost labor that sets severe economic strain on the producers in temperate latitudes like the Nordics [3]. This ongoing trend can give a new potential to existing forest companies to also develop as significant bio-based chemical and biofuel producers, in addition to cellulose-based products. This position urges to transform their mass production of paper-grade pulp en route to other products with smaller production quantity but larger gross margin, such as methane gas from wastewater [4]; bio-oil from lignin [5]; and value-added chemicals like furfural (FUR), hydroxymethylfurfural (HMF), and acetic acid from hydrolysate liquor from dissolving pulp [6]. An attractive sugar contained in high amounts, xylose, has not yet been fully utilized in the paper and pulp industry, which is mixed with lignin-derived compounds and burned to provide process heat [7]. Currently, the Nordic oil company St1 Oy produces FUR, lignin, and turpentine as by-products in their Cellulonix® process that aims to form ethanol from saw dust [8].

The current market price of FUR is fluctuating between 800 and 1600 €/t [9]. It is expected that the global FUR market grows from 380 to 615 million €Footnote 1 by 2026 [10]. Nevertheless, process technologies in industrial scale produce around 50% FUR yield through Quaker Oats technology. Besides, the process is accompanied by environmental concerns including toxic effluents and high energy consumption. China still continues to produce over 70% of the total FUR market volume, followed by Dominican Republic and South Africa. Among the more than 80 chemicals that can be produced directly or indirectly from FUR, furfuryl alcohol is the largest application segment market (accounting approximately 85% of the total FUR market in 2013) with application in the escalating biofuel and food sectors [11]. Other attractive platform molecules obtained from FUR are furan-2,5-dicarboxylic acid and methyltetrahydrofuran.

In order to boost the current FUR yield and tackle current process challenges, recent advances to replace mineral acids (H2SO4 and HCl) with solid acids and ionic liquids have been undertaken by academia and industry [6, 12, 13]. Yemiş and Mazza [14] studied the conversion of xylose and xylan into FUR employing three strong mineral acids (hydrochloric acid, sulfuric acid, and nitric acid) and three weak acids (phosphoric acid, acetic acid, and formic acid). In that paper, hydrochloric acid and phosphoric acid were found to be the most effective catalysts as strong mineral acid and as weak acid, respectively. Furthermore, organic acids such as formic, oxalic, fumaric, and maleic acids have demonstrated being a good alternative to dehydrate sugars into furanics [15,16,17]. Especially, oxalic acid has shown good catalytic activity to form FUR from xylose. Hongisiri et al. [17] reported comparable FUR yields when employing oxalic acid and HCl.

Various studies have been proposed to avert the production of humins and consequently heighten the FUR yield. An effective approach is to immediately extract FUR from the aqueous phase using an organic solvent. The key considerations to identify a suitable solvent for a biphasic system including FUR extraction are good chemical stability, high boiling point (higher than that of FUR), no azeotrope formation with FUR, mutual solubility of solvent and water should be minimal, and the FUR partition coefficient should be as high as possible [18,19,20]. Moreover, avoidance of modifiers (salts such as NaCl) is preferred [21]. Salts increase the partition coefficient, but in doing so, corrosion of the reactor and viable deactivation of active sites on solid acid catalysts are created [21, 22]. Ethyl acetate was first used as extracting media by Trimble and Dunlop [23]. Subsequent investigation incorporated studies on diverse organic solvents, e.g., 2-methoxy-4-propylphenol [20], 1-butanol [24], cyclo pentyl methylether (CPME) [25,26,27], cyclohexanol [28], methyl isobutyl ketone (MIBK) [28, 29], 2-methyltetrahydrofuran (MTHF) [30, 31], and widely-used toluene [28]. A lignin-derived organic solvent, 2-sec-butylphenol [19], offers high partition coefficient for FUR in organic-aqueous systems [20]. Additionally, due to its water-immiscibility nature, it does not require phase modifiers and it has a higher boiling point (227 °C) compared to that of FUR (162 °C), which allows for its recovery in higher purity as a top product in a distillation step [20, 30]. The additional separation step adds cost to the process. Therefore, the organic layer must be recovered and reused to design the process economically viable [32].

Therefore, we hereby compare the formation of FUR from xylose (used as model compound) and the pentosane fraction present in the birch hydrolysate liquor under auto-catalyzed conditions. We focus on the formation of FUR from xylose and birch hydrolysate liquor using 2-sec-butylphenol as organic solvent. Furthermore, it is necessary to develop an economical and energy efficient process that can produce a concentrated product with a low-cost production and a minimum usage of reagents. In the present study, the solvents are recovered for reuse in the process.



2-sec-Butylphenol (97.5%) was purchased from Sigma-Aldrich and was used in the experiments without further purification. D-Xylose powder (99%), formic acid (98%), levulinic acid (99%), acetic acid (99%), furfural (98%), and hydroxymethylfurfural (99%) were purchased from Sigma-Aldrich and used for the preparation of calibration standards for HPLC analysis. A Synergy® Merck Millipore device was used to achieve an ultrapure (type I) water quality grade (resistivity 18.2 MΩ cm at 25 °C) [33], which was used for preparing the solutions.

The birch hydrolysate was supplied by Stora Enso (Stora Enso, Imatra, Finland), which was used for the dehydration reaction experiments. The composition of the hydrolysate can be seen in Table A1 (in the Supplementary Information).


Catalytic activity tests

Birch hydrolysate from Stora Enso (Imatra, Finland) was filtered by using a glass filter with porosity 4 (Duran). The composition of the liquor was determined according to the analytical method NREL/TP-510-42,623 [34]. The first set of experiments was performed with xylose in the absence of catalyst. These experiments can be considered as auto-catalyzed reaction system where some fragmentation products (namely carboxylic acids) or intermediates, formed during the hydrothermal treatment, may have a catalytic effect [35,36,37]. The second set of experiments was performed using the birch hydrolysate liquor.

In a typical experiment, a borosilicate glass reactor (V = 10 cm3) was loaded with 3 ml of a xylose solution (186 mol m−3) or the birch hydrolysate liquor. The xylose concentration used is similar to that found in the birch hydrolysate liquor (Table A1 in the Supplementary Information). The hydrothermal reaction includes magnetic stirring (600 min−1) and microwave-assisted heating (≤ 850 W, Monowave 300, Anton Paar GmbH, Graz, Austria). After the reaction took place, the reactor was rapidly cooled to 60 °C by utilizing compressed air. The highest temperature and the longest reaction time studied at the present work were 210 °C and 180 min, respectively. After the reaction occurred, the solutions were tested for FUR yield, selectivity to FUR, and xylose conversion at the reaction temperatures of 170, 190, and 210 °C with different reaction times in the range of 30–180 min.

Due to the slow settling of the aqueous and organic phases, which is related to the relative similar densities (\( {d}_4^{20} \)) of both water and 2-sec-butylphenol (0.982) [18], samples were centrifuged after hydrothermal reaction using a Minispin® centrifuge (Eppendorf AG, Germany) for 6 min with a rotation speed of 8000 rpm (Fixed Angle Rotor).

Determination of FUR and by-products

The liquid samples were analyzed by high-performance liquid chromatography (HPLC) operating a Dionex Ultimate 3000 HPLC (Dionex, Sunnyvale, CA, USA) device equipped with refractive index (RI) and ultraviolet (UV) diode array detectors. Product separation was achieved on a Rezex ROA-Organic Acid H+ (8%) LC column (7.8 mm × 300 mm, Phenomenex, USA). Aqueous sulfuric acid (0.0025 mol l−1) was used as eluent with a flow rate of 0.5 ml min−1. The column temperature and the RI detector temperature were set to 55 °C. The FUR concentration was determined by the UV detector at a wavelength of 280 nm. The xylose concentration was analyzed simultaneously by the RI detector and the UV detector at 210 nm [38]. The samples were filtered through a 0.45-μm syringe filter before the analysis.

FUR from the organic phase was analyzed by gas chromatography with a flame ionization detector (GC-FID) relative to acetone as internal standard (IS). The column used was a DB-WAXetr (30 m, 0.32 mm i.d., 1-μm film thickness) from Agilent Technologies Inc. The injected samples (0.5 μL) were subjected to a splitless ratio of 20:1 in the inlet, which was maintained at 250 °C and a pressure of 12.1 bar. Helium was used as the carrier gas. The oven was initially maintained at 80 °C for 1 min, after which the temperature was increased to 250 °C at a rate of 30 °C min−1. The FID was operated at 250 °C with hydrogen, air, and helium delivered at 30 mL min−1, 380 ml min−1, and 29 ml min−1, respectively.

In this study conversion, selectivity to FUR and FUR yield [12, 30, 39] were calculated according to equations 1, 2 and 3, respectively. The following equations have been used for the mathematical evaluation of the obtained results when using xylose solution (186 mol m−3):

$$ {X}_{\mathrm{xyl}}=\frac{c_{\mathrm{xyl}}^{\mathrm{in}}-{c}_{\mathrm{xyl}}^f}{c_{\mathrm{xyl}}^{\mathrm{in}}}\times 100\ \left[\%\right] $$
$$ {Y}_{\mathrm{fur}}=\frac{c_{\mathrm{fur}}}{c_{\mathrm{xyl}}^{\mathrm{in}}}\times 100\ \left[\%\right] $$
$$ {S}_{\mathrm{xyl}}^{\mathrm{fur}}=\frac{c_{\mathrm{fur}}}{c_{\mathrm{xyl}}^{\mathrm{in}}-{c}_{\mathrm{xyl}}^f}\times 100\ \left[\%\right] $$

where X is the conversion of xylose, S is the selectivity to FUR, Y is the FUR yield, and c is the concentration in mol m−3 (the subscripts xyl, fur, in, f refer to xylose, FUR, initial, final).

When hydrolysate liquor was used, pentose conversion, selectivity to FUR, and FUR yield were calculated equations 4, 5 and 6, respectively.

Conversion of pentoses (namely arabinose and xylose), selectivity to FUR, and FUR yield were determined in accordance with the previous section employing hydrolysate liquor as reactant.

$$ {\mathrm{X}}_{\mathrm{Pentoses}}=\frac{c_{\mathrm{Pentoses}}^0-{c}_{\mathrm{Pentoses}}^e}{c_{\mathrm{Pentoses}}^0}\times 100\ \left[\%\right] $$
$$ {Y}_{\mathrm{fur}}=\frac{\left({C}_{\mathrm{FUR}\_\mathrm{ut}}^e-{C}_{\mathrm{FUR}\_\mathrm{ut}}^0\right)+{C}_{\mathrm{FUR}}^{\mathrm{Org}}}{C_{\mathrm{Pentoses}\_t}^0+{C}_{\mathrm{FUR}\_\mathrm{ut}}^0}\times 100\ \left[\%\right] $$
$$ {S}_{\mathrm{Pentoses}}^{\mathrm{fur}}=\frac{\left(\left({C}_{\mathrm{FUR}\_\mathrm{ut}}^e-{C}_{\mathrm{FUR}\_\mathrm{ut}}^0\right)+{C}_{\mathrm{FUR}}^{\mathrm{Org}}\right)\times {C}_{\mathrm{Pentoses}}^0}{\left({C}_{\mathrm{Pentoses}}^0-{C}_{\mathrm{Pentoses}}^e\right)\times \left({C}_{\mathrm{Pentoses}\_t}^0+{C}_{\mathrm{FUR}\_\mathrm{ut}}^0\right)}\times 100\ \left[\%\right] $$

where X is the conversion of pentoses, S is the selectivity to FUR, Y is the FUR yield, and c is the concentration in mol m−3 (the subscripts and superscripts pentoses, fur, ut, t, 0, e, Org represent: arabinose and xylose, FUR, hydrolysate liquor untreated, hydrolysate liquor treated according to the National renewable Energy Laboratory, before, after reaction, and concentration contained in the organic phase, respectively). The FUR formed initially in the birch hydrolysate has not been accounted together with the FUR produced under the experimental conditions presented in this article.

Techno-economic analysis methodology

The process feasibility is evaluated by carrying out a techno-economic analysis consisting of conceptual process design, mass and energy balance calculations, and total investment cost estimations. A discounted cash flow analysis is performed to determine the minimum selling price (MSP) of FUR, payback period, net present value (NPV), and internal rate of return (IRR).

The equipment mapping, sizing, and the purchased equipment cost estimation is performed using Aspen Process Economic Analyzer (Aspen Technologies, Inc., USA) based on 1st quarter 2018 pricing. A delivery allowance of 10% is applied and the delivered equipment cost is calculated using equation 7.

$$ \mathrm{Delivered}\ \mathrm{equipment}\ \mathrm{cost}\ \left(\mathrm{DEC}\right)=1.1\ast \mathrm{purchased}\ \mathrm{equipment}\ \mathrm{cost} $$

The fixed capital investment is determined using equation 8. The direct and indirect costs are estimated as a fraction of the delivered equipment costs using factors from Peters et al. [40] by considering a solid-fluid processing plant. Direct costs include costs related to purchase of equipment, equipment installation, piping, electrical systems, buildings, yard improvements, and service facilities. Indirect costs account for costs arising from engineering and supervision, construction, legal expenses, and contractor fees. The contingency cost is calculated as 25% of the sum of direct and indirect costs. The OSBL (outside battery limits) cost is estimated as 20% of the total direct cost (TDC), and the working capital is taken as 10% of the fixed capital investment. Total investment is calculated following equation 9.

$$ \mathrm{Fixed}\ \mathrm{capital}\ \mathrm{investment}\ \left(\mathrm{FCI}\right)=\mathrm{total}\ \mathrm{direct}\ \mathrm{cost}+\mathrm{total}\ \mathrm{indirect}\ \mathrm{cost}+\kern0.5em \mathrm{contingency}\ \mathrm{cost}+\mathrm{OSBL} $$
$$ \mathrm{Total}\ \mathrm{investment}=\mathrm{FCI}+\mathrm{working}\ \mathrm{capital} $$

The annual operating cost is calculated as the sum of fixed operating costs, variable operating costs, and general expenses. The fixed operating costs account for operating labor, employee benefits, supervision, laboratory, insurance and taxes, maintenance, and plant overheads. Variable operating costs include raw material and utility costs, and are estimated based on mass and energy balances obtained from process simulation models of Aspen plus®. The operating labor cost is calculated by considering 2.9 operators per shift position [40] and one supervisor. The number of shifts is taken as 5 with monthly wages of 3000 € and 5000 € for the operators and supervisor respectively. General expenses is taken as 10% of the sum of fixed and variable operating costs and accounts for costs related to administration, distribution and marketing, and research and development.

The plant is operated in continuous mode (8000 h/year) with a FUR production capacity of 5 kt/year and a project lifetime of 20 years with 100% equity financing. Capital expenses are incurred in year 1 of the project without any operating costs or revenues. In year 2, the working capital is invested and the plant starts operating at full capacity, thereby generating revenue. Since profit is made by the plant from year 2 onwards, depreciation can be charged and is calculated using straight-line depreciation with a 10-year recovery period. In year 20, the working capital is released and is accounted as positive increment to the cash flow. The parameters used in the techno-economic analysis are summarized in Table 1. The major assumptions for the techno-economic analysis are as follows:

  • Since the process utilizes a pre-hydrolysate stream from the bio-refinery or pulp mill as a raw material, it is assumed that the pre-hydrolysate cost is negligible and not taken into consideration when estimating the annual operating costs.

  • It is assumed that energy demand for the reactors is met by utilizing the surplus thermal energy available in the pulp mill or bio-refinery. The pulp mill supplies the thermal energy needed at a cost of 10 €/MWh [42], and these costs are accounted for in the annual operating cost.

  • Furthermore, it is assumed that the lignin removal from the pre-hydrolysate is carried out in the pulp mill or bio-refinery, and costs related to this are not taken into consideration in the techno-economic analysis.

Table 1 Parameters of techno-economic analysis [40, 41]

Results and discussion

Partition coefficient of furfural

The partition coefficient of FUR was investigated by conducting hydrothermal reactions wherein a solution of 5 wt% FUR in aqueous phase was heated with SBP for 30 min at 190 °C at seven ratios of aqueous phase to SBP: 1:5, 1:3, 1:2, 1:1, 2:1, 3:1, and 5:1 (by volume). Fig. A1 (in the Supplementary Information) exhibits the FUR partitioning (P) achieved, where P was calculated using equation 10 [28].

$$ P=\frac{{\left[\mathrm{FUR}\right]}_{\mathrm{org}}}{{\left[\mathrm{FUR}\right]}_{\mathrm{aq}}} $$

A FUR partition coefficient 36 was obtained with an aqueous-to-SBP phase ratio of 1:5 and 1:3 (v/v). This value decreased to 28, 22, 19, 9, and 4 as the aqueous-to-SBP fraction ratio increased to 1:2, 1:1, 2:1, 3:1, and 5:1 (v/v). Similarly, partition coefficient decreases when the aqueous-to-organic phase ratio increases has been also observed when using 2-MTHF, CPME, and isophorone [30]. It is assumed that at high aqueous-to-organic phase ratios, the organic solvent is not able to extract FUR from the aqueous phase; thus, FUR remains in the aqueous phase where it could undergo degradation reactions.

Effect of aqueous-to-organic phase ratio

According to the National Center for Biotechnology Information [43], SBP is insoluble in water. However, mutual solubilities of water and SBP have been measured in a recently published paper at various temperatures from 30 to 210 °C [18]. It is observed that the mutual solubility of water and SBP used in the present paper is minimal under the given experimental conditions. Lin et al. [18] studied the mass fraction mutual solubilities for water and SBP from 303.15 to 483.15 K and a pressure of 2.5 × 106 Pa. They reported that at 443.15, 463.15, and 483.15 K, the solubility of water in SBP is 0.03, 0.05, and 0.07, respectively; and the solubility of SBP in water at the same temperature values is 0.02, 0.04, and 0.06.

The effect of aqueous-to-SBP phase ratio on xylose conversion and FUR formation was examined. Therefore, five ratios of aqueous-to-SBP phase (1:5, 1:2, 1:1, 2:1, 5:1 by volume) were proposed employing an aqueous solution containing 186 mol m−3 and SBP in biphasic systems at a temperature of 190 °C for 0.5 h. The FUR yields obtained are presented in Fig. A2 (in the Supplementary Information) and are determined utilizing equation 2. FUR yield builds up as the aqueous-to-organic ratio increases from 1:5 up to 1:1 (by volume, Fig. A2). At ratios of aqueous-to-organic volumes from 2:1 to 5:1, we propose that a larger FUR yield is halted by the formation of increased degradation products. The highest FUR yield (17%) is obtained at 190 °C in 0.5 h when using SBP in an aqueous-to-SBP phase ratio of 1:1 (by volume).

Selectivity to FUR and xylose conversion can be observed in Fig. A3 (in the Supplementary Information). The xylose conversion varied from 30 to 43%. The selectivity to FUR increases as the aqueous-to-SBP phase ratio raises from 1:5 to 1:2 (by volume), from there on it declines when increasing the aqueous-to-SBP phase ratio to 5:1. A recent paper using isophorone, 2-MTHF, and CPME corroborated similar results [30]. This could occur as a result of the saturation of the SBP to extract FUR; hence, FUR remains in the aqueous phase and degradation reactions might take place.

Effect of reaction time and temperature in the biphasic system

The effect of reaction time and temperature on the formation of FUR was investigated by performing reactions from 0.5 to 3 h at 170, 190, and 210 °C in a biphasic system including SBP and a xylose solution of 186 mol m−3. SBP was employed as organic solvent in an aqueous-to-organic phase ratio of 1:1 (by volume). Figure 1 presents the effect of reaction time when employing SPB on FUR yield, xylose conversion, and selectivity to FUR. As it can be seen in Fig. 1b, FUR yield and xylose conversion are significantly influenced by the reaction temperature, which is in accordance with previous reports on this field [44].

Fig. 1
figure 1

Effect of reaction temperature and time on a FUR yield, b xylose conversion, c selectivity to FUR in the conversion of 186 mol m−3 xylose to FUR with an aqueous-to-SBP phase ratio of 1:1 (by volume)

As observed in Fig. 1a, after the first 1 h of the hydrothermal reaction, the FUR yield exhibited a threefold increase by raising the reaction temperature from 170 to 190 °C. The highest FUR yield (59%) was reached at 190 °C in 3 h. The peak of the selectivity to FUR (Fig. 1c) was 60%, 59%, and 47% at temperatures of 170, 190, and 210 °C, respectively. Reaction temperature has also an effect on selectivity to FUR under these laboratory conditions as it has been observed in similar biphasic systems using cyclopentyl methyl ether (CPME), isophorone, and 2-methyltetrahydrofuran (MTHF) [30]. It can be observed that selectivity to FUR at the lowest temperature studied (170 °C) displays the highest value in the biphasic system.

An interesting effect, that can be seen in Fig. 1a, is that at times greater than 1.5 h, the FUR yield reached at 190 °C exceeds the FUR yield achieved at 210 °C. At high reaction temperatures (210 °C), it is assumed that SBP no longer extracts FUR as efficiently. Hence, FUR is prone to remain in the aqueous phase rather than in SBP; therefore, degradation reactions of FUR take place faster. A similar effect can be seen when employing CPME, isophorone, and MTHF [30].

Furfural degradation in the biphasic system

To broaden understanding of the behavior of FUR under the conditions of microwave-assisted reaction in the presence of SBP, it is indispensable to understand its degradation rate. The FUR degradation experiments were determined employing SBP at the reaction temperatures of 170, 190, and 210 °C in an auto-catalyzed system. The experimental data exhibiting the residual fractions of FUR encountered in the aqueous and organic phases at different reaction times are displayed in Fig. A4 (in the Supplementary Information). The figure illustrates the effect of the reaction temperature and time when employing 1:1 aqueous-to-SBP phase ratio on the degradation rate of FUR. The results demonstrate a clear dependency of FUR degradation on the temperature and time, as it can be noticed that when rising the reaction temperature and time, the FUR degradation advances. The highest degree of degradation, 28%, was detected at 210 °C after 3 h. In a similar manner, published papers have presented likewise data in monophasic systems [36, 45, 46]. Similarly, data published recently when employing isophorone as organic solvent in biphasic systems described a similar effect on FUR formation [30]. Contrastingly, when employing 2-methyltetrahydrofuran (2-MTHF) and cyclopentyl methyl ether (CPME) as organic solvents for biphasic reactions, FUR yields reached 71% and 78%, respectively. Besides, a lower FUR degradation degree (12%) was reported under similar conditions when using CPME. This could be due to reactions happening between FUR and unsaturated hydrocarbons via condensation, e.g., SBP and isophorone. Markevich et al. [47] reported the reactivity of double bonds in compounds with functional groups; especially, they noted that FUR could be as reactive as acceptor of dimethylcyanomethyl radicals.

Auto-catalyzed dehydration of birch hydrolysate

Hydrothermal reactions of birch hydrolysate were assessed. In addition to xylose and arabinose, birch hydrolysate contains unhydrolyzed xylose and arabinose polymers (arabinoxylan). The presence of both mono-xylose and oligo-xylan has been noted in earlier studies [48, 49]. Figure 2 shows the FUR yield, pentose (xylose and arabinose) conversion, and selectivity to FUR under various reaction times (between 10 and 180 min) at temperatures of 170, 190, and 210 °C. As it can be seen in Fig. 2b, FUR yield and pentose conversion are significantly influenced by the reaction time and temperature, which is in accordance with previous reports on this field [12, 16, 17, 43, 50, 51].

Fig. 2
figure 2

Effect of temperature and reaction time on a FUR yield, b pentose conversion, c selectivity to FUR during auto-catalyzed conversion of birch hydrolysate liquor

As observed in Fig. 2a, after the first 0.5 h of the hydrothermal reaction the FUR yield was increased by a factor of four by raising the reaction temperature from 170 to 190 °C. The largest FUR yield (46%) was obtained at 190 °C in 1 h. At temperatures of 170, 190, and 210 °C, the highest selectivity to FUR (Fig. 2c) was 65%, 51%, and 43%, respectively. Reaction temperature has also an effect on selectivity to FUR under these conditions. It can be observed that selectivity to FUR at the lowest temperature studied (170 °C) displays the highest value in the present system.

In a work published recently, when using a xylose solution (28 g l−1) under auto-catalyzed conditions FUR yield increased significantly when increasing the reaction temperature from 190 to 210 °C. Contrastingly, when birch hydrolysate liquor is used and dehydrated under auto-catalyzed conditions at 210 °C FUR yield does not surpass the FUR yield obtained at 190 °C. Under high reaction temperatures (210 °C), it is possible that the reaction takes place faster. Hence, FUR is prone to decompose in a shorter reaction time at high temperatures via condensation (reactions between FUR and intermediates, i.e., pentose and hexose isomers) or resinification (reactions between FUR molecules).

Table 2 Process energy balance and utility requirements

When using birch hydrolysate liquor (3 ml) at 190 °C in 60 min, 5.3 mg of humins were formed in the auto-catalyzed system (Fig. A5 in the Supplementary Information). These insoluble polymers can be valorized as recently published literature demonstrates [52, 53]. High-value applications of humins include CO2 sequestration, development of catalysts, and soil improvement. The formed humins were analyzed using N2-physisorption, and the sample displays a low surface area of 4 m2 g−1 (Table A2 in the Supplementary Information).

Furfural formation from birch hydrolysate in the biphasic system

The formation of FUR from birch hydrolysate was investigate under optimized conditions for the dehydration of pentoses as it was determined in the previous sections (190 °C, 1:1 aqueous-to-SBP phase ratio (by volume), under microwave irradiation). The initial composition of the birch hydrolysate is given in Table A1 (in the Supplementary Information).

The highest FUR yield (54%) was reached at 190 °C in 3 h using an aqueous-to-SBP phase ratio of 1:1 (by volume) under complete pentose conversion (Fig. 3a and b). Pentose conversion (Fig. 3b) increased from 80 to 94% when increasing reaction time from 0.5 to 1 h at 190 °C.

Fig. 3
figure 3

a FUR yield, b pentose conversion, c selectivity to FUR when employing birch hydrolysate (1.5 ml) and SBP (1.5 ml) at 190 °C under microwave irradiation

Under similar conditions, 3 h at 190 °C with an aqueous-to-CPME phase ratio of 1:1 (v/v), a recent published article reported a FUR yield of 68% using a birch hydrolysate liquor containing similar xylo-oligosaccharide concentration [30]. This high yield was reached due to the absence of degradation reactions between FUR and CPME.

Process simulation

Process simulation model was developed in Aspen Plus® v8.8 (Aspen Technology, Inc., USA) by using the universal quasi-chemical (UNIQUAC) thermodynamic method and is shown in Fig. 4.

Fig. 4
figure 4

a Process flow diagram for the production of furfural from birch wood pre-hydrolysate liquor, b mass balance for the production of furfural from birch wood pre-hydrolysate (5 kt/year). The reagents used are given a unique color and the proportion of reagents is displayed using a pie chart. Flow of streams is indicated with the color of the major component

The pre-hydrolysate stream (S1) from the bio-refinery after lignin separation consisting mostly of xylose (64% xylo-oligosaccharides and 36% monomeric xylose) and water is introduced at 25 °C into agitated reactors (3 reactors in parallel) operating at temperature of 190 °C and 12.1 bar of pressure with a residence time of 3 h. The stoichiometric reactor model (RSTOIC) available in Aspen Plus is used to simulate the auto-catalyzed reaction of xylose to yield FUR. The outlet stream from the reactor is in vapor phase and is condensed using 2 condensers in parallel. The resulting liquid stream at 98 °C is then sent to a decanter for separation of the organic and aqueous phases using 2-sec-butylphenol (SBP). A separator block is utilized to model the phase separation in the decanter with a block split fraction of 0.972 for FUR in the organic phase. The aqueous phase pre-dominantly consisting of water (99 wt%) is separated and can be reused in the bio-refinery for pre-hydrolysis.

The organic phase consisting of FUR and SBP is introduced into a distillation column operating with 20 ideal stages at atmospheric pressure and a reflux ratio of 1. The RADFRAC rigorous distillation column in Aspen Plus is used to model the distillation process. A 97.8 wt% FUR is recovered in the top fraction at 161 °C and the bottom fraction consisting of pure SBP is recycled back for reuse in the decanter for phase separation. The process flow diagram and mass balance are shown in Fig. 4.

The energy balance and utility requirements are shown in Table 2. The total heating duty indicates the total energy supplied for the heating of process streams and the total cooling duty indicates the total energy removed by cooling. The process includes the use of utilities such as high-pressure steam for the reboiler, cooling water for heat exchangers, and electricity for pumps. It is assumed that the cooling water is recirculated to a cooling tower for reuse in the process.

Process economics

The total investment cost for a plant with a FUR production capacity of 5 kt/year is found to be 14.12 M€ (Table 3). The contribution of individual process equipment to the total direct cost (TDC) is shown in Fig. 5. The reactor units are the most expensive accounting for 46% of the TDC followed by heat exchangers and distillation column which contribute to 24% and 15% of the TDC respectively. The annual operating cost consists of fixed costs, variable costs, and general expenses, and is calculated as 7.23 M€. The revenue for the process comes mainly from selling FUR and additional revenue from high-pressure steam condensate that is sold as district heat.

Table 3 Estimation of fixed capital and total investment
Fig. 5
figure 5

Contribution of individual equipment to the total direct cost (TDC)

Bbosa and Brown [54] recently completed a techno-economic analysis of a corn stover-ethanol bio-refinery concept where they set a market price of FUR of 933 €/t. Currently, the prices available in Alibaba are in a range from 910 to 1630 €/t [55].Footnote 2 Dalvand et al. [56] determined the market potential of FUR and its derivatives in a recent study. They identified a set of six FUR derivatives to determine the best combination of FUR derivatives and what proportion of FUR should be converted into each derivative. The authors reported a FUR market price of 1359 €/t. A recent techno-economic evaluation of bioethanol and FUR coproduction is where they reported a price of 2.37 €/gallon and 1540 €/t, respectively [57]. These two chemical compounds were produced from corn stover via biochemical and thermochemical routes. Olcay et al. [58] used aqueous phase processing to produce furfural as one of the products from biomass and reported a FUR MSP of 1.53 €/kg. MSP, reported in this paper, is quite close to price reported in literature and the existing market price of petrochemical based furfural. The minimum selling price of FUR is calculated at NPV equal to zero with a discount rate of 10% and is found to be 1.62 €/kg with the payback period being 8.9 years. However, when the FUR selling price is increased to 1.93 €/kg, the payback period is 5 years with an NPV of 9.5 M€ at the end of the project lifetime as shown in Fig. 6. The internal rate of return is determined by adjusting the discount rate until the NPV at the end of year 20 is equal to zero and is calculated as 20.7%. The equations used for the calculation of NPV and payback period are given in the Supplementary Information.

Fig. 6
figure 6

NPV plotted as a function of the project lifetime

The effect of production capacity on the MSP of FUR, total investment, and annual operating cost is shown in Table 4. When the production capacity is doubled, it is observed that there is an increase in the total investment and operating costs and at the same time, the MSP of FUR drops to 1.57 €/kg. Tables A3 and A4 (in the Supplementary Information) show the raw materials, utility prices, and cost factors, respectively.

Table 4 Effect of minimum selling price (MSP), total investment (CAPEX), and operating cost (OPEX) for two production capacities (PC)

Sensitivity analysis

A sensitivity analysis is carried out to evaluate the effect of various economic factors on the minimum selling price of FUR as shown in Fig. 7. It was observed that annual operating cost, discount rate, and total investment had the biggest impact on the MSP. For instance, when the operating costs and the fixed capital investment increased by 20%, there was an increase of 11.1% and 4.2% in MSP respectively. Similarly, when the discount rate was increased by 50%, the MSP increased by 7.8%. Variation in the taxation rate and project lifetime had comparatively smaller influence on the MSP (Fig. 7).

Fig. 7
figure 7

Sensitivity analysis for evaluating influence of various economic factors on the MSP of furfural. The base values of the economic factors: discount rate = 10%; project lifetime = 20 years; OPEX = 7.23 M€/year; taxation rate = 20% and fixed capital investment = 12.84 M€


The conversion of xylose and the resulting furfural yield were studied under well-controlled conditions in a biphasic system with a water-immiscible organic solvent using a model compound, xylose solution, and subsequently birch hydrolysate liquor.

In this process, 2-sec-butylphenol was used as the organic extracting reagent for furfural formed in the reaction. The most favorable organic-to-aqueous ratio in the extraction process was 1:1 (v/v). The highest furfural yield obtained, when using a xylose solution, was 59% in a two-phase system. When using birch hydrolysate liquor in this biphasic system, a furfural yield of 54% is obtained at 190 °C in 3 h under auto-catalyzed conditions.

Based on the techno-economic analysis, the minimum selling price of furfural is found to be 1.62 €/kg for a plant operating with a production capacity of 5 kt/year. With a furfural selling price of 1.93 €/kg, the payback period is calculated as 5 years resulting in a positive net present value of 9.5 M€ at the end of the project lifetime and an internal rate of return of 20.7%. The sensitivity analysis indicated that the annual operating cost, discount rate, and total investment have the largest impact on the minimum selling price of furfural.


  1. Original prices reported in USD were converted to EU with a conversion rate of 1 USD = 0.91362 € on September 30, 2019.

  2. Original prices reported in USD were converted to EU with a conversion rate of 1 USD = 0.90612 € on September 10, 2019.


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This research has been done in collaboration with Stora Enso. The authors are also grateful for the support of the staff at the Department of Bioproducts and Biosystems, especially to Rita Hatakka and the Department of Chemical and Metallurgical Engineering at Aalto University. This work made use of Aalto University Bioeconomy Facilities.


Open access funding provided by Aalto University. This study is funded and supported by the Erasmus Mundus Joint Doctoral Programme SELECT+. GGM was supported also by CONACyT-SENER-Sustainable Energy 2016 (the Mexican National Council of Science and Technology-Secretariat of Energy-Sustainable Energy 2016). JL is a Serra Húnter Fellow and is grateful to ICREA Academia program and grant GC 2017 SGR 128.

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Gómez Millán, G., Bangalore Ashok, R.P., Oinas, P. et al. Furfural production from xylose and birch hydrolysate liquor in a biphasic system and techno-economic analysis. Biomass Conv. Bioref. 11, 2095–2106 (2021).

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  • Furfural
  • Birch hydrolysate liquor
  • 2-sec-Butylphenol
  • Xylose
  • Bio-refinery
  • Techno-economic analysis