Abstract
We establish the existence of a nonnegative fully nontrivial solution to a non-variational weakly coupled competitive elliptic system. We show that this kind of solutions belong to a topological manifold of Nehari-type, and apply a degree-theoretical argument on this manifold to derive existence.
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1 Introduction and statement of results
In this paper we consider the existence of solutions to the elliptic system
where \(\Omega \) is a smooth bounded domain in \(\mathbb {R}^N\), \(N\ge 2\), \(1<p<\frac{N+2}{N-2}\) if \(N\ge 3\), \(1<p<\infty \) if \(N=2\), \(\mu _i>0\), \(\lambda _{ij}<0\), \(\alpha _{ij},\beta _{ij}>0\) and \(\alpha _{ij}+\beta _{ij}<p\) for \(i,j=1,\ldots ,\ell \), \(j\ne i\). This system arises as a model for the steady state distribution of ell competing species coexisting in \(\Omega \). Here \(u_i\) represents the density of the i-th population, \(\mu _i\) corresponds to the attraction between the species of the same kind, or more generally, \(\mu _iu_i^p\) can be replaced by \(f_i(u_i)\) and represent internal forces. The parameters \(\lambda _{ij}\), \(\lambda _{ji}\) (which may not be equal) correspond to the interaction (repulsion) between different species. In particular, if \(\alpha _{ij}=\beta _{ij}=1\), then the interaction is of the Lotka-Volterra type while \(\alpha _{ij}=1\), \(\beta _{ij}=2\) corresponds to the interaction which appears in the Bose-Einstein condensates. In the latter case one also has \(\lambda _{ij}=\lambda _{ji}\) and the system is variational.
In what follows we do not assume \(\lambda _{ij}=\lambda _{ji}\) or \(\beta _{ij}=\alpha _{ji}\). The system (1.1) is non-variational except for some very special choices of \(\lambda _{ij}\), \(\alpha _{ij}\) and \(\beta _{ij}\). While there is an extensive literature concerning the existence (and multiplicity) of solutions for variational systems like (1.1), there are not so many results in the non-variational case. Here we could mention [1, 6,7,8,9] where, however, the right-hand sides are quite different from ours. In particular, in [6,7,8,9] the interaction term is of the Lotka-Volterra type (or is a variant of it) while the terms \(f_i(u_i)\) are different from \(\mu _iu_i^p\). For these \(f_i\) one obtains uniform bounds on the solutions when \(\lambda _{ij}\rightarrow -\infty \). Existence of such bounds allows to study the limiting behaviour of solutions. To be more precise, if \(\lambda _{ij,n}\rightarrow -\infty \) and \((u_{1,n},\ldots ,u_{l,n})\) is a corresponding solution with uniform bound on each component, then one expects that \(u_{i,n}\rightarrow u_i\) (in an appropriate space) and \(u_i(x)\cdot u_j(x)=0\) a.e. in \(\Omega \) for all \(i\ne j\), i.e. different components separate spatially. This has been studied in the above mentioned papers. In [1, 6] the emphasis is in fact on the properties of limiting configurations, including regularity of free boundaries between the components.
The main result of this paper is the following
Theorem 1.1
The system (1.1) has a solution.
Existence proofs in the above-mentioned papers do not seem to be applicable here. Our problem can be reformulated as an operator equation in the space \(\mathcal {H}:= H^1_0(\Omega )^\ell \) and one can use degree theory to obtain a nontrivial solution. However, this could give a semitrivial solution (i.e. \(u_i=0\) for some but not all i). To rule out such solutions we introduce a Nehari-type manifold on which all u are fully nontrivial in the sense that no \(u_i\) is identically zero, and then we apply a degree-theoretical argument on this manifold.
We do not know if there always exist solutions for (1.1) which are uniformly bounded, see Problem 5.5. Moreover, as we shall see in Sect. 5, under a suitable choice of exponents and parameters and for \(\ell =2\) there exists a sequence of solutions which are synchronized in the sense that \(u_{i,n}=t_{i,n}v_n\) (\(i=1,2\)) and such that \(\Vert u_{i,n}\Vert \rightarrow \infty \) as \(\lambda _{12,n},\lambda _{21,n}\rightarrow -\infty \). So the components neither separate spatially nor are bounded.
Let \(u_i^+ := \max \{u_i,0\}\), \(u_i^- := \min \{u_i,0\}\), and consider the system
In Proposition 3.4(v) we shall show that any fully nontrivial solution to this system also solves (1.1).
In what follows we shall work with (1.2) and we shall also need the parametrized system
Note that (1.3) homotopies (1.2) to an uncoupled system. Since
where \(\alpha _{ij}+\beta _{ij}\le q<p\) for all i, j, the following statement holds true.
Lemma 1.2
All solutions \(u =(u_1,\ldots ,u_\ell )\) of (1.3) are uniformly bounded in \(L^\infty (\Omega )\) and hence in \(H^1_0(\Omega )\). This bound is independent of \(t\in [0,1]\).
This has been shown, in a much more general setting, in [13] for a single equation and in [11] for two equations. It is easy to see that the argument in [11] extends to an arbitrary number of equations. In both papers a blow-up procedure is used in order to reduce the problem to a Liouville-type result. For the reader’s convenience, in Appendix A we shall provide a simple proof of such reduction, adapted to our special case. The assumption \(q<p\) is crucial for the validity of this lemma. Indeed, in [10] it has been shown that the conclusion may fail if \(q=p\).
The paper is organized as follows. In Sect. 2 we state and prove a lemma for functions in \({\mathbb {R}}^\ell \). In Sect. 3 we define a Nehari-type manifold \(\mathcal {N}\) similar to the one introduced in [5]. We also show that solutions to (1.2) correspond to solutions for an operator equation in an open subset of the product of the unit spheres \(\mathscr {S}_i\subset H^1_0(\Omega )\), \(1\le i\le \ell \). The idea comes from [4]. To our knowledge, this is the first time a Nehari-type manifold appears in a non-variational setting. Theorem 1.1 is proved in Sect. 4 and synchronized solutions are discussed in Sect. 5. As we have already mentioned, Lemma 1.2 is proved in Appendix A.
In the proof of Theorem 1.1 we shall employ a topological degree argument. Since our operator is not admissible for common infinite-dimensional degree theories, we introduce a sequence of finite-dimensional (“Galerkin-like”) approximations and use the Brouwer degree, see (4.6) and (4.9–4.11) below.
2 A lemma on functions in \({\mathbb {R}}^\ell \)
Let \(a_i,\alpha _{ij},\beta _{ij}>0\), \(b_i,d_{ij}\ge 0\), \(\alpha _{ij}+\beta _{ij}<p\) for all \(i,j=1,\ldots ,\ell \), \(j\ne i\). Define \(M:(0,\infty )^\ell \rightarrow {\mathbb {R}}^\ell \) as
where
Lemma 2.1
-
(i)
If \(b_i=0\) for some i, then \(M(s)\ne 0\) for any \(s\in (0,\infty )^\ell \).
-
(ii)
If \(b_i>0\) for all i, then there exists \(s\in (0,\infty )^\ell \) such that \(M(s)=0\).
Moreover, if \(0<a\le a_i\le \overline{a}\), \(0<b\le b_i\le \overline{b}\) and \(d_{ij}\le \overline{d}\) for all i, j, then there exist \(0<r<R\), depending only on \(a,\overline{a},b,\overline{b},\overline{d}\), such that \(s\in (r,R)^\ell \).
-
(iii)
The solution s in (ii) is unique.
-
(iv)
The solution s in (ii) depends continuously on \(a_i,b_i>0,\ d_{ij}\ge 0\).
Proof
(i) : If \(b_i=0\) then
(ii) : Let \(0<r<R\) be such that, for every \(i,j=1,\ldots ,\ell \),
(such R exists because \(\alpha _{ij}+\beta _{ij}<p\)). If \(s=(s_1,\ldots ,s_\ell )\in (0,\infty )^\ell \) and \(s_i\ge s_j\) for all j, then
Therefore, \(M_i(s)<0\) whenever \(s_i=\max \{s_1,\ldots ,s_\ell \}\ge R\), and \(M_i(s)>0\) if \(0<s_i\le r\). If \(a\le a_i\le \overline{a}\), \(b\le b_i\le \overline{b}\), \(d_{ij}\le \overline{d}\), then
so r, R may be chosen as claimed.
Let
Then \(H(s,\tau ) := \tau M(s)+(1-\tau )G(s) \ne 0\) on the boundary of \([r,R]^\ell \) for every \(\tau \in [0,1]\). Hence this is an admissible homotopy for the Brouwer degree (see e.g. [18, Appendix D] for the definition and properties of this degree). So
and \(M(s)=0\) must have a solution.
(iii) : If \(M(s_1^0,\ldots ,s_\ell ^0)=0\), then \(\widetilde{M}(1,\ldots ,1)=0\) where
with \(\widetilde{a}_i := a_is_i^0\), \(\widetilde{b}_i := b_i(s_i^0)^p\), \(\widetilde{d}_{ij} := d_{ij}(s_i^0)^{\alpha _{ij}}(s_j^0)^{\beta _{ij}}\). So we may assume without loss of generality that \(M(1,\ldots ,1)=0\). Then,
Suppose there is another solution \(s=(s_1,\ldots ,s_\ell )\). Then, using the previous identity, we get
and after rearranging the terms,
There are two possible cases: If \(s_i>1\) for some i, we may assume without loss of generality that \(s_i\ge s_j\) for all j. Then the left-hand side above is negative while the right-hand side is \(\ge 0\), a contradiction. If, on the other hand, \(0<s_i<1\) for some i, we may assume \(s_i\le s_j\) for all j. Now the left-hand side is positive and the right-hand side is \(\le 0\), a contradiction again.
(iv) : If \(a_{n,i},a_i,b_{n,i},b_i>0\), \(d_{n,i},d_i\ge 0\), \(a_{n,i}\rightarrow a_i\), \(b_{n,i}\rightarrow b_i\), \(d_{n,ij}\rightarrow d_{ij}\) then, as in (ii), there exist \(0<r<R\) such that the unique solution \(s_n\) to
belongs to \([r,R]^\ell \) for every n. Passing to a subsequence, we have that \(s_n\rightarrow s\in [r,R]^\ell \) and \(M(s)=0\). \(\square \)
3 A Nehari-type manifold
Let \(\mathcal {H}:= H^1_0(\Omega )^\ell \), \(u=(u_1,\ldots ,u_\ell )\in \mathcal {H}\). As convenient norms in \(H^1_0(\Omega )\) and \(\mathcal {H}\) we choose
and we denote by \(\langle \,\cdot \,,\,\cdot \,\rangle \) the inner product in \(H^1_0(\Omega )\). Let
where \(I_i: H^1_0(\Omega )\rightarrow H^1_0(\Omega )\) are given by
and
Lemma 3.1
If \(u_n\rightharpoonup u\) weakly in \(\mathcal {H}\), then \(K_i(u_n)\rightarrow K_i(u)\) strongly in \(H^1_0(\Omega )\) for each \(i=1,\ldots ,\ell \).
Proof
Since \(p,\,\alpha _{ij}+\beta _{ij}<\frac{N+2}{N-2}\) for \(N\ge 3\), after passing to a subsequence \(u_{n,i}^+\rightarrow u_i^+\) strongly in \(L^{p+1}(\Omega )\) and in \(L^{\alpha _{ij}+\beta _{ij}+1}(\Omega )\) for every \(j\ne i\). Using Hölder’s and Sobolev’s inequalities we obtain
where \(|\,\cdot \,|_r\) denotes the norm in \(L^r(\Omega )\). From [18, Theorem A.2] we derive
Hence, \(K_i(u_n)\rightarrow K_i(u)\) strongly in \(H^1_0(\Omega )\), as claimed. \(\square \)
We define a Nehari-type set \(\mathcal {N}\) by putting
Lemma 3.2
\(\mathcal {N}\) is closed in \(\mathcal {H}\).
Proof
Since \(\lambda _{ij}<0\), it follows from the Sobolev inequality that
for some \(C_i>0\). Hence there exists \(d_0>0\) such that, if \((u_1,\ldots ,u_\ell )\in \mathcal {N}\), then \(\Vert u_i\Vert \ge d_0\) for all i. This shows that \(\mathcal {N}\) is closed in \(\mathcal {H}\). \(\square \)
For \(u :=(u_1,\ldots ,u_\ell )\in \mathcal {H}\), \(s:=(s_1,\ldots ,s_\ell )\in (0,\infty )^\ell \) and \(su := (s_1u_1,\ldots ,s_\ell u_\ell )\), we define
where
and
Lemma 3.3
-
(i)
If \(a_{u,i}\ne 0\) and \(b_{u,i}=0\) for some i, then \(M_{u}(s)\ne 0\) for any \(s\in (0,\infty )^\ell \).
-
(ii)
If \(a_{u,i},\,b_{u,i}>0\) for all i, then there exists a unique \(s_u\in (0,\infty )^\ell \) such that \(M_u(s_u)= 0\). Moreover, if \(0<a\le a_{u,i}\le \overline{a}\), \(0<b\le b_{u,i}\le \overline{b}\) and \(d_{u,ij}\le \overline{d}\) for all i, j, then there exist \(0<r<R\), depending only on \(a,\overline{a},b,\overline{b},\overline{d}\), such that \(s_u\in (r,R)^\ell \).
Proof
This is an immediate consequence of Lemma 2.1. \(\square \)
Let
and
The tangent space of \(\mathcal {T}\) at u is
Proposition 3.4
-
(i)
\(\mathcal {U}\) is a nonempty open subset of \(\mathcal {T}\) and \(\mathcal {U}\ne \mathcal {T}\).
-
(ii)
The mapping \(m: \mathcal {U}\rightarrow \mathcal {N}\) given by \(m(u) := s_uu\) is a homeomorphism. In particular, \(\mathcal {N}\) is a topological manifold.
-
(iii)
If \((u_n)\) is a sequence in \(\mathcal {U}\) such that \(u_n\rightarrow u\in \partial \mathcal {U}\), then \(s_{u_n}\rightarrow \infty \) (and hence \(\Vert m(u_n)\Vert \rightarrow \infty \)).
-
(iv)
Let \(S:\mathcal {U}\rightarrow \mathcal {H}\) be given by
$$\begin{aligned} S(u) := I(s_uu) = s_uu-K(s_uu). \end{aligned}$$Then \(S(u)\in T_u(\mathcal {U})\) for every \(u\in \mathcal {U}\).
-
(v)
\(S(u) = 0\) if and only if \(m(u)=s_uu\) is a solution for (1.1).
Proof
(i) : That \(\mathcal {U}\) is neither empty nor the whole \(\mathcal {T}\) is obvious and, since \(u\mapsto u_i^+\) is continuous [2, Lemma 2.3], it is easily seen from the second line of (3.3) that \(\mathcal {U}\) is open in \(\mathcal {T}\).
(ii) : If \(u\in \mathcal {U}\), then \(s_uu\in \mathcal {N}\) because \(\langle I_i(s_uu),s_{u,i}u_i\rangle = s_{u,i}M_{u,i}(s_u)= 0\) for all i. So m is well defined. If \((u_n)\) is a sequence in \(\mathcal {U}\) and \(u_n\rightarrow u\in \mathcal {U}\), then \(a_{u_n,i}\rightarrow a_{u,i}\), \(b_{u_n,i}\rightarrow b_{u,i}\) and \(d_{u_n,ij}\rightarrow d_{u,ij}\) for all i, j. By Lemma 2.1(iv), \(s_{u_n}\rightarrow s_u\). Hence, m is continuous.
If \(u\in \mathcal {N}\), then \(u_i^+\ne 0\) for all i. Otherwise, \(0=\langle I_i(u),u_i\rangle =\Vert u_i\Vert ^2\), a contradiction. Hence, the inverse of m satisfies
and it is obviously continuous.
(iii) : Let \((u_n)\) be a sequence in \(\mathcal {U}\) such that \(u_n\rightarrow u\in \partial \mathcal {U}\). If \((s_{u_n})\) is bounded, then, after passing to a subsequence, \(s_{u_n}\rightarrow s_*\). Since \(\mathcal {N}\) is closed, \(s_*u\in \mathcal {N}\) and hence \(u\in \mathcal {U}\). This is impossible because \(\mathcal {U}\) is open.
(iv) : Since \(\langle I_i(s_uu),u_i\rangle = M_{u,i}(s_u)= 0\) for all i, we have that \(S(u)\in T_u(\mathcal {T})\) according to (3.4).
(v) : If \(u\in \mathcal {U}\) satisfies \(S(u)=0\), then \({\bar{u}}:=s_uu\in \mathcal {N}\) and \({\bar{u}}\) is a weak solution to the system (1.2) (see (3.1) and (3.2)). Multiplying the i-th equation in (1.2) by \(u_i^-:=\min \{{\bar{u}}_i,0\}\) and integrating gives \(\int _{\Omega }|\nabla u_i^-|^2 = 0\). Hence \(u_i^- = 0\), i.e., \({\bar{u}}_i\ge 0\) for all i. As \({\bar{u}}\in \mathcal {N}\), we have that \({\bar{u}}_i\ne 0\). This proves that \({\bar{u}}\) solves (1.1). The converse is obvious. \(\square \)
Remark 3.5
If \(\alpha _{ij}\ge 1\) for all i and all \(j\ne i\), then, as \({\bar{u}}_i\) above satisfies the i-th equation in (1.1), we have
Since all \(u_i\) are continuous in \(\overline{\Omega }\) and \(c\ge 0\), it follows from the strong maximum principle (see e.g. [14, Theorem 3.5]) that our solution is strictly positive in \(\Omega \) in this case.
4 Proof of Theorem 1.1
In this section the sub- or superscript t will be used in order to emphasize that we are concerned with the system (1.3). So, e.g.,
with
and
According to this notation, \(\mathcal {N}_1 =\mathcal {N}\). When \(t=1\), we shall sometimes omit the sub- or superscript t.
Consider first the system (1.3) with \(t=0\). In this case the equations are uncoupled, the set
is the product of the usual Nehari manifolds associated to these equations, and the components of \(s_u^0=(s_{u,1}^0\ldots ,s_{u,\ell }^0)\) are
The function \(I_0\) (cf. (4.1)) is the gradient vector field of the functional \(\mathcal {J}:\mathcal {H}\rightarrow {\mathbb {R}}\) defined by
Note that
\(\mathcal {J}\) has a minimizer \(\widetilde{u}_0=(\widetilde{u}_{0,1},\ldots ,\widetilde{u}_{0,\ell })\) on \(\mathcal {N}_0\) with \(\widetilde{u}_{0,i}>0\) and \(\widetilde{u}_0\) is a solution to the system (1.3) with \(t=0\). Each component \(\widetilde{u}_{0,i}\) is a positive least energy solution to the i-th equation of this system. Let \(\Psi :\mathcal {U}\rightarrow {\mathbb {R}}\) be given by
By [18, Proposition 1.12] one has that \(\Psi \in \mathcal {C}^2(\mathcal {U},{\mathbb {R}})\). It is easily seen that
and that u is a critical point of \(\Psi \) if and only if \(u\in \mathcal {U}\) and \(m_0(u)=s^0_uu\) is a critical point of \(\mathcal {J}\), see [4, Theorem 3.3]. Let \(u_0:=m_0^{-1}(\widetilde{u}_0)\). Then \(u_0\) is a minimizer for \(\Psi \).
Invoking Lemma 1.2 we may choose \(R>0\) such that all solutions to the systems (1.3) are contained in the open ball \(B_R(0)\subset \mathcal {H}\), where R is independent of \(t\in [0,1]\). Then, by Proposition 3.4,
For \(a\le d\) let
It follows from Proposition 3.4(iii) that the set \(\Psi ^d\) is closed in \(\mathcal {T}\) for any \(d\in {\mathbb {R}}\). Note that \(\lambda _{ij}<0\) implies \(s_{u,i}^t\ge s_{u,i}^0\) for every \(u\in \mathcal {U}\), \(t\in [0,1]\), \(i=1,\ldots \ell \). So if \(|s_u^t|<R\), then \(|s_u^0|<R\); hence \(\mathcal {V}_t\subset \mathcal {V}_0\) and, setting \(c:=(\frac{1}{2}-\frac{1}{p+1})R^2\), we have that the closure of \(\mathcal {V}_t\) in \(\mathcal {T}\) satisfies
For each \(i=1,\ldots ,\ell \) and \(k\ge 2\) we choose an ascending sequence \((E_{k,i})\) of linear subspaces of \(H^1_0(\Omega )\) such that \(\dim E_{k,i} = k\), \(u_{0,i}\in E_{2,i}\) (\(u_0\) is the minimizer chosen above) and \(\overline{\bigcup _{k\ge 1} E_{k,i}} = H^1_0(\Omega )\). We define
and denote by \(P_k\) the orthogonal projector of \(\mathcal {H}\) onto \(E_k\).
Lemma 4.1
Given \(d>0\) there exists \(k_d\in \mathbb {N}\) such that
Proof
Arguing by contradiction, assume that there exist \(k_n\rightarrow \infty \), \(t_n\in [0,1]\) and \(u_n\in (\Psi ^d\smallsetminus \mathcal {V}_{t_n})\cap E_{k_n}\) such that
As \(u_n\in \Psi ^d\), we derive from (4.2) that \(\int _{\Omega }\mu _i(u_{n,i}^+)^{p+1}\ge b\) for some \(b>0\) and all n, i. In the notation of Lemma 3.3, we have \(a_{u_n,i}=1\) and, using the Hölder and the Sobolev inequalities, \(b\le b_{u_n,i}\le \overline{b}\) and
for some \(\overline{b},\overline{d}>0\). So Lemma 3.3 asserts that \((s^{t_n}_{u_n,i})\) is bounded and bounded away from 0 for each i. Therefore, after passing to a subsequence, \(s^{t_n}_{u_n,i}\rightarrow s_i>0\), \(t_n\rightarrow t\) and \(u_n\rightharpoonup u\) weakly in \(\mathcal {H}\). By Lemma 3.1, \(K_{t_n}(s_{u_n}^{t_n}u_n) \rightarrow K_t(su)\) strongly in \(\mathcal {H}\), and we easily deduce that \(P_{k_n}K_{t_n}(s_{u_n}^{t_n}u_n) \rightarrow K_t(su)\) strongly in \(\mathcal {H}\). Now we derive from (4.7) that \(s_{u_n}^{t_n}u_n\rightarrow su\) strongly in \(\mathcal {H}\) and \(su-K_{t}(su)=0\). Therefore, \(su\in \mathcal {N}_t\), \(s=s^t_u\) and \(S_t(u)=0\). On the other hand, as \(u_n\notin \mathcal {V}_{t_n}\), we have that \(\Vert s^{t_n}_{u_n}u_n\Vert \ge R\). Hence, \(\Vert s^t_uu\Vert \ge R\). This is a contradiction. \(\square \)
Lemma 4.2
Let c be as in (4.5). Then \(\Psi ^c\cap E_k\) is contractible in itself for each large enough k.
Proof
Let \(\eta : [0,1]\times \mathcal {U}\rightarrow \mathcal {U}\) be given by
where \(u_0\) is the previously chosen minimizer for \(\Psi \) on \(\mathcal {U}\). Note that \(\eta \) is well defined and maps into \(\mathcal {U}\) because \(u_{0,i}>0\) in \(\Omega \) and \(u_i^+\ne 0\) for all i. Moreover, if \(u\in E_k\), then \(\eta (\tau ,u)\in E_k\) for each \(k\ge 2\). So \(\eta \) is a deformation of \(\mathcal {U}\cap E_k\) into \(u_0\) and, in particular, of \(\Psi ^c\cap E_k\) into \(u_0\) in \(\mathcal {U}\cap E_k\).
We claim that there exists \(\delta _0>0\) such that
Otherwise, there would exist \(\tau _n\in [0,1]\) and \(u_n\in \Psi ^c\) such that
(the inequality is satisfied because \(u_{0,i}>0\)). From (4.2) we see that there exists \(\delta >0\) such that \(\int _{\Omega }(u_i^+)^{p+1}\ge \delta \) for all \(u\in \Psi ^c\) and all i. Hence, \(\tau _n\rightarrow 1\). Since \((u_n)\) is bounded in \(\mathcal {H}\), a subsequence of \((u_{n,i})\) converges in \(L^{p+1}(\Omega )\). Therefore,
a contradiction to (4.8).
So, for every \(\tau \in [0,1], \ u\in \Psi ^c, \ i=1,\ldots ,\ell ,\) we have
and we deduce from (4.2) that there exists \(d>c\) such that
Next we show that \(\Psi |_{\,\mathcal {U}\cap E_k}\) does not have a critical value in [c, d] for any large enough k. Indeed, if \(u_k\in \Psi _c^d\) is a critical point of \(\Psi |_{\,\mathcal {U}\cap E_k}\), then, according to (4.3),
i.e., \(P_kS_0(u_k)=0\). Since \(u_k\in \Psi _c^d\subset \Psi ^d\smallsetminus \mathcal {V}_t\) (see (4.5)), \(k<k_d\) according to Lemma 4.1.
Now Proposition 3.4(iii) allows us to use the negative gradient flow of \(\Psi |_{\,\mathcal {U}\cap E_k}\) in the standard way to obtain a retraction \(\varrho :\Psi ^d\cap E_k\rightarrow \Psi ^c\cap E_k\); see, e.g., [3, Theorem I.3.2]. Then, \(\varrho \circ \eta : [0,1]\times (\Psi ^c\cap E_k)\rightarrow \Psi ^c\cap E_k\) is a deformation of \(\Psi ^c\cap E_k\) into a point. \(\square \)
The following statement is an immediate consequence of Lemma 4.2 and basic properties of homology (see e.g. [12, Sections III.4 and III.5]).
Corollary 4.3
Denote the q-th singular homology with coefficients in a field \(\mathbb {F}\) by \(\mathrm {H}_q(\cdot )\). Then \(\mathrm {H}_0(\Psi ^c\cap E_k) = \mathbb {F}\) and \(\mathrm {H}_q(\Psi ^c\cap E_k) = 0\) for \(q\ne 0\). In particular, the Euler characteristic
for every large enough k.
For \(u_0\) as above, let
be the stereographic projection. The product \(\sigma =(\sigma _1,\ldots ,\sigma _\ell )\) of the stereographic projections is a diffeomorphism. So its derivative at u
is an isomorphism for every \(u\in \mathcal {U}\). Note that, as \(u_{0,i}\in E_{2,i}\), we have that \(\sigma _i((\mathscr {S}\cap E_k)\smallsetminus \{-u_{0,i}\})\subset F_i\cap E_k\) for all \(k\ge 2\).
Proof of Theorem 1.1
Let \(\mathcal {O}:=\sigma (\mathcal {V}_0)\) with \(\mathcal {V}_0\) as in (4.4). As \(u_0\in \mathcal {V}_0\) we have that \(0\in \mathcal {O}\), and as \(\overline{\mathcal {V}}_0\subset \mathcal {U}\) and \(-u_0\notin \mathcal {U}\), \(\mathcal {O}\) is bounded in F. Set \(\mathcal {O}_k:=\mathcal {O}\cap E_k\) and \(F_k:=F\cap E_k\). Then \(\mathcal {O}_k\) is a bounded open neighborhood of 0 in \(F_k\), and \(\overline{\mathcal {O}}_k\subset \sigma (\Psi ^c\cap E_k)\) for c as in (4.5).
Fix \(k_c\in \mathbb {N}\) as in Lemma 4.1. Recall that
(see Proposition 3.4(iv)). Define \(G_{t,k}:\sigma (\mathcal {U}\cap E_k)\rightarrow F_k\) by
Note that
So, if \(k\ge k_c\), \(w\in \sigma (\mathcal {U}\cap E_k)\) and \(G_{t,k}(w)=0\), Lemma 4.1 asserts that \(w\in \mathcal {O}_k\). In particular, \(G_{t,k}(w)\ne 0\) for every \(w\in \partial \mathcal {O}_k\). From the homotopy and the excision properties of the Brouwer degree we get that
On the other hand, using (4.3) and (4.9) we get
The last identity is obtained by a simple calculation, see e.g. [15, Lemma 3.4]. Since \((\Psi \circ \sigma ^{-1})|_{\sigma (\mathcal {U}\cap E_k)}\) is of class \(\mathcal {C}^2\) (see (4.2)) and \(-(\Psi \circ \sigma ^{-1})'(w)\) points into \((\Psi \circ \sigma ^{-1})^c\) for all \(w\in (\Psi \circ \sigma ^{-1})^c_c\), from [3, Theorem II.3.3] and Corollary 4.3 we obtain
Combining (4.10) and (4.11) gives
Hence, for each \(k\ge k_c\) there exists \(w_k\in \mathcal {O}_k\) such that \(G_{k,1}(w_k) = 0\). Then \(u_k := \sigma ^{-1}(w_k)\in \mathcal {V}_0\cap E_k\subset \Psi ^c\cap E_k\) satisfies \(P_k(S(u_k))=0\), i.e.,
As in the proof of Lemma 4.1 (with \(t_n\) replaced by 1 and \(s_{u_n}^{t_n}u_{n}\) by \(s_{u_k}u_k\)) one shows that \((s_{u_k,i})\) is bounded and bounded away from 0 for each i. So passing to a subsequence, \(s_{u_k}\rightarrow s\) and \(u_k\rightharpoonup u\) weakly in \(\mathcal {H}\). Taking limits in (4.12) and using Lemma 3.1, we obtain that \(s_{u_k}u_k\rightarrow su\) strongly in \(\mathcal {H}\) and \(su=K(su)\). Hence, \(su\in \mathcal {N}\), \(s=s_u\) and \(S(u) = s_uu-K(s_uu) = 0\). So, according to Proposition 3.4(v), \(s_uu\) is a solution to (1.1). \(\square \)
5 Synchronized solutions
A solution \(u=(u_1,\ldots ,u_\ell )\) to (1.1) is called synchronized if \(u_i=t_iv\) and \(u_j=t_jv\) for some \(i\ne j\), \(v\in H^1_0(\Omega )\smallsetminus \{0\}\) and \(t_1,t_2>0\). In this section we consider a system of 2 equations:
Recall that according to our assumptions \(\alpha _{12}+\beta _{12}<p\) and \(\alpha _{21}+\beta _{21}<p\).
Theorem 5.1
The system (5.1) has a synchronized solution if and only if \(\alpha _{12}+\beta _{12}=\alpha _{21}+\beta _{21}=:q\) and
Proof
Inserting \(u_1=t_1v\), \(u_2=t_2v\) into (5.1) we obtain
Dividing the first equation by \(t_1\), the second one by \(t_2\) and subtracting gives
So \(\alpha _{12}+\beta _{12}=\alpha _{21}+\beta _{21}=q\),
Inserting the solution
of the first equation into the second one gives (5.2).
We have shown that the conditions in Theorem 5.1 are necessary. It remains to show that they are also sufficient. To this aim observe that, if \(\alpha _{12}+\beta _{12}=\alpha _{21}+\beta _{21}=:q\), (5.2) holds true, and w satisfies
with
then \(\left( w,\left( \frac{\mu _1}{\mu _2}\right) ^{1/(p-1)}w\right) \) solves the system (5.1). Consider the functional
By standard arguments (see e.g. [17] or [18]), \(\Phi \) is of class \(\mathcal {C}^1\) and critical points of \(\Phi \) are solutions to the equation
We shall complete the proof by showing that \(\Phi \) has a nontrivial critical point \(w\ge 0\). We use the mountain pass theorem (see e.g. [17] or [18]). By easy calculations (as e.g. in [18, Proof of Theorem 1.19]), \(\Phi \) has the mountain pass geometry. Here it is important that \(p>2\) and \(p>q\). Next we show that \(\Phi \) satisfies the Palais-Smale condition. Let \((w_n)\) be such that \(\Phi (w_n)\rightarrow c\) and \(\Phi '(w_n)\rightarrow 0\). Then
for all n large enough. Hence \((w_n)\) is bounded, so passing to a subsequence, \(w_n\rightarrow w\) weakly in \(H^1_0(\Omega )\), and strongly in \(L^p(\Omega )\) and \(L^q(\Omega )\). It follows by a standard argument (see e.g. [18, Proof of Lemma 1.20]) that \(w_n\rightarrow w\) strongly also in \(H^1_0(\Omega )\). Finally, multiplying (5.4) by \(w^-\) gives \(\int _{\Omega }|\nabla w^-|^2 = 0\), so \(w^-=0\). The proof is complete. \(\square \)
Remark 5.2
It is easy to show that if \(q=p\), then there are no synchronized solutions for \(-\lambda _{ij}\) sufficiently large, as is well known in the variational case, see e.g. [4, Proposition 3.2].
Remark 5.3
Let \(\lambda _{ij,n}<0\), \(i\ne j\), and let \(u_n=(u_{n,1},\ldots ,u_{n,\ell })\) be a solution to (1.1) with \(\lambda _{ij}\) replaced by \(\lambda _{ij,n}\). It is easy to see that, if the sequence \((u_n)\) is bounded in \(\mathcal {H}\), the components \(u_{n,i}\) separate spatially as \(\lambda _{ij,n}\rightarrow -\infty \). More precisely, after passing to a subsequence, \(u_{n,i}\rightarrow u_i\ne 0\) weakly in \(H_0^1(\Omega )\) and strongly in \(L^p(\Omega )\) for each i, and \(u_{i}(x)\cdot u_{ j}(x)=0\) a.e. in \(\Omega \) for \(i\ne j\). There is an extensive literature on spatial separation of solutions and limiting profiles, under the assumption that the sequence \((u_n)\) is bounded and under different assumptions on the nonlinearities. See e.g. [6, 7, 16] and the references therein.
Obviously, synchronized solutions to (1.1) do not separate spatially. So we cannot expect the sequence \((w_n)\) given by (5.3) to be bounded. Indeed, we have the following
Proposition 5.4
Let \((w_n)\) be a sequence of solutions to (5.3) with \(a=a_n\). If \(a_n\rightarrow \infty \), then \((w_n)\) is unbounded in \(H_0^1(\Omega )\).
Proof
Suppose \((w_n)\) is bounded. Then, passing to a subsequence, \(w_n\rightarrow w\) weakly in \(H^1_0(\Omega )\), strongly in \(L^p(\Omega )\) and in \(L^q(\Omega )\). Since
we have that \(w_n\rightarrow 0\) in \(L^q(\Omega )\). So \(w=0\) and therefore \(w_n\rightarrow 0\) strongly in \(H^1_0(\Omega )\). This is a contradiction because by the Sobolev inequality,
for some constant C, so \(\Vert w_n\Vert \) is bounded away from 0. \(\square \)
It is well known that, when the system (1.1) is variational, least energy solutions are bounded in \(\mathcal {H}\), independently of \(\lambda _{ij}\). We close this section with the following open question.
Problem 5.5
Given \(\lambda _{ij,n}\rightarrow -\infty \) for \(i\ne j\), does the system (1.1) with \(\lambda _{ij}\) replaced by \(\lambda _{ij,n}\) have a solution \(u_n\) such that the sequence \((u_{n,i})\) is bounded in \(H_0^1(\Omega )\) for all i?
Data Availability Statement
Not applicable as no data were generated or analysed.
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Acknowledgements
The authors thank the referee for useful suggestions.
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To the memory of Harold S. Shapiro. A.S. was Harold’s student. He is forever grateful for all inspiration and encouragement.
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Appendix
Appendix
In this appendix we prove Lemma 1.2. We employ some arguments which may be found in [11, 13]. First we note that by standard regularity results the solutions \(u_i\) of (1.3) are in \(\mathcal {C}^2(\Omega )\cap \mathcal {C}(\overline{\Omega })\).
Suppose there exists a sequence of solutions \((u_n)\) with \(|u_n|_\infty \rightarrow \infty \). Passing to a subsequence, we may assume \(|u_{n,i}|_\infty \rightarrow \infty \) and \(|u_{n,i}|_\infty \ge |u_{n,j}|_\infty \) for some i and all j. There exists \(x_n\in \Omega \) such that
Let \(\beta := \frac{2}{p-1}\) and choose \(\varrho _n\) so that
Then \(\varrho _n\rightarrow 0\) and passing to a subsequence, \(x_n\rightarrow x_0\in \overline{\Omega }\). Let
and
Then,
Passing to a subsequence, there are two possible cases and we shall complete the proof by ruling out both of them. Denote the distance from x to a set A by d(x, A).
Case 1. \(\frac{d(x_n,\partial \Omega )}{\varrho _n}\rightarrow \infty \).
Since \(\varrho _ny+x_n\in \Omega \) if \(|y| < \frac{d(x_n,\partial \Omega )}{\varrho _n}\), for each \(R>0\) there exists \(n_0\) such that \(B_R(0)\subset \Omega _n\) whenever \(n\ge n_0\). For \(y\in B_R(0)\) and \(n\ge n_0\) we have
Since \(\beta +2-\beta p = 0\) and \(\gamma _{ij} := \beta +2-\beta (\alpha _{ij}+\beta _{ij}) > 0\), we can re-write this identity as
By elliptic estimates, \((v_{n,i})\) is bounded in \(W^{2,q}(B_R(0))\) for some \(q>N\). So passing to a subsequence, \(v_{n,i} \rightarrow v_i\) weakly in \(W^{2,q}(B_R(0))\) and strongly in \(\mathcal {C}^1(B_R(0))\). Since \(\varrho _n^{\gamma _{ij}}\rightarrow 0\), \(v_i\) is a nonnegative solution to the equation
in \(B_R(0)\). Let now \(R_m\rightarrow \infty \). Then for each m we get a solution \(v_{i,m}\) of the above equation in \(B_{R_m}(0)\). Passing to subsequences and applying the diagonal procedure, we see that \(v_{i,m}\rightarrow w\), weakly in \(W^{2,q}_{loc}(\mathbb {R}^N)\) and strongly in \(\mathcal {C}^1_{loc}(\mathbb {R}^N)\). So \(-\Delta w = \mu _iw^p\) in \(\mathbb {R}^N\), \(w\ge 0\), \(w(0)=1\) according to (A.2), and \(w\in \mathcal {C}^2(\mathbb {R}^N)\) by Schauder estimates. Replacing w with cw for a suitable \(c>0\) we may assume \(\mu _i=1\). Hence it follows from [13, Theorem 1.2] that \(w=0\) which rules out Case 1.
Case 2. \(\frac{d(x_n,\partial \Omega )}{\varrho _n}\rightarrow d\in [0,\infty )\).
It is clear that \(x_0\in \partial \Omega \) and we may assume without loss of generality that \(x_0=0\) and \(\nu = (0,\ldots ,0,1)\) is the unit outer normal to \(\partial \Omega \) at \(x_0\). Let
We shall need the following result.
Lemma A.1
-
(i)
Let \(A\subset \mathbb {H}^N\) be compact. Then there exists \(n_0\) such that \(\varrho _ny+x_n\in \Omega \) for all \(n\ge n_0\) and \(y\in A\).
-
(ii)
Let \(A\subset \mathbb {R}^N\smallsetminus \overline{\mathbb {H}^N}\) be compact. Then there exists \(n_0\) such that \(\varrho _ny+x_n\notin \Omega \) for all \(n\ge n_0\) and \(y\in A\).
Proof
(i) : Since A is compact, there exists \(\varepsilon >0\) such that \(y_N<d-2\varepsilon \) for all \(y\in A\). For each n there exists \(\widehat{x}_n\in \partial \Omega \) which is closest to \(x_n\), i.e., \(d(x_n,\partial \Omega ) = |x_n-\widehat{x}_n|\). As \(\partial \Omega \) is tangent to the hyperplane \(x_N=0\) at 0,
Therefore,
for all \(y\in A\) if n is large enough. There exists \(C>0\) such that
Using this, we see that there is \(n_0\) such that, if \(n\ge n_0\) and \(y\in A\), then \(\varrho _ny+x_n-\widehat{x}_n\in \Omega \) and, as \(\widehat{x}_n\in \partial \Omega \) and \(\partial \Omega \) is tangent to the hyperplane \(x_N=0\) at 0, \(\varrho _ny+x_n = \varrho _ny+(x_n-\widehat{x}_n) + \widehat{x}_n\in \Omega \).
(ii) : This time \(y_N>d+2\varepsilon \) for \(y\in A\),
if n is sufficiently large, and the conclusion follows by a similar argument as above. \(\square \)
Now we can continue with Case 2. Let \(\omega _R := B_R(0)\cap \{y\in \mathbb {R}^N: y_N<d-1/R\}\). Then \(\overline{\omega }_R\subset \Omega _n\) for all \(n\ge n_0\) by Lemma A.1(i). Let \(v_{n,i}\) be given by (A.1) and using (A.2) extend it by 0 outside \(\Omega _n\). According to Lemma A.1(ii), if \(A\subset \mathbb {R}^N\smallsetminus \overline{\mathbb {H}^N}\) is compact, then \(\varrho _ny+x_n\notin \Omega \) for all \(y\in A\) and n large enough. So
We can repeat the argument of Case 1 which now gives a nonegative solution to the equation \(-\Delta w = \mu _iw^p\) in \(\mathbb {H}^N\) such that \(w(0)=1\). By (A.3), \(w=0\) on \(\partial \Omega \). As before, \(w\in \mathcal {C}^2(\mathbb {H}^N)\), and since the extended functions \(v_{n,i}\) are continuous in \(\mathbb {R}^N\), \(w\in \mathcal {C}^0(\overline{\mathbb {H}^N})\). So \(w=0\) according to [13, Theorem 1.3], a contradiction. Hence also Case 2 is ruled out.
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Clapp, M., Szulkin, A. Non-variational weakly coupled elliptic systems. Anal.Math.Phys. 12, 57 (2022). https://doi.org/10.1007/s13324-022-00673-x
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DOI: https://doi.org/10.1007/s13324-022-00673-x
Keywords
- Weakly coupled elliptic system
- Positive solution
- Uniform bound
- Nehari manifold
- Brouwer degree
- Synchronized solutions