Skip to main content

Advertisement

Log in

Extension prediction model of soft rock tunnel deformation grade based on entropy weight method and rough set

  • Original Article
  • Published:
Environmental Earth Sciences Aims and scope Submit manuscript

Abstract

When the tunnel passes through the soft rock area, the deformation problem is unavoidable, which affects the construction of the tunnel. In this paper, a method is proposed to predict the deformation grade of soft rock tunnel. Six influencing factors of soft rock tunnel deformation are selected as evaluation indexes, including tunnel depth, excavation method, support closure time, groundwater condition, angle of bedding, and uniaxial compressive strength of rock. Vault subsidence and clearance convergence are selected as actual grading indexes, and the deformation grade was divided into four grades. The entropy weight method is used to calculate the weight of the actual grading index, and the excavation section deformation is graded based on extension theory. Then the weight of influencing factors is calculated based on rough set theory, and the main factors controlling deformation are highlighted. Finally, an extension prediction model of soft rock tunnel deformation grade is established and applied to the prediction of deformation grade of the Huangjiagou tunnel of the Zhengwan high-speed railway. The prediction model is in good agreement with the field observation results, and the accuracy rate reaches 90%, which provides a new idea for the prediction of deformation grade of soft rock tunnel.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6

Similar content being viewed by others

References

  • Agan C (2016) Prediction of squeezing potential of rock masses around the Suru Water tunnel. Bull Eng Geol Environ 75:451–468

    Article  Google Scholar 

  • Anagnostou G (1993) A model for swelling rock in tunnelling. Rock Mech Rock Engng 26(4):307–331

    Article  Google Scholar 

  • Aydan Ö, Akagi T, Kawamoto T (1996) The squeezing potential of rock around tunnels: theory and prediction with examples taken from Japan. Rock Mech Rock Engng 29:125–143

    Article  Google Scholar 

  • Bai CH, Xue YG, Qiu DH, Su MX, Ma XM, Liu HT (2021) Analysis of factors affecting the deformation of soft rock tunnels by data envelopment analysis and a risk assessment model. Tunn Undergr Space Technol 116:104111

  • Bian K, Liu J, Liu ZP, Liu SG, Ai F, Zheng XQ (2017) Mechanisms of large deformation in soft rock tunnels: a case study of Huangjiazhai Tunnel. Bull Eng Geol Environ 78:1–14

    Google Scholar 

  • Bizjak KF, Petkovšek B (2004) Displacement analysis of tunnel support in soft rock around a shallow highway tunnel at Golovec. Eng Geol 75:89–106

    Article  Google Scholar 

  • Brox D, Hagedorn H (1999) Extreme deformation and damage during the construction of large tunnels. Tunn Undergr Space Technol 14:23–28

    Article  Google Scholar 

  • Cai W (1998) Introduction of extenics. Syst Eng Theory Pract 1:76–84

    Google Scholar 

  • Chen JX, Luo YB, Li Y, Zhao PY, Xu D, Wang QS (2020) The change of rock mass pressure of Lianchengshan tunnel. Environ Earth Sci 79:192

    Article  Google Scholar 

  • Dalgıç S (2002) Tunneling in squeezing rock, the Bolu tunnel, Anatolian Motorway, Turkey. Eng Geol 67:73–96

    Article  Google Scholar 

  • Dwivedi RD, Singh M, Viladkar MN, Goel RK (2013) Prediction of tunnel deformation in squeezing grounds. Eng Geol 161:55–64

    Article  Google Scholar 

  • Erguler ZA, Ulusay R (2009) Water-induced variations in mechanical properties of clay-bearing rocks. Int J Rock Mech Min Sci 46:355–370

    Article  Google Scholar 

  • Fang SS, Tian HT, Huang DZ, Liu WN (2020) Study on classification of stability of surrounding rock using entropy weight method and multi-dimensional cloud model. Saf Coal Mines 51(1):229–232

    Google Scholar 

  • Guan ZC, Deng T, Du SZ, Li B, Jiang YJ (2012) Markovian geology prediction approach and its application in mountain tunnels. Tunn Undergr Space Technol 31:61–67

    Article  Google Scholar 

  • Hoek E (2001) Big Tunnels in Bad Rock. J Geotech Geoenviron Eng 127(9):726–740

    Article  Google Scholar 

  • Huang HW, Xiao L, Zhang DM, Zhang J (2017) Influence of spatial variability of soil Young’s modulus on tunnel convergence in soft soils. Eng Geol 228:357–370

    Article  Google Scholar 

  • Huang WH, Liu ST, Liu A, Wen QR, Qiu DH (2020) Dynamic risk assessment of tunnel construction process based on rough set and cloud model. HIGHWAY 5:329–333

    Google Scholar 

  • Jiang AN (2007) Forecasting nonlinear time series of surrounding rock deformations of underground cavern based on PSO-SVM. Rock Soil Mech 28(6):1176–1180

    Google Scholar 

  • Jiang Q, Cui J, Feng XT, Jiang YJ (2014) Application of computerized tomographic scanning to the study of water-induced weakening of mudstone. Bull Eng Geol Environ 73:1293–1301

    Article  Google Scholar 

  • Kavvadas MJ (2005) Monitoring ground deformation in tunnelling: current practice in transportation tunnels. Eng Geol 79:93–113

    Article  Google Scholar 

  • Lai JX, Wang XL, Qiu JL, Chen JX, Hu ZN, Wang H (2018) Extreme deformation characteristics and countermeasures for a tunnel in difficult grounds in southern Shaanxi. China Environ Earth Sci 77:706

    Article  Google Scholar 

  • Li SC, Wu J (2019) A multi-factor comprehensive risk assessment method of karst tunnels and its engineering application. Bull Eng Geol Environ 78:1761–1776

    Article  Google Scholar 

  • Li GF, He MC, Zhang GF, Tao ZG (2010) Deformation mechanism and excavation process of large span intersection within deep soft rock roadway. Min Sci Technol 20:28–34

    Google Scholar 

  • Li PF, Zhao Y, Zhang DL, Wu D (2013a) Study of distribution laws of tunnel surrounding rock pressure based on field measured data statistics. Chin J Rock Mech Eng 32(7):1392–1399

    Google Scholar 

  • Li PF, Zhou Y, Wu D (2013b) Calculation methods for surrounding rock pressure and application scopes. Chin Railw Sci 34(6):55–60

    Google Scholar 

  • Li ZQ, Xue YG, Li SC, Qiu DH, Su MX, Zhao Y, Zhou BH (2019) An analytical model for surrounding rock classification during underground water-sealed caverns construction: a case study from eastern China. Environ Earth Sci 78:602

    Article  Google Scholar 

  • Luo YB, Chen JX, Chen Y, Diao PS, Qiao X (2018) Longitudinal deformation profile of a tunnel in weak rock mass by using the back analysis method. Tunn Undergr Space Technol 71:478–493

    Article  Google Scholar 

  • Mahdevari S, Haghighat HS, Torabi SR (2013) A dynamically approach based on SVM algorithm for prediction of tunnel convergence during excavation. Tunn Undergr Space Technol 38:59–68

    Article  Google Scholar 

  • Meng LB, Li TB, Jiang Y, Wang R, Li YR (2013) Characteristics and mechanisms of large deformation in the Zhegu mountain tunnel on the Sichuan-Tibet highway. Tunn Undergr Space Technol 37:157–164

    Article  Google Scholar 

  • Ping C, Wen YD, Wang YX, Yuan HP, Yuan BX (2016) Study on nonlinear damage creep constitutive model for high-stress soft rock. Environ Earth Sci 75:900

    Article  Google Scholar 

  • Qiao JG, Sun XT (2020) Extension stability evaluation model of soil-rock mixture slope of mountain roads based on rough set weighting. J Beijing Univ Technol 46(5):508–514

    Google Scholar 

  • Shang JL, Hu JH, Mo RS, Luo XW, Zhou KP (2013) Predication model of game theory-matter-element extension for blastability classification and its application. J Min Saf Eng 30(1):86–92

    Google Scholar 

  • Steiner W (1996) Tunnelling in squeezing rocks: Case histories. Rock Mech Rock Eng 29:211–246

    Article  Google Scholar 

  • Sun XM, Song P, Zhao CW, Zhang Y, Li G, Miao CY (2018) Physical modeling experimental study on failure mechanism of surrounding rock of deep-buried soft tunnel based on digital image correlation technology. Arab J Geosci 11:624

    Article  Google Scholar 

  • Wang SR, Liu ZW, Qu XH, Fang JB (2009) Large deformation mechanics mechanism and rigid-gap-flexible-layer supporting technology of soft rock tunnel. China J Highway Transp 22(6):90–95

    Google Scholar 

  • Wang ZC, Wang C, Wang ZC (2018) The hazard analysis of water inrush of mining of thick coal seam under reservoir based on entropy weight evaluation method. Geotech Geol Eng 36:3019–3028

    Article  Google Scholar 

  • Wang MW, Xu XY, Li J, Jin JL, Shen FQ (2015) A novel model of set pair analysis coupled with extenics for evaluation of surrounding rock stability. Math Probl Eng 892549

  • Wu GJ, Chen WZ, Tian HM, Jia SP, Yang JP, Tan XJ (2018) Numerical evaluation of a yielding tunnel lining support system used in limiting large deformation in squeezing rock. Environ Earth Sci 77:439

    Article  Google Scholar 

  • Xie XG, Wang LO, Chen LY, Li WX, Zhao XW (2019) Risk assessment of the coal seam outburst based on entropy weight matter element extension. J Saf Environ 19(6):1869–1875

    Google Scholar 

  • Xue YG, Zhang XL, Li SC, Qiu DH, Su MX, Li LP, Li ZQ, Tao YF (2018) Analysis of factors influencing tunnel deformation in loess deposits by data mining: a deformation prediction model. Eng Geol 232:94–103

    Article  Google Scholar 

  • Xue YG, Bai CH, Kong FM, Qiu DH, Li LP, Su MX, Zhao Y (2020) A two-step comprehensive evaluation model for rockburst prediction based on multiple empirical criteria. Eng Geol 268:105515

    Article  Google Scholar 

  • Zhang DM, Zhang BK, Liu ZG (2015) Impact of excavation procedures of shallow large cross-section tunnel with pipe-roofing and frozen soil on tunnel behavior and ground movement. Tunn Constr 35(11):1121–1126

    Google Scholar 

  • Zhang QH, Xie Q, Wang GY (2016) A survey on rough set theory and its application. CAAI Trans Intell Technol 1:323–333

    Article  Google Scholar 

  • Zhang DM, Pang J, Ren H, Han L (2020a) Observed deformation behavior of Gongbei Tunnel of Hong Kong-Zhuhai-Macao Bridge during construction. Chin J Geot Eng 42(9):1632–1641

    Google Scholar 

  • Zhang JF, Li D, Wang YH (2020b) Predicting tunnel squeezing using a hybrid classifier ensemble with incomplete data. Bull Eng Geol Environ 79:3245–3256

    Article  Google Scholar 

Download references

Acknowledgements

Much of the work presented in this paper was supported by the National Natural Science Foundations of China (grant numbers 41877239, 51379112, 51422904, 40902084, and 41772298), Key Technology Research and Development Program of Shandong Province (grant number 2019GSF111028), the Fundamental Research Funds of Shandong University (grant number 2018JC044), and the Natural Science Foundation of Shandong Province (grant number JQ201513).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Yiguo Xue.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Xue, Y., Liu, H., Bai, C. et al. Extension prediction model of soft rock tunnel deformation grade based on entropy weight method and rough set. Environ Earth Sci 81, 24 (2022). https://doi.org/10.1007/s12665-021-10139-1

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s12665-021-10139-1

Keywords

Navigation