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Regression discontinuity designs in education: a practitioner’s guide

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Abstract

Regression discontinuity (RD) designs have gained significant popularity as a quasi-experimental device for evaluating education programs and policies. In this paper, we present a comprehensive review of RD designs, focusing on the continuity-based framework, the most widely adopted RD framework. We first review the fundamental aspects of RD designs, drawing on potential outcomes and causal graphs. We then discuss the validity threats in RD designs, including manipulation, discreteness of the running variable, statistical power, and generalizability. Additionally, we provide an overview of the existing extensions to RD designs. To exemplify the application of RD methods, we analyze the effect of New Jersey’s pre-kindergarten program on children’s vocabulary test scores, using an educational dataset. Finally, we offer practical guidelines in the conclusion to promote the appropriate use of RD methods in educational research.

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Notes

  1. For a list of other RD applications in education, refer to Table 5 in Lee and Lemieux (2010) and Secti. 4.2 of Villamizar-Villegas et al. (2021).

  2. When the functional form of the regression model is uncertain, it is recommended to adopt an overfitting strategy by including more polynomial and interaction terms than strictly necessary (Shadish et al., 2002).

  3. Note that in fuzzy RD designs, it is recommended to select the bandwidth based on the outcome regression and then use the same bandwidth for the treatment regression. This recommendation is based on the observation that the treatment regression typically requires a wider bandwidth, as it is expected to exhibit a very flat relationship.

  4. The backdoor criterion in causal graphs (Pearl, 1995) involves identifying and adjusting for variables that lie on “backdoor paths” between the treatment and outcome variables. By conditioning on these variables, non-causal paths are blocked, and this blocking allows for unbiased estimation of causal effects in observational studies.

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Acknowledgements

We would like to thank two editors for this special issue, Peter Steiner and Yongnam Kim, as well as an anonymous reviewer, for their useful comments that have improved the manuscript. We would also like to thank Vivian Wong for granting permission to use her data from {wong et al. 2007} for the purpose of demonstrating regression discontinuity designs in this work.

Funding

This work was partly supported by a grant from the American Educational Research Association which receives funds for its "AERA Grants Program" from the National Science Foundation under NSF award NSF-DRL #1749275. Opinions reflect those of the author and do not necessarily reflect those AERA or NSF.

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Correspondence to Youmi Suk.

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Suk, Y. Regression discontinuity designs in education: a practitioner’s guide. Asia Pacific Educ. Rev. (2024). https://doi.org/10.1007/s12564-024-09956-3

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  • DOI: https://doi.org/10.1007/s12564-024-09956-3

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