Abstract
Geomechanical changes in the post-critical residual strength and strain of Carboniferous sandstones from the Upper Silesian Coal Basin, Poland, were measured from uniaxial compression tests. Rock samples were subjected to high temperatures of up to 1200 °C. Sandstone samples of different grain sizes were collected from all currently exploited lithostratigraphic members of coal-bearing Carboniferous sandstones across the Upper Silesian Coal Basin, including the Upper Silesian Sandstone Series (Ruda Beds and Saddle Beds). The samples were heated to temperatures between 100 and 1200 °C, cooled to room temperature, and subsequently tested by uniaxial compression in a servo-controlled testing machine MTS-810 NEW. The analysis of results followed a grain size and room temperature uniaxial compressive strength classification scheme. Normalized indices of the thermal influence on residual strength and residual strain were calculated. The new measure, namely the indices of thermal influence, can be used to predict the stability of rock masses subjected to high temperatures. The conducted research in terms of evaluation of post-critical parameters subjected to high temperatures as well as the method of analyzing the results are novel and are of primary importance from the engineering (mining and geoengineering) applications point of view.
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Introduction
Temperature is one factor that can alter the physical properties in rock. As temperature increases, thermal expansion of rock-forming minerals weakens the rock mass and may cause its destruction (Dimitriyev et al. 1969; Heuze 1983; Somerton 1992; Den’gina et al. 1994; Hajpál and Török 2004; Sygała et al. 2013; Cieślik 2015). Changes in physical rock properties under high temperatures may have a practical impact on in situ mining deposits, as well as creating issues for mine safety. Other factors impacting geomechanical property changes include the flow of water into the underground mine and the rock properties of the rubble within post-mining goaves and closed shafts (Bukowski and Augustyniak 2013; Bukowski and Niedbalska 2013). For example, water conditions may affect a georeactor during the underground coal gasification process. These factors, as well as others, have contributed to the development of modern mining technologies (Drzewiecki and Kabiesz 2008) and must be taken into consideration while assessing innovative methods (Kabiesz et al. 2008). These factors are of particular importance for deep mining operations and special mining technologies, such as crude oil and natural gas extraction, coal deposit gasification, geothermal energy production, or nuclear waste storage (Hettema et al. 1992, Zhang et al. 2001, Zuo et al. 2010, Paul and Younger 2011, Bhutto et al. 2013, Lu et al. 2016), as well as assessing safety hazards (Bukowski 2015). Understanding the mechanism of rock property changes with temperature is a significant challenge facing engineers in geomechanics and geoengineering.
Many institutions around the world have researched the physical, mechanical, and thermal properties of rocks under high temperatures (Hettema et al. 1993; Yavuz et al. 2010; Brotóns et al. 2013; Lu et al. 2016; Tian et al. 2016). Results from this past work clearly show that rock quality changes with temperature (e.g., Tian et al. 2012, 2014; Shi and Jinyu 2015). However, datasets are wide-ranging, and it is difficult to characterize uniformly the behavior of rocks under high temperatures. The thermal influence on the behavior of rocks is closely dependent on the heating conditions, rock type, mineralogy, distribution of microfissures and primary cracks, density, porosity, and many other factors (Chaki et al. 2008; Keshavarz et al. 2010; Sygała et al. 2013).
Among the geomechanical properties of rocks, strength and strain properties in the pre-critical phase of the stress-strain relationship are the most researched. In those studies, uniaxial compression tests were conducted on rock samples. It was observed that under increasing temperatures, the strength of rocks can either increase or decrease until reaching a certain critical temperature, at which point the strength rapidly decreases as the temperature continues to rise. Elastic properties of rocks strongly correlate with their yield strength. Young’s modulus can increase or decrease with temperature, as well as the uniaxial compressive strength. At greater temperatures, the value of Young’s modulus decreases from the air-dry state. Research also indicates that there is a general increase in critical strain with an increase in temperature. Reaching a maximal value of critical strain may be preceded by huge fluctuations in strain, resulting from thermal transformations and reactions occurring in the rock. At temperatures between 500 and 600 °C, plastic behavior increases as a result of softening of the rock structure (Rao et al. 2007; Zhang et al. 2009; Mao et al. 2009; Zhi-jun et al. 2009; Keshavarz et al. 2010; Ranjith et al. 2012; Zhang et al. 2013).
Changes in rock properties in the pre-critical phase of the stress-strain relationship of uniaxially loaded rock under high temperatures have been studied in numerous publications (Ferro and Marrini 2001; Su et al. 2008; Małkowski et al. 2012; Chen et al. 2012; Wu et al. 2013; Gautam et al. 2016). However, data on changes in the post-critical geomechanical properties, which are obtained from the post-critical stress-strain relationship, are lacking. To date, only few similar tests have been performed (Siegesmund et al. 2008; Wang et al. 2015), although research examining post-critical geomechanical properties and rock stability is crucial for the mining industry and geoengineering in general. Changes in post-failure properties may also predict whether geodynamic phenomena, such as rockbursts, will occur in mines. This knowledge is indispensable for assessing susceptibility of the rock mass to rockbursts and rockburst hazards (Bukowska 2013). Modern deep mining operations, as well as unconventional mining methods, where high temperatures are a constant and inseparable element of the process necessitates research on these issues.
Abovementioned aspects have become motivations for performing the research on the temperature influence on post-critical properties of loaded rocks. Therefore, this paper presents results concerning the thermal influence on residual strength and residual strain of Carboniferous sandstones, which accompany coal seams currently mined in the Upper Silesian Coal Basin (USCB), Poland. As a measure of thermal effect on geomechanical properties of rocks, a normalized coefficient, referred to as the index of thermal influence, is introduced.
Experimental methods
Cylindrical rock samples, 30 mm in diameter and 60 mm in height, were collected from Carboniferous sandstones of different grain sizes. The samples were selected from each of the currently mined stratigraphic groups of coal-bearing Carboniferous from mines located around the USCB. Twenty-four series of sandstone samples were tested: 4 series of coarse-grained sandstones, 9 series of medium-grained sandstones, and 11 series of fine-grained sandstones. In total, 366 sandstone samples were tested: between one and five samples for each temperature series were analyzed and final values of geomechanical properties were evaluated as the mean values.
Different series of sandstones characterized by various grain composition were investigated since grain size strongly influences mechanical parameters, especially the post-critical ones. For example fine-grained sandstones, in comparison to coarse-grained ones, exhibit usually lower values of post-critical properties in the area of Upper Silesian Coal Basin (USCB) in Poland. Sandstones of various grain sizes, in some cases, constitute direct coal seam roofs in USCB. Therefore, distinguishing of geomechanical properties in accordance with grain size of sandstones is of primary importance for exploitation works, e.g., in case of underground coal gasification.
Before testing, the samples were heated to a temperature between 100 and 1000 °C in increments of 100 °C or 1200 °C. Samples for the temperature range of 100 to 1000 °C were heated for 8 h in a resistance furnace. Heating to 1200 °C (for 24 h) was conducted in a high-temperature Nabertherm HT16/16 furnace with P310 controller and a gas supply system. To obtain comparable rock heating conditions, the heating rate was set at 16 °C/min in both furnaces. In each of the series, selected samples were tested in an air-dry state at room temperature without prior heating. After heating, the samples were placed in a desiccator until they cooled to room temperature. The samples heated to 1200 °C were cooled in the furnace to approximately 50 °C and subsequently cooled in a desiccator to avoid a rapid change in temperature. Two exemplary series of sandstone samples after heating to 1000 °C are shown in Fig. 1. First from the left is the specimen in air-dried state. Next samples (to the right) are representing the case of temperature heating from 100 to 1000 °C every 100 °C. This means that second from the left is the sample after 100 °C, third from the left is the sample after 200 °C, etc. In Fig. 2, chosen rock samples after 1200 °C heating are presented. A significant and diverse changes in the color of samples are observed; however, the shape of samples remains unchanged.
Values of post-critical properties were determined from a full strain range uniaxial compression test in the servo-controlled testing system MTS-810 NEW. The tests followed current procedures based on Polish standards and the International Society for Rock Mechanics guidelines (Ulusay and Hudson 2007). Among other post-critical properties, values of residual strength (σr) and residual strain (εr) were determined. Residual strength was determined from the post-critical phase of the stress-strain relationship of a rock sample loaded in the servo-controlled testing machine; the residual strain was defined as the total strain at the end of the uniaxial compression test (Fig. 3).
Thermal influence on post-critical parameters
As a measure of thermal influence on post-critical parameters of rocks, the following indices of thermal influence, Ip(T), are introduced, i.e.:
where p(T) and p(RT) are the values of considered post-critical property (residual strength or residual strain) evaluated after temperature T treatment or at room temperature, respectively. Obviously, as mentioned above, both p(T) and p(RT) are representing mean values evaluated for the series of samples investigated at each temperature.
Indices of the thermal influence on residual strength and residual strain, with respect to Eq. (1), were determined for sandstones from the various lithostratigraphic members of the Upper Carboniferous sandstone in the USCB. From these results, predictive thermal influence indices are discussed. The residual strengths were normalized by the corresponding value of uniaxial compressive strength of the corresponding sample tested in an air-dry room temperature state (Bukowska 2012). The samples were classified into very low (< 20.0 MPa), low (20.0–40.0 MPa), medium (40.1–60.0 MPa), and high (> 60.0 MPa) uniaxial compressive strength groups. This classification was established for rocks of Carboniferous formation based on many years of experience of the author (Bukowska 2012).
Sandstones are very common sedimentary rocks in Poland. These rocks are found in the Carpathian Flysch Belt, near the Świętokrzyskie Mountains and Lower Silesia region. In the USCB, sandstones are interbedded with coal seams (Chodynicka et al. 1993).
In this area, Carboniferous sandstones have various grain sizes, ranging from coarse-grained to fine-grained. The thickness of sandstone beds varies with lithostratigraphic member. In the USCB, sandstones are prevalent in the Cracow Sandstone Series (up to 90% sandstone) and the Upper Silesian Sandstone Series (approximately 53% sandstone). In other lithostratigraphic series, the proportions of sandstones are still significant, for example, in the Paralic Series (approximately 47% sandstone) and Mudstone Series (approximately 27% sandstone).
The post-critical geomechanical testing results are discussed relative to two metrics of each sample type: grain size and the air-dry state uniaxial compressive strength.
Results and discussion
Thermal influence on residual strength
Ranges of the room temperature uniaxial compressive strength and residual strength of the sandstone samples are presented in Table 1.
Table 2 shows the indices of thermal influence on residual strength, determined from normalizing the residual strength of the heated sandstones with that of the room temperature experiments and categorized by grain size and uniaxial compressive strength classification (Eq. 1). Note that each sample type, characterized by grain size and the room temperature strength assessment, is consecutively numbered from 1 to 10; these numbers are provided in the first column of Table 2. These numbers are consistently used throughout the paper.
All the results, namely the values of indices of thermal influence on residual strength (Table 2), are also graphically presented in Fig. 4. Here, the results are provided on three separate plots representing three categories of room temperature strength assessment. In particular, Fig. 4a shows the index values of thermal influence for the case of very low, low and medium, or very low and low uniaxial compressive strength values (sample types 1, 2, and 3). Figure 4b, c corresponds to the case of medium (sample types 4, 5, 8, and 9) and high (sample types 6, 7, and 10) uniaxial compressive strength assessment, respectively.
Observing the results, we can notice that coarse-grained sandstones with very low to medium uniaxial compressive strength exhibited either an increase or a decrease in residual strength at lower temperatures (up to 200 °C) compared to the residual strength for the same rock type at room temperature. The range in increased residual strength for rocks with very low to medium uniaxial compressive strength was between 40 and 225%, and the range in decreased residual strength was estimated to be between 44 and 63%. The samples with very low to medium uniaxial compressive strength that were heated at higher temperatures (over 400 °C) systematically decreased in post-critical residual strength. In the samples of very low to medium uniaxial compressive strength that were heated to 1000 °C, a reduction in residual strength between 66 and 73% was observed.
Among medium-grained sandstones, residual strength varies with the sample preparation. Medium-grained sandstones with medium uniaxial compressive strengths in an air-dry state have greater residual strength than heated samples. Heated medium-grained sandstones of very low and low strength either decrease or increase in residual strength. Medium-grained sandstones heated to a temperature of 100 °C can exhibit decreased residual strengths from 10 to 71% compared with the residual strength obtained from an equivalent room temperature experiment. Certain medium-grained sandstones of high uniaxial compressive strength (for example, the Łaziska Beds) show only small fluctuations of values of residual strength around the control value. Medium-grained sandstones collected from the Saddle Beds exhibited an interesting change in residual strength with temperature, unlike other samples (Table 2). Examples of stress-strain paths for considered sandstones at selected temperatures are presented in Fig. 5. For other samples from this stratigraphic group, residual strength significantly increases with temperature, reaching 300%. Medium-grained sandstones from different classes of uniaxial compressive strength decreased in residual strength by approximately 20–90% at the temperature of 1000 °C and by approximately 70–90% at the temperature of 1200 °C.
Fine-grained sandstones with a medium uniaxial compressive strength heated to 100 °C exhibit a decrease in residual strength by 13–20%. Similar rock types heated to higher temperatures can show significant differences, that is, either (1) decreased residual strengths for all heated samples or (2) significantly increased residual strength for samples heated to 200, 300, 400, and 800 °C (Fig. 6). Heated samples of fine-grained sandstones decreased in residual strength by approximately 30–60%.
From the test results for these Carboniferous sandstone samples, the thermal influence on residual strength was predicted for the uniaxial compressive strength classes discussed above.
The tests indicated that for certain heated samples of sandstones of very low to low uniaxial compressive strength, the value of residual strength decreased 6–55% with heating. Certain samples decreased in residual strength at 100 °C, but others started to decrease from 400 to 500 °C. In samples heated to 1000 °C, the reduction in residual strength can be over 70%.
For medium-grained and fine-grained sandstones of medium uniaxial compressive strength (40.1–60.0 MPa) (Table 2), the residual strengths for heated samples were always less than the room temperature samples. The residual strength of sandstones heated to 100 °C can decrease by approximately 20–70% in comparison with initial residual strengths. Residual strength for the samples heated to 1200 °C can decrease from 60% to over 90%.
For the group of fine- and medium-grained sandstones of medium uniaxial compressive strength (Table 2), it is generally expected that the residual strength will decrease for samples heated above 500–700 °C and 900 °C. Based on the conducted experiments, it can be expected that samples heated to 1200 °C will decrease in residual strength by approximately 40% in comparison with the initial value determined at room temperature.
In sandstones with high uniaxial compressive strength, we can expect that residual strengths for heated samples (100–900 °C) will oscillate around the strength values obtained in the conditions of room temperature. For this group, increases in residual strength vary between 8 and 65%, while decreases vary between 3% and over 40%. An example of stress-strain path characteristic of such a sandstone is presented in Fig. 7. For high uniaxial compressive strength samples from the Łaziska Beds, within the entire range of temperatures tested, residual strength decreased (Table 2). In samples heated to 100–500 °C, a decrease in residual strength of between approximately 15 and 45% can be expected. In samples heated to 700–1000 °C, the residual strength decreases to approximately 10% of the initial value of residual strength.
Thermal influence of residual strain
A similar analysis was conducted for results of residual strain. Indices of the thermal influence on residual strain (evaluated using Eq. (1)) were analyzed in the context of grain size and room temperature uniaxial compressive strength. Results are summarized in Table 3 and graphically presented in Fig. 8. The presentation of results is analogical to that of thermal effect on residual strength.
Residual strain increased for all samples heated to 700 °C and higher. The samples heated to greater temperatures showed the greatest fluctuations in residual strain, although residual strain may have decreased, not changed, or increased.
USCB sandstones heated to 100 °C can either increase or decrease the residual strain in comparison to room temperature tests. In coarse-grained sandstones of low uniaxial compressive strength (20.0–40.0 MPa), the residual strain decreased approximately 20%; in medium-grained sandstones of medium uniaxial compressive strength (40.1–60.0 MPa), the residual strain decreased by 15%, and in fine-grained sandstones of medium uniaxial compressive strength (40.1–60.0 MPa), the residual strain decreased between approximately 20% and over 30%. Indices of the thermal influence on residual strain at temperatures of up to 500 to 600 °C can be 0.64–1.88.
Maximum increases in residual strain were observed at the temperature of 700–900 °C, as follows:
-
for coarse-grained sandstone—48%,
-
for medium-grained sandstones—142%,
-
for fine-grained sandstones—97%,
-
for sandstones of very low, low, and medium uniaxial compressive strength—132%,
-
for sandstones of medium uniaxial compressive strength—60%,
-
for sandstones of high uniaxial compressive strength—142%.
Sandstone samples heated to temperatures of 1000 to 1200 °C have thermal influence indices of residual strain between 1.03 and 2.46.
The tests also showed differences between the residual strain changes in the three grain size classes; the residual strain may either increase or decrease.
The USCB sandstones of medium uniaxial compressive strength may decrease in residual strain if heated to 400 °C, although at higher temperatures, the residual strain increases significantly. Residual strain may increase in heated sandstones of high uniaxial compressive strength, very low uniaxial compressive strength (< 20.0 MPa), and low uniaxial compressive strength (20.0–40.0 MPa), with the exception of 100 °C.
Conclusions
These laboratory tests aimed to determine the influence of temperature on the value of residual strength and residual strain of Carboniferous sandstones in the USCB, employing temperatures from room temperature to 1000–1200 °C. Post-critical properties were obtained based on the stress-strain relationship measured during the loading of samples in a servo-controlled testing machine. The sandstone samples were retrieved from various lithostratigraphic members and structural units. The rocks differed in both age and in situ depth. Twenty-four series of sandstone samples were tested.
For sandstones of various uniaxial compressive strengths, as determined from room temperature air-dry tests, the residual strength increases with temperature to a critical temperature unique to the rock type. After exceeding the critical temperature, the residual strength decreases in comparison with its initial value. For the youngest beds of sandstone, which have medium and high uniaxial compressive strengths at room temperature, residual strength reductions can be expected at higher temperatures.
Sandstones of high uniaxial compressive strength (> 60.0 MPa) increase in residual strain for all heated samples. For sandstones of low (20.0–40.0 MPa) and medium (40.1–60.0 MPa) uniaxial compressive strength, an increase in residual strain can be expected after exceeding critical temperatures between 200 and 400 °C.
The initial uniaxial compressive strength has a greater influence on the residual strain for heated samples than does grain size. Residual strain generally increases with temperature as a result of a decrease in elasticity, among other properties.
Recognition of the causes of the described behavior of tested parameters as a result of temperature treatment (from 100 to 1000–1200 °C) requires further research. Authors are aware of the need to carry out research on mineralogical composition, geochemical studies, and even microstructural analysis. The latter if performed, e.g., in terms of nanoindentation or X-ray microcomputed tomography will provide important information on the changes of microstructural parameters due to temperature treatment (Cała et al. 2017). Such analyses are out of the scope of this paper. However, they are the subject of current research and the results will be published in future work.
The conducted research in terms of evaluation of post-critical parameters subjected to high temperatures as well as the method of analyzing the results are novel and are of primary importance from the engineering applications point of view. Knowledge and the ability to predict changes in post-critical parameters of rocks after high-temperature treatment allow to formulate an appropriate constitutive equation for the behavior of rock mass subjected to loads and affected by the temperature field. It is due to the fact that the loss of stability of the rock mass occurs in the post-critical regime, so after exceeding the maximum rock strength. Investigation of post-critical properties of rocks at the temperature significantly higher than examined so far allows formulating, in the future research works, elastic-plastic models with softening being a function of temperature.
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This article discusses research conducted under Research Project No. 11103066-142, funded by the Ministry of Science and Higher Education (Poland) and titled “Influence of temperature on the change of rock properties of Upper Silesian Sandstone Series in Upper Silesian Coal Basin.”
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Sygała, A., Bukowska, M. Identification of temperature effect on post-critical geomechanical properties of loaded sandstones. Arab J Geosci 12, 315 (2019). https://doi.org/10.1007/s12517-019-4464-3
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DOI: https://doi.org/10.1007/s12517-019-4464-3