Abstract
Background and Aim
Anal squamous cell carcinoma (SCC) and oropharyngeal cancer (OPC) are rare tumors associated with HPV infection. Bioumoral predictors of response to chemoradiation (CT-RT) are lacking in these settings. With the aim to find new biomarkers, we investigated the role of eosinophils in both HPV-positive anal SCC and HPV-related oropharyngeal cancer (OPC).
Methods
We retrieved clinical and laboratory data of patients with HPV-positive anal SCC treated with CT-RT in 5 institutions, and patients with locally advanced OPC SCC treated with CT-RT in 2 institutions. We examined the association between baseline eosinophil count (the best cutoff has been evaluated by ROC curve analysis: 100 × 10^9/L) and disease-free survival (DFS). Unadjusted and adjusted hazard ratios by baseline characteristics were calculated using the Cox proportional hazards model.
Results
Three hundred four patients with HPV-positive anal SCCs and 168 patients with OPCs (122 HPV-positive, 46 HPV-negative diseases) were analyzed. In anal SCC, low eosinophil count (< 100 × 10^9/L) correlates to a better DFS (HR = 0.59; p = 0.0392); likewise, in HPV-positive OPC, low eosinophil count correlates to a better DFS (HR = 0.50; p = 0.0428). In HPV-negative OPC, low eosinophil count confers worse DFS compared to high eosinophil count (HR = 3.53; p = 0.0098). After adjustment for age and sex, eosinophils were confirmed to be independent prognostic factors for DFS (HR = 4.55; p = 0.0139).
Conclusion
Eosinophil count could be used as a prognostic factor in anal HPV-positive SCC. The worse prognosis showed in HPV-positive patients with high eosinophil count is likely to derive from an unfavorable interaction between the HPV-induced immunomodulation and eosinophils, which may hamper the curative effect of RT.
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Introduction
Squamous cell carcinoma (SCC) of the anal canal is considered a rare tumor, which accounts for only 2–4% of all lower gastrointestinal malignancies [1]. Up to 80–90% of anal SCC is associated with high-risk human papillomavirus (HPV)–type infections, in particular HPV 16 genotype [2, 3]. Nowadays, radiotherapy (RT) in combination with 5-FU and mitomycin is the standard of treatment for localized disease, with a loco-regional recurrence (LRR) rate ranging from 20 to 40% and overall survival (OS) rates at 3–5 years ranging from 65 to 78% [4,5,6,7,8]. Clinical factors such as skin ulceration, nodal involvement, and male gender have been identified as important prognostic factors for local control and survival [5]. Laboratory indexes are not currently validated for predicting the prognosis and guiding clinical choices in this setting. In the last few years, research interest has grown on the interplay between cancer, inflammation, and immune system, and several bioumoral immune-based prognostic scores, such as lymphocyte count, neutrophil–lymphocyte ratio (NLR), and platelet-lymphocyte ratio (PLR), have been identified as predictors of survival, recurrence, and treatment response in cancer patients [9,10,11].
As an example, pretreatment systemic inflammatory index (SII) and NLR levels were significantly correlated with DFS and response prediction in patients with anal SCC treated with concurrent CT-RT [12,13,14].
Eosinophils have emerged as crucial components of the inflammatory process and development of cancer.
Even if the role of peripheral eosinophils is still controversial in cancer, it has been demonstrated that tumor-homing eosinophils secrete chemoattractants thus driving t-cells into the tumor [15]. Moreover, activated eosinophils induce macrophage polarization to promote tumor rejection by the host immune system [15]; finally, eosinophil cationic proteins have been highlighted to have cytotoxic activity not only against pathogens, but also against some kinds of malignant cells [16].
The prognostic role of baseline eosinophils has been assessed in a large number of tumor types. High eosinophil count at baseline was shown to convey a better prognosis in renal cell carcinoma, melanoma, colorectal, lung, cervical, hepatocellular carcinoma, and pancreatic cancer, while the data are more controversial for breast cancer and lymphoma [17,18,19,20,21,22,23,24,25,26]. Moreover, in clinical contexts outside oncology (e.g., infections by the respiratory syncytial virus, HBV virus, and SARS-CoV-2), high eosinophil count showed to be associated with better outcomes in terms of viral clearance and patient survival [27,28,29].
The prognostic role of peripheral blood eosinophil count in anal SCCs receiving RT-CT remains to be investigated.
HPV has a central role in the pathogenesis of other types of cancer, including head and neck cancers (HNCs) and particularly oropharyngeal squamous cell carcinoma (OPC) [30, 31]. The HPV-positive subset of OPC is characterized by increased sensitivity to chemoradiotherapy protocols with a higher likelihood for response, and an overall better prognosis [32].
We hypothesized that the HPV virus infection may influence the blood eosinophil count and, consequently, its significance. In the composite interplay between cancer and host immune reaction, viral infection represents a further element of complexity which influences the panorama depending on its intrinsic characteristics. HPV, unlike other kinds of viruses involved in cancer development, has been highlighted to have immune modulation properties which could completely change the cancer microenvironment and, consequently, the role of the host immune cells.
With the aim to verify our considerations, we investigated the impact of eosinophil count on survival outcomes in patients affected with HPV-positive anal SCC, and in both HPV-positive and HPV-negative OPCs.
Material and Methods
Patient Selection: Anal Cancer Patients
We retrieved clinical data regarding patients treated for anal cancer at the Radiation and Medical Oncology Departments of 5 institutions: University of Turin, AOU Citta’ della Salute e della Scienza in Turin, Department of Modena Cancer Center, Università di Modena e Reggio Emilia, Ospedale San Martino Genova, Centre Hospitalier Régional Universitaire Jean Minjoz, Besancon, and European Institute of Oncology in Milan. Briefly, all patients had a histologically confirmed diagnosis of HPV-positive SCC located either within the anal canal or margin. The tumor stage was defined following the indications of the American Joint Committee on Cancer (2002 version), and patients with clinical stages T1-T4, N0-N3, and M0 were included. Patients having clinical T1N0 tumors of the anal margin were excluded, because they were treated with local excision. Patients were treated with concomitant chemoradiotherapy. Concomitant CT consisted of 5-fluorouracil (5-FU) (1000 mg/m2/day) given as continuous infusion for 96 h (days 1–5 and 29–33) combined with mitomycin C (MMC) (10 mg/m2) given as bolus (days 1 and 29). Mitomycin C was capped at 20 mg maximum. Alternatively, patients were treated with CT consisting of 5-FU 200 mg/m2 given as continuous infusion for 24 h combined with Cisplatin 80 mg/m2 (days 1 and 21). Radiotherapy was delivered using static or volumetric intensity-modulated approaches up to a total prescription dose to the macroscopic disease ranging between 50.4 and 59.4 Gy, depending on tumor size and stage. Elective nodal irradiation was offered to patients on pelvic lymph nodes and inguinal groins up to a conventionally fractionated dose of 45 Gy [12, 33].
Patient Selection: Head and Neck Patients
We retrieved clinical data regarding patients treated for OPC at the Radiation and Medical Oncology Department of 2 institutions: University of Turin, AOU Citta’ della Salute e della Scienza in Turin, Department of Modena Cancer Center, Università di Modena e Reggio Emilia. Patients with locally advanced disease OPC were included in this study (stages III and IVA). In this study, the tumor stage was defined by the criteria used in the 7th edition TNM staging system. All patients had a histologically confirmed diagnosis of SCC and they were treated with concomitant chemoradiotherapy (CRT) with single-agent platinum with curative intent. Patients received cisplatin 100 mg/m2 on days 1, 22, and 43 or weekly cisplatin 40 mg/m2 over 6–7 weeks. Radiation was delivered with static or volumetric intensity-modulated radiotherapy. The most common RT schedule for definitive treatments was 70 Gy/35 fractions (2 Gy daily) to the macroscopic disease, 63 Gy/35 fractions (1.8 Gy daily) to the “intermediate-risk prophylactic volume,” and 54.25 Gy/35 fractions (1.55 Gy daily) to the “low-risk volume.”
Pretherapy tumor biopsies were assessed for high-risk HPV and HPV positivity was defined as p16 immunohistochemistry positive staining.
Statistical Analysis
We investigated the correlation between baseline eosinophil count and disease-free survival (DFS) in patients affected with anal SCC and OPC.
Eosinophil count as well as all other laboratory exams were retrieved from the medical records provided, and they were performed within 1 week before treatment started. X-tile 3.6.1 software (Yale University, New Haven, CT) was used to determine the cutoff value for baseline levels. Relying on the results of the ROC curve, a cutoff point of eosinophil > 100 × 10^9/L was considered an elevated level.
Categorical variables were compared with Fisher’s exact test.
For anal SCC patients, DFS was defined as the time from the first day of CRT until clinical or radiologic disease recurrence, or death by any cause, or last follow-up visit. For OPC patients, DFS was defined as the time from the first day of CRT until clinical or radiologic disease recurrence, or death for any cause, or last follow-up visit.
DFS was estimated by the Kaplan–Meier method and curves were compared by the log-rank test. Unadjusted and adjusted hazard ratios (HRs) by baseline characteristics were calculated using the Cox proportional hazards model. MedCalc package (MedCalc® version 16.8.4) was used for statistical analysis.
Results
Three hundred four consecutive patients with HPV-positive anal SCC treated from May 2007 to May 2018 were available for the analysis. Most of the patients were female (75.0%) with a mean age of 65 years. The most represented single global tumor stage was stage III (46.7%). The main characteristics of the patients enrolled in the study are summarized in Table 1.
One hundred sixty-eight patients with OPC treated from March 2007 to October 2018 were available for the analysis; of them, 122 patients (72.6%) were HPV-positive and 46 patients (27.4%) were HPV-negative. Amongst HPV-positive cases, most patients were male (70.7%) with a mean age of 63 years. Amongst HPV-negative cases, most of the patients were male (76.1%) with a mean age of 60 years. The main patients’ characteristics according to HPV status are summarized in Table 2.
Anal Cancer Patients
At univariate analysis, patients with low eosinophil count (< 100 × 10^9/L) compared to those with high baseline eosinophil count (> 100 × 10^9/L) had a better DFS (HR = 0.60; 95%CI: 0.40–0.93; p = 0.0219) (Table 3) (Fig. 1A).
The other parameters associated with DFS were as follows: patients with hemoglobin < 12 gr/dl versus those with hemoglobin > 12 gr/dl and patients with T stage 4 versus those with T2-T3 stage had a worse DFS (HR = 2.28; 95%CI: 1.32–3.93; p = 0.0029; HR = 2.47; 95%CI: 1.32–4.62; p = 0.0045; respectively); conversely, patients with systemic inflammatory index < 560 versus patients with systemic inflammatory index ≥ 560 had a better DFS (HR = 0.59; 95%CI: 0.40–0.87; p = 0.0084) (Table 3).
Following adjustment for clinical covariates positive at univariate analysis, multivariate analysis confirmed eosinophils as an independent prognostic factor for better DFS (HR = 0.59; 95%CI: 0.36–0.97; p = 0.0392) (Table 3).
Differences were found between eosinophil count < 100 × 10^9/L and > 100 × 10^9/L also in terms of complete response (85.6% vs. 73.5%; odds ratio 0.46; 95%CI 0.24–0.88; p = 0.02).
Moreover, blood eosinophil count was significantly correlated with lymphocytes (p = 0.001) (Supp. Figure 1A) and no correlation with neutrophils was found (p = 0.287) (Supp Fig. 1B).
HPV-Positive OPC Patients
At univariate analysis, patients with low baseline eosinophil count (< 100 × 10^9/L) had a better DFS with a HR = 0.50 (95%CI: 0.25–0.99; p = 0.0428) compared to patients with high eosinophil (> 100 × 10^9/L) (Table 4) (Fig. 1B).
The other parameters associated with DFS were as follows: patients without smoking habits versus those with smoking habits had a better DFS (0.37; 95 CI 0.17–0.81; 0.0127); conversely, an increase of neutrophils had a worse DFS (1.20; 95%CI 1.00–1.44) (Table 4).
Following adjustment for clinical covariates positive in univariate and multivariate analysis, there were no confirmed eosinophils as independent prognostic factors for DFS (HR = 1.39; 95%CI: 0.62–3.10; p = 0.4198) but the habit of smoking was the only positive variable (HR = 3.5; 95%CI: 1.13–10.80; p = 0.0293) (Table 4).
Moreover, blood eosinophil count had a correlation trend with lymphocytes (p = 0.086) and no correlation with neutrophils was found (p = 0.781).
HPV-Negative OPC Patients
At univariate analysis, patients with low baseline eosinophil count (< 100 × 10^9/L) had a worse DFS with a HR = 3.53 (95%CI: 1.97–16.71; p = 0.0098) compared to patients with high eosinophil (> 100 × 10^9/L). No other parameters were associated with disease-free survival (Table 4) (Fig. 1C).
Following adjustment for age and gender, multivariate analysis confirmed eosinophils as independent prognostic factors for DFS (HR = 4.55; 95%CI: 1.36–15.22; p = 0.0139) (Table 4).
The blood eosinophil count was significantly correlated with lymphocytes (p = 0.012) and no correlation with neutrophils was found (p = 0.639).
Finally, we compared the DFS in patients with HPV + and HPV- OPC, thus showing a significantly better survival outcome in patients with HPV positivity treated with radical CT-RT (Fig. 2).
Discussion
In this study, we investigated the role of baseline blood eosinophil count in HPV-positive anal SCCs treated with chemoradiotherapy, and then in both HPV-positive and HPV-negative OPCs treated with platinum-based concurrent CT-RT.
We highlighted a positive prognostic impact of low baseline blood eosinophil count in both anal SCCs and HPV-positive OPCs; conversely, in HPV-negative OPC patients, low eosinophil count resulted to have a negative prognostic impact.
It could be hypothesized that the complex interplay between the HPV infection, the immune modulation effect conveyed by eosinophils, and the RT on the microenvironment and immune system could be almost related to the results we found. Human papillomavirus (HPV) is a double-stranded DNA virus involved in chronic inflammation, oxidative stress, and, consequently, carcinogenic process [34].
With the goal of evading immune recognition, HPV developed different strategies to establish an immune microenvironment characterized by a weak immune-responsive/strong immune-modulatory phenotype. The most important strategy of virus immune evasion is related to two oncoproteins E6 and E7, since recent evidence demonstrates that both these proteins can regulate transcription from the host genome of infected cells [35,36,37,38,39], in particular the innate immune genes [38,39,40,41,42,43] by the repression of NF-kB signaling. According to the downregulation of the NB-kB pathway, in HPV-positive tissues, it has been demonstrated a downregulation of proinflammatory cytokines, such as IL-1, IL-2, and IFN-ℽ, and an upregulation of immunosuppressive cytokines, such as IL-6, IL-10, and TGF-β [44,45,46,47,48]. Furthermore, E6 and E7 proteins were shown to selectively downregulate surface major histocompatibility complex (MHC) class I expression, and the Toll-like receptor 9 (TLR9) [49, 50], which are normally involved in binding exogenous viral DNA and triggering the proinflammatory cascade [51]. Eosinophils have been reported to have multiple roles as effectors and coordinators in both innate and adaptative immune responses. Indeed, they act as an effector by exerting a Th2 immune-depending proinflammatory action against pathogen infections or tissue injury, eventually due to tumors, but also regulate and interact with several immune cell population thus including T cells and dendritic cells. In the case of HPV-related tumors, eosinophils seem to act in synergy with the HPV infection, since they both contribute to creating a microenvironment with an immune-modulated phenotype by the elaboration of a Th2-type response and by the production of mediators including TGF-β1, MMPs, and proangiogenic factors (ex: VEGF), all involved in immunosuppression, carcinogenesis, and cancer progression [52, 53].
Marks et al. [54] described that, as a response to HPV infection, the host’s immunoregulatory cytokine seems to shift from IL-2 to eotaxin (subfamily of eosinophil chemotactic proteins), with a likely enhanced role of innate responses and a loss of regulation of antigen-specific adaptative responses, and the consequent eosinophil recruitment and activation in the local microenvironment. Surprisingly, in our study, the absolute total amount of peripheral eosinophils was observed to be higher in HPV-negative patients compared to HPV-positive cancers, highlighting the importance of the relationship between local and peripheral immune cells in cancer patients. Pieces of evidence in the literature seem to show a complex and not completely understood the correlation between markers of systemic inflammation and local immune infiltration in cancers [55, 56], but there are no current pieces of evidence that the peripheral immune cell count, including eosinophil count, could be a surrogate for the count of the same immune cells in the tumor microenvironment.
Given the eosinophil defense properties and the literature available on eosinophils and viral infections, it might be speculated that a low eosinophil count in HPV-positive cancer patients could be the expression of an ineffective immune response to the infection, which is likely to encourage the mechanisms of HPV-related cancer progression; alternatively, a low eosinophil count could be the expression of a high HPV viral load which lead to eosinophil consumption and, consequently, a worse prognosis.
Furthermore, an important consideration has to be done concerning the influences of different chemotherapy regimens in different settings. Indeed, patients analyzed in this study have been treated with different cytotoxic drugs, which present different hematologic toxicities (for example, mitomycin has been demonstrated to lead to myelotoxicity more frequently compared to the cisplatin-based regimen) and pharmacokinetic, even if both the settings considered see the combination of radiotherapy and chemotherapy as the backbone of therapy. For this reason, different influences on the immune system as well as on the tumor microenvironment have to be considered as a consequence of different regimens used.
Nevertheless, in our dataset, the immunological landscape is made even more complex by the role of radiotherapy on the immune system.
Radiotherapy is a mainstay local therapy in both anal SCC and OPC.
RT induces an “immunogenic cell death” (ICD), which causes the release of endogenous damage-associated molecular patterns (DAMPs). The DAMPs, which include calreticulin, high-mobility group box 1 protein (HMGB1), and adenosine triphosphate (ATP), contribute to the priming of the immune system by activating dendritic cells, improving antigen presentation to T cells [57, 58], and stimulating the production of proinflammatory cytokines TNF, IL-1, IL-6, and IL-8 [59]. Also, eosinophils are involved in the first response to the DAMPs, since they express on their surface the DAMPs receptors [60]. These mechanisms convert toward the creation of a strong inflammation process which contribute to the anti-tumoral effect of the RT. HPV-positive cancers are characterized by a high radio-sensitivity [61, 62], which seems to be correlated to an altered DNA repair system induced by the oncoproteins E6 and E7, reduced hypoxic regions which could contribute to the DNA indirect damage by free radicals [63,64,65,66] and increased cellular immune response which mediates an effective immune response following treatment [67, 68]. On the other hand, in HPV-positive cancers, the RT effect has to interface the immunomodulatory action of the virus on the cancer microenvironment, and the systemic immunological status.
In fact, if the mechanisms described constitute the foundation of radio-sensitivity of HPV-positive cancers, we have to note that the equilibrium between pro- and anti-inflammatory cytokines and the microenvironment status just prior to RT is critical, since it may influence the cancer resistance to the treatment. The anti-inflammatory action induced by eosinophils can weaken the RT-derived inflammation, thus resulting in a predominance effect of the HPV immunomodulation and in a weaker RT anti-tumoral effect leading to a worse prognosis. In favor of our hypothesis, Zhu et al. [69] reported a similar eosinophil-negative prognostic role in another HPV-related cancer setting: cervical squamous cell carcinoma. They analyzed a cohort of cervical squamous cell carcinoma patients treated with hysterectomy plus pelvic lymph node dissection and external irradiation, and concluded that higher pretreatment eosinophil count was independently correlated with worse PFS and OS (69).
In contrast, in HPV-negative cancers, where the immunomodulatory action induced by the virus lacks, a high eosinophil count contributes to an adequate inflammatory response to RT, and therefore to the anti-tumoral effect.
This study presents some limits: first of all, we reported data on the eosinophil count in peripheral blood, while data about the eosinophil count in the cancer microenvironment are lacking. Secondly, we considered the eosinophil count just prior to CT-RT treatment, but we did not report on the eosinophil count after treatment; thus, we do not get information about how eosinophil count changes during treatment and in response to RT in both HPV-positive and negative cancers. Finally, no data have been reported regarding the continuity in treatments, which means that a kind of bias could derive from the lack of information about patients who have eventually stopped treatments due to hematologic toxicities, and results have to be interpreted with quite attention. New studies are needed in order to deepen the dynamic role covered by eosinophils in the immune microenvironment of HPV-positive SCCs.
Conclusion
In the complex interplay between HPV, immune microenvironment, and RT, the presence of high eosinophil count in HPV-positive cancers, both anal SCCs and OPCs, is likely to create an imbalance toward an anti-inflammatory microenvironment which frustrates the RT benefic effect, while the presence of low eosinophil count gives the go-ahead to RT to exert its proinflammatory effects and to counter the immune modulation derived by the virus. Our results highlight a possible use of the peripheral eosinophil count as a predictor of response to CT-RT in the anal SCC HPV-positive cancers setting.
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Open access funding provided by Università degli Studi del Piemonte Orientale Amedeo Avogrado within the CRUI-CARE Agreement.
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Conception and design: A. Casadei-Gardini, M. Rimini. Acquisition of data (acquired and managed patients): Margherita Rimini, Pierfrancesco Franco, Federica Bertolini, De Bari Berardino, Zampino Maria Giulia, Vegge Stefano, Kalliopi Andrikou, Francesca Arcadipane, Martina Napolitano, Lavajo Vieira Buno, Gerardi Marianna Alessandra, Francesco Olivero, Filippo Ferreri, Umberto Ricardi, Stefano Cascinu, Andrea Casadei-Gardini. Analysis and interpretation of data: A. Casadei-Gardini, M. Rimini. Writing, review, and/or revision of the manuscript: A. Casadei-Gardini, P. Franco, M. Rimini. Final approval of manuscript: all authors.
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Highlights
• In HPV-positive squamous cell anal cancer, a high eosinophil count shows to be a negative independent prognostic factor for DFS.
• In HPV-positive oropharyngeal cancer, a high eosinophil count is related to a worse DFS; conversely, in HPV-negative oropharyngeal cancer, a high eosinophil count is significantly related to a better DFS compared to low eosinophil count.
• High eosinophil count could be used as a negative prognostic factor in HPV-positive cancers. It is probably due to an unfavorable interaction between the HPV-induced immunomodulation and eosinophils, which may hamper the curative effect of radiotherapy.
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Rimini, M., Franco, P., Bertolini, F. et al. The Prognostic Role of Baseline Eosinophils in HPV-Related Cancers: a Multi-institutional Analysis of Anal SCC and OPC Patients Treated with Radical CT-RT. J Gastrointest Canc 54, 662–671 (2023). https://doi.org/10.1007/s12029-022-00850-y
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DOI: https://doi.org/10.1007/s12029-022-00850-y