Julia Annas has shown that taking seriously Stoic and Epicurean claims that the sage is happy even while being tortured on the rack helps articulate the structure of their ethics, and in particular the relationship between virtue (arête) and happiness (eudaimonia).Footnote 1 In this essay, I apply this strategy to Mahayana Buddhist moral philosophy by taking seriously the image of the bodhisattva joyfully diving into the hell realms. A powerful depiction of this reoccurring Mahayana theme is found in Śāntideva’s Introduction to the Practice of Awakening (Bodhicaryāvatāra: hereafter BCA):

Thus, those whose mind-streams are cultivated in meditation and who equally accept the suffering of others dive into the Avīci hell like swans into a pool of lotuses (BCA 8: 107).

They become oceans of joy when sentient beings are liberated. Have they not found fulfillment? What is the use of insipid liberation? (BCA 8: 108, translation slightly altered)Footnote 2

The reference to the cultivation of the mind in meditation in the first verse indicates that this is not the self-flagellation of a neophyte, but a virtuoso performance of the highest degree. Not only does the bodhisattva’s descent result in great joy, but it is his fulfillment/completion (paryāptaṁ), his highest state of flourishing. The final line’s reference to ‘insipid liberation’ (mokṣa-arasika) contrasts the bodhisattva’s achievement to the nirvana of early Buddhism in which one simply escapes samsara. In contrast, the culmination of the bodhisattva path is the non-abiding (apratiṣṭhita) nirvana in which one cycles forever through the realms of rebirth for the benefit of all, somehow liberated in the midst of the realm of pain.

The Avīci hell is the crown jewel of an ornate cosmology of hell realms, whose torments include perpetual burning in fire, ongoing evisceration by forests of trees whose leaves are swords, freezing wastelands where the victims are shattered by cold and then reassembled and shattered again, and drowning in a morass of excrement while worms eat one’s flesh.Footnote 3 Beings are reborn in these realms as a result of negative karmic acts committed in past lives, and they suffer for unimaginable lengths of time until these karmic consequences end. We are pushed by these Buddhist descriptions of the torments of the hell-realms to the limits of language’s ability to describe pain; the torture of Avīci may be worse than this, but if so then it quite literally cannot be put into words. Yet, it is here, somehow, that the bodhisattva finds his eudaimonia, a nirvana attained in the burning flames.

This image of the bodhisattva diving joyful into hell is not merely mythological, but articulates a philosophical position about well-being: that the flourishing of a fully virtuous person is not impeded by any amount of physical pain. It also provides a striking illustration of a feature of much Mahayana moral philosophy, as being what we might call a ‘limit philosophy,’ in making its claims at the edges of language.Footnote 4 While the conception of the happy stoic on the rack is implausible, the image of the bodhisattva flourishing in hell pushes us beyond belief and right up to the very limits of thought. The Mahayanist raises the stakes all the way up. It is one of the most controversial philosophical positions in the global history of ethics.Footnote 5

These introductory remarks go some way to establishing one of this essay’s conclusions, that a strongly naturalistic attitude towards Buddhist moral thought, in which language expressing ‘superstitious’ and ‘mythological’ elements is discarded, strips it of much of its power.Footnote 6 The claim that we flourish most deeply in what appears to be the condition of extreme self-sacrifice is one of the deep themes of Śāntideva’s text, and much Mahayana moral philosophy. Analyzing the bodhisattva’s descent into the hell realms is a prerequisite for even considering their position.

Below, I reconstruct two key moves made in Buddhist moral psychology that allow us to better understand Śāntideva’s provocative image. The first is the distinction between hedonic sensation (vedanā = pleasure and pain) and the virtuous (kuśala)Footnote 7 or nonvirtuous (akuśala/kleśa) mental states. The second is the claim that humans are massively deluded as to what constitutes well-being. When combined, these claims help us see that the bodhisattva’s hell-bound flourishing is not simply mythology or mysticism but results from a radical magnification of sensible and defensible psychological insights. Somewhat surprisingly, these insights are not Mahayana innovations but are deeply rooted in early Buddhist soteriological psychology aimed at liberation from samsara for oneself.

In all, then, I defend four closely related claims in this essay. First, analyzing the image of the bodhisattva’s flourishing in hell provides a concrete illustration of Śāntideva’s use of non-natural elements to indicate a philosophical position: here, the claim that pain is irrelevant for the flourishing of a fully virtuous person. Second, in making this claim, Śāntideva is not so much developing a new psychological framework but is drawing conclusions from what has already been laid out in the early Buddhist tradition. Third, the bodhisattva’s hell-bound flourishing illustrates a tendency of Mahayanists to stake out radical positions at the limits of language and thought. A successful defense of these three theses also supports a fourth: that a strongly naturalistic attitude towards Buddhist texts, in which non-natural elements are discarded without analysis, will often impede deep appreciation of their moral thought.

From Arhat to Bodhisattva: Resolving a Philosophical Tension

The conception of the bodhisattva as one who willingly delays escape from samsara in order to liberate all beings has its origins in the early Buddhist tradition, which sees the historical Buddha as just such a noble being. The early Buddhist canon, however, places almost no emphasis on ordinary persons attaining this lofty goal; almost all instruction is aimed at helping aspirants attain arhatship and the nirvana which is release from rebirth in samsara. Early Buddhism also develops an elaborate literature, the Jātaka tales, which describe the Buddha’s progress towards full awakening as a bodhisattva in past lives. Significantly, many of these tales include elements of what at least appear to be heroic self-sacrifice; as a rabbit, the Buddha gives his flesh to a hungry hunter, and as a human, he does the same for a starving tigress and so on.Footnote 8 Nevertheless, admiration, rather than emulation, is the attitude recommended towards the Buddha, and therefore the system does not become unnecessarily demanding.Footnote 9

Early Buddhism does place great emphasis on the development of other-regarding virtues, such as compassion (karuṇā), love (mettā/maitrī), and generosity (dāna). Significantly, these are seen as important for attaining liberation for oneself; compassion and love, for instance, are the antidotes to anger which causes negative karma, and they can also be taken as objects of meditation. This does not mean that these qualities are ‘selfish’; love is defined as the wish for beings to be happy, while compassion is the wish for them to be free of suffering.Footnote 10 Nevertheless, they are incorporated into an overall system in which their function, at least for ordinary practitioners, is largely of self-benefit. It is only the rare bodhisattva who generates an awesome enough generosity to lead to sacrificing his limbs and life for sentient beings’ welfare; such sacrifice is supererogatory in the early Buddhist framework.

As the Mahayana develops, bodhisattvahood is stressed as important for ordinary persons to attain, an emphasis culminating in texts like the Lotus Sutra which claim that the bodhisattva path is the only way to liberation.Footnote 11 Moreover, in articulating their path, Mahayanists adopt the collection of meditational techniques developed within early Buddhism, as well as early Buddhist accounts of the virtuous states (kuśala-dharmas) that lead towards or constitute liberation. There is, then, something of a philosophical tension built into the foundations of the Mahayana movement. Many of its techniques, designed within early Buddhism to liberate oneself from suffering, are incorporated into a path seeming to stress supreme self-sacrifice. Śāntideva, however, claims that any such tension is only apparent.

Those who long to overcome the abundant miseries of mundane existence, those who wish to dispel the adversities of sentient beings, and those who yearn to experience a myriad of joys should never forsake bodhicitta. (BCA 1:8, translation altered)

Bodhicitta, the key virtue of the bodhisattva, is the motivation to remain in samsara and achieve full Buddhahood for the benefit of all. The second line makes the expected claim that developing bodhicitta enables one to liberate sentient beings from suffering. The verse, however, also unexpectedly says that following the bodhisattva path is in one’s own deepest interests, both in helping one escape the suffering of samsara and in facilitating the experience of joy. This is particularly surprising since a core constituent of the bodhisattva path is taking almost limitless voluntary rebirths in samsara! If bodhicitta leads to one’s own flourishing, it must somehow happen within samsara, a conclusion expressed most forcefully in the image of the bodhisattva erupting into joy in the hell realms. But, how is this intelligible?

Part of the answer lies in one of the dominant features of Śāntideva’s text: his claim that we are deeply deluded as to what constitutes sources of well-being and suffering. Again, this is a feature shared with early Buddhism, but Śāntideva stresses it with particular force:

Those desiring to escape from suffering hasten right toward suffering. With the very desire for happiness, out of delusion they destroy their own happiness as if it were an enemy. (BCA 1:28)

One of the deepest tenets in Buddhist metaphysics is the claim that we have deeply engrained tendencies to experience impermanent things as enduring and discrete impersonal events as constituting or belonging to a unified enduring self. The verse above provides the value corollary to these metaphysical errors; as a result of these cognitive mistakes, we are massively deluded as to what brings happiness. Much of the BCA’s energy is devoted to developing these themes, detailing the innumerous drawbacks of the pursuit of the objects of sense enjoyment by emphasizing their transience and inability to bring lasting satisfaction.Footnote 12

The image of the bodhisattva flourishing in hell presents the flip side of this position. We are not only deluded about what will bring us happiness but also about what can cause deep suffering. The key move made here is to distinguish between pleasant and painful hedonic affect (vedanā) and positive and negative emotions and other mental states (kuśala/akuśala-dharmas), and to claim that the second set of terms play by far the greater role in our well-being. It is not the physical pain (kāyika-duḥkha = vedanā) of slicing my finger that constitutes or causes deep suffering, but rather my tendency to become angry (krodha) as a response. What deserves emphasis is that this move is not an innovation by Śāntideva or any other Mahayana author; it is a central element of the mainstream early Buddhist path to liberation. The following is an excerpt from a sutta from the early Pali canon, in which the Buddha teaches Aggivessana, a member of another religious tradition.

How Aggivessana, is one undeveloped in body and undeveloped in mind? Here, Aggivessana, pleasant feeling arises in an untaught ordinary person. Touched by that pleasant feeling [sukhā vedanā] he lusts [sārāga] after pleasure and continues to lust after pleasure. That pleasant feeling of his ceases. With the cessation of the pleasant feeling, painful feeling [dukkhā vedanā] arises. Touched by that painful feeling, he sorrows, grieves, and laments, he weeps beating his breast and becomes distraught. (Ñānamoli and Bodhi 334, M i 240). (My insertion of brackets).

And how, Aggivessana, is one developed in body and developed in mind? Here, Aggivessana, pleasant feeling arises in a well-taught noble disciple. Touched by that pleasant feeling he does not lust after pleasure or continue to lust after pleasure. That pleasant feeling of his ceases. With the cessation of the pleasant feeling, painful feeling arises. Touched by that painful feeling, he does not sorrow, grieve, and lament, he does no weep beating his breast and become distraught. (Ñānamoli and Bodhi 334, M i 240)

These apparently simple verses contain the key to liberation. Pleasure and pain (vedanā) as affective reactions to experience are inevitable for beings such as us; they arise simply as a result of the way our bodies and cognitive systems function and the ripening of past karma. I bite into an apple and find the taste pleasant or unpleasant; I see an enjoyable sight, smell something acrid and so on. What is not inevitable is our response. For ordinary persons, as detailed in the first quote, pleasant sensation gives rise to craving (sārāga), while as explained in the second quote, the highly advanced Buddhist practitioner simply experiences the pleasant sensation without clinging to it. For both practitioners, painful sensation (dukkha-vedanā) arises when the pleasant sensation ends. This is simply how our bodies and minds work. But, the ordinary person has grown attached to the pleasant sensation so that when it turns into pain, he experiences a series of negative responses, which in the quotation are given as grieving (socati), lamentation (kilamati), weeping (kandati), beating one’s breast (urattāliṃ), and becoming distraught (āpajjati sammoham). Here, emotional pain (soca) intensifies until it manifests in various verbal and bodily expressions of distress. Other early Buddhist texts detail additional negative results of craving and aversion, including the strengthening of the propensity to experience the negative mental event in the future, and negative karmic consequences.Footnote 13

Essential to liberation in early Buddhist psychology, therefore, is the distinction between pleasant and painful affective sensation (sukha/dukkha-vedanā), both of which are largely harmless for the highly skilled practitioner, and the various kinds of negative emotional response (akuśala-dharma/kleśa) which assail the ordinary person who is attached to pleasure and adverse to pain. Hedonic sensation is of itself more or less neutral in this system, at least in relation to our well-being, but is extraordinarily dangerous for ordinary persons, for whom it causes afflictive mental states of craving and aversion which are the sources of deep suffering.Footnote 14 These insights are systematized in many other Buddhist texts, perhaps most influentially in the 12 links of dependent origination in which hedonic affect (vedanā) is presented as the cause of craving (taṇhā/tṛṣṇā), which eventually leads to aging, death, and suffering (Bodhi 2000 533: S ii 2).

Of particular interest for my study is the early Buddhist treatment of painful sensation (vedanā). The attitude of ordinary people is that pain has great influence on our well-being so that a life lived in crippling agony would be much worse than one without it. This is not exactly rejected in early Buddhist texts, but as we just saw, stress is placed on the fact that deep suffering arises or is constituted not by painful sensation (vedanā) but by the negative emotions (akuśala-dharma/kleśa) like aversion and craving.Footnote 15 Moreover, the passage showed that a highly advanced being can sever this link so that physical pain of any grade whatsoever no longer causes aversion to arise. We would expect, then, that highly skilled Buddhist practitioners could endure great physical pain without emotional distress, and this is exactly what we find in the early Buddhist Stone Splinter Sutta (Sakalika Sutta):

On one occasion the Blessed One was dwelling at Rājagaha in the Maddakucchi Deer Park. Now on that occasion the Blessed One’s foot had been cut by a stone splinter. Severe pains assailed the Blessed One--bodily feelings [sārīrika-vedanā] that were painful [dukkha], racking, sharp, piercing, harrowing, disagreeable.

But the Blessed One endured them, mindful and clearly comprehending, without becoming distressed (Bodhi 116: S i 27). (My addition of brackets)

We do not yet have the ebullient joy of the bodhisattva exploding into love in the flames of Avīci. Nevertheless, the Buddha uses the meditation factors of mindfulness (sati/smṛti) and clear comprehension (sampajāna/saṃprajanya) to observe the bodily sensations of pain, without becoming distressed. The pivotal move has been made. Pain alone will never become emotional suffering for one close to liberation, and it can be born with tranquility. It is this insight that the Mahayana stretches out to the limits of comprehension in their images of the bodhisattva amidst the flames.

There is another element presented in early Buddhist texts that is relevant for understanding how the bodhisattva thrives in extreme conditions. This is the ability of advanced practitioners to generate positive virtuous mental states (kuśala-dharma) in any situation whatsoever. The ability is illustrated in the influential early Buddhist Simile of the Saw (Kakacūpama Sutta).

Bhikkhus, even if bandits were to sever you savagely limb by limb with a two-handled saw, he who gave rise to a mind of hate towards them would not be carrying out my teaching. Herein, bhikkhus, you should train thus: ‘Our minds will remain unaffected, and we shall utter no evil words; we shall abide compassionate for their welfare, with a mind of loving-kindness, without inner hate. We shall abide pervading them with a mind imbued with loving-kindness; and starting with them, we shall abide pervading the all-encompassing world with a mind imbued with loving-kindness, abundant, exalted, immeasurable, without hostility and without ill will.’ That is how you should train, bhikkhus. (Ñānamoli and Bodhi 1995, 223: M i 129)

Love (mettā/maitrī) can be generated even in the most extreme conditions by the highly trained practitioner. As we see here, this is not original to the Mahayana; it is incorporated into the training of ordinary persons aiming at liberation for themselves. The insight of the Mahayana is to draw out the implications of this ability. If one can generate positive mental states in any situation, and if pain of itself is of little disvalue to one’s well-being, it becomes unclear why we need to leave samsara at all. Moreover, no condition of distress is now too extreme for engaging in the joyful liberation of sentient beings. The bodhisattva flourishing in Avīci, which read like pure mythology when taken in isolation, becomes intelligible as the limit case of the application of these early Buddhist psychological claims.

My final quotation acts as a bridge between the early Buddhist and Mahayana traditions. This is the story of Maitrābala from Āryaśūra’s Mahayana collection of Jātaka stories. In the story, the bodhisattva Maitrābala is peacefully ruling a kingdom and is approached by travelers who ask for a meal. When he agrees to this, the travelers reveal themselves to be demons that eat only flesh and blood. The passage below describes the bodhisattva’s joy in giving these from his own bodyFootnote 16:

The pain of being cut [cheda-duḥkha] was not able to disturb the mind of [the bodhisattva] because of his continual experience of the joy [prīti] of giving during the whole time of deprivation. The pain, called forth by the falling of the sharp sword, but cast far away by this continual joy, was slow in entering his mind, as if lazy and despondent. Thus he, being filled with deep joy, was satisfying those demons with his own flesh. (Āryaśūra 1959, verses 8:44-8:46ab, my translation)Footnote 17

Here, the bodhisattva experiences sharp pain from the knife, but as in the Simile of the Saw, he generates a positive emotion, this time joy in giving, which outweighs the pain. Significantly, the term I translate as ‘joy’ is prīti, which is not the same as pleasure (suhkha-vedanā), but refers instead to a kind of emotional satisfaction which Buddhist texts often group together with various virtuous factors (kuśala-dharma) as having liberative qualities.Footnote 18 As with the story of the Buddha’s splinter, we find a devaluation of hedonic sensation (vedanā) in relation to well-being. Pain is nothing compared to the intensity of the bodhisattva’s emotional joy, and it is the second term which plays the greater role in his well-being. The elements have now been laid out to make comprehensible the image of the joyful bodhisattva’s descent into Avīci. All that remains is to magnify the pain of the cutting of the body to the limits of language through the images of the tortures of the hell realms.

It is easy to dismiss these stories and images as fanciful tales that were never intended to be taken seriously. But together, the three passages spell out the psychology behind the joy the highly advanced Buddhist experiences in conditions of extreme distress. Within a Buddhist psychological framework, these reactions make sense, and the key insight is one at the heart of Buddhist soteriology in which hedonic affect (vedanā) is distinguished from negative emotional reaction (akuśala-dharma/kleśa) and positive liberative mental factors (kuśala-dharma). This is both the way to individual liberation and the explanation for the bodhisattva’s virtual immunity to suffering in conditions of apparent extreme distress. Moreover, there is nothing implausible about the basic insight in itself; most of us would agree that physical hedonic sensation can be distinguished from emotional reaction and that some people are joyful even in physically painful conditions. What is distinctive, and of course controversial, is the extent to which Mahayana Buddhist authors push these simple psychological claims, all the way past the limits of language to the place where liberation and the nadir of samsara converge.

Conclusion

My main goal in this short study has been to emphasize the philosophical importance of a set of Buddhist passages which it might be tempting to dismiss as relevant only as soteriology or mythology. The image of the bodhisattva’s descent into hell expresses a philosophical position deeply embedded in Mahayana accounts of well-being: the claim that no amount of physical pain can impact a sufficiently trained individual’s flourishing. This fortitude can be understood as an application of the early Buddhist emphasis on the relative well-being neutrality of hedonic sensation (vedanā) in contrast to virtuous and afflictive mental states (kuśala/akuśala dharma). This illustrates a point of continuity between early Buddhist and Mahayana ethics, but it also reveals their discontinuity, in showing the radical lengths to which Śāntideva pushes these early Buddhist psychological insights. In so doing, it highlights a property of much Mahayana Buddhist moral philosophy: that it is a limit philosophy, in marking out radical positions at the edge of what human thought can express. Finally, the article acts as a micro-argument against a strongly naturalistic attitude towards Buddhist ethics. If we immediately strip out the ‘mythological’ elements of the tradition, like talk of the hell realms, then we will not be able to properly consider some of the most philosophically interesting of Śāntideva’s positions.

Still, one might wonder how much use there really is in thinking along with Buddhists on what may at least seem like extreme positions completely out of line with common intuition. But then, Mahayana Buddhist texts, probably more than any other moral system, reject ordinary intuitions about value as massively deluded. We get it so wrong that we foolishly think escaping the hell realms is the purpose of liberation from samsara. Moreover, the move that makes the Mahayanist position intelligible is essentially a philosophical one; within value theory, the virtuous qualities (kuśala-dharma) are (more or less) all that count in terms of one’s well-being. With the proper development of virtue, one can be joyful anywhere. This makes an interesting resemblance with the classical Hellenistic tradition of Stoicism, but it also suggests connections with contemporary philosophical theory stressing the well-being value of emotional states over hedonic sensation (Haybron 2001, 2008). Finally, it has interesting implications for the level of demandingness in Mahayana moral philosophy and thereby opens up possibilities for comparative work with contemporary consequentialist responses to the overdemandingness objection.Footnote 19 Surprisingly, taking talk of the hell realms seriously, at least as conveying important philosophical insight, brings Mahayana Buddhist thought closer to certain respectable conversations in the history of philosophy and contemporary analytic ethical theory.

Of course, engaging with the Buddhist on her own terms does not require accepting the accuracy of Buddhist cosmology or the existence of karma and rebirth and so on. It does mean, however, that we must take seriously the intellectual effort Buddhists put into articulating the non-natural elements of their system and their relation to other elements of Buddhist thought. Here, I have tried to show how doing so helps us gain a deeper understanding of Mahayana moral philosophy, as well as to mark out a couple profitable connections between it and non-Buddhist ethical thought.