Abstract
We consider densely defined sectorial operators \(A_\pm \) that can be written in the form \(A_\pm =\pm iS+V\) with \(\mathcal {D}(A_\pm )=\mathcal {D}(S)=\mathcal {D}(V)\), where both S and \(V\ge \varepsilon >0\) are assumed to be symmetric. We develop an analog to the Birmin–Kreĭn–Vishik–Grubb (BKVG) theory of selfadjoint extensions of a given strictly positive symmetric operator, where we will construct all maximally accretive extensions \(A_D\) of \(A_+\) with the property that \(\overline{A_+}\subset A_D\subset A_-^*\). Here, D is an auxiliary operator from \(\ker (A_-^*)\) to \(\ker (A_+^*)\) that parametrizes the different extensions \(A_D\). After this, we will give a criterion for when the quadratic form \(\psi \mapsto {\text{ Re }}\langle \psi ,A_D\psi \rangle \) is closable and show that the selfadjoint operator \(\widehat{V}\) that corresponds to the closure is an extension of V. We will show how \(\widehat{V}\) depends on D, which—using the classical BKVG-theory of selfadjoint extensions—will allow us to define a partial order on the real parts of \(A_D\) depending on D. All of our results will be presented in a way that emphasizes their connection to the classical BKVG-theory and that shows how the BKVG formulas generalize when considering sectorial operators \(A_\pm =\pm iS+V\) instead of just a strictly positive symmetric operator V. Applications to second order ordinary differential operators are discussed.
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Notes
Here, for a symmetric operator V, the notation \(V\ge \varepsilon \) means that V is bounded from below with lower bound \(\varepsilon \), i.e. for any \(\psi \in \mathcal {D}(V)\), we have that
$$\begin{aligned} \langle \psi ,V\psi \rangle \ge \varepsilon \Vert \psi \Vert ^2. \end{aligned}$$As done in [2], we extend this definition to the case that B is selfadjoint on a closed subspace \(\mathcal {K}\subset \mathcal {H}\). For example, let \(\mathcal {K}\) be a closed proper subspace of \(\mathcal {H}\) and define \(0_\mathcal {K}\) and \(0_\mathcal {H}\) to be, respectively, the zero operators on \(\mathcal {K}\) and \(\mathcal {H}\). According to this definition, we then would get that \(0_\mathcal {H}\le 0_\mathcal {K}\). In [2], the convention \(B:=\infty \) on \(\mathcal {D}(B)^\perp \) is introduced to make this more apparent.
Recall that the field of regularity of an operator C is given by
$$\begin{aligned} \widehat{\rho }(C)=\{z\in \mathbb {C}: \exists c(z)>0\,\,\text {such that}\,\,\forall \, f\in \mathcal {D}(C):\,\, \Vert (C-z)f\Vert \ge c(z)\Vert f\Vert \}. \end{aligned}$$Not to be confused with the graph norm!.
Note that we are only considering the finite-dimensional case, which means that we do not have to worry about closures and domains.
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Acknowledgements
I am very grateful to Yu. Arlinskiĭ and M. M. Malamud and the referees for providing me with useful references. I also would like to thank the referees for providing me with useful information and references on the history of the subject and for pointing out potential extensions as briefly discussed in Remark 3.9. Parts of this work have been done during my Ph.D. studies at the University of Kent in Canterbury, UK (cf. [20, Chapter 8]). Thus, I would like to thank my thesis advisors Sergey Naboko and Ian Wood for support, guidance and useful remarks on this paper. Moreover, I am very grateful to the UK Engineering and Physical Sciences Research Council (Doctoral Training Grant Ref. EP/K50306X/1) and the School of Mathematics, Statistics and Actuarial Science at the University of Kent for a Ph.D. studentship.
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Communicated by Jussi Behrndt, Fabrizio Colombo, Sergey Naboko.
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Fischbacher, C. A Birman–Kreĭn–Vishik–Grubb Theory for Sectorial Operators. Complex Anal. Oper. Theory 13, 3623–3658 (2019). https://doi.org/10.1007/s11785-019-00922-1
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DOI: https://doi.org/10.1007/s11785-019-00922-1