Abstract
Let \(\mathcal H\) be the class of all complex-valued harmonic functions \(F\) of the unit disk \(\mathbb D\) into itself such that for every \(k\in \{0,1,2\}\) and almost every \(z\in T_k:=\{\mathrm {e}^{\mathrm {i}\theta }:2k\pi /3\le \theta \le 2(k+1)\pi /3\}\) the radial limit of \(F\) at \(z\) belongs to the angular sector determined by the convex hull spanned by the origin and arc \(T_k\). The sharp estimation of the modulus \(|F(z)|\) for \(z\in \mathbb D\) in the class \(\mathcal H\) is obtained and the extremal functions are determined.
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1 Introduction
Let \(\mathbb D(a,r):=\{z\in \mathbb C:|z-a|<r\}\) and \(\mathbb T(a,r):=\{z\in \mathbb C:|z-a|=r\}\) for \(a\in \mathbb C\) and \(r>0\). In particular \(\mathbb D:=\mathbb D(0,1)\) and \(\mathbb T:=\mathbb T(0,1)\) are the unit disk and unit circle, respectively. We denote by \(\mathrm {Har}(\mathbb D)\) the class of all complex-valued harmonic functions in \(\mathbb D\), i.e., the class of twice continuously differentiable functions \(F\) in \(\mathbb D\) satisfying the Laplace equation
In 1959 E. Heinz proved in [5] that for every \(F\in \mathrm {Har}(\mathbb D)\), if \(F(\mathbb D)\subset \mathbb D\) and \(F(0)=0\), then
cf. also [4, p. 77] and [8]. Moreover, the above estimate is sharp. The equality in (1.1) holds if
and if \(z\in \mathbb D\cap \mathbb R\). This result can be treated as a counterpart of the well known Schwarz lemma where holomorphic mappings are replaced by the harmonic ones. The estimation (1.1) can be essentially improved under the additional assumption that \(F\) is a quasiconformal mapping of \(\mathbb D\) onto itself; cf. [8, Thm. 3.3] where the bound of \(|F(z)|\) depends on the maximal dilatation \(K\) of \(F\).
In this paper we intend to find a sort of the estimation (1.1) for \(F\in \mathrm {Har}(\mathbb D)\) where the normalization condition \(F(0)=0\) is replaced by a certain boundary one described in Corollary 2.2. Its proof appeals to Theorem 2.1 which gives a Schwarz type estimation for \(F\) determined by the Poisson integral of a certain function \(f:\mathbb T\rightarrow \mathrm {cl}(\mathbb D)\). Here and subsequently, the symbol \(\mathrm {cl}(A)\) stands for the closure of a set \(A\subset \mathbb C\) in the Euclidian topology. From Corollary 2.2 we infer Corollary 2.4, which deals with harmonic injective mappings of \(\mathbb D\) onto itself. In particular, Corollary 2.4 leads to the following result: If \(F\) is a continuous function in the closed disk \(\mathrm {cl}(\mathbb D)\) onto itself, harmonic and injective in \(\mathbb D\), and normalized by
then
This is a direct consequence of Corollary 2.4. The right hand side of the inequality in (1.4) can be replaced by the right hand side of the equality in (2.35) or (2.36); cf. Remark 2.5. The estimations (2.5) and (2.29) are sharp. The extremal functions are described in the last section; cf. Theorem 3.3 and Corollary 3.4.
2 The Schwarz Type Inequalities
Given an integrable function \(f:\mathbb T\rightarrow \mathbb C\) we denote by \(\mathrm {P}[f](z)\) the Poisson integral of \(f\) at \(z\in \mathbb D\), i.e.,
Here and in the sequel integrable means integrable in the sense of Lebesgue. The Poisson integral \(\mathrm {P}[f]\) is the unique solution to the Dirichlet problem for the unit disk \(\mathbb D\) provided the boundary function \(f\) is continuous; cf. e.g. [7, Thm. 2.11]. This means that \(\mathrm {P}[f]\) is a harmonic mapping in \(\mathbb D\) which has a continuous extension to the closed disk \(\mathrm {cl}(\mathbb D)\) and its boundary limiting valued function is identical with \(f\). Since
we conclude from (2.1) that
where
Setting \(I_k:=[2\pi k/3;2\pi (k+1)/3]\) for \(k\in \{0,1,2\}\) we define
Theorem 2.1
For any integrable function \(f:\mathbb T\rightarrow \mathbb C\), if
then
and the estimation is sharp.
Proof
Given a function \(f:\mathbb T\rightarrow \mathbb C\) satisfying the condition (2.4) we consider the function \(F:=\mathrm {P}[f]\). Fix \(r\in [0;1)\). Since the function \(\mathbb R\ni \theta \mapsto |F(r\mathrm {e}^{\mathrm {i}\theta })|\) is continuous and \(2\pi \)-periodical we have
for a certain \(\theta _r\in [0;2\pi )\). On the other hand, there exists \(\alpha \in [0;2\pi )\) such that
Therefore
Hence and by (2.6),
Setting
we conclude from the formula (2.2) that
Since each sector \(D_k\), \(k\in \{0,1,2\}\), is closed and convex in \(\mathbb C\) we conclude from the assumption (2.4) and the integral mean value theorem for complex-valued functions that there exist \(\alpha _k\in I_k\) and \(r_k\in [0;1]\) for \(k\in \{0,1,2\}\) such that
Combining this with (2.8) and (2.10) we obtain
where
If \(\min (\{c_0,c_1,c_2)\}\le 0\), then clearly
Therefore, we can assume that all \(c_0,c_1,c_2\) are positive, and consequently
because \(r_k\in [0;1]\) for \(k\in \{0,1,2\}\). Since \(\alpha _k\in I_k\) for \(k\in \{0,1,2\}\), we see that
If \(0\le \alpha \le 2\pi /3\), then by (2.15) and (2.16),
and so
If \(2\pi /3\le \alpha \le 4\pi /3\), then by (2.15) and (2.16),
and so
If \(4\pi /3\le \alpha \le 2\pi \), then by (2.15) and (2.16),
and so
Thus in all the cases the inequality (2.14) holds. In order to estimate the last sum in (2.12) we consider the function
where \({\chi }_A\) is the characteristic function of a set \(A\subset \mathbb T\), i.e., \({\chi }_A(t):=1\) for \(t\in A\) and \({\chi }_A(t):=0\) for \(t\in \mathbb T{\setminus }A\). Throughout the paper we understand the function \(\log \) as the inverse function to \(\exp _{|\Omega }\), where \(\Omega :=\{z\in \mathbb C:|\mathrm {Im} z|<\pi \}\). Given \(z\in \mathbb D\) we see that \(T_1\subset \Omega _z:=\mathbb C\setminus \{z+t:t>0\}\), the function \(\Omega _z\ni \zeta \mapsto \log (z-\zeta )\) is holomorphic and
Hence and by the formula (2.1) we see that
Hence and by (2.17),
and consequently,
Combining this with (2.18) we obtain
Combining (2.9) with (2.17) we have
Hence and by (2.20),
From (2.9) it follows that
This together with (2.22), (2.14) and (2.15) leads to
Combining (2.12) with (2.24) and (2.20) we infer the estimation (2.5). It is clear that the function
satisfies the condition (2.4) with \(f:=f_0\). From the formula (2.17) it follows that for every \(z=r\mathrm {e}^{\mathrm {i}\theta }\in \mathbb D\),
Hence and by the equalities in (2.20) we conclude that
This means that \(f_0\) is an extremal function in Theorem 2.1, and so the estimation (2.5) is sharp, which completes the proof. \(\square \)
Now we are ready to prove our main result.
Corollary 2.2
Let \(F\in \mathrm {Har}(\mathbb D)\) satisfy \(F(\mathbb D)\subset \mathbb D\) and for every \(k\in \{0,1,2\}\),
where \(\Lambda (F)\) is the set of all \(z\in \mathbb T\) such that the limit exists. Then
and the estimation is sharp.
Proof
Fix a harmonic function \(F:\mathbb D\rightarrow \mathbb D\) satisfying the assumptions of the theorem. Then \(\mathrm {Re} F\) and \(\mathrm {Im} F\) are real-valued and bounded harmonic functions in \(\mathbb D\), and so they have a radial limit a.e. in \(\mathbb T\); cf. [3, Cor. 1, Sect. 1.2]. Therefore, there exists the limit in (2.28) for a.e. \(z\in \mathbb T\). Setting
we see that the function \(f\) is measurable and bounded. Since \(F(\mathbb D)\subset \mathbb D\), we can apply the dominated convergence theorem to show that \(F=\mathrm {P}[f]\). From the condition (2.28) it follows that \(f(z)\in D_k\) for a.e. \(z\in T_k\) and every \(k\in \{0,1,2\}\). Theorem 2.1 now implies the estimation (2.29).
From the properties of the Poisson integral it follows that the function
is harmonic in \(\mathbb D\), \(F_0(\mathbb D)\subset \mathbb D\) and
Therefore the function \(F_0\) satisfies the condition (2.28) with \(F\) replaced by \(F_0\). Combining (2.30) with (2.25) and (2.27) we see that
This means that \(F_0\) is an extremal function in Corollary 2.2, and so the estimation (2.29) is sharp, which completes the proof. \(\square \)
Remark 2.3
Let \(\mathcal H\) be the class of all \(F\in \mathrm {Har}(\mathbb D)\) satisfying the assumption of Corollary 2.2. Applying (2.29) for \(z:=0\) we obtain the following useful estimation
which is best possible. In other words, the variability region of the origin for the class \(\mathcal H\) satisfies the inclusion
and \(2/3\) is the smallest radius of the inclusion.
Corollary 2.4
Let \(F\in \mathrm {Har}(\mathbb D)\) be an injective mapping in \(\mathbb D\) such that \(F(\mathbb D)=\mathbb D\) and
Then the estimation (2.29) holds.
Proof
Given a mapping \(F\in \mathrm {Har}(\mathbb D)\) suppose that \(F\) is injective in \(\mathbb D\) and \(F(\mathbb D)=\mathbb D\). Then, as shown by Choquet in [2], there exists a continuous mapping \(f:\mathbb T\rightarrow \mathbb T\) such that \(F=\mathrm {P}[f]\), \(f(\mathbb T)=\mathbb T\) and for each \(w\in \mathbb T\), \(f^{-1}(\{w\})\) is a connected subset of \(\mathbb T\). Therefore, \(f^{-1}(\{w\})\) is a closed arc of \(\mathbb T\) for \(w\in \mathbb T\). This property can be also deduced from a more general result; cf. [6] or [4, Sect. 3.3]. Moreover, from the boundary normalization condition (2.32) it follows, that
Suppose that \(f^{-1}(\{e_2\})\cap T_0\ne \emptyset \). Since \(f^{-1}(\{e_2\})\) is a closed arc of \(\mathbb T\), we see that \(e_0\in f^{-1}(\{e_2\})\) or \(e_1\in f^{-1}(\{e_2\})\). Hence \(f(e_0)=e_2\) or \(f(e_1)=e_2\), which contradicts the equalities (2.33). Thus \(e_2\notin f(T_0)\). Moreover, by the continuity of \(f\) and by (2.33) we see that \(f(T_0)\) is a closed arc of \(\mathbb T\) containing the points \(e_0\) and \(e_1\). Consequently,
Suppose that \(f(T_0){\setminus }T_0\ne \emptyset \). Since
we conclude from (2.34) that \(f(T_0{\setminus }f^{-1}(\{e_0,e_1\}))\) is not a connected subset of \(\mathbb T\). This is impossible, because \(T_0{\setminus }f^{-1}(\{e_0,e_1\})\) is an open arc of \(\mathbb T\), and so is the set \(f(T_0{\setminus }f^{-1}(\{e_0,e_1\}))\). Therefore, \(f(T_0)\subset T_0\). The same conclusion can be drawn for the arcs \(T_1\) and \(T_2\) in place of \(T_0\), which means that
It follows that for every \(k\in \{0,1,2\}\),
and consequently the condition (2.28) holds. Then Corollary 2.2 yields the estimation (2.29), which proves the corollary. \(\square \)
Remark 2.5
Using the trigonometric identity
we can transform the right hand side of the inequality in (2.29) as follows
Let us recall that the hyperbolic metric \(\rho _h\) in \(\mathbb D\) is given by the formula
cf. e.g. [1]. Hence
which together with (2.35) leads to
Therefore the right hand side of the inequalities in (2.5) and (2.29) can be replaced by the right hand side of the equality in (2.35) or (2.36).
3 The Extremal Functions
As shown in the proof of Theorem 2.1 the function \(f_0\), given by the formula (2.25), yields the equality in (2.5). Consequently, the function \(F_0\), given by the formula (2.30), is extremal in Corollary 2.2. Since for every \(z=r\mathrm {e}^{\mathrm {i}\theta }\in \mathbb D\) the equalities (2.26) hold, we conclude from (2.18) that
We want to find all extremal functions in Theorem 2.1 and Corollary 2.2. To this end we need the following lemma.
Lemma 3.1
Given a closed arc \(T\subset \mathbb T\) of length less than \(\pi \), \(a\in \mathbb D\), \(b\in T\cup \{0\}\) and an integrable function \(f:\mathbb T\rightarrow \mathrm {cl}(\mathbb D)\) suppose that
as well as
Then \(f(z)=b\) for a.e. \(z\in T\).
Proof
Let \(T\), \(a\), \(b\) and \(f\) satisfy the assumptions. Then \(T=\{\mathrm {e}^{\mathrm {i} t}:t\in [\alpha _0-\alpha ;\alpha _0+\alpha ]\}\) for some \(\alpha _0\in \mathbb R\) and \(\alpha \in [0;\pi /2)\), and \(D\) is a convex and closed subset of \(\mathrm {cl}(\mathbb D)\). From (3.2) it follows that
where \(\mathbb C\ni \zeta \mapsto \lambda _0(\zeta ):=\mathrm {e}^{-\mathrm {i}\alpha _0}\zeta \) and \(\mathbb C\ni \zeta \mapsto \lambda _p(\zeta ):=1-\zeta /p\) for \(p\in \mathbb T\).
From (3.4) it follows that \(\mathrm {Re}\lambda _b(f(z))\ge 0\) for a.e. \(z\in T\). By the equality (3.3) we have
Hence the real-valued harmonic function \(\mathrm {P}[\mathrm {Re}((\lambda _b\circ f)\cdot {\chi }_T)]\) attains minimum at \(a\), and so, by the minimum principle for real-valued harmonic functions,
Then for a.e. \(z\in \mathbb T\),
cf. [3, Cor. 2, Sect. 1.2]. This together with (3.4) leads to \(\lambda _0(f(z))=0\) for a.e. \(z\in T\). Hence \(f(z)=b\) for a.e. \(z\in T\), which is the desired conclusion. \(\square \)
Remark 3.2
Setting
we see that the set \(\{S_0,S_1,S_2\}\) is closed with respect to the composition operation of mappings \(\circ \), i.e., \((\{S_0,S_1,S_2\},\circ )\) is a group. Let \(\mathcal F\) be the class of all integrable functions \(f:\mathbb T\rightarrow \mathbb C\) satisfying the condition (2.4). It is easily seen that
By the definition of the class \(\mathcal H\) (see Remark 2.3) we also have
From the properties of the Poisson integral it may be also concluded that
Theorem 3.3
Let \(f:\mathbb T\rightarrow \mathbb C\) be an integrable function which satisfies the condition (2.4). Then
if and only if there exists \(k\in \{0,1,2\}\) such that one of the two following conditions holds:
-
(i)
\(z\ne 0\) and
$$\begin{aligned} z=S_k(|z|) \quad \text {and}\quad f(u)=S_k\circ f_0\circ S_k^{-1}(u)\quad \text {for a.e.}\ u\in \mathbb T , \end{aligned}$$(3.10)where \(f_0\) is the function given by the formula (2.25);
-
(ii)
\(z=0\) and
$$\begin{aligned} f(u)=S_k\circ f_0\circ S_k^{-1}(u) \quad \text {or}\quad f(u)=S_k\circ f_0^*\circ S_k^{-1}(u) \quad \text {for a.e.}\ u\in \mathbb T , \end{aligned}$$(3.11)where
$$\begin{aligned} f_0^*:=\mathrm {e}^{\pi \mathrm {i}/3}\cdot {\chi }_{T_0}+e_1\cdot {\chi }_{T_1}+e_0\cdot {\chi }_{T_2}. \end{aligned}$$(3.12)
Proof
Fix \(z\in \mathbb D\) and \(f\in \mathcal F\). As shown in the final part of the proof of Theorem 2.1 the function \(f_0\) satisfies (2.27). By the formula (3.12) we have
Applying now the property (3.8) we deduce the equality (3.9) from the condition (i), provided \(z\ne 0\), and from the condition (ii), provided \(z=0\).
Conversely, assume that the equality (3.9) holds. Analyzing respective parts in the proof of Theorem 2.1 we conclude from (2.12), (2.24) and the second equality in (2.27) that
and consequently
Combining this with (2.14), (2.15) and (2.22) we see that
and
Since \(c_k\le 1\) for \(k\in \{0,1,2\}\), the equality (3.13) is impossible provided \(c:=\min (\{c_0,c_1,c_2\})<0\). Therefore \(0\le c\le 1\). Suppose that \(c=0\). Then \(c_0=0\) or \(c_1=0\) or \(c_2=0\).
If \(c_0=0\), then by (3.13), \(c_1=c_2=1\), which leads, by (2.13), to
If \(c_1=0\), then by (3.13), \(c_0=c_2=1\), which leads, by (2.13), to
If \(c_2=0\), then by (3.13), \(c_0=c_1=1\), which leads, by (2.13), to
In all the cases (3.15), (3.16) and (3.17), \(r_k\mathrm {e}^{\mathrm {i}\alpha _k}\in T_k\cup \{0\}\) for \(k\in \{0,1,2\}\). Then (2.11) implies, by Lemma 3.1, that
In particular, (3.18) together with (3.15), (2.25) and (3.5) yields
From (3.18), (3.16), (2.25) and (3.5) we see that
Finally, (3.18), (3.17), (2.25) and (3.5) lead to
Therefore all these equalities yield the second part of the conjunction in (3.10), provided \(z\ne 0\), and the first part of the alternative in (3.11), provided \(z=0\). Assuming now that \(r=|z|>0\), we conclude from (2.19) that
For each \(k\in \{0,1,2\}\) we conclude from (3.14) that if \(c_k=0\), then \(p_k=Q_r(0)\). Therefore, from (3.19), (2.21) and (3.5) it follows that:
If \(c_0=0\), then \(\theta _r=4\pi /3\), and so \(z=S_2(|z|)\).
If \(c_1=0\), then \(\theta _r=0\), and so \(z=S_0(|z|)\).
If \(c_2=0\), then \(\theta _r=2\pi /3\), and so \(z=S_1(|z|)\).
These equalities yield the first part of the conjunction in (3.10), provided \(z\ne 0\).
It remains to examine the case where \(0<c\le 1\). Then all \(c_0\), \(c_1\), \(c_2\) are positive. Analyzing the part of the proof of Theorem 2.1 from (2.15) until (2.17) we get the following reasoning: From (3.13) we deduce that for a given \(\alpha \in I_0\),
whence \(\alpha =\pi /3\). Then \(c_0\le 1\), \(c_1\le 1/2\) and \(c_2\le 1/2\). Applying (3.13) once more we get \(c_0=1\), \(c_1=1/2\) and \(c_2=1/2\). Since
we see that
In the similar manner we show that:
If \(\alpha \in I_1\), then \(\alpha =\pi \), \(c_0=1/2\), \(c_1=1\), \(c_2=1/2\), and consequently
If \(\alpha \in I_2\), then \(\alpha =5\pi /3\), \(c_0=1/2\), \(c_1=1/2\), \(c_2=1\), and consequently
In all the cases (3.20), (3.21) and (3.22), \(r_k\mathrm {e}^{\mathrm {i}\alpha _k}\in T_k\) for \(k\in \{0,1,2\}\). Then (2.11) implies, by Lemma 3.1, the equality (3.18). In particular, (3.18) together with (3.20), (3.12) and (3.5) yields
From (3.18), (3.21), (3.12) and (3.5) we see that
Finally, (3.18), (3.22), (3.12) and (3.5) lead to
Therefore all these equalities yield the second part of the alternative in (3.11). Moreover, as shown above, \(c_i=c_j=1/2\) for some \(i,j\in \{0,1,2\}\) such that \(i\ne j\). Then by the condition (3.14) it follows that \(p_i=p_j=Q_r(0)\). However, from (2.21) and (3.19) we see that this is impossible provided \(|z|=r>0\). Therefore, \(z=0\), which completes the proof. \(\square \)
Corollary 3.4
For any function \(F\in \mathrm {Har}(\mathbb D)\) and \(z\in \mathbb D\), if \(F(\mathbb D)\subset \mathbb D\) and the condition (2.28) holds for every \(k\in \{0,1,2\}\), then
iff there exists \(k\in \{0,1,2\}\) such that one of the two following conditions holds:
-
(i)
\(z\ne 0\) and
$$\begin{aligned} z=S_k(|z|) \quad \text {and}\quad F(u)=S_k\circ F_0\circ S_k^{-1}(u) ,\quad u\in \mathbb D , \end{aligned}$$(3.24)where \(F_0:=\mathrm {P}[f_0]\) with \(f_0\) given by the formula (2.25);
-
(ii)
\(z=0\) and
$$\begin{aligned} F(u)=S_k\circ F_0\circ S_k^{-1}(u) \quad \text {or}\quad F(u)=S_k\circ F_0^*\circ S_k^{-1}(u) ,\quad u\in \mathbb D , \end{aligned}$$(3.25)where \(F_0^*:=\mathrm {P}[f_0^*]\) with \(f_0^*\) given by the formula (3.12).
Proof
From the definitions of the classes \(\mathcal H\) and \(\mathcal F\) it follows that \(\mathcal H=\mathrm {P}[\mathcal F]\); cf. [3, Cor. 1 and Cor. 2, Sect. 1.2]. Thus the corollary follows directly from Theorem 3.3, the property (3.8) as well as the equalities \(F_0=\mathrm {P}[f_0]\) and \(F_0^*=\mathrm {P}[f_0^*]\). \(\square \)
Remark 3.5
The formula (3.1) gives an explicite form of the function \(F_0\). From (2.30) we have
Hence and by (3.5) we see that
Using now the formula (3.12) we deduce that
Thus we obtain the following explicite form of the function \(F_0^*\),
which leads to the more symmetric one
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Communicated by David Shoikhet.
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Partyka, D., Zaja̧c, J. The Schwarz Type Inequality for Harmonic Mappings of the Unit Disc with Boundary Normalization. Complex Anal. Oper. Theory 9, 213–228 (2015). https://doi.org/10.1007/s11785-014-0398-7
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DOI: https://doi.org/10.1007/s11785-014-0398-7