Abstract
Past studies have observed that brain atrophy may accelerate after surgical procedures. Furthermore, an association of systemic inflammation with neurodegeneration has been described. We hypothesize that postoperative interleukin (IL) levels in circulation as well as the perioperative change in interleukin levels are associated with increased postoperative atrophy in the Nucleus basalis magnocellularis (of Meynert, NBM) which is the major source of cortical acetylcholine. We analyzed data from the BioCog cohort which included patients ≥ 65 years presenting for elective major surgery (≥ 60min). Blood samples were taken before surgery and on the first postoperative day. Magnetic resonance imaging of the brain and neuropsychological assessments were conducted before surgery and after three months follow-up. We used linear regression analysis to determine the association of three interleukins (IL6, IL8 and IL18) with NBM atrophy (in % volume change from baseline before surgery to follow-up), as well as to examine the associations of NBM atrophy and volume with postoperative cognitive ability and perioperative cognitive change. Receiver-operating curves were used to determine the prognostic value of preoperative interleukin levels. For IL8 (N = 97) and IL18 (N = 217), but not IL6 (N = 240), we observed significant associations of higher postoperative IL levels at the first postoperative day with higher NBM atrophy at three months after surgery. Subsequent analyses suggested that in both IL8 and IL18, this association was driven by a more general association of chronically elevated IL levels and NBM atrophy, reflected by preoperative IL concentrations, rather than IL response to surgery, measured as the difference between pre- and postoperative IL concentrations. At follow-up, NBM volume was positively associated with the level of cognitive performance, but NBM atrophy was not significantly related to perioperative cognitive change. Prognostic value of preoperative IL concentrations for NBM atrophy was low. Our results suggest that an association of postoperative interleukin levels with NBM atrophy is driven by preoperatively elevated interleukins due to pre-existing inflammation, rather than perioperative change in interleukin levels in response to surgery and anesthesia. The BioCog study has been registered at clinicaltrials.gov on Oct 15, 2014 (NCT02265263).
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Introduction
Excessive perioperative inflammation is thought to be a major pathogenetic factor in postoperative neurocognitive disorders, including both delirium (POD) (Knaak et al. 2019; Lammers-Lietz et al. 2022a, b) and long-term cognitive decline (Gu et al. 2017; Kline et al. 2016; Wu et al. 2016). Whereas several studies have suggested inflammatory response to surgical trauma as a reason for subsequent neuronal damage in patients with POD, it is unknown whether or not the perioperative inflammatory reaction is a general driver of brain atrophy in surgical patients (Ballweg et al. 2021; Casey et al. 2020). Several studies describe accelerated neurodegeneration after surgery: A retrospective study reported decreased cortical thickness in patients who had undergone surgery within the prior 20 years (Sprung et al. 2019). Similarly, prospective studies described accelerated postoperative ventricular enlargement as well as increased cortical and hippocampal atrophy in surgical patients compared to non-surgical controls (Kline et al. 2012; Schenning et al. 2016). Importantly, none of these studies provides data on the association with inflammatory parameters measured during the perioperative course.
Studies in surgical patients have yielded relevant findings on interactions between acute inflammatory molecules and neuronal damage (Ballweg et al. 2021; Casey et al. 2020). The cholinergic system is thought to play a critical role in the regulation of these neurocognitive disorders. In this regard, decreased cholinergic neurotransmission is thought to promote the development of neurocognitive disorders (Hampel et al. 2018; Heinrich et al. 2020), also in the perioperative context (Bosancic et al. 2022; Heinrich et al. 2021; Muller et al. 2019).
The Nucleus basalis magnocellularis (of Meynert, NBM) is the main source of cholinergic projections to the cerebral cortex (Mesulam et al. 1983) and its role for cognition has been studied in health (Heinrich et al. 2020; Lammers et al. 2016, 2018) as well as multiple clinical conditions (Avram et al. 2021; Berlot et al. 2022; Cavallari et al. 2016; Grothe et al. 2013; Peter et al. 2016). Neuroinflammation due to intracerebral application of lipopolysaccharide has been found to lead to specific loss of cholinergic neurons in the basal forebrain of rats in a dose-dependent manner (Houdek et al. 2014). The NBM is located centrally between several circumventricular organs and may hence particularly vulnerable to blood-borne cytokines (Loy et al. 1994). To our knowledge, no study has yet investigated if the NBM is specifically vulnerable to systemic inflammation in the perioperative setting.
Postoperative IL levels integrate both preoperative IL concentrations due to chronic low-grade inflammation as well as postoperative change of IL concentrations in response to surgical trauma. We hypothesized that acute postoperative inflammation, although transient, has relevant impact on postoperative NBM atrophy due to its magnitude. We assumed that both sources (preoperative inflammation as well as response to surgery) would have additive effects best represented by absolute IL levels on the first postoperative day, and that any overshooting inflammatory response, independent of its foundation, could have deleterious effects on the brain. In our secondary hypotheses we considered that preoperative inflammation and individual immune response to surgery might have differential effects with independent contributions to brain atrophy. Hence, the aim of this study was to describe the relationship between systemic postoperative interleukin levels and NBM atrophy (as % change in NBM volume) and to determine if this association is driven by chronically elevated preoperative IL levels or perioperative change (as difference in IL levels between baseline and first postoperative day). We additionally investigated the value of interleukin levels to predict postoperative NBM atrophy and examined the associations with postoperative cognitive ability and of NBM volume with perioperative cognitive change.
Materials & Methods
Study Design and Procedures
This analysis is a subproject of the BioCog study (Biomarker Development for Postoperative Cognitive Impairment in the Elderly study, www.biocog.eu), which was a prospective cohort study designed to develop a biomarker-based algorithm for risk prediction of postoperative delirium and cognitive dysfunction conducted at two European tertiary care centers (Winterer et al. 2018).
Patients ≥ 65 years of European-Caucasian descent presenting for elective major surgery (≥ 60min) with MMSE score > 23 points were included. Detailed inclusion and exclusion criteria are described in a previous publication, but are also given in the online resources (supplementary A) (Heinrich et al. 2021; Lammers-Lietz et al. 2022a, b; Lammers et al. 2018, 2020).
Consenting patients underwent a preoperative baseline assessment including MRI, blood sampling, cognitive testing, and collection of various clinical data. Blood sampling was repeated on the first postoperative day. After three months, patients were invited to a follow-up assessment including MRI and cognitive testing.
For this study, we selected all patients with available longitudinal MRI data and postoperative measurements of IL6, IL8 or IL18. (For supplementary analyses in the online resource, the sample composition differed depending on the availability of additional data.) Determination of data to describe the study population has previously been published (Lammers-Lietz et al. 2022a, b; Lammers et al. 2018).
Measurement of Interleukin Levels
Ethylenediaminetetraacetic acid (EDTA)-preserved blood samples were collected by trained clinic staff according to a standard operating procedure following overnight fasting in supine position preoperatively before induction of anesthesia as well as on the first postoperative day. EDTA tubes were placed on a rocking mixer for at least 30 s and were centrifuged at 2500G for 10 min at room temperature. Samples were frozen at -80 °C and were shipped to an analysis lab (BioVendor – Laboratorni medicina a.s., Brno, Czech Republic).
IL6 was measured with the BioVendor Human Interleukin-6 assay (Brno, Czech Republic, catalog no. RD194015200R4, detection limit: 0.65pg/mL). IL8 and IL18 were measured using a commercially available assay (ProcartaPlex Multiplex Immunoassay – Human Custom ProcartaPlex 4-plex, catalogue no. PPX-04-MXPRKHD, Thermo Fisher Scientific Inc, Carlsbad, CA, USA, measuring range: 2.25-2300pg/mL for IL8 and 14.4-14750pg/mL for IL18).
Magnetic Resonance Imaging
Cranial magnetic resonance imaging (MRI) data were collected in two 60min scanning session with harmonized T1-weighted anatomical imaging sequences at high field strength in both study centers before surgery and during a follow-up assessment after three months. The complete neuroimaging protocol is described elsewhere (Winterer et al. 2018). In Berlin, an MPRAGE sequence (magnetization prepared rapid gradient echo in 192 sagittal slices, FOV: 256∙256mm2, voxel size: 1∙1mm2 at 1mm slice thickness, TR: 2500ms, TE: 4.77ms, 7° flip angle, parallel imaging with generalized autocalibrating partially parallel acquisitions GRAPPA using 24 reference lines, acceleration factor R = 2) was run on a 3T Magnetom Trio MR scanner (Siemens) equipped with a 32-channel head coil at the Berlin Center for Advanced Neuroimaging (BCAN). In Utrecht, an Achieva 3T MRI scanner (Phillips, Amsterdam) equipped with an 8-channel head coil was used at the beginning of the study, and later switched to an identical machine with a 32-channel head coil for technical reasons. A similar sequence was recorded (192 sagittal slices, FOV: 256∙232mm2, voxel size: 1∙1mm2 at 1mm slice thickness, TR: 2500ms, TE: 4.77ms, 7° flip angle, parallel imaging with sensitivity encoding SENSE, acceleration factor R = 2).
Image Processing
SPM12 (http://www.fil.ion.ucl.ac.uk/spm/software/spm12/) in a MATLAB environment (The Mathworks. Inc. Natick. MA) was used for volumetric MRI analysis with additional use of the log_roi_batch extension by Adrian Imfeld (http://www.aimfeld.ch/neurotools/neurotools.html). MR images were partitioned into grey and white matter as well as cerebrospinal fluid using the SPM12 segmentation routine. For segmentation of the basal forebrain cholinergic system (BFCS) including the NBM, a previously described probabilistic map was used. This map has been provided by Dr. Laszlo Zaborszky and was described in detail elsewhere (Zaborszky et al. 2008). At each voxel in this map, the probability of cholinergic cells was ≥ 40% based on the ten post-mortem brain specimen from which this map has been derived. Both tissue map as well as the segmented patient data were mapped onto a common template using the DARTEL (Diffeomorphic Anatomical Registration using Exponentiated Lie algebra) flow fields implemented in SPM12. These deformations were applied to the probabilistic map of the basal forebrain resulting in individual labeling of cholinergic subregions in a participant's brain scan.
The BFCS tissue map differentiates between four subregions (Ch1/2, Ch3, Ch4 and Ch4p) based on a modified version of Mesulam’s nomenclature of the cholinergic system. NBM volume was calculated as the sum of voxels in the subregions Ch4 and Ch4p. For each patient, we calculated the 3-month NBM atrophy as the ratio of volume loss and preoperative volume as previously described elsewhere: atrophy (in %) = 100∙(Vpreop.–Vpostop.)/Vpreop (V: volume) (Cavedo et al. 2017).
Cognitive Assessment
Cognitive assessments comprised the Cambridge Neuropsychological Test Automated Battery (CANTAB; CANTAB Research Suite, Cambridge Cognition Ltd., UK) which includes the Paired Associate Learning test (PAL), Verbal Memory Recognition test (VRM), Simple Reaction Time (SRT), Simple Span task (SSP) and is implemented in a touch-screen electronic device, as well as the Grooved Pegboard Test (GPT, Lafayette Instrument, Lafayette, IN, USA) and the Trail-Making Test (TMT). The cognitive testing took a total amount of 60min for completion.
Completion times of TMT Part B and the GPT, mean latency in the Simple Reaction Task (SRT), free recall in the VRM, first trial memory score from the PAL and number of remembered items in the SSP were selected as cognitive parameters of interest from the complete test battery based on their stability in a control cohort, as described elsewhere (Feinkohl et al. 2020). Detailed description of the cognitive tests is given elsewhere (Feinkohl et al. 2020; Heinrich et al. 2020; Lammers et al. 2018). Cognitive testing was performed within 14 days before surgery and at follow-up three months after surgery. We considered both postoperative cognitive performance and cognitive performance change for our analysis. Cognitive performance change was calculated as the residual of postoperative cognitive test performance regressed on preoperative cognitive test performance.
Statistical Analysis
Descriptive Analyses
The sample was described using median, interquartile, and minimum–maximum ranges for continuous data, as well as absolute and relative frequencies (in %) for nominal variables. To describe associations and changes between pre- and postoperative interleukin levels, Spearman’s rank correlation coefficient (ρ) has been calculated.
Analysis of Postoperative Interleukin Levels and NBM Atrophy
We analyzed the association of interleukin concentration on the first postoperative day as the independent variable of interest with postoperative NBM atrophy as the dependent variable of interest in ordinary least squares (OLS) regression models with adjustment for age, sex and preoperative MMSE score and up to three dummy variables describing the four conditions for the MRI scanner hardware. The first MRI condition referred to image acquisition at the Siemens Magnetom in Berlin, the second and third conditions referred to neuroimaging at one of two Philipps Achieva in Utrecht, and the fourth condition referred to a small group of patients who switched between Philipps scanners between sessions.
Interleukin concentrations showed relevant skewness. We used logarithmic transformation to obtain closer approximations to normally distributed data. In case of data including zeros (IL6), square-root transformation was used instead.
Analysis of Distinct Associations of Preoperative Interleukin Levels and Perioperative Change with Cholinergic Atrophy
Perioperative change in interleukin levels and preoperative interleukin levels were added as two independent variables of interest to the OLS regression models. NBM atrophy was retained as the dependent variable of interest. Perioperative interleukin level change was calculated as the difference between logarithmic (IL8, IL18) or square-root transformed (IL6) postoperative and preoperative interleukin concentrations: perioperative change = cpostop-cpreop (c: logarithmic or square-root transformed concentration). The model included NBM atrophy as the dependent variable. In addition to the perioperative change and interleukin concentration on the first postoperative day as the two independent variables of interest, age, sex, preoperative MMSE score and the previously mentioned dummy variables were included as independent variables.
Associations with Cognitive Outcomes
We analyzed associations of NBM and cognitive outcomes in two approaches. In a longitudinal approach, we studied the relationship of NBM atrophy and longitudinal change in cognitive performance. In a second cross-sectional approach, we studied the association of NBM volume and cognitive performance three months after surgery. In both approaches, cognitive outcomes were treated as dependent variables, and NBM volumetric variables as independent variables of interest in OLS regression models. All analyses were adjusted for age, sex, and for level of International Standard Classification of Education (ISCED levels 1–2/3–4/5–6) as done in a previous study (Lammers et al. 2018). Postoperative performance in SRT, GPT and TMT Part B underwent logarithmic transformation before analysis, whereas all other cognitive variables were approximately normally distributed.
We report regression coefficients with 95% confidence intervals for all variables of interest and partial R2 as a measure of effect size. The general level of significance was set to p ≤ 0.05. For our main analysis (postoperative interleukin levels), we applied Bonferroni correction (adjusted level of significance: p ≤ 0.016 [0.05/3]), but not for additional analyses, which should be therefore considered as exploratory.
Prediction of NBM Atrophy
We considered preoperative IL8 and IL18 levels potential prognostic markers for NBM atrophy. NBM atrophy values were transformed into a binary variable: Values > 0 were considered as atrophy. We used empirical receiver operating curves (ROC) to determine the area under the curve (AUC) with 95% confidence intervals for preoperative interleukin levels. Youden’s index was defined as the ideal cut-off value and used as a basis for the determination of sensitivity, specificity, and accuracy. For this analysis, we included all patients with available preoperative interleukin measurements irrespectively of postoperative values (see also online resources, supplementary D, table S3 for the number of available datasets).
All statistical analyses were conducted in R v4.0.3. (Bunny-Wunnies Freak Out, The R Foundation for Statistical Computing) with additional use of the quantreg, car, boot, sensemakr and ROCit packages.
Graphics were generated in ggplot2, cowplot and corrplot for R as well as Scribus v.15.2 (The Scribus Team, www.scribus.net) and GIMP v2.10 (Spencer Kimball, Peter Mattis and GIMP developer team, www.gimp.org).
Results
Description of the Surgical Cohort
933 patients were included in the BioCog dataset. 161/247 (65%) and 321/686 patients (47%) recruited underwent MRI in Utrecht and Berlin at baseline, respectively. For 309 patients, MRI-based volumetric data of the NBM at baseline and at follow-up three months after surgery were available. For 69 patients, none of the three studied interleukins had been measured, and the final study sample comprises 240 patients with at least one available measurement on the first postoperative day (see Fig. 1 and supplementary figures S6 and S7 in the online resources). For 95 patients, levels of all interleukins were available on the first postoperative day, for N = 124 and N = 21, values of two and one studied interleukin were available, respectively. Table 1 gives a detailed description of the clinical and demographic cohort characteristics (a description of all 309 patients with longitudinal MRI is given in the online resources, supplementary table S2).
Figure 2A-C shows pre- and postoperative concentrations as well as change in interleukin concentrations: In all interleukins, perioperative changes showed high interindividual variability. For IL6 (Fig. 2A) and IL8 (Fig. 2B), a net postoperative increase of interleukins was observed at the median, whereas IL18 levels (Fig. 2C) did not show an overall change. In addition, pre- and postoperative IL18 values showed a strong correlation. In all interleukins, a negative correlation of preoperative values and perioperative change was observed: In patients with higher preoperative interleukin levels, a dampened postoperative increase or even decrease was observed. This finding was most prominent for IL18 (see Fig. 2D, for details).
Association of Postoperative Interleukin Response and Cholinergic Atrophy Three Months after Surgery
Higher postoperative levels of IL8 and IL18, but not IL6 were significantly associated with increased NBM atrophy after surgery (see Fig. 3 for details on the statistical results and an illustration). In numbers, for an increase of IL8 or IL18 on the first postoperative day by a factor of 2.72 we observed a volume loss of 0.79% and 1.21%, respectively. Supplementary results from quantile regression yielded comparable regression coefficients (see online resources, supplementary B, table S1, models 1–3, and supplementary Fig. S1). The effects were specific for the NBM and not observed for global brain atrophy. Furthermore, the association was specific for interleukin levels and not related to clinical surrogate parameters for the extent of surgery, such as duration of anesthesia and need for ICU admission (see online resources, supplementary C).
Distinct Associations of Preoperative Interleukin Levels and Perioperative Change with Cholinergic Atrophy
Significant associations of preoperative cytokine levels with NBM atrophy after three months were found for both IL8 (Fig. 4C) and IL18 (Fig. 4E). In numbers, an increase in preoperative interleukin levels by a factor of 2.72 was associated with a volume loss of 2.3% for IL8 and 1.6% for IL18, respectively. For neither of these two cytokines, perioperative change in concentrations was associated with atrophy (Fig. 4D + F). Neither preoperative levels nor perioperative change in IL6 levels (Fig. 4A + B) were significantly associated with NBM atrophy (see Fig. 4 for details of the statistical results). In general, quantile regression yielded similar regression coefficients (see online resources, supplementary B, Table S1, model 4–6 and Fig. S2). Multicollinearity was not critical (see online resources, supplementary D, Table S3).
Associations of NBM Volume and Atrophy with Cognitive Outcomes Three Months after Surgery
NBM atrophy was not significantly associated with cognitive performance change. Higher postoperative NBM volume was significantly associated with better postoperative cognitive performance in the VRM free recall task (B = 1.88 [0.70; 3.06], p = 0.0019, partial R2 = 0.034) and completion time for Part B of the TMT (B = -0.26 [-0.52; -0.01], p = 0.0417, partial R2 = 0.016, see online resources, supplementary F, tables S5 and S6).
Predictive Value of Preoperative Interleukins for NBM Atrophy
Based on Youden’s index, 524pg/mL was the ideal cut-off value for IL8 (accuracy: 61.7%, sensitivity: 32.0%, specificity: 95.5%) and 49.4pg/mL for IL18 (accuracy: 60.7%, sensitivity: 37.8%, specificity: 84.3%). The AUC for preoperative IL8 was 0.64 (0.49; 0.80) and 0.59 (0.52; 0.67) for IL18.
Notes
Here, we analyzed the association of postoperative interleukin levels as well as the perioperative change in interleukin levels with atrophy of the NBM three months after surgery. In summary, we observed that higher levels of IL8 and IL18 on the first postoperative day, but not IL6, were associated with increased atrophy of the NBM. This finding was specific for the cholinergic system, and similar associations were not observed for whole brain atrophy rates (see online resource, supplementary C). As previously done in other studies (Cavedo et al. 2017; Kant et al. 2023), percentage changes were preferred over absolute volume changes for definition of NBM atrophy since we could not exclude baseline NBM volume to affect atrophy: On the one hand, pre-existing cholinergic atrophy may increase susceptibility for inflammatory damage (Field et al. 2012), but on the other hand, the NBM is a small region including various non-cholinergic structures, suggesting that postoperative loss of cholinergic neurons may have less impact on absolute decreases in volume as cells could be clustered more densely in patients with small NBM volume or in patients with very few cholinergic cells at baseline due to preoperative neurodegeneration (Mesulam et al. 1983; Zaborszky et al. 2008).
IL8 is a neutrophile attracting chemokine, which is a known to pass the blood–brain barrier in inflammation (Narita et al. 2005). Earlier works already hypothesized that cerebral IL8 might misguide neutrophiles, leading to immune cell invasion into neuronal tissue, explaining a variety of findings on associations between IL8 and cognitive impairment (Ballweg et al. 2021; Baune et al. 2008; Casey et al. 2020).
IL18 has various physiologic effects on a wide range of immune cells including microglia and may hence trigger neuroinflammatory processes (Prinz & Hanisch 1999; Yasuda et al. 2019). As pro-IL18 is activated by caspase-1, it is a surrogate marker for inflammasome activity and innate immune system response (Yasuda et al. 2019).
Literature suggests that beyond neuronal damage due to acute systemic inflammation, chronic low-grade inflammation leads to progressive neurodegeneration and brain atrophy (Gu et al. 2017; McCarrey et al. 2014; Su et al. 2019). Hence, we decided to adjust for preoperative interleukin levels in our analysis of acute-on-chronic effects for two reasons: First, we considered preoperative inflammation a significant confounder, since chronically elevated inflammatory cytokines may influence the perioperative inflammatory reaction to surgical trauma. Second, we assumed that low-grade preexisting inflammation and inflammatory reaction to surgery may have additive effects. However, after discarding absolute postoperative interleukin levels from the models and adding preoperative levels and perioperative change in interleukin concentrations, we observed that the association was primarily driven by pre-existing elevation of interleukins before surgery, rather than perioperative immune reaction dynamics. For comparative purposes, we have summarized the effect sizes of our analyses in Fig. 5. Of note, preoperative levels of IL8 and IL18 explained almost 30% and 4.4% of postoperative change in NBM volume, respectively, whereas postoperative change explained 3.6% and less than 1%. To our knowledge, this is the first study reporting an association of perioperative inflammation and subsequent brain atrophy. Previous studies either compared atrophy between surgical and non-surgical cohorts without measuring inflammatory parameters (Kline et al. 2012; Schenning et al. 2016; Sprung et al. 2019), or described associations of inflammation and atrophy in non-surgical patients (Gu et al. 2017; McCarrey et al. 2014).
In a previous study, Sanders et al. used neurofilament light (NfL) as a blood-sampled brain-derived biomarker of postoperative neuronal damage in a sample of surgical patients. They observed correlations between the perioperative rise in NfL as a measure of neuronal damage and three interleukins (IL1β, IL8 and IL10) (Casey et al. 2020). In another report, the same study group described an association of perioperative changes in plasma tau protein as biomarker of axonal damage and IL8 as well as IL10 (Ballweg et al. 2021). Our study extends beyond this finding by showing how pre- and postoperative interleukin levels relate to midterm brain atrophy in MRI, and further points towards a specific vulnerability of cells in the NBM (see online resources for comparison with brain atrophy). Notably, Sanders’ analyses favor perioperative immune reaction as the driving factor, whereas our analyses suggest that pre-existing inflammation is more crucial (see online resources for a comparative analysis of clinical surrogate parameters for the extent of surgical intervention).
The association of a single, isolated measurement of an inflammatory parameter as an indicator of chronic inflammation with neurodegeneration has been investigated previously. Gu et al. analyzed IL6, CRP and α1-antichymotripsin levels in 306 non-demented community-dwelling participants with a mean age of 81 years who underwent longitudinal neuroimaging with a follow-up time of 2–7 years but observed no effect of inflammatory biomarkers on hippocampal atrophy (Gu et al. 2017). McCarrey et al. studied 121 cognitively normal adults from the BLSA neuroimaging study with a mean age of 69 years. They observed significant effects of baseline IL6 levels on longitudinal cortical thinning in widespread brain areas (McCarrey et al. 2014). Our results are similar to the observations by McCarrey, since preoperative inflammation seemed to be more important than postoperative interleukin reaction. Indeed, median atrophy were comparable between our patient cohort and non-surgical controls (see Table 1 and online resources, supplementary C, Table S2 and supplementary E, table S4), suggesting that our findings also reflect a more general association between chronic inflammation and brain atrophy rather than a surgery-related process. On the other hand, inter-individual variation in atrophy was slightly higher in surgical patients, and it is unknown if preoperative increased peripheral immune activation triggered neuroinflammatory processes we have not captured in our study, explaining the more diverse outcomes in surgical patients.
In our study, there was no association between NBM atrophy and perioperative change in cognitive performance, but we observed significant cross-sectional associations between postoperative NBM volume and cognitive performance at follow-up, comparable to our previously reported findings on basal forebrain cholinergic system volume and cognition in preoperative surgical patients (Heinrich et al. 2020; Lammers et al. 2018). Although postoperative NBM volume explained only a small fraction of the total performance in the TMT-B (3.4%) and VRM (1.6%), our results point towards some clinical and functional relevance of inflammation and cholinergic atrophy for cognition in general, but our data do not support the hypothesis that postoperative inflammation accelerates cognitive decline due to loss of neurons in the NBM.
We noticed that in our data, both NBM and brain volume measurements were contaminated by outliers, and carefully assessed if they would affect the reliability of our results. Furthermore, we observed that median brain atrophy was 0.4% until follow-up and showed little interindividual variation. Hence, our findings were comparable to annual atrophy rates reported in community-dwelling participants (Gu et al. 2017; McCarrey et al. 2014). A recent publication by Kant et al. reporting brain and grey matter atrophy rates in surgical patients as well as non-surgical control participants reported similar atrophy rates (i.e., 0.3% of postoperative brain volume loss) including volume gain (i.e., 0.2% of postoperative brain volume gain in non-surgical patients) (Kant et al. 2023).On the contrary, median NBM atrophy was 0.0% with wider interindividual variation, including volume gain (see Table 1). Although the mechanisms behind this observation will remain unclear, we need to comment this finding. First, the measurement of NBM volume is more complex and requires more assumptions to be met. Hence, we cannot exclude that measurement error is considerably higher for NBM volumetry. On the other hand, multiple mechanisms may cause a postoperative gain of NBM volume: These include edema and cell swelling as a sign of neuroinflammation, compensatory hypertrophy as well as regenerative processes. Inflammatory cell swelling seems unlikely as one would expect higher interleukin levels to be associated with volume gain. Compensatory hypertrophy of cholinergic cells has previously been discussed in the context of lesion studies in animals (Pearson et al. 1984, 1985, 1987) and more recently after findings of septal nuclei enlargement in healthy adults who later developed Alzheimer’s disease (Butler et al. 2018). Postoperative regeneration of brain tissue has been observed in single studies on specific procedures, e.g., in patients with chronic sinusitis (Whitcroft et al. 2018) and cataract (Lou et al. 2013) as well as after bariatric surgery (Gabay et al. 2018; Rullmann et al. 2019). Similar changes had been described after cardiovascular rehabilitation (Anazodo et al. 2013) and training programs reflecting the motor-sensory enrichment of patients after successful surgery (Rehfeld et al. 2018).
Since we analyzed logarithmically transformed concentrations of IL8 and IL18, regression coefficients in our models need to be interpreted as atrophy rates per 2.72-fold change in interleukin levels. Hence, a 2.72-fold increase of IL8 and IL18 on the first postoperative day led to an additional postoperative NBM volume loss of 0.79% and 1.21%, and for preoperative interleukin levels, this increase was associated with an additional volume loss of 2.3% for IL8 and 1.6% for IL18, respectively. Notably, the interquartile range for preoperative interleukin levels covered ranges of 1.5- (IL8) and 1.7-fold change (IL18), and even ranges of 3.8- (IL8) and 2.0-fold (IL18) changes for postoperative interleukin levels, suggesting that interleukin ranges in the perioperative setting are associated with additional NBM atrophy in the range of 0.4–3.2% volume loss. These values are large compared to normal NBM atrophy (median 0.1% volume gain after three months, see online resources, supplementary table S4) and cortical atrophy (mean 0.2% postoperative volume gain after three months, as reported by Kant) observed in a control group of non-surgical participants from the same study (Kant et al. 2023). In comparison, Cavedo and colleagues reported annual atrophy rates of 0.74% for the cholinergic system in the basal forebrain of patients with placebo-treated prodromal Alzheimer’s disease (Cavedo et al. 2017).
Based on our results from the analysis of acute on chronic effects, we hypothesized that preoperative IL8 or IL18 levels could have prognostic value for NBM atrophy. However, discrimination was poor. We think that our results have clinical relevance since they suggest a pathomechanistic link between inflammation and neurodegeneration in surgical patients. Although we have not addressed the association of delirium with postoperative atrophy of the NBM here, Kant et al. reported increased cortical atrophy in patients with delirium from the same cohort (0.5% after three months compared to 0.2% in patients without delirium) (Kant et al. 2023). It is known that regional atrophy of the cholinergic system in the basal forebrain is associated with regional atrophy of the cortex depending on their structural connectivity (Kilimann et al. 2017; Teipel et al. 2016). However, our supplementary analyses of associations between interleukin levels and global brain atrophy suggest a specific susceptibility of the cholinergic system to inflammation (see online resources, supplementary C). Several studies, including our own work, have already highlighted the role of IL8 in postoperative delirium (Ballweg et al. 2021; Casey et al. 2020; Lammers-Lietz et al. 2022a, b). However, the relevance for cholinergic atrophy in delirium and a potential causal role of IL8 need to be determined. Currently, evidence points towards the cortex as the main site of delirium-related brain damage (Kant et al. 2023; Racine et al. 2020).
IL8 is a widely abundant chemokine guiding neutrophils to the inflammation site (Leonard & Yoshimura 1990). Baune and colleagues previously described a specific association of IL8 and poor cognitive performance and hypothesized that, since IL8 has been found to pass the blood–brain barrier, may cause peripheral inflammatory processes to shift into the brain (Baune et al. 2008; Narita et al. 2005). Several IL8-targeting agents have been described: PA401 is recombinant IL8 with increased binding affinity to glycosaminoglycanes but with no activity on the IL8 receptor. PA401 has been designed to oust IL8 from binding to endothelial cells and was found to reduce LPS-induced lung inflammation (Adage et al. 2015). Furthermore, the efficacy and safety of two anti-IL8 antibodies, ABX-CXCL8 and HuMax-IL8/BMS-986253, has been studied in COPD and metastatic or unresectable solid tumors (Bilusic et al. 2019; Mahler et al. 2004). To our knowledge, none of these agents has been studied for neurodegenerative disease or for perioperative application.
IL18 has various physiologic effects on a wide range of immune cells (Yasuda et al. 2019). It may be of particular relevance for postoperative neurodegeneration since, apart from immune and other peripheral cells, IL18 is produced by cerebral microglia (Conti et al. 1999). Furthermore, microglia respond to stimulation by IL18, and its mRNA can be detected in brains of rats which were killed by anesthesia without previous stimulation of the immune system (Prinz & Hanisch 1999; Wheeler et al. 2000). Furthermore, IL18 plasma levels as well as mRNA brain tissue levels are increased in patients with AD (Malaguarnera et al. 2006; Ojala et al. 2009). Anti-IL18 antibodies are available as a potential pharmacological approach as well as recombinant IL18 binding protein but have not yet been investigated for neurodegenerative disease (McKie et al. 2016; Gabay et al. 2018; Mistry et al. 2014).
Of note, we observed no association of IL6 and NBM atrophy, in contrast to reports in a non-surgical sample (McCarrey et al. 2014). IL6 has been found to trigger neuroinflammation and pass the blood–brain barrier (BBB), and hence would have been a candidate mediator of peripheral inflammation into the central nervous system (Banks et al. 1994; Spooren et al. 2011). In AD patients, a strong association of IL6 levels in blood and cerebrospinal fluid has been observed, suggesting that peripheral IL6 may reflect cerebral immune reaction. However, the study same did not find evidence for an association between IL6 levels and BBB permeability, suggesting that peripheral inflammation itself is not the cause of BBB leakage (Sun et al. 2003). Our study was not able to corroborate the hypothesis that peripheral IL6 drives NBM atrophy.
Strengths and Limitations
The BioCog project offered ideal conditions to investigate the effect of inflammation on neurodegeneration in the human organism since the immune reaction is bound to a well-defined and prospectively known trigger: surgery. This circumstance is further complemented by a sufficiently long follow-up time and the availability of an MRI-derived measure of brain tissue loss, which can be considered a temporally stable biomarker for neurodegeneration. The variety of blood-sampled biomarkers collected in the BioCog study further allowed to focus this study on inflammatory pathways which can be used for pharmacological interventions in the future. However, we also have to acknowledge some limitations. In our data, NBM atrophy measurements have been contaminated with outliers. Nevertheless, quantile regression has reproduced findings from ordinary least squares regression, and hence, we consider our results as reliable.
Generally, we found that the associations we observed had effect sizes at a clinically relevant level. However, the functional relevance of cholinergic atrophy does not only depend on the atrophy rate, but also on baseline volume. I.e., a patient with a large cholinergic reserve before surgery may not suffer from postoperative cognitive impairment although a significant number of cells in the NBM had been lost.
The number of complete datasets with pre- and postoperative measurements was low, especially for IL8, limiting the reliability of effect sizes. Hence, the extremely large effect size of preoperative IL8 may be overestimated, whereas on the other hand, the model may have been underpowered to show a significant association of perioperative increase in IL8. In addition, demographic and clinical characteristics of the subsample with IL8 data suggested that these patients tended to have a higher morbidity with more extensive interventions. We ran additional analyses to assess selection bias in the association of IL8 and NBM atrophy (online resources, supplementary G) which did not suggest an overestimation of the effect size. However, we observed that the strength of association for IL18 and NBM atrophy was lower in a subsample of patients with available IL8 data, suggesting that an effect of IL18 on postoperative cholinergic neurodegeneration might be more relevant in samples with well-preserved global physical status and minor surgical interventions. Please note that a sample of patients who were willing to return for MRI three months after surgery can be expected to have a higher functional status and more favorable surgical outcomes compared to the complete study cohort which might introduce selection bias. Whereas the association of IL8 and NBM atrophy seems reliable in this respect, the association with IL18 might not be generalizable to samples with high morbidity and extensive surgical interventions.
And finally, we expected pre- and postoperative interleukin levels to be correlated and therefore included perioperative change in interleukin levels as a variable in the model. Of note, preoperative levels and perioperative change were still not completely independent since preoperatively elevated levels seemed to be associated with a dampening of the perioperative increase. Hence, it is difficult to differentiate between effects of pre- and postoperative inflammatory mediators, although calculation of variance inflation factors and additional analysis did not indicate critical collinearity of both parameters (online resources, supplement C). Of note, a plethora of interleukins has been analyzed in the BioCog study, which have not been studied here due to an insufficiently low number of available datasets for the first postoperative day among patients with longitudinal MRI assessments. Finally, our analysis provides no data on the pathway by which peripheral cytokine levels modulate neurodegenerative processes. The BioCog study did not provide data of acute neuronal death (e.g., neurofilament light protein) or microglia activation (e.g., sTREM2), which could help to elucidate molecular mechanisms, and hence, further studies are needed. In this study, postoperative IL levels were treated as an exposure and NBM atrophy as the outcome. Of note, baseline NBM volume was measured before surgery, so before measurement of the exposure factor. Although this might be considered a source of bias, we like to emphasize that the interval between preoperative MRI and surgery was generally short (within 14 days prior to surgery, usually on the day before surgery), and hence the amount of atrophy occurring between preoperative MRI and surgery is neglectable.
Conclusion and Future Perspective
In conclusion, this is the first report on associations of perioperative interleukin levels with atrophy of the NBM. We therefore describe a pathomechanism which bears a potential molecular target for pharmacological modulation of neurodegeneration in postoperative neurocognitive disorders. We believe that our study may serve as a starting point for future studies on cholinergic atrophy and interleukin-targeting therapies in cognitive decline.
Data Availability
The data presented here is not publicly available as due to the nature of this research, participants of the original study did not agree for their data to be shared publicly. Requests for data access can be send to Prof. Spies (claudia.spies@charite.de) and may be granted in accordance with legal data protection regulations. SPM12, R and extensions are publicly available open-access software. Requests regarding analysis details may be send to Dr. Lammers-Lietz (florian.lammers@charite.de). The probabilistic map of the BFCS used here has been provided by Dr. Laszlo Zaborzsky and may be retrieved from him.
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Acknowledgements
We are particularly grateful to Dr. Christian Meisel (Institute of Medical Immunology, Charité-Universitätsmedizin Berlin) for his critical perspective on the manuscript. Data collection was supported by a large team of students and study in nurses in Berlin: Tuba Gülmez, Felix Müller, Emmanuel Keller, Eleftheria Papadaki, Saya Speidel, Bennet Borak, Steffi Herferth, Johannes Lange, Mario Lamping, Helene Michler, Juliane Dörfler, Anton Jacobshagen, Petra Kozma, Marinus Fislage, Wolf Rüdiger Brockhaus, Luisa Rothe, Pola Neuling, Ken-Dieter Michel, Zdravka Bosancic, Firas Nosirat, Maryam Kurpanik, Sophia Kuenz, Lukas-Sebastian Roediger, Irene Mergele, Anja Nottbrock, Leopold Rupp, Marie Graunke, Victoria Windmann, as well as in Utrecht: Ada van Kampen, Gea, Sandra Numan and our team of students: Emily Tegnell, Lieke Hermans, Lara Mentink, Ellen Aarts, Rutger van de Leur, Rianne Tessers, Beatrijs Gelderblom, Carla Kraan, Ilona Bader, Dorian Brouwer, Jolien, Marielle de Vreede, Willem-Jan Wreesman, Susan Haidari, Corinne Eertink, Prescilla Uijtewaal, Rebecca Hekking, Joyce van Loon, Michel Boon, Raoul Lieben, Yarit Wiggerts, Daan Kuppens, Aletta van den Bosch, Myriam Jaarsma-Coes, Rosa Smoor, Fienke Ditzel Furthermore, we want to acknowledge the contributions of the Berlin Center of Advanced Neuroimaging (Andrea Hassenpflug, Yvonne Kamm, Karl Bormann, Stefan Hetzer, and Christian Labadie) and Niels Blanken (Utrecht) for neuroimaging.
Funding
Open Access funding enabled and organized by Projekt DEAL. Dr. Heinrich is participant in the BIH Charité Digital Clinician Scientist Program funded by the Charité – Universitätsmedizin Berlin, and the Berlin Institute of Health at Charité (BIH). The BioCog study was funded by the European Commission under grant agreement n. 602461).
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Dr. Maria Heinrich and Dr. Florian Lammers-Lietz are the guarantors who take responsibility for the published work. Dr. Heinrich and Dr. Lammers-Lietz conceptualized and wrote the manuscript, designed the methodology and conducted the formal analysis and data visualization for the research presented here. Both Dr. Heinrich and Dr. Lammers-Lietz participated actively in the investigative process during the BioCog study. Dr. Claudia Spies, Dr. Georg Winterer, Dr. Tobias Pischon and Dr. Arjen Slooter conceptualized the BioCog study and its methodology. They were responsible for funding acquisition, project administration data curation and supervision during the BioCog study. Dr. Friedrich Borchers, Dr. Insa Feinkohl, Dr. Clarissa von Haefen and Dr. Norman Zacharias had significant additional investigative and administrative responsibilities in the BioCog study.
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Dr. Maria Heinrich and Dr. Florian Lammers-Lietz are the guarantors who take responsibility for the published work.
Ethics Approval
The study protocol was approved by the local ethics committees of the two enrolling study centers in Berlin, Germany (EA2/092/14), and Utrecht, Netherlands (14–469), and conducted in accordance with the declaration of Helsinki. Informed consent was obtained from all individual participants included in the study. The study has been registered at clinicaltrials.gov (NCT02265263) on Oct 15, 2014.
Patient Consent
All patients gave written informed consent prior to inclusion in the BioCog study. Patients who were unable to understand written or verbal study information provided by the study physician were excluded from participation.
Competing Interest
Dr. Heinrich reports grants from the BIH Charité Clinician Scientist Program during the conduct of the BioCog study. Dr. Lammers-Lietz reports personal fees from PharmaImage GmbH during the conduct of the BioCog study. Dr. Winterer is currently licensing a Class IIa medical device (web-based software tool for multivariate risk prediction of POD and POCD in clinical practice). This diagnostic software includes a pending patent application. Dr. Winterer founder and CEO of PharmaImage Biomarker Solutions GmbH Berlin (Germany) and President of its subsidary Pharmaimage Biomarkers Incl. (Cambridge, MA, USA) and PI Health Solutions GmbH Berlin (Germany). Prof. Winterer reports grants from the Deutsche Forschungsgemeinschaft/German Research Society and from the German Ministry of Health. Prof. Spies reports grants from the European Commission, from Drägerwerk AG & Co. KgaA, Deutsche Forschungsgemeinschaft/German Research Society, Deutsches Zentrum für Luft- und Raumfahrt e.V. (DLR)/German Aerospace Center, Einstein Stiftung Berlin/Einstein Foundation Berlin, Gemeinsamer Bundesausschuss/Federal Joint Committee (G-BA), Inneruniversitäre Forschungsförderung/Inner University Grants, Projektträger im DLR/Project Management Agency, Stifterverband für die deutsche Wissenschaft e.V./Non-Profit-Society Promoting Science and Education, European Society of Anaesthesiology and Intensive Care, personal fees from Georg Thieme Verlag, grants from Dr. F. Köhler Chemie GmbH, Sintetica GmbH, Max-Planck-Gesellschaft zur Förderung der Wissenschaften e.V., Medtronic, Federal Joint Committee (Gemeinsamer Bundesausschuss). She has patents 10 2014 215 212.7, 50 2015 010 347.7, 50 2015 010 534.8, 10 2018 110 275.5, 10 2018 114 364.8, 10 2014 215 211.9, 3 174 588 PCT/EP 2015/067731 and 15753 627.7 licensed. Prof. Spies participates in the AWMF (Association of the Scientific Medical Societies in Germany (unpaid), Deutsche Forschungsgemeinschaft/German Research Society review board (unpaid) and Deutsche Akademie der Naturforscher Leopoldina e.V./German National Academy of Sciences Leopoldina (unpaid).
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Heinrich, M., Spies, C., Borchers, F. et al. Perioperative Levels of IL8 and IL18, but not IL6, are Associated with Nucleus Basalis Magnocellularis Atrophy Three Months after Surgery. J Neuroimmune Pharmacol 19, 10 (2024). https://doi.org/10.1007/s11481-024-10110-4
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DOI: https://doi.org/10.1007/s11481-024-10110-4