Skip to main content

Advertisement

Log in

Exploring the spatial pattern of renewable energy technology innovation: evidence from China

  • Research Article
  • Published:
Environmental Science and Pollution Research Aims and scope Submit manuscript

Abstract

Considering the obvious regional differences in China, research on the drivers for renewable energy technology innovation (RETI) needs to fully consider the spatial factors. Based on the expanded function of knowledge production, which includes the human capital, institutional quality, and industrial scale, and using panel data from 29 provinces during 2006–2017, this study examines the factors promoting RETI by employing spatial regression methods. The results show that RETI presents moderate spatial agglomeration and spatial heterogeneity. Human capital, enterprise R&D intensity, and research institution R&D intensity have a significant driving effect on the local RETI, and the university R&D intensity, institutional quality, and industrial scale have no significant contribution. Human capital is the most important factor driving the local RETI, and enterprise R&D intensity has the strongest spatial spillover effect on the RETI of the surrounding provinces. In addition, the R&D intensity of enterprises and research institutions can enhance the local RETI and also significantly promote RETI in surrounding provinces through the spatial spillover effect. In contrast, human capital has played a significant driving role in the local RETI, whereas its spatial spillover effect on the surrounding provinces is not obvious. Therefore, the direct and spatial spillover effects of enterprise R&D intensity and research institution R&D intensity should be fully considered in policy making. In addition, effective policies should be formulated to break the block division of human capital investment and to promote the optimized allocation of talented people in order to better promote RETI in China.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4

Similar content being viewed by others

Data availability

The datasets used or analyzed during this study are available from the corresponding author on reasonable request.

Notes

  1. By 2018, China’s main renewable energy sources, including hydropower, wind, and solar power, have been ranked the first worldwide in aspects of new and cumulative installed capacity. In China’s total energy consumption, the proportion of renewable energy has been continually increasing, and the energy structure adjustment continues to accelerate. In 2018, the generating installed capacity of renewable energy represented 38.4% of the aggregate installed capacity, the generated capacity represented 26.7% in the aggregate generated capacity, and the share of the primary energy consumption increased to 12.4%. China's clean and low-carbon green energy system has taken shape.

  2. Global Renewable Energy Investment Trends in 2019.

  3. www.people.cn. China has invested more than 3 billion yuan in renewable energy technology R&D. http://env.people.com.cn/n1/2019/1225/c1010-31521520.html.

  4. The marketization indicator is defined from five aspects: the game between the government and market, the development and perfection of the product and factor market, the development and status of the non-public economy in the market, the establishment and development of market intermediary organizations, and the laws environment. There are 18 basic indexes used, and they are constructed with principal component analysis as the basic econometric method. In order to ensure objectivity, the calculation of the basic indexes is based on the statistical data of authoritative institutions or the survey data of enterprises and does not depend on subjective factors such as the “expert score.” It is a useful economic analysis tool and is used to analyze the relative relationship between the institutional reform processes in various regions.

  5. This was developed by the World Intellectual Property Organization (WIPO).

  6. According to Freund et al. (2006), it is considered to be acceptable when \(0 < VIF < 10\); it means there is multicollinearity when \(10 \leq VIF < 100\); and it means there is strong multicollinearity when \(VIF \geq 100\).

  7. LeSage and Pace (2009) suggested that we consider the spatial Durbin model in this situation.

  8. http://news.bjx.com.cn/html/20180607/904085.shtml.

Abbreviations

RETI:

Renewable energy technology innovation

R&D:

Research and development

IURC:

Industry-university-research cooperation

FYP:

Five-year-plan

SDM:

Spatial Durbin model

OLS:

Ordinary least squares

IPC:

The International Patent Classification

WIPO:

The World Intellectual Property Organization

REL:

Renewable Energy Law

GDP:

Gross domestic product

References

  • Afrifa GA, Tingbani I, Yamoah F, Appiah G (2020) Innovation input, governance and climate change: evidence from emerging countries. Technol Forecast Soc Change 161:120256

    Article  Google Scholar 

  • Aghion P, Bloom N, Blundell R, Griffith R, Howitt P (2005) Competition and innovation: an inverted-U relationship. Q J Econ 120(2):701–728

    Google Scholar 

  • Almeida P, Kogut B (1999) Localization of knowledge and the mobility of engineers in regional networks. Manage Sci 45:905–916

    Article  Google Scholar 

  • Amri F (2017) Intercourse across economic growth, trade and renewable energy consumption in developing and developed countries. Renew Sustain Energy Rev 69:527–534

    Article  Google Scholar 

  • Anselin L (1988) Spatial econometrics: methods and models. Studies in Operational Regional Science 85(411):310–330

    Google Scholar 

  • Anselin L, Le Gallo, Jayet H (2008) Spatial panel econometrics//in the econometrics of panel data, edited by L. Matyas and P. Sevestre, Berlin: Springer-Verlag, 625–660

  • Anselin L, Varga A, Acs Z (1997) Local geographic spillovers between University research and high technology innovations. J Urban Econ 42:422–448

    Article  Google Scholar 

  • Arias AD, van Beers C (2013) Energy subsidies, structure of electricity prices and technological change of energy use. Energy Economics 40(2):495–502

    Article  Google Scholar 

  • Arrow K (1962) Economic welfare and the allocation of resources for invention. NBER Chapters 12:609–626

    Google Scholar 

  • Audretsch DB, Feldman MP (2004) Knowledge spillovers and the geography of innovation. Handbook of Urban & Regional Economics 4(3):2713–2739

    Article  Google Scholar 

  • Banerjee R, Roy SS (2014) Human capital, technological progress and trade: what explains India’s long run growth? J Asian Econ 30(2):15–31

    Article  Google Scholar 

  • Barasa L, Knoben J, Vermeulen P, Kimuyu P, Kinyanjui B (2017) Institutions, resources and innovation in East Africa: a firm level approach. Res Policy 46:280–291

    Article  Google Scholar 

  • Bianchini S, Llerena P, Martino R (2019) The impact of R&D subsidies under different institutional frameworks. Struct Chang Econ Dyn 50:65–78

    Article  Google Scholar 

  • Bode E (2004) The spatial pattern of localized R&D spillovers: an empirical investigation for Germany. Journal of Economic Geography 4(1):43–64

    Article  Google Scholar 

  • Boone J (2001) Intensity of competition and the incentive to innovate. Int J Ind Organ 19(5):705–726

    Article  Google Scholar 

  • Bai CQ, Feng C, Du K, Wang YS, Gong Y (2020) Understanding spatial-temporal evolution of renewable energy technology innovation in China: evidence from convergence analysis. Energy Policy 143:111570

    Article  Google Scholar 

  • Carboni OA (2013) Heterogeneity in R&D collaboration: an empirical investigation. Struct Chang Econ Dyn 25:48–59

    Article  Google Scholar 

  • Cassiman B, Veugelers R (2002) R&D Cooperation and spillovers: some empirical evidence from Belgium. American Economic Review 92(4):1169–1184

    Article  Google Scholar 

  • Chen ZQ (2017) Product market competition and innovation: what can we learn from economic theory? Front Econ China 12(3):450–464

    Google Scholar 

  • Corsatea TD (2016) Localised knowledge, local policies and regional innovation activity for renewable energy technologies: evidence from Italy. Pap Reg Sci 95(3):443–466

    Article  Google Scholar 

  • Dai H, Xie X, Xie Y, Liu J, Masui T (2016) Green growth: the economic impacts of large-scale renewable energy development in China. Appl Energy 162:435–449

    Article  Google Scholar 

  • Dai KZ, Liu YJ (2013) Evolvement of industrial marketization and innovation performance—an empirical analysis of China’s high-tech industry. The Journal of Quantitative & Technical Economics 9:37–54 (in Chinese)

    Google Scholar 

  • Dai JC, Yang X, Wen L (2018) Development of wind power industry in China: a comprehensive assessment. Renew Sustain Energy Rev 97:156–164

    Article  Google Scholar 

  • Danquah M, Amankwah-Amoah J (2017) Assessing the relationships between human capital, innovation and technology adoption: evidence from sub-Saharan Africa. Technol Forecast Soc Chang 122:24–33

    Article  Google Scholar 

  • Destek MA, Aslan A (2017) Renewable and non-renewable energy consumption and economic growth in emerging economies: evidence from bootstrap panel causality. Renewable Energy 111:757–763

    Article  Google Scholar 

  • Doris E, Busche S, Hockett S, McLaren J (2009) Role of state policy in renewable energy development. Office of Scientific & Technical Information Technical Reports, 21–31

  • Etzkowitz H (2012) Triple helix clusters: boundary permeability at university–industry–government interfaces as a regional innovation strategy. Eviron Plann C Gov Policy 30(5):766–779

    Article  Google Scholar 

  • Falk M (2006) What drives business R&D intensity across OECD countries? Appl Econ 38(5):533–547

    Article  Google Scholar 

  • Fan G, Wang XL, Zhang LW, Zhu HP (2003) Marketization index for China’s provinces. Econ Res J 3:9–18 (in Chinese)

    Google Scholar 

  • Fan G, Wang XL, Ma GR (2011) Contribution of marketization to China’s economic growth. Econ Res J 9:4–16 (in Chinese)

    Google Scholar 

  • Fan YQ, Li XZ (2014) Government R&D expenditure, spatial spillover and technical innovation efficiency of high-tech industry in China. Journal of Industrial Technological Economics 5:101–107 (in Chinese)

    Google Scholar 

  • Feng ZX, Wang Q, Hou XH (2011) Government investments, degree of marketization and technological innovation efficiency of China’s industrial enterprises. The Journal of Quantitative & Technical Economics 04: 3–17+33. (in Chinese)

  • Fischer MM, Varga A (2003) Spatial knowledge spillovers and university research: evidence from Austria. Annals of Regional Science 37(2):303–322

    Article  Google Scholar 

  • Freund RJ, Wilson WJ, Sa P (2006) Regression analysis. Academic Press, pp 190–192

  • Getis A (2009) Spatial weights matrices. Geogr Anal 41(4):404–410

    Article  Google Scholar 

  • Görg H, Strobl E (2007) The effect of R&D subsidies on private R&D. Economica 74(294):215–234

    Article  Google Scholar 

  • Griliches Z (1979) Issues in assessing the contribution of research and development to productivity growth. Bell J Econ 10(1):92–116

    Article  Google Scholar 

  • Griliches Z (1986) Productivity, R&D, and basic research at the firm level in the 1970’s. American Economic Review 76:141–154

    Google Scholar 

  • Griliches Z (1990) Patent statistics as economic indicators: a survey. Journal of Economic Literature 28(4):1661–1707

    Google Scholar 

  • Grossman GM, Helpman E (1991) Quality ladders in the theory of growth. Rev Econ Stud 58(1):43–61

    Article  Google Scholar 

  • Guo B (2008) Technology acquisition channels and industry performance: an industry-level analysis of Chinese large and medium-size manufacturing enterprises. Res Policy 37(2):194–209

    Article  Google Scholar 

  • Hayashi D, Huenteler J, Lewis JI (2018) Gone with the wind: a learning curve analysis of China’s wind power industry. Energy Policy 120:38–51

    Article  Google Scholar 

  • He ZX, Xu SC, Shen WX, Long RY, Yang H (2016) Overview of the development of the Chinese Jiangsu coastal wind-power industry cluster. Renew Sustain Energy Rev 57:59–71

    Article  Google Scholar 

  • He ZX, Xu SC, Li QB, Zhao B (2018) Factors that influence renewable energy technological innovation in China: a dynamic panel approach. Sustainability 10:124. https://doi.org/10.3390/su10010124

    Article  Google Scholar 

  • Hoechle D (2007) Robust standard errors for panel regressions with cross-sectional dependence. Stata Journal 7:281–312. https://doi.org/10.1177/1536867X0700700301

    Article  Google Scholar 

  • Huang YL (2014) Study on the opportunities and challenges of Chinese energy investment in the Middle East. Appl Mech Mater 672–674:2127–2131

    Article  Google Scholar 

  • Jacobsson S, Bergek A (2004) Transforming the energy sector: the evolution of technological systems in renewable energy technology. Industrial and Corporate Change 13(5):815–849

    Article  Google Scholar 

  • Jacobsson S, Johnson A (2000) The diffusion of renewable energy technology: an analytical framework and key issues for research. Energy Policy 28:625–640

    Article  Google Scholar 

  • Jaffe A (1989) Real effects of academic research. American Economic Review 79:957–970

    Google Scholar 

  • Jiang Y (2011) The geographic distribution of human capital in China. Master thesis for the Master of Philosophy in Environmental and Development Economics, UNIVERSITETET I OSLO

  • Khan Z, Malik MY, Latif K, Jiao Z (2020) Heterogeneous effect of eco-innovation and human capital on renewable & non-renewable energy consumption: disaggregate analysis for G-7 countries. Energy. https://doi.org/10.1016/j.energy.2020.118405

    Article  Google Scholar 

  • Kim K, Kim Y (2015) Role of policy in innovation and international trade of renewable energy technology: empirical study of solar PV and wind power technology. Renewable and Sustainable Energy Review 44:717–727

    Article  Google Scholar 

  • Koseoglu NM, van den Bergh JCJM, Lacerda JS (2013) Allocating subsidies to R&D or to market applications of renewable energy? Balance and geographical relevance. Energy Sustain Dev 17:536–545

    Article  Google Scholar 

  • Lam LT, Branstetterc L, Azevedo IML (2017) China’s wind industry: leading in deployment, lagging in innovation. Energy Policy 106:588–599

    Article  Google Scholar 

  • LeSage J, Pace RK (2009) Introduction to spatial econometrics. Chapman and Hall, CRC, New York

  • Li X, Guo Y, Hou JN, Liu J (2021) Human capital allocation and enterprise innovation performance: an example of China’s knowledge-intensive service industry. Research in International Business and Finance 58:101429

    Article  Google Scholar 

  • Liefner I, Hennemann S, Xin L (2006) Cooperation in the innovation process in developing countries: empirical evidence from Zhongguancun, Beijing. Environment and Planning A 38(1):111–130

    Article  Google Scholar 

  • Lin BQ, Chen YF (2019) Does electricity price matter for innovation in renewable energy technologies in China? Energy Economics 78:259–266

    Article  Google Scholar 

  • Lin BQ, Zhu JP (2019) Determinants of renewable energy technological innovation in China under CO2 emissions constraint. J Environ Manage 247:662–671

    Article  Google Scholar 

  • Liu D, Lei H (2017) “Comprehensive system identity”, human capital and labor contract signing—based on the analysis of 2014 China’s labor force dynamic survey data. Shandong Social Sciences 5:100–106 (in Chinese)

    Google Scholar 

  • Liu R (2019) Marketization process, government subsidy and enterprise innovation performance. Communication of Finance and Accounting 30:49–53 (in Chinese)

    Google Scholar 

  • Liu YP, Huang QH (2018) University capability as a micro-foundation for the Triple Helix model: the case of China. Technovation 76–77:40–50

    Article  Google Scholar 

  • Lv XJ (2016) Government subsidies and output on business technology innovation—based on the listed companies of strategic emerging industries from 2009 to 2013. Forum on Science and Technology in China 12:60–66 (in Chinese)

    Google Scholar 

  • Makard J, Truffer B (2006) Innovation process in large technical systems: market liberalization as a driver of radical change? Res Policy 35:609–625

    Article  Google Scholar 

  • Ming-Hsin Li, Hung-Hsin C (2008) Cross-national R&D collaboration: determinants of governance of alliances and the effect of governance on technological innovation in science-based industry. The Business Review 10(1):196–200

    Google Scholar 

  • Miremadi I, Saboohi Y, Arasti M (2019) The influence of public R&D and knowledge spillovers on the development of renewable energy sources: the case of the Nordic countries. Technol Forecast Soc Chang 146:450–463

    Article  Google Scholar 

  • Khezri M, Heshmati A, Khodaei M (2021) The role of R&D in the effectiveness of renewable energy determinants: a spatial econometric analysis. Energy Economics 99:105287

    Article  Google Scholar 

  • Moran P (1950) Notes on continuous stochastic phenomena. Biometrika 37:17–23

    Article  CAS  Google Scholar 

  • Nemet GF (2009) Demand-pull, technology-push, and government-led incentives for non-incremental technical change. Res Policy 38:700–709

    Article  Google Scholar 

  • Nicholas, T (2015) Scale and innovation during two U.S. breakthrough eras. Harvard Business School. Working Paper 15–038 October 14

  • Pesaran MH (2007) A simple panel unit root test in the presence of cross section dependence. J Appl Economet 22(2):265–312

    Article  Google Scholar 

  • Qu Y, Qu T, Wu Y (2015) The role of regional formal institutions and foreign direct investment in innovation in Chinese enterprises. Asia Pac Bus Rev 21(1):1–17

    Google Scholar 

  • Ren SG, Xu MJ, Wang Q, Dong WG (2017) M&A and firm’s R&D: evidence from Chinese listed manufacturing firms. China Industrial Economics 07:137–155 (in Chinese)

    Google Scholar 

  • Romer, P.M (1990) Endogenous technological change. Journal of Political Economy 98(October, Part 2): S71-S102

  • Shahnazi R, Shabani ZD (2020) Do renewable energy production spillovers matter in the EU? Renewable Energy 150:786–796

    Article  Google Scholar 

  • Schøtt T, Jensen KW (2016) Firms’ innovation benefiting from networking and institutional support: a global analysis of national and firm effects. Res Policy 45:1233–1246

    Article  Google Scholar 

  • Shi D, Li PF (2013) Analysis on the scale and ownership structure of China’s wind power industry. Review of Economic Research 32:58–65 (in Chinese)

    Google Scholar 

  • Siegel D, Waldman D, Link A (2003) Assessing the impact of organizational practices on the productivity of university technology transfer offices: an exploratory study. Res Policy 32(1):27–48

    Article  Google Scholar 

  • Tong R, Gao X, Wang WQ (2008) The role of human capital in the innovation ability of high-tech industry. Econ Res Guid 16:160–161 (in Chinese)

    Google Scholar 

  • Verdolini E, Galeotti M (2011) At home and abroad: an empirical analysis of innovation and diffusion in energy technologies. J Environ Econ Manag 61(2):119–134

    Article  Google Scholar 

  • Wang LT, Cai GT, Zhao DQ (2015) Analysis of China’s renewable energy technology innovation based on patents. Science and Technology Management Research 20:161–165 (in Chinese)

    Google Scholar 

  • Wang M, Xu M, Ma SJ (2021) The effect of the spatial heterogeneity of human capital structure on regional green total factor productivity. Struct Chang Econ Dyn 59:427–441

    Article  Google Scholar 

  • Wu DD (2016) Research on the knowledge overflow mechanism and effect of Chinese college research and development activities. University of Science and Technology of China. (in Chinese)

  • Wu J, Ma ZZ, Liu ZY, Lei CK (2019) A contingent view of institutional environment, firm capability, and innovation performance of emerging multinational enterprises. Ind Mark Manage 82:148–157

    Article  Google Scholar 

  • Wu J, Wu Z, Zhuo S (2015) The effects of institutional quality and diversity of foreign markets on exporting firms’ innovation. Int Bus Rev 24(6):1095–1106

    Article  Google Scholar 

  • Wu YM (2006) Application of spatial econometric model in provincial R&D and innovation. The Journal of Quantitative & Technical Economics 5:74–85 (in Chinese)

    Google Scholar 

  • Xiao W, Lin GB (2014) Government support, R&D management and technology innovation efficiency—an empirical analysis based on Chinese industrial industries. Journal of Management World 04:71–80 (in Chinese)

    Google Scholar 

  • Xie B (2012) A study on the curse of regional resources in China—from the perspective of dual track system, human capital heterogeneity and technological innovation. Chongqin University. (in Chinese)

  • Xu B, Lin B (2018) Do we really understand the development of China’s new energy industry? Energy Economics 74:733–745

    Article  Google Scholar 

  • Yan CL, Gong LT (2013) R&D ratio, R&D structure and economic growth. Nankai Economic Studies 2:3–19 (in Chinese)

    Google Scholar 

  • Yan PF, Wang B (2004) Technical efficiency, technical progress & productivity growth: an empirical analysis based on DEA. Econ Res J 12:55–65 (in Chinese)

    Google Scholar 

  • Yang SL, Han RZ (2013) Evaluation of science and technology innovation ability of provincial colleges and universities in China// International Conference on Management Science & Engineering. IEEE

  • Yi J, Hong J, Hsu WC, Wang C (2017) The role of state ownership and institutions in the innovation performance of emerging market enterprises: evidence from China. Technovation S016649721730247X

  • Yu FF, Guo Y, Le-Nguyen K, Barnes SJ, Zhang W (2016) The impact of government subsidies and enterprises’ R&D investment: a panel data study from renewable energy in China. Energy Policy 89:106–113

    Article  Google Scholar 

  • Yu Chin-Hsien, Wu XQ, Lee Wen-Chieh, Zhao JS (2021) Resource misallocation in the Chinese wind power industry: the role of feed-in tariff policy. Energy Economics 98:105236

    Article  Google Scholar 

  • Zhang C (2007) Empirical research on the relation between formation of human capital and economic institutional transition. Econ Res J 12:59–67 (in Chinese)

    CAS  Google Scholar 

  • Zhang H, Yang XX (2019) Heterogeneous human capital, spatial spillover and innovation of high-tch industries. Science & Technology Progress and Policy 36(22):51–59 (in Chinese)

    Google Scholar 

  • Zhang GP, Wang X, Duan HB (2019) How does the collaboration with dominant R&D performers impact new R&D employees’ innovation performance in different cultural contexts? A comparative study of American and Chinese large firms. Technological Forecasting and Social Change 148:119728

    Article  Google Scholar 

  • Zhen HX, Zhang XZ, Chi GT (2015) The effects of the institutional environment and ultimate control on corporate performance: based on the test of mediator effect of agency costs. Journal of Financial Research 12:162–177 (in Chinese)

    Google Scholar 

  • Zheng SQ, Du R (2020) How does urban agglomeration integration promote entrepreneurship in China? Evidence from regional human capital spillovers and market integration. Cities 97:102529

    Article  Google Scholar 

  • Zhou X, Zhang P (2014) The impact of marketization process on technological progress and innovation—an empirical analysis based on provincial panel data in China. Shanghai Journal of Economics 02:71–81 (in Chinese)

    Google Scholar 

  • Zhu YF, Wang ZL, Yang J, Zhu LL (2020) Does renewable energy technological innovation control China’s air pollution? A spatial analysis. Journal of Cleaner Production 250:119515

    Article  CAS  Google Scholar 

  • Zhu YF, Wang ZL, Zhu LL (2021) Spatiotemporal effects of renewable energy technology innovation on industrial cleaner production: a geographically temporally weighted analysis. Journal of Cleaner Production 312:127783

    Article  CAS  Google Scholar 

Download references

Funding

This study is funded by The National Natural Science Foundation of China, Grant/Award Numbers: 71974083, 71904067; the Humanities and Social Science Fund of the Ministry of Education of China, Grant/Award Number: 19YJA790024; the Jiangsu Social Science Fund, Grant/Award Number: 18EYB014; the Jiangsu Provincial Department of Education, Grant/Award Number: 2018SJZDI089; and the Research Support Project for Doctoral Degree Teachers of Jiangsu Normal University of China, Grant/Award Number: 18XWRS017.

Author information

Authors and Affiliations

Authors

Contributions

Zheng-Xia He: conceptualization, data curation, writing—original draft preparation. Leyi Kuai: visualization, investigation. Xin Chen: methodology, software, supervision. Wen-Xing Shen: software, validation. Wenbo Li: Writing—reviewing and editing.

Corresponding author

Correspondence to Xin Chen.

Ethics declarations

Ethics approval and consent to participate

Not applicable.

Consent for publication

Not applicable.

Competing interests

The authors declare no competing interests.

Additional information

Responsible Editor: Roula Inglesi-Lotz

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

He, Z., Kuai, L., Chen, X. et al. Exploring the spatial pattern of renewable energy technology innovation: evidence from China. Environ Sci Pollut Res 29, 59076–59093 (2022). https://doi.org/10.1007/s11356-022-19841-4

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11356-022-19841-4

Keywords

Navigation