Abstract
Teleology has a complicated history in the biological sciences. Some have argued that Darwin’s theory has allowed biology to purge itself of teleological explanations. Others have been content to retain teleology and to treat it as metaphorical, or have sought to replace it with less problematic notions like teleonomy. And still others have tried to naturalize it in a way that distances it from the vitalism of the nineteenth century, focusing on the role that function plays in teleological explanation. No consensus has seemed possible in this debate. This paper takes a different approach. It argues that teleology is a perfectly acceptable scientific notion, but that the debate took an unfortunate misstep some 2300 years ago, one that has confused things ever since. The misstep comes in the beginning of Aristotle’s Physics when a distinction is made between two types of teleological explanation. One type pertains to artifacts while the other pertains to entities in nature. For Aristotle, artifacts are guided by something external to themselves, human intentions, while natural entities are guided by an internal nature. We aim to show that there is, in fact, only one type of legitimate teleological explanation, what Aristotle would have considered a variant of an artifact model, where entities are guided by external fields. We begin with an analysis of the differences between the two types of explanation. We then examine some evidence in Aristotle’s biological works suggesting that in his account of the natural-artifactual distinction, he encountered difficulties in trying to provide teleological accounts of spontaneous generation. And we show that it is possible to resolve these difficulties with a more robust version of an artifact model of teleology, in other words, with an externalist teleology. This is McShea’s model, in which goal-directed entities are guided by a nested series a of upper-level fields. To explain teleological behavior, this account invokes only external physical forces rather than mysterious internal natures. We then consider how field theory differs from other efforts to naturalize teleology in biology. And finally, we show how the account enables us to grapple with certain difficult cases—genes and intentions—where, even in biology today, the temptation to posit internal natures remains strong.
Similar content being viewed by others
Notes
The use of ‘artifact model’ here is different than Lewens’ use of the term. Lewens’ notion of an “artifact model” is when biologists “talk of organisms as though they were designed objects” (Lewens, 2004, p. 2).
To be clear, Aristotle does not suggest that internal natures imply anything akin to an intelligent designer. For example, Aristotle says that when spiders weave webs they are clearly goal directed. However, Aristotle says spiders have no intelligence. Therefore, there is no reason to think internal natures that direct entities need to possess, or have been created by, anything like intelligence.
See Lennox (2001) p. 244 for interpretive reasons to think that the Physics predates the biological works.
Testacea are invertebrate animals with shell coverings, such as mollusks or shellfish. Given that Aristotle’s writing predates (and is partly responsible for) any sort of systematic taxonomy, it’s not entirely clear what species he thought were spontaneously generated, though many of the animals he describes are generally translated as ‘testacea’ in Aristotelian scholarship.
Interestingly, Boorse (1976) does note that things like ecology can direct certain biological entities. Something like ecology is external in our view. Insofar as Boorse gestures at these types of external sources of direction, we’re sympathetic to his view.
References
Allen, C., & Neal, J. (2020). Teleological notions in biology. In E, N. Zalta (Ed.), The stanford encyclopedia of philosophy (Spring 2020 Edition). https://plato.stanford.edu/archives/spr2020/entries/teleology-biology.
Atamian, H. S., Creux, N. M., Brown, E. A., Garner, A. G., Blackman, B. K., & Harmer, S. L. (2016). Circadian regulations of sunflower heliotropism, floral orientation, and pollinator visits. Science, 353, 587–590.
Babcock, G. (2020). Are synthetic genomes parts of a genetic lineage? The British Journal for the Philosophy of Science. https://doi.org/10.1093/bjps/axz046.
Balme, D. M. (1962). Development of biology in Aristotle and Theophrastus: Theory of spontaneous generation. Phronesis, 7, 91–104.
Barrett, L. F. (2015). Ten common misconceptions about psychological construction theories of emotion. In L. F. Barrett & J. A. Russell (Eds.), The psychological construction of emotion. (pp. 45–79). The Guilford Press.
Basl, J., & Sandler, R. (2013). Three puzzles regarding the moral status of synthetic organisms. In G. E. Kaebnick, & T. H. Murray (Eds.), Synthetic biology and morality: Artificial life and the bounds of nature (pp. 89–106). MIT Press.
Berridge, K. C. (2004). Motivation concepts in behavioral neuroscience. Physiology and Behavior, 81, 179–209.
Boorse, C. (1976). Wright on functions. The Philosophical Review, 85(1), 70–86.
Brass, M., Lynn, M. T., Demanet, J., & Rigoni, D. (2013). Imaging volition: What the brain can tell us about the will. Experimental Brain Research, 229, 301–312.
Campbell, D. T. (1958). Common fate, similarity, and other indices of the status of aggregates of persons as social entities. Behavioral Sciences, 3, 14–25.
Charlton, W. (2006). Aristotle physics books I and II. Clarendon Press.
Craver, C. F. (2001). Role functions, mechanisms, and hierarchy. Philosophy of Science, 68(1), 53–74.
Cummins, R. (1975). Functional analysis. The Journal of Philosophy, 72(20), 741–765.
Damasio, A. (2003). Looking for Spinoza. Harcourt Books.
Davidson, R. J. (2003). Seven sins in the study of emotion: Correctives from affective neuroscience. Brain and Cognition, 52(1), 129–132.
Ettensohn, C. A. (1990). The regulation of primary mesenchyme cell patterning. Developmental Biology, 140, 261–271.
Forster, E. S. (1944). Aristotle’s De Generatione-Aristotle: Generation of Animals. With an English translation by AL Peck. (Loeb Classical Library.) Pp. lxxviii+ 608. London: Heinemann, 1943. Cloth, 10s. (leather 12s. 6d.) net. The Classical Review, 58(2), 54–55.
Fox Keller, E. (2010). The mirage of a space between nature and nurture. Duke University Press.
Garson, J. (2008). Function and teleology. In A. Plutynski & S. Sarkar (Eds.), A companion to the philosophy of biology. (pp. 525–549). Blackwell.
Garson, J. (2016). A critical overview of biological functions. Springer International Publishing.
Ghiselin, M. T. (1974). A radical solution to the species problem. Systematic Zoology, 23, 536–544.
Goodwin, B. (1994). How the leopard changed its spots: The evolution of complexity. Princeton.
Haggard, P. (2008). “Human volition: Towards a neuroscience of will. Nature Reviews: Neuroscience, 9, 934–946.
Hoehl, S., Hellmer, K., Johansson, M., & Gredebäck, G. (2017). Itsy bitsy spider…: Infants react with increased arousal to spiders and snakes. Frontiers in psychology, 8, 1710.
Hull, D. L. (1967). The conflict between spontaneous generation and Aristotle’s metaphysics. (pp. 245–250). Université Laval.
Hull, D. L. (1976). Are species really individuals? Systematic Zoology, 25, 174–191.
Hume, D. (1978 [1740]). A Treatise of Human Nature. Edited by L. A. Selby-Bigge, 2nd ed. Oxford: Oxford University Press.
Kauffman, S. (1993). Origins of order: Self-organization and selection in evolution. Oxford University Press.
Lang, A. R. G., & Begg, J. E. (1979). Movements of Helianthus Annuus leaves and heads. Journal of Applied Ecology, 16(1), 299–305.
LeDoux, J. (1996). The emotional brain. Simon and Schuster.
Lee, J. G., & McShea, D. W. (2020). Operationalizing goal directedness: An empirical route to advancing a philosophical discussion. Philosophy, Theory and Practice in Biology. https://doi.org/10.3998/ptpbio.16039257.0012.005.
Lennox, J. (2001). Aristotle’s philosophy of biology: Studies in the origins of life sciences. Cambridge University Press.
Lennox, J. (2019). Aristotle’s Biology. In E. N. Zalta (Ed.), The stanford encyclopedia of philosophy (Winter 2019 edn). https://plato.stanford.edu/archives/win2019/entries/aristotle-biology.
Leunissen, M. (2010). Explanation and teleology in Aristotle’s science of nature. Cambridge University Press.
Levin, M. (2012). Morphogenetic fields in embryogenesis, regeneration, and cancer: Non-local control of complex patterning. Bio Systems, 109(3), 243–261.
Lewens, T. (2004). Organisms and artifacts: Design in nature and elsewhere. MIT Press.
Matthen, M. (1997). Teleology and the product analogy. Australasian Journal of Philosophy, 75(1), 21–37.
Mayr, E. (1988). The multiple meanings of teleological. In E. Mayr (Ed.), Towards a new philosophy of biology. (pp. 38–66). Harvard University Press.
Mayr, E. (1992). The idea of teleology. Journal of the History of Ideas, 53, 117–135.
McShea, D. W. (2012). Upper-directed systems: A new approach to teleology in biology. Biology and Philosophy, 27, 663–684.
McShea, D. W., et al. (2016). Hierarchy: The source of teleology in evolution. In N. Eldredge (Ed.), Evolutionary theory: A hierarchical perspective. (pp. 86–102). University of Chicago Press.
McShea, D. W. (2017). Logic, passion, and the problem of convergence. Journal of the Royal Society Interface Focus, 7, 20160122.
Nagel, E. (1979). Teleology revisited and other essays in the philosophy and history of science. Columbia University Press.
Neander, K. (1991). Functions as selected effects: The conceptual analyst’s defense. Philosophy of Science, 58(2), 168–184.
Nijhout, F. (1990). Metaphors and role of genes in development. BioEssays, 12, 441–445.
Reiss, J. (2009). Not by design: Retiring Darwin’s watchmaker. UC Press.
Rose, D., Schaffer, J., & Tobia, K. (2018). Folk teleology drives persistence judgements. Synthese, 1–19.
Roskies, A. L. (2010). How does neuroscience affect our conception of volition? Annual Review of Neuroscience, 33, 109–130.
Salthe, S. N. (1985). Evolving hierarchical systems. Columbia University Press.
Shaw, D. J. (1998). Reason and feeling in Hume’s action theory and moral philosophy. The Edwin Mellen Press.
Simon, H. A. (1962). The architecture of complexity. Proceedings of the American Philosophical Society, 106, 467–482.
Sommerhoff, G. (1950). Analytical biology. Oxford University Press.
Symmonds, M., & Dolan, R. J. (2012). The neurobiology of preferences. In R. Dolan & T. Sharot (Eds.), Neuroscience of preferences and choice. (pp. 3–31). Elsevier.
Thompson, D. W. (1942). On growth and form. University Press and Macmillan.
Van Valen, L. (1973). Festschrift. (Book reviews: Evolutionary biology. Vol. 6). Science, 180(4085), 488.
Vandenbrink, J. P., Brown, E., Harmer, S., & Blackman, B. (2014). Turning heads: The biology of solar tracking in sunflower. Plant Science, 224C, 20–26.
von Bertalanffy L. (1969). General system theory: Foundations, development, applications. G. Braziller; New York.
Waters, C. K. (2007). Causes that make a difference. The Journal of Philosophy, 104(11), 551–579.
Weiss, P. A. (1969). The living system: Determinism stratified. Studium Generale, 22, 361–400.
Wimsatt, W. C. (1974). Complexity and organization. In K. F. Schaffner & R. S. Cohen (Eds.), Philosophy of Science Association 1972. (pp. 67–86). Dordrecht, Netherlands: D. Reidel.
Wimsatt, W. C. (1994). The ontology of complex systems: Levels of organization, perspectives, and causal thickets. Canadian Journal of Philosophy, 20(supp), 207–274.
Wimsatt, W. C. (2007). Re-Engineering philosophy for limited beings: Piecewise approximations to reality. Harvard University Press.
Wright, L. (1973). Functions. The Philosophical Review, 82(2), 139–168.
Wright, L. (1976). Teleological explanations: An Etiological analysis of goals and functions. University of California Press.
Zwier, K. (2018). Methodology in Aristotle’s theory of spontaneous generation. Journal of History of Biology, 51(2), 355–386.
Acknowledgements
We would like to thank the John Templeton Foundation for its generous support (grant #61408,"Increasing Complexity: The First Rule of Evolution?"), which helped make the work that contributed to this paper possible. We would also like to thank Mark Brennan and the anonymous referees who provided valuable feedback on earlier versions of this paper.
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Babcock, G., McShea, D.W. An externalist teleology. Synthese 199, 8755–8780 (2021). https://doi.org/10.1007/s11229-021-03181-w
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11229-021-03181-w