Skip to main content
Log in

Analysis of Methods of Modeling the Influence of Tunneling on the Deformation of the Surrounding Soil Mass

  • UNDERGROUND STRUCTURES
  • Published:
Soil Mechanics and Foundation Engineering Aims and scope

The methods and results of modeling the influence of tunneling on the deformations of the surrounding soil mass are analyzed. It is noted that from the standpoint of deformations of the surrounding soil mass the most accurate results are obtained by the settlement method, taking into account the weight of the excavated soil CMW; complex models with double isotropic strengthening (HS, HSS) do not always give adequate results, since these models neglect the change in the position of the yield surface as a result of complex unloading of the soil mass, as is characteristic for the type of problems under consideration. On using them, the settlement of the ground surface can be overestimated by 1.5-2-fold for normally packed soils and underestimated for over-packed soils (OCR > 1). Recommendations are made for predicting settlement on tunneling.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. R. B. Peck, “Deep excavation and tunneling in soft ground. State of the art report,” Proc. 7th Int. Conf. SMFE, Mexico City, 225-258 (1969).

  2. P. B. Attewel, J. Yeates, and A. R. Selby, Soil Movements Inducted by Tunneling and Their Effects on Pipelines and Structure, Glasgow and London, Chapman and Hall, NY (1986).

  3. R. J. Mair, “Settlement effects of bored tunnels,” International Symposium on Geotechnical Aspects of Underground Construction in Soft Ground,Balkma, London (1996).

  4. A. N. Pushilin, A. V. Favorov, and V. I. Sheinin, “Method of calculating the forces in building structures during deformation of the base resulting from the sinking of an underground mine,” Osn. Fundam. Mech. Gruntov, No. 3, 2-6 (2007).

  5. M. P. O’Reilly and B. M. New, “Settlements above tunnels in the United Kingdom – their magnitude and prediction,” Proc. Tunneling ‘82, IMM, 137-181 (1982).

  6. O. N. Isaev and R. F. Sharafutdinov, “Soil overcutting on construction of communication tunnels using the shield method,” Mekhanizatsiya stroitel’stva, No. 6, 2-7 (2012).

    Google Scholar 

  7. O. N. Isaev and R. F. Sharafutdinov, “Experimental studies of soil over-cut on microtunnelling,” Transportnoye stroitel’stvo, No. 07, 7-10 (2015).

    Google Scholar 

  8. R. J. Mai and R. N. Taylor, “Bored tunneling in the urban environment,” Proceedings of the 14th international conference of soil mechanics and foundation engineering, 4, Brookfield, Balkema, Rotterdam (1997).

  9. A. Z. Ter-Martirosyan, N. F. Babushkin, I. O. Isaev, and V. V. Shishkina, “Determination of the actual coefficient of soil overcut by analyzing monitoring data,” Geotekhnika, 7, No. 1, 34-42 (2020).

    Google Scholar 

  10. A. Z. Ter-Martirosyan, I. O. Isaev, and A. S. Almakaeva, “Determination of the actual coefficient of overcut (sector ‘Stakhanovskaya street’ – ‘Nizhegorodskaya street’), Vestnik MGSU, 15, No. 12, 1644-1653 (2020), https://doi.org/10.22227/1997-0935.2020.12.1644-1653.

  11. A. Z. Ter-Martirosyan, V. P. Kivlik, I. O. Isaev, and V. V. Hishkina, “Determination of the actual coefficient of undercutting (sector ‘Kosino’—‘Yugo-Vostochnaya’),” Construction and Geotechnics. 12, No. 2, 5-14 (2021).

    Google Scholar 

  12. L. A. Strokova, “Modeling of surface subsidence on tunneling with the shield method,” Izv. Tomsk. Politekh. Universiteta, No. 1, 45–50 (2008).

  13. V. A. Ilyichev, N. S. Nikiforova, and M. M. Tupikov, “Investigations of the deformation of soil masses on construction of shallow communication tunnels,” Osn. Fundam. Mech. Gruntov, No. 3, 8-15 (2011).

  14. S. Möller, Tunnel Induced Settlements and Structural Force in Linings, Phd thesis, Stuttgart (2006),

  15. V. P. Petrukhin, O. N. Isaev, and R. F. Sharafutdinov, “Determination of the parameters for numerical modeling of soil deformations on using finite element calculation in course of utility tunneling,” Proceedings of the 15th European Conference on Soil Mechanics and Geotechnical Engineering, 13-17 September 2011, Edinburg, UK, 3917-3922.

  16. H. Elarabi and A. A. Mohamed, “the effect of installation procedures and constitutive laws for numerical simulation of closed face tunneling,” 19th International Conference on Soil Mechanics and Geotechnical Engineering (Seoul), 725-728 (2017).

  17. A.-M. Zakhem and H. El Naggar, “Effect of the constitutive material model employed on predictions of the behavior of earth pressure balance (EPB) shield-driven tunnels,” Transportation Geotechnics, 100264 (2019), https://doi.org/10.1016/j.trgeo.2019.100264.

  18. S. C. Möller and P. A. Vermeer, “Prediction of settlements and structural forces in linings due to tunneling,” Proceeding 5th Int. Symposium on Underground Construction in Soft Ground, IS-Amsterdam (2005).

  19. S.-L. Chen, S.-C. Lee, and Y.-S. Wei, “Numerical analysis of ground surface settlement induced by double-o tube shield tunneling,” J. Perform. Constructed Facilities, 30(5), 04016012 (2016). https://doi.org/10.1061/(asce)cf.1943-5509.0000732.

    Article  Google Scholar 

  20. S. Çelik, “Comparison of Mohr-Coulomb and hardening soil models, numerical estimation of ground surface settlement caused by tunneling,” Iğdır Univ. J. Inst. Sci. Technol. 7, 95-102 (2017).

    Article  Google Scholar 

  21. S. Likitlersuang, C. Surarak, S. Suwansawat, D. Wanatowski, E. Oh, and A. Balasubramaniam, “Simplified finiteelement modeling for tunneling-induced settlements,” Geotech. Res., 1(4), 133-152 (2014), https://doi.org/10.1680/gr.14.00016.

    Article  Google Scholar 

  22. S. C. Möller and P. A. Vermeer, “On numerical simulation of tunnel installation,” Tun. Undergr. Space Tech., 23(4), 461-475 (2008).

    Article  Google Scholar 

  23. P. A. Vermeer and R. Brinkgreve, PLAXIS Version 5 Manual, Balkema edition, Rotterdam (1993).

  24. Y. Zang, P. Gan, J. Yan, S. Liu, and Z. Yan, “Effects of construction sequences and volume loss on perpendicularly crossing tunnels,” Adv. Civ.Eng., 1-12 (2019), https://doi.org/10.1155/2019/6017206.

  25. T. I. Addenbrooke, D. M. Potts, and A. M. Puzrin, “The influence of pre-failure soil stiffness on the numerical analysis of tunnel construction,” Géotechnique, 47(3), 693-712 (1997), https://doi.org/10.1680/geot.1997.47.3.693.

    Article  Google Scholar 

  26. V. P. Petrukhin, O. N. Isaev, and R. F. Sharafutdinov,” Modeling of soil mass deformations on tunneling. Part 2: Technique for choosing the parameters of numerical simulation,” Transportnoe stroitel’stvo, No. 10, 14-15 (2014).

  27. V. P. Petrukhin, O. N. Isaev, and R. F. Sharafutdinov, “Modeling of soil mass deformations on tunneling. Part 1: Studies of the influence of design parameters,” Transportnoe stroitel’stvo, No. 9, 7-11 (2014).

    Google Scholar 

  28. SP 249.1325800.2016. Underground communications. Open and closed design and construction.

  29. F. Aldiamar, M. Irsyam, B. Hutapea, E. Susila, and R. Nazir, “Evaluation of lateral and axial deformation for earth pressure balance (EPB) tunnel construction using 3-dimension finite element method,” J. Eng. Technol. Sci., 53, No. 5, 210503 (2021).

  30. M. Ahmed and M. Iskander, “Analysis of tunneling-induced ground movements using transparent soil models,” J. Geotech. Geoenviron. Eng., 137(5), 525-535 (2011), https://doi.org/10.1061/(asce)gt.1943-5606.0000456.

    Article  Google Scholar 

  31. E. J. Cording and W. H. Hansmire, “Displacements around soft ground tunnels – general report,” 5th Pan American Conference on Soil Mechanics and Foundation Engineering, Session IV, Buenos Aires, Rotterdam, Balkema, 571-632 (1975).

  32. A. B. Fadeev, Finite Element Method in Geomechanics, Nedra, Moscow (1987).

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to R. F. Sharafutdinov.

Additional information

Translated from Osnovaniya, Fundamenty i Mekhanika Gruntov, No. 2, March-April, 2023.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Sharafutdinov, R.F., Isaev, O.N. & Zakatov, D.S. Analysis of Methods of Modeling the Influence of Tunneling on the Deformation of the Surrounding Soil Mass. Soil Mech Found Eng 60, 125–133 (2023). https://doi.org/10.1007/s11204-023-09873-4

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11204-023-09873-4

Navigation