Skip to main content
Log in

Universal mock theta functions and two-variable Hecke–Rogers identities

  • Published:
The Ramanujan Journal Aims and scope Submit manuscript

Abstract

We obtain two-variable Hecke–Rogers identities for three universal mock theta functions. This implies that many of Ramanujan’s mock theta functions, including all the third-order functions, have a Hecke–Rogers-type double sum representation. We find new generating function identities for the Dyson rank function, the overpartition rank function, the \(M2\)-rank function and related spt-crank functions. Results are proved using the theory of basic hypergeometric functions.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. Ahlgren, S., Andersen, N.: Euler-like recurrences for smallest parts functions. Ramanujan J., special volume in honor of Basil Gordon (to appear)

  2. Ahlgren, S., Bringmann, K., Lovejoy, J.: \(\ell \)-adic properties of smallest parts functions. Adv. Math. 228, 629–645 (2011)

    Article  MATH  MathSciNet  Google Scholar 

  3. Alladi, K.: A new combinatorial study of the Rogers-Fine identity and a related partial theta series. Int. J. Number Theory 5, 1311–1320 (2009)

    Article  MATH  MathSciNet  Google Scholar 

  4. Alladi, K.: Analysis of a generalized Lebesgue identity in Ramanujan’s Lost Notebook. Ramanujan J. 29, 339–358 (2012)

    Article  MATH  MathSciNet  Google Scholar 

  5. Alladi, K.: Private communication.

  6. Andrews, G.E.: On basic hypergeometric series, mock theta functions, and partitions. I. Quart. J. Math. Oxford Ser. (2)(17), 64–80 (1966)

    Article  Google Scholar 

  7. Andrews, G.E., The Theory of Partitions, Encyclopedia of Mathematics and its Applications, Vol. 2, Addison-Wesley, Reading, (1976) (Reissued: Cambridge University Press, Cambridge, 1985)

  8. Andrews, G.E.: Hecke modular forms and the Kac-Peterson identities. Trans. Am. Math. Soc. 283, 451–458 (1984)

    Article  MATH  Google Scholar 

  9. Andrews, G.E.: The number of smallest parts in the partitions of n. J. Reine Angew. Math. 624, 133–142 (2008)

    MATH  MathSciNet  Google Scholar 

  10. Andrews, G.E.: q-Orthogonal polynomials, Rogers-Ramanujan identities, and mock theta functions. Proceedings of the Steklov Institute of Mathematics 276(1), 21–32 (2012)

    Article  MATH  MathSciNet  Google Scholar 

  11. Andrews, G.E., Berndt, B.C.: Ramanujan’s Lost Notebook Part I. Springer, New York (2005)

    Google Scholar 

  12. Andrews, G.E., Berndt, B.C.: Ramanujan’s Lost Notebook Part II. Springer, New York (2009)

    MATH  Google Scholar 

  13. Andrews, G.E., Garvan, F.G.: Ramanujan’s “lost” notebook. VI. The mock theta conjectures. Adv. Math. 73, 242–255 (1989)

    Article  MATH  MathSciNet  Google Scholar 

  14. Andrews, G.E., Garvan, F.G., Liang, J.L.: Combinatorial interpretations of congruences for the spt-function. Ramanujan J. 29, 321–338 (2012)

    Article  MATH  MathSciNet  Google Scholar 

  15. Andrews, G.E., Garvan, F.G., Liang, J.L.: Self-conjugate vector partitions and the parity of the spt-function. Acta Arith. 158, 199–218 (2013)

    Article  MATH  MathSciNet  Google Scholar 

  16. Berkovich, A., Garvan, F.G.: Some observations on Dyson’s new symmetries of partitions. J. Combin. Theory Ser. A 100, 61–93 (2002)

    Article  MATH  MathSciNet  Google Scholar 

  17. Berkovich, A., Garvan, F.G.: Ekhad-Zeilberger identities and their multisum analogs. In: AMS Session on \(q\)-Series in Number Theory and Combinatorics, Baton Rouge, (2003) (unpublished report)

  18. Bressoud, D.M.: Hecke modular forms and q-Hermite polynomials. Ill. J. Math. 30, 185–196 (1986)

    MATH  MathSciNet  Google Scholar 

  19. Bringmann, K.: On the explicit construction of higher deformations of partition statistics. Duke Math. J. 144, 195–233 (2008)

    Article  MATH  MathSciNet  Google Scholar 

  20. Bringmann, K., Lovejoy, J., Osburn, R.: Rank and crank moments for overpartitions. J. Number Theory 129, 1758–1772 (2009)

    Article  MATH  MathSciNet  Google Scholar 

  21. Bringmann, K., Raum, M., Richter, O.K.: Harmonic Maass-Jacobi forms with singularities and a theta-like decomposition. Trans. AMS (accepted for publication)

  22. Dabholkar, A., Murthy, S., Zagier, D.: Quantum black holes, wall crossing, and mock modular forms. Cambr. Monogr. Math. Phys. (to appear)

  23. Dyson, F.J.: Some guesses in the theory of partitions. Eureka Camb. 8, 10–15 (1944)

    MathSciNet  Google Scholar 

  24. Fokkink, R., Fokkink, W., Wang, Z.B.: A relation between partitions and the number of divisors. Am. Math. Mon. 102, 345–346 (1995)

    Article  MATH  MathSciNet  Google Scholar 

  25. Garvan, F.G., Jennings-Shaffer, C.: The spt-crank for overpartitions. Acta. Arithmetica. (to appear)

  26. Gasper, G., Rahman, M.: Basic Hypergeometric Series, The Encyclopedia of Mathematics and Its Applications. Cambridge University Press, Cambridge (2004)

    Book  Google Scholar 

  27. Gordon, B., McIntosh, R.J.: A survey of classical mock theta functions. In: Alladi, K., Garvan, F.G. (eds.) “Partitions, \(q\)-Series, and Modular Forms”. Developmental Mathematics, vol. 23, pp. 95–144. Springer, New York (2012)

    Chapter  Google Scholar 

  28. Hecke, E.: Über einen neuen Zusammenhang zwischen elliptischen Modulfunktionen und indefiniten quadratischen Formen. Mathematische Werke, pp. 418–427. Vandenhoeck und Ruprecht, Göttingen (1959)

    Google Scholar 

  29. Hickerson, D.: A proof of the mock theta conjectures. Invent. Math. 94, 639–660 (1988)

    Article  MATH  MathSciNet  Google Scholar 

  30. Hickerson, D.: On the seventh order mock theta functions. Invent. Math. 94, 661–677 (1988)

    Article  MATH  MathSciNet  Google Scholar 

  31. Hickerson, D., Mortenson, E.: Hecke-type double sums, Appell-Lerch sums, and mock theta functions (I). (2014) Arxiv preprint arXiv:1208.1421

  32. Hickerson, D., Mortenson, E.: Hecke-type double sums, Appell-Lerch sums, and mock theta functions (I), earlier version of [31]. (2014) http://www.maths.uq.edu.au/~uqemorte/paper009.pdf

  33. Imamoğlu, Ö., Raum, M., Richter, O.: Holomorphic projections and Ramanujan’s mock theta functions. Arxiv preprint arXiv:1306.3919

  34. Kac, V.G., Peterson, D.H.: Affine Lie algebras and Hecke modular forms. Bull. Am. Math. Soc. (N.S.) 3, 1057–1061 (1980)

    Article  MATH  MathSciNet  Google Scholar 

  35. Lovejoy, J.: Ramanujan-type partial theta identities and conjugate Bailey pairs. Ramanujan J. 29, 51–67 (2012)

    Article  MATH  MathSciNet  Google Scholar 

  36. Lovejoy, J.: Bailey pairs and indefinite quadratic forms. J. Math. Anal. Appl. 410, 1002–1013 (2014)

    Article  MathSciNet  Google Scholar 

  37. Lovejoy, J., Osburn, R.: \(M_2\)-rank differences for partitions without repeated odd parts. J. Théor. Nombres Bordx. 21, 313–334 (2009)

    Article  MATH  MathSciNet  Google Scholar 

  38. Milne, S.C.: The \(C_l\) Rogers-Selberg identity. SIAM J. Math. Anal. 25, 571–595 (1994)

    Article  MATH  MathSciNet  Google Scholar 

  39. Mortenson, E.: On three third order mock theta functions and Hecke-type double sums. Ramanujan J. 30, 279–308 (2013)

    Article  MATH  MathSciNet  Google Scholar 

  40. Mortenson, E.T.: On the dual nature of partial theta functions and Appell-Lerch sums. Arxiv preprint arXiv:1309.4162v2

  41. Rogers, L.J.: Second memoir on the expansion of certain infinite products. Proc. London Math. Soc. 25, 318–343 (1894)

    Google Scholar 

  42. Slater, L.J.: A new proof of Rogers’s transformations of infinite series. Proc. London Math. Soc. (2)(53), 460–475 (1951)

    Article  MathSciNet  Google Scholar 

  43. Zwegers, S.P.: Mock Theta Functions. Ph.D. thesis, Universiteit Utrecht, pp. 96 (2002)

Download references

Acknowledgments

I would like to thank Krishna Alladi, Kathrin Bringmann, Freeman Dyson, Mike Hirschhorn, Robert Osburn, Steve Milne, Eric Mortenson and Martin Raum for their comments and suggestions. In particular, I thank Steve Milne for earlier pointing out his bijective proof [38] of (4.15), and I thank Eric Mortenson for his detailed comments and the results (7.3)–(7.8). Finally, I thank Doron Zeilberger for inviting me to present the preliminary results of this paper in his Experimental Math Seminar on April 25, 2013. See http://youtu.be/oz2mdkd5jX4 for the online video. Since this paper was submitted Kathy Ji and Aviva Zhao (“The Bailey transform and Hecke-Rogers identities for the universal mock theta functions, arXiv:1406.4398) have given new proofs of Theorem 1.1 using conjugate Bailey pairs. They have also been able to extend these results to infinite families of identities.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to F. G. Garvan.

Additional information

Dedicated to the memory of Basil Gordon.

The author was supported in part by a grant from the Simon’s Foundation (#318714 to F. G. Garvan).

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Garvan, F.G. Universal mock theta functions and two-variable Hecke–Rogers identities. Ramanujan J 36, 267–296 (2015). https://doi.org/10.1007/s11139-014-9624-1

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11139-014-9624-1

Keywords

Mathematics Subject Classification

Navigation