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The dimensionality of discrete factor analyses

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Abstract

This article discusses a solution to Coombs’s project of a discrete, ordinal factor analysis for dichotomous data that is structurally homologous to Galois lattice analysis and to other related algebraic approaches. It compares this approach to the better known “biorder” approach to the same problem. In contrast to the biorder approach which is NP-hard, here the set of minimal solutions can be determined with a reasonably simple coloration algorithm. The dimensionality of the resulting solution may be larger than that retrieved by the closely related biorder approach, but the underlying space may be more parsimonious in that there are fewer possible regions. In a class of reasonably important cases, the two are equivalent.

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Notes

  1. The degenerate case in which a threshold is at −∞ will (following Coombs) here be noted as the threshold being 0, and the trait space being confined to non-negative traits. When we speak of the set of thresholds in a Coombs factorization, we will not include such degenerate cases.

  2. It is of course true that in this case, the biorder approach is indifferent to which of the three items we treat as requiring two as opposed to one trait. Similarly indeterminacies can occur in all Boolean factorizations.

  3. More technically, in this hypergraph H = (V H, E H) for any two vertices, v dominates w if for any edge e in E H that contains w, the set B vw = (e\w) ∪ v is “non-stable,” meaning that there is no edge e* ∈ E H |e*B vw .

  4. We note that this implies that each dimension can be considered a permutation of the items; this has implications for the relation to incomparability graphs, though we do not make use of this here (though see Golumbic et al. 1983). Also note that we here exclude degenerate thresholds as discussed in note 1.

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Acknowledgments

This work was supported by the Graduate School Research Committee of the University of Wisconsin, Madison, Grant #060059. I am extremely grateful for the detailed critique and comments of an anonymous reviewer that led to a tightening of the exposition and the removal of a number of missteps. I also thank Jonathan Farley for disproving one conjecture, and especially James Montgomery for Table 2 and other comments and discussions that have greatly improved the work along these lines.

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Correspondence to John Levi Martin.

Appendix: conventional algebraic definitions

Appendix: conventional algebraic definitions

The classic treatment of lattice algebra is Birkhoff (1967 [1940]); the exposition here includes only terms needed. The reader familiar with partial orders and lattices may skip this section. A “partially ordered set” (or “poset,” for short) is a set of elements {δ1, δ2, δ3,…} and a binary relation denoted ≤, which satisfies the following three conditions:

  1. (i)

    transitivity: δ1 ≤ δ2, δ2 ≤ δ3 implies δ1 ≤ δ3;

  2. (ii)

    reflexivity: δ1 ≤ δ1;

  3. (iii)

    antisymmetry: δ1 ≤ δ2 and δ2 ≤ δ1 implies δ1 = δ2.

Given a set of elements A and a relation ≤ , δ1A is said to be the “minimum” of A if for any δ2A, δ2 ≤ δ1 implies δ2 = δ1. Note that the set of all points is a poset.

Consider a poset A, consisting of elements δ1, δ2, δ3 etc. together with a binary relation ≤ as defined in the text. The “lower bound” of a pair of elements, δ1 and δ2, in A is an element δ3, such that δ3 ≤ δ1 and δ3 ≤ δ2. Similarly, the “upper bound” of a pair of elements, δ1 and δ2, in A is an element δ3, such that δ1 ≤ δ3 and δ2 ≤ δ3. The “greatest lower bound” or “meet” of any two elements δ1 and δ2 in A, denoted δ1∧δ2, is a unique element δ3 in A such that δ3 ≤ δ1 and δ3 ≤ δ2, and there is no δ4 in A such that δ3 ≤ δ4 ≤ δ1 and δ3 ≤ δ4 ≤ δ2. Similarly, the “least upper bound” or “join” of any two elements, δ1 and δ2 in A, denoted δ1∨δ2, is a unique element δ3 in A such that δ1 ≤ δ3 and δ2 ≤ δ3, and there is no δ4 in A such that δ1 ≤ δ4 ≤ δ3 and δ2 ≤ δ4 ≤ δ3. A “lattice” is then a poset that is closed under the binary operations of meet and join; that is, for any two elements δ1 and δ2 in A, δ1∨δ2 ∈ Α, δ1∧δ2 ∈ Α. Given a set of elements {δ1, δ2, δ3,} we may write δ1∧ δ2∧ δ3 as ∧{δ1, δ2, δ3,}.

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Martin, J.L. The dimensionality of discrete factor analyses. Qual Quant 50, 2451–2467 (2016). https://doi.org/10.1007/s11135-015-0271-4

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