Introduction

Although topics such as organizational readiness to change (ORC), organizational resilience and change management are all widely addressed in organizational studies in the private/industrial sector (Grimolizzi-Jensen, 2018), they are, by now, of the utmost importance for large, public organizations too (Sawitri, 2018). In general, managerial revolutions such as the one of New Public Management (Nunes & Ferreira, 2019) have gradually clarified that many challenges typically faced in the private sector are by now just as relevant in the public one. For example, ORC is a highly relevant aspect of public organizations, frequently required to implement managerial tools borrowed from the private industry so to pursue objectives related to both quality and efficiency simultaneously (Veillard et al., 2005). ORC is a construct that describes an organization’s capability of implementing a transformation, whether planned or sudden.

A clear example of its relevance can be found in hospitals. These are (frequently public) large and complex organizations which are required to adapt to rapidly changing environments. Although their trends of change are widely studied (Gabutti & Cicchetti, 2020), there exists high variability in their ability of responding to common challenges. For example, this has become evident with the Covid-19 pandemic which has obliged hospitals to face unprecedent and completely unknown scenarios and to rely nearly exclusively on their managerial asset to adapt quickly to an evolving environment (Gibbons et al., 2021).

Therefore, understanding and managing hospital ORC is a key topic with strong practical implications on society worldwide. Hospital ORC has been studied in the past (Vaishnavi et al., 2019). Nevertheless, studies mostly address specific features of hospital ORC and mostly fail in providing a comprehensive framework able to guide managers in the overall assessment and improvement of ORC. Indeed, taking complex decisions when such a comprehensive framework is not available is risky. It is difficult to foresee the interconnected effects a decision implies. Moreover, there may exist numerous organizational and contextual features that could hinder the implementation and success of such decision. In other terms, strategies may fail due to the high number of barriers that impede a concrete process of organizational change (Sicakyuz & Yuregit, 2020).

In this scenario, it is important to provide a concrete framework to classify (and manage) the various dimensions of hospital ORC. This framework is aimed at providing a road map to hospital managers who are implementing strategic processes of change. Ideally, the framework should act as a check-list to proactively detect those items that are likely to impede successful change.

Background

Healthcare organizations worldwide are undergoing deep transformations to respond to multiple challenges (Daniel et al., 2013). Terms such as "patient-centred care," "clinical pathways," "integrated care” (Daniel et al., 2013; Gabutti & Cicchetti, 2020) are increasingly used in the daily lexicon of those who manage health organizations (Rathert et al., 2013). This means that health care organizations, and hospitals in particular, are facing deep organizational innovations with, for example, transitions from vertical to horizontal organizational models and from managerial approaches based on individual (at the unit level) accountability to assets based on joint accountability (Carini et al., 2020).

In this evolving scenario, coercive isomorphism (DiMaggio & Powell, 1983) is frequently at the basis of hospital compliance with the provisions of national or supranational institutions. Hospitals are obliged to change so to adapt to compulsory indications coming from outside. However, hospitals can also play a proactive role in implementing organizational change (Ribera et al., 2016), giving rise to forms of so-called mimetic isomorphism (Mascia et al., 2014). In this case, they freely choose to implement change and imitate successful strategies observed in similar organizations. Whatever the nature and motives behind organizational change, this must be supported by an adequate contextual and managerial scenario if doomed to succeed.

Implementing organizational change is an unquestionably challenging process due to the many factors that may hinder it. Managers should be fully aware of the organizational dimensions that may affect any transformation process. It is essential to know how to evaluate ORC so to avoid "decoupling phenomena," which imply a discrepancy between theoretical strategic decisions and concrete operational change (Mascia et al., 2014). ORC is indeed considered a critical foundation to implement complex change in healthcare settings successfully (Weiner, 2009). It has been reported that failure to establish adequate readiness accounts for one-half of all ineffective, large-scale organizational change efforts (Weiner, 2009).

Several authors have faced this issue and detected some items which may affect ORC in healthcare organizations. However, most of the published literature is focused on specific aspects of ORC, which cannot be directly translated into holistic assessments of this construct. A conceptual framework to understand factors influencing ORC was provided in a landmark study describing four key constructs that constitute ORC: "Individual psychological, Individual structural, Organizational psychological and Organizational structural (Holt et al., 2010a). In other words, factors influencing ORG may either be ascribable to a physical person or to the organization as a whole and may either belong to hard (structural) or soft (psychological) dimensions. Nevertheless, though highly relevant, this study does not provide guidance on the concrete functional dimensions that managers may use to effectively drive change in a hospital.

This study categorizes evidence from extant literature so to identify a complete range of domains able to affect ORC in hospitals, specifying for each their main items and providing an exhaustive framework for managers called to implement change through them.

Methods

To identify the domains and items that can affect ORC in hospitals, we performed a scoping review of the literature published over the last ten years. The Web of Knowledge database was searched with the following search string:

  • TS = (readiness) OR TS = (willingness) OR TS = (inclination) OR TS = (eagerness) OR TS = (promptness) OR TS = (preparedness)

  • AND TS = (chang*) OR TS = (reorganization*) OR TS = (transformation*) OR TS = (metamorphos*) OR TS = (restructur*) OR TS = (remodelling)

  • AND TS = (health*) OR TS = (medic*) OR TS = (hospital*)

  • Indexes = SCI-EXPANDED, SSCI, A&HCI, CPCI-S, CPCI-SSH, BKCI-S, BKCI-SSH, ESCI, CCR-EXPANDED, IC Timespan = 2010–2020

  • Refined by: WEB OF SCIENCE CATEGORIES: (MANAGEMENT OR OPERATIONS RESEARCH MANAGEMENT SCIENCE).

Three independent researchers analysed the articles retrieved to assess their relevance to the study's purposes. Articles were included in the study if at least two out of three researchers classified them as potentially relevant. The articles included in the study were analysed to identify a set of domains able to affect hospital ORC as well as their specific items. For each relevant article, all the items detected were clustered into the emerging domains.

Results

The search identified 2068 articles. After eliminating 347 duplicate records, three independent researchers performed an analysis of the paper's title and abstract. 61 articles were considered potentially relevant. After an in-depth analysis of full-texts, 52 articles were selected (Fig. 1). 146 items were identified and clustered into 9 domains: Cultural (CULT), Economic and Financial (ECON), External Factors (EXT), Human Resources Management (HRM), Information and Communication Technologies (ICT), Leadership (LEAD), Managerial Accounting (MA), Organizational Structural Factors (ORG). Only one item was not logically attributable to these domains and was therefore included in the domain "Other" (Annex 1). This final domain was then dropped in the analysis due to its scarce relevance and consistency with the overall framework of the study. The individual items were then carefully analysed to assess analogies, with the aim of grouping them into homogeneous super-items. The grouping process was achieved with a Delphi iteration, and the initial 146 items were reduced to 48 super-items, as detailed in Table 1. In this way, for each domain it has been possible to extract the key features and contents that characterize it.

Fig. 1
figure 1

Flow chart of literature review

Table 1 Domains and super-items

The External environmental domain refers to the main trends in the healthcare system (and in the environment in general) in which the hospital operates. New approaches in the provision of care such as patient-centred care, transitional care models and continuity of care to contrast fragmentation, are all examples of super-items within this domain. Furthermore, the set of institutional, normative and reimbursement rules represent other relevant super-items in this area.

The Organizational/structural domain concerns the “hard” dimensions of the hospital. Their organizational charts (whether vertical, horizontal, or matrix-formed) and their overall coherence with their strategic objectives are among the main super-items of this domain. In particular, the presence of organizational units that are adequate in guaranteeing continuity of care and in providing forms of liaison with primary healthcare settings are likely to enable many of the changes hospitals implementing.

The Managerial accounting domain includes super- items concerning the presence of tools aimed at detecting and monitoring relevant indicators which can drive management towards an effective implementation of the organizational strategy. These must be able to support a clear understanding of a hospital’s performance, to be intended in its various acceptations (e.g., clinical, financial, logistic) and both at a macro, meso, and micro level. This will provide a timely access to performance indicators that can support swift decision-making.

The Information and communication technology domain refers to the set of ICT tools which can support a timely and exhaustive access to different types of information, including those on clinical aspects, processes, administrative data. The super-item of a shared (both within the hospital and across different organizations) ICT platform and of a common language in the treatment of data, assumes primary importance in the hospital’s ability of being responsive to change.

The Economic and financial resources domain has to do with both the overall availability of resources as well as with the coherence of their assignment to organizational units (e.g., through budgeting). Such coherence should be interpreted in the light of the hospital’s main objectives.

The domain concerning Human resource management covers the overall set of HRM tools adopted (and properly implemented) in the hospital. Main relevance is assigned to strategic HRM initiatives such as, for example, activity planning and competency modeling. Furthermore, the coherence of career pathways with the main trends of transformation of hospitals is key in the assessment of the sustainability of the latter.

The Leadership domain refers to the general leadership style within the hospital. Although possibly subjective at the individual level, leadership styles can indeed vary across organizations. For example, organizations that encourage shared decision-making and bottom-up communication flows are likely to better respond to timely requests of change that imply an active participation of staff at different levels.

Finally, the Cultural domain concerns the general “atmosphere” felt by staff, with a great difference emerging between organizations that adopt a coercive and corrective approach as opposed to those that appear supportive and encouraging. The extent to which values such as trust, respect, transparency and honesty are pursued, is key in detecting the willingness of staff to implement change.

Discussion

Organizational readiness to change is a widely explored construct in numerous contexts, including in the healthcare sector. It has been assessed from multiple perspectives, but these are usually limited to one or a few dimensions that may affect it. Comprehensive assessments of organizations’ domains to be managed jointly to implement change effectively, seem to be lacking. This literature review attempts to cover this gap and provides guidance to assess overall ORC in hospitals.

This work's pragmatic output provides a basis to build ORC conceptual mapping across different organizational units and areas. For example, some hospitals may be well suited in their HRM asset and lead people towards the intended change successfully. However, they may be anchored to obsolete structural models that slow down the change process. Following this example, if the current organizational chart is not coherent with the new responsibilities professionals are likely to have, the overall result will be disappointing. Again, if an organization is lacking an appropriate managerial accounting system able to monitor the relevant data to implement change, this may not occur even though leadership, for example, is highly effective.

If relevant in general, such an approach appears crucial in the current scenario, greatly affected by the pandemic. Public health organizations may have an interest to assess their overall ORC in order to understand what has hindered or enabled their ability to react quickly to the crisis. Those hospitals that have shown more flexibility and have rapidly adapted to the changing environment have possibly structured a better response to the emergency. ORC is the essence of this intrinsic resilience.

More generally, developing a deep awareness of overall ORC will highly and positively affect organizations' capability of reaching their strategic objectives.

It is worth mentioning a few limits of this study. The main limitation may have to do with the criteria used to cluster items into domains. Given that there is no validated method to do this, researchers have relied on their knowledge of the various domain contents and meanings. Items were grouped accordingly. Nevertheless, whenever consensus was not reached by the first two researchers, the third intervened to mediate conflicts, and a complete consensus was then always reached.

A second limitation has to do with the decision of exploring all available literature in the field without distinguishing by type of hospital (e.g., based on its dimension, mission, location). Although this has been done to detect as much information as possible, there may exist relevant differences between organizations of different types. Future studies should focus on such differences and grasp possible distinctions among their relevant domains and super-items.

Conclusions

The results of this study provide a starting point to build guiding tools for managers when implementing relevant change within their hospital. Such tools could lead to easy-to-read dashboards, alerting them on the organizational dimensions that are more likely to hinder change in their specific context. This, in turn, would shed light on the problematic aspects they should correct with priority before incurring into unsuccessful, costly plans of change.

At its current stage, the framework provides guidance on the super-items to be assessed but not on the desirable, specific configurations of each. This means that the evaluation of the adequacy of each super-item is left to managers, who must assess them in the light of the specific change process they are willing to implement. Although some “general trends” in the specific configurations of super-items may emerge, these may at times be adequate in some scenarios and not in others. For example, although hospital organizational charts are more and more frequently based on horizontal units of responsibility as a response to the strong need of providing integrated care, a specific hospital may still find it convenient to rely on rather vertical organizational units. Future studies should further decline items, super-items, and domains so to relate them to typical strategies of change.

Finally, although built for the hospital setting, similar research approaches could be highly effective in other large, public organizations. Whether the domains at the basis of ORC in other organizations overlap completely or differ to some extent from those of hospitals, should be further explored.