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Semi-analytical solution for a system with clearance nonlinearity and periodic excitation

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Abstract

Many dynamical systems such as gears, tire-pavement, automotive brakes, and cam-follower have clearance nonlinearity and excitation, which are periodic in nature. It is essential to accurately predict the steady-state response of these systems using contact-mechanics-based model for understanding their nonlinear dynamic behavior. Among the methods available to theoretically solve the system’s nonlinear governing equation(s), a semi-analytical technique such as the harmonic balance method (HBM) is preferred over numerical approaches for various reasons, including accuracy. An HBM formulation that can predict the fundamental, sub-, and super-harmonic solutions is presented here. As multiple variants of HBM exist in the literature, this work focuses on comparatively evaluating the most appropriate variant for the system under consideration. Since the system has multiple discontinuities in terms of contact stiffness and damping forces, these have to be smoothed precisely to be utilized in the HBM. Hence, a novel smoothing function was proposed and evaluated against other existing smoothing functions in literature based on various criteria. Next, the most applicable HBM variant was selected with reference to steady-state solutions from numerical methods. The predictions from the selected HBM variant were validated against the results furnished in the literature for a similar system. Finally, the nonlinear frequency response of the system with multiple discontinuities was estimated using the selected HBM and found to be in good agreement with numerical results.

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Data availability

All necessary data needed to generate the results obtained in this study has been included in the article. The data sets generated during and/or analyzed during the current study are available from the corresponding author on reasonable request.

Abbreviations

AB :

Fourier coefficients

b :

Backlash, m

C :

Cosine component using Fourier fit

c :

Damping coefficient, N s/m

e :

Eccentricity, m

F :

Contact force, N

\(\varGamma ^{m}\) :

Smoothed contact force of case m

f :

Frequency of q, rad/s

G :

Center of mass

g :

Gravitational acceleration, m/s\(^2\)

I :

Mass moment, kg m\(^2\)

H :

Horizontal reaction force at the follower support, N

k :

Stiffness, N/m

\(k_{\alpha }\) :

Stiffness of torsional spring, N/rad

l :

Limit of \({\overline{q}}\), m

L :

Length, m

m :

Indexed variable

\(m_\textrm{b}\) :

Mass of the follower, kg

N :

Number of harmonics

\(N_\textrm{a}\) :

Number of points in discrete-time

n :

Indexed variable

T :

Time period, s

O :

Point of rotation

Q :

Contact point

q :

Response, m

R :

Residue, N

r :

Radius, m

S :

Sine component using Fourier fit

U :

Integration constant

T :

Time period, s

t :

Time, s

V :

Vertical reaction force at the follower support, N

w :

Width, m

\(\alpha \) :

Angle between the follower and horizontal axis

\(\chi _0\) :

Arm length of contact forces, m

\(\epsilon \) :

Tuning parameter used in derivation of \(\varGamma ^v_s\)

\(\gamma \) :

Factor of \({\mathcal {P}}\)

\(\omega \) :

Frequency, rad/s

\({\mathcal {P}}\) :

Periodicity number, a ratio of fundamental frequencies of the excitation to the frequency of the response

\(\sigma \) :

Tuning parameter

\(\psi \) :

External excitation, m

\(\overline{( \ )}\) :

Normalized parameter

\(\dot{( \ )}\) :

Time derivative, s\(^{-1}\)

a:

Excitation

b:

Parameter of the follower

c:

Contact parameters

d:

Contact damping

g:

Parameter related to the gravity

h:

Harmonic amplitude

i:

Initial condition

m:

Indexed variable

n:

Natural parameter

p:

Preload (torsion spring)

s:

Contact stiffness

z:

Zero-to-peak value

\(\alpha \) :

Parameter of the torsional spring

rms:

Root mean squared value

sum:

Squared sum

0:

Mean component

c:

Cos component of the response

e:

Smoothed

I:

Implicit smoothing

s:

Sin component of the response

\(\tilde{}\) :

Reference from literature

DoF:

Degree of freedom

HBM:

Harmonic balance method

ODE:

Ordinary differential equation

RMS:

Root mean square

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Acknowledgements

We acknowledge the Science Engineering and Research Board (SERB), India (https://www.serbonline.in/) for partially supporting this research work under the Startup Research Grant (Grant No. SRG/2019/001172).

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The authors have not disclosed any funding.

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Authors and Affiliations

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Contributions

MS was involved in software, methodology, validation, formal analysis, investigation, visualization and writing—original draft. SS was involved in conceptualization, methodology, validation, formal analysis, investigation, visualization, writing—review and editing, supervision, project administration.

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Correspondence to Sriram Sundar.

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Appendices

Appendix

A: Values of parameters

Table 3 Value of parameters used in the study (Reference: [1])

B: Hyperbolic smoothing function

In reference to fig. B.1, assuming two continuous lines 1 and 2 (Eq. 18) that are taken from Eq. (4).

$$\begin{aligned} Line\ 1:&\ F_\textrm{s} - k_\textrm{c} (q-b) = 0 \end{aligned}$$
(18a)
$$\begin{aligned} Line\ 2:&\ F_\textrm{s} = 0 \end{aligned}$$
(18b)
Fig. 20
figure 20

Hyperbolic function; Key: lines from the nonlinear force \(F_\textrm{s}\); \(\cdot \cdot \cdot \) curves with \(u = - 2\epsilon ^2 k_\textrm{c}^2 b^2\); - - curves with \(u = - \epsilon ^2 k_\textrm{c}^2 b^2\)

The family of hyperbolic curves for which lines 1 and 2 are asymptotic, given as Eq. (19),

$$\begin{aligned} F_\textrm{s} [F_\textrm{s} - k_\textrm{c} (q-b)] + u = 0 \end{aligned}$$
(19)

Introducing a non-dimensional arbitrary constant \(\epsilon \) (tuning parameter) to define a point closer to the point of nonlinearity (b,0). Assuming Eq. (19) passes through a point \((b-\epsilon b,k_\textrm{c} \epsilon b)\), marked as *. On substituting the point \((b-\epsilon b,k_\textrm{c} \epsilon b)\) in Eq. (19), the value of u is given as,

$$\begin{aligned} u = - 2\epsilon ^2 k_\textrm{c}^2 b^2 \end{aligned}$$
(20)

A reduction in u by a factor of 2 as given by Eq. (21) improves the accuracy of smoothed function as shown in Fig. B.1.

$$\begin{aligned} u = - \epsilon ^2 k_\textrm{c}^2 b^2 \end{aligned}$$
(21)

Thus, the family of hyperbolas is given by,

$$\begin{aligned} F_\textrm{s}[F_\textrm{s}- k_\textrm{c}(q-b)] - \epsilon ^2 k_\textrm{c}^2 b^2 = 0 \end{aligned}$$
(22)

On solving Eq. (22) for \(F_\textrm{s}\), Eq. (23) can be obtained.

$$\begin{aligned} F_{s1,s2} = \frac{k_\textrm{c}}{2} (q-b \pm \sqrt{(q-b)^2 + 4\epsilon ^2 b^2} ) \end{aligned}$$
(23)

Using curve with the positive sign as smoothed function (curve 1, as marked in Fig. B.1) and is given by,

$$\begin{aligned} Curve\ 1: \varGamma _s = \frac{k_\textrm{c}}{2} (q-b + \sqrt{(q-b)^2 + 4\epsilon ^2 b^2} ) \nonumber \\ \end{aligned}$$
(24)

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Shripad, K.M.R., Sundar, S. Semi-analytical solution for a system with clearance nonlinearity and periodic excitation. Nonlinear Dyn 111, 9215–9237 (2023). https://doi.org/10.1007/s11071-023-08350-9

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