Abstract
An earthquake of magnitude 6.9 hit the city of Izmir (Turkey) on 30 October 2020, resulting in 117 deaths (in Turkey) and considerable economic losses. The earthquake also triggered a tsunami. Following the earthquake, field surveys are being conducted in a Covid-secure way to study and document the damages caused. The earthquake caused significant damages to residential buildings mainly located in the district of Bayrakli and Bornova. However, no damages were observed in railway and roadway bridges or tunnels and that helped the rescue operations. The damages were mainly structural which included the so-called pancake collapse (where the entire building collapsed) and soft storey type collapse (weak storey characterised with weak columns collapsed), and in some cases, only the ground floor completely collapsed. Due to the proximity of the epicentre and the geology of the area, it seemed that the ground motions were amplified. This technical note provides a summary of the seismological and recorded ground characteristics of the earthquake together with the lessons learnt.
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1 Introduction
An earthquake occurred on 30 October 2020 in the Aegean Sea, 8 km north of Samos Island. Kandilli Observatory and Earthquake Research Centre (Bosphorus University 2020) reported a moment magnitude (Mw) of 6.9 while Disaster and Emergency Management Presidency, (AFAD) (AFAD 2020) reported an Mw of 6.6 for the mainshock. The epicentre of the earthquake was at a distance of 24 km from the town of Doganbey in Seferihisar, and the focal depth of the earthquake is approximately 17 km. By 3 November 2020, 1475 aftershocks were recorded following the mainshock. Figure 1 shows the simplified tectonic map of the Eastern Mediterranean (Uzel et al. 2013). As seen in Fig. 1, the epicentre shown with a red circle on the figure is in the eastern Aegean Sea, which is a very seismically active area. Fault types observed in the area and plate motions are shown in the figure. Yellow arrows demonstrate directions of the plate motions. It is well known that numerous large earthquakes have occurred in this area in history and Fig. 2b shows the locations of earthquakes, which have a moment magnitude larger than 3.0 (Mw > 3.0), occurred in the region since 1900 (https://deprem.afad.gov.tr/ddakatalogu). Figure 2a shows the locations of the epicentre of the 2020 Samos-Izmir earthquake and accelerometric stations. The values of Peak Ground Acceleration (PGA) recorded at these stations are also shown in the figure. The data associated with PGA values recorded at accelerometric stations and the locations of these stations are taken from the AFAD website (https://deprem.afad.gov.tr/ddakatalogu).
The distribution of ground shaking in an earthquake in terms of peak ground acceleration or any other parameters provides very useful information to responding organizations beyond the earthquake magnitude and epicentre. These maps provide an immediate chance to determine what areas are subject to the highest intensities and potential impacts as well as those that experience only weak motions are highly possible to remain undamaged. They also provide very significant information in supporting decision-making regarding damage assessment, aid to victims, mutual aid, and mobilization of resources (Shake Map manual).
Figures 3, 4, 5 and 6 demonstrate shake maps in terms of peak ground acceleration (PGA), peak ground velocity (PGV), 0.3 s spectral acceleration [SA (0.3)] and 1 s spectral acceleration [SA (1.0)] for 30 October Mw 6.9 Samos-Izmir Earthquake. These shake maps were drawn by using strong ground motion data obtained from AFAD database on ArcGIS software. The contour lines with different colours show various magnitudes of PGA, PGV, SA (0.3) and SA (1.0) as seen in the figures. The unit of PGA, SA (0.3) and SA (1.0) is given as %g as seen in Figs. 3, 5 and 6 where g is gravitational acceleration. The unit of PGV is given as cm/s as shown in Fig. 4. The red points on the maps illustrate the location of the area where many buildings experienced severe structural damages in Bayrakli and Bornova region. The level of PGA at the location of the damaged area is around 10% of the gravitational acceleration (0.1 g) while the magnitude of PGV observed at the damaged area is around 10 cm/s as seen in Figs. 3 and 4. The magnitude of SA (0.3) and SA (1.0) at the damaged area are 20% of the gravitational acceleration (0.2 g) as seen in Figs. 5 and 6.
The structural or geotechnical failures in past earthquakes have highlighted the shortcomings of construction practices and design methodologies. The limitations of engineering analysis, design and construction practices can be identified by post-earthquake reconnaissance investigations. These investigations also provide valuable insights on civil engineering problems observed in catastrophic events and issues/challenges that need to be addressed to minimise seismic damage due to future destructive earthquakes can be discovered by these investigations. This study discusses potential reasons for the severe structural damages observed in the west coast of Turkey in the 2020 Samos-Izmir Earthquake. Geology, seismicity, and tectonics of the damaged area are discussed in detail to understand local soil effects on the structural damage. Ground amplifications observed at the site where many buildings experience severe structural damages are also presented. Normalized response spectra for stations in the proximity of the damaged area are also compared with the corresponding ones for the 1975 and 2018 Turkish Earthquake Codes (TEC 1975 and 2018). The results presented in the study can provide better understanding of designing earthquake-resistant structures considering local soil effects and valuable insight on limitations of design methodologies and construction practices.
2 Strong ground motion
As shown in Fig. 2a, values of Peak Ground Accelerations (PGA) were recorded at more than 100 stations during the earthquake. By examining acceleration time history records, the stations where the largest five PGA values were recorded in the North–South (NS) direction and in the East–West (EW) direction were determined as follows: (1) the station located in the district of Bayrakli (station number: 3513), (2) the station located in the district of Karsiyaka (station number:3519), (3) the station located in the district of Mavisehir (station number:3521), (4) the station located in the district of Cesme (station number: 3528) and (5) the station located in the district of Kusadasi (station number: 0905). Strong motion data of the station with number of 3536 located in the district of Seferihisar, which is the closest station to the epicentre on the land of Turkey, are also included in this study, and the locations of these six stations are shown in Fig. 7. The epicentre of the earthquake is shown with a yellow star and the damaged area where many buildings experienced severe damages is shown with a red dashed rectangle as seen in the figure. Acceleration time, velocity time and displacement time histories recorded at these accelerometric stations are plotted in Fig. 8 for both EW and NS directions. The values of peak accelerations, peak velocities and peak displacements are also noted on the graphs in Fig. 8. Discussing Fig. 7 and Fig. 8 together, it is seen that PGA values recorded in the NS direction ranges between 106 and 150 cm/sec2 at stations 3513, 3519 and 3521, which are 69 km, 69 km and 72 km away from the epicentre, respectively. On the other hand, the PGA value recorded at station 3536, which is only 35 km away from the epicentre, is 50 cm/sec2. It can be observed by comparing acceleration time histories recorded in the centre of Izmir and the town of Seferihisar that the values of PGA were amplified by around 2–3 times in the city centre of Izmir, where these three stations (3513, 3519 and 3521) are located. The ground motion amplification at these locations occurred since deep alluvial basin and delta deposits exist in the northern part of Izmir city centre and the north and northeast of Izmir Bay. The ground motion amplification in the region of Bayrakli where many buildings collapsed, or experienced severe damages is specially discussed in following sections.
The level of shaking to which engineering structures will be subjected is required to be estimated for the proper design of them. The level of shaking is often developed in terms of ground motion parameters such as Peak Ground Acceleration (PGA), and consequently, methods for predicting ground motion parameters are required. There are several predictive relationships available in the literature to estimate ground motion parameters. Predictive relationships to be used for estimating ground motion parameters that decrease with increasing distance are generally referred to as attenuation relationships. Many PGA attenuation relationships were developed since PGA is the most widely used ground motion parameter. One of the important steps in carrying out both deterministic seismic hazard analysis (DSHA) and probabilistic seismic hazard analysis (PSHA) is obtaining attenuation relationships for ground motion parameters (e.g. PGA).
Figure 9 provides a comparison of peak ground accelerations (PGA) obtained by several accelerograms with the attenuation relationships proposed by several researchers (Campbell 1981; Boore et al. 1993; Campbell and Bozorgnia 1994). Red points show PGA values recorded at accelerometric stations located where the average shear wave velocity of soils in the top 30 m depth (Vs30) is greater than 360 m/s while blue points show PGA values recorded at accelerometric stations placed where the value of Vs30 is smaller than 360 m/s. Solid lines show PGA attenuation relationships suggested by Campbell (1981) [6], Boore et al. (1993) and Campbell and Bozorgnia (1994). The PGA attenuation relationships for soft rock, hard rock and alluvium soils are plotted by using equations proposed by Campbell and Bozorgnia (1994). The information on recorded strong ground motions plotted in the figure is taken from the stations within 100 km epicentral distance. All the attenuation relationships over predict PGA values observed in the earthquake at distances less than 10 km. The acceleration data from the earthquake are generally bound by the minus and plus two standard deviation predictions at distances larger than 10 km.
Basin effects have been observed in the past earthquakes including 1985 Hyogo-Ken Nanbu (Japan) Earthquake,1995 Dinar (Turkey) Earthquake, 1999 Kocaeli (Turkey) Earthquake, 2011 Tohoku (Japan) Earthquake. Kawase (1996) expressed that ground motion was amplified by up to 3 times in 1985 Hyogo-Ken Nanbu Earthquake (Mw = 6.9) due to basin effects. Recorded values of peak ground accelerations (PGA) were 1200 cm/sec2 at the station where a ground amplification was observed. Ground amplification was in the order of 4 in Tokyo Bay area in 2011 Tohoku Earthquake (Mw 9.0) (Bhattacharya et al. 2011). The recorded values of PGA in 1999 Kocaeli Earthquake (Mw 7.4) ranged between 163 and 790 cm/sec2 as reported in the work of Sucuoglu (2000). The ground motion was amplified by 2–5 times in Adapazari basin in the earthquake and mostly 5 to 8 storey reinforced concrete buildings were heavily damaged due to basin effects (Sucuoglu 2000). In 1995 Dinar Earthquake (Mw = 6.4), observed ground motion amplification was between 6 and 12 in Dinar basin. Mostly four to six storey buildings were heavily damaged in the earthquake due to basin effects (Yalcinkaya and Alptekin 2005). The structures placed on the relatively strong hard rock were lightly damaged or not damaged while the structures standing on the Dinar basin were severely damaged, confirming the destructive effect of ground amplification on structures (Durukal et al. 1998; Ansal et al. 2001). As seen in the past earthquakes, basin effects are responsible for severe damage to many buildings. In 2020 Samos-Izmir Earthquake (Mw = 6.9), many buildings located on Bornova basin were also heavily damaged. The observed ground amplification in the damaged area was between 2.5–3 and recorded PGA value in the area was 106.3 cm/sec2. In this study, the effect of ground motion amplifications on the observed structural failures of buildings will be investigated in detail in next sections.
3 Geology of the damage area
In this section, the geology of the damaged area (the district of Bayrakli) where many buildings experienced severe damages are discussed in detail. Bayrakli is the region where many buildings experienced severe damages in the earthquake. Bayrakli is located on a very deep alluvial basin and delta deposits called Bornova Plain, which is bordered to the south and north by hills. Most of the district of Bayrakli is located on quaternary alluvial sediments of the basin. Figure 10a shows the three-dimensional topographic map of Bornova Plain and its surrounding. This map is modified from the work of Pamuk et al. (2019). The distribution of the average shear wave velocity in the top 30 m depth (Vs30) is also shown on the 3D map. The red dashed circle on the map shows the damaged area in Bayrakli. As seen in the figure, the values of Vs30 range between 100 and 1400 m/s on the map. The red point on the map shows the location of a borehole data obtained in Bayrakli. Soil profile observed from the borehole data is shown in Fig. 10b. The composition of the alluvium is spatially variable in vertical and horizontal directions. The soil profile consists of filling, silty sand, clay, silty clay, clayey sand, sandy gravel and gravelly clay layers.
4 Strong ground motion in the damaged area
Most of the heavy structural damages to the residential buildings occurred in the district of Bayrakli. The yellow balloons on the map in Fig. 11a show the locations of the collapsed and heavily damaged buildings in Bayrakli. The red lines in Fig. 11 a and b show the area of the damaged buildings in the region. Three accelerometric stations exist in Bayrakli and they are numbered as 3513, 3514 and 3520 as seen in Fig. 11b. The average shear wave velocity in the top 30 m depth (Vs30) in the region of the stations are 196 m/s, 836 m/s and 875 m/s, respectively. The distance between the earthquake epicentre and #3513 accelerometric station is 72 km. The ground profile underlying the collapsed and heavily damaged buildings in Bayrakli is similar to that underlying the #3513 station and is composed of alluvium deposit with thickness varying between 80 and 300 m. The alluvium stratum includes layering of soft clay with an average plasticity index (PI) of 30 and silty sand. The groundwater level is close to the earth surface (1-3 m) (Gazi University 2020).
Ground motion records were analysed to examine the spectral content of the observed ground motions at the stations numbered 0905, 3519, 3528, 3521, 3536, 3513, 3514 and 3520. Figure 12a–d plots the 5% damped response spectra for the mainshock. Figure 12a shows the graph of 5% damped elastic acceleration response spectra for six accelerometric stations (mentioned in Sect. 2) in East–West (EW) direction while Fig. 12b shows the graph of 5% damped elastic acceleration response spectra for six accelerometric stations in North–South (NS) direction. Figure 12c shows the 5% damped elastic acceleration response spectra for three accelerometric stations located in the district of Bayrakli in EW direction while the graph of 5% damped elastic acceleration response spectra for these three stations in NS direction is shown in Fig. 12d. As mentioned before, stations numbered 3514 and 3520 are located on strong soils like rocky soils (having Vs30 > 800 m/s) while station numbered 3513 is placed on a weak soil profile. The results for the station numbered 3513 are presented by a solid red line while a blue line is used to present the results for the station numbered 3514. Finally, the results for the station numbered 3520 are presented by black solid lines. The comparison of the response spectra highlights: (i) horizontal ground motions are amplified in both EW and NS directions, (ii) ground motions are amplified by 2.5–3 times between the periods of 0.4 s and 1.5 s, (iii) amplitudes of the response spectra are at around 0.35 g for both EW and NS directions.
As the soil profile underlying station numbered 3513 best represents the soil profile in the damaged area, this ground motion is analysed in more details. The recorded data at this station are plotted with 5% damped response spectra and are compared with design spectrums proposed in the 1975 and 2018 Turkish Earthquake Codes (TEC 1975 and 2018). Figure 13a and b shows acceleration time histories recorded at station numbered 3513 for NS and EW directions, respectively. Figure 14a compares the design code spectrums from the 1975 edition (TEC 1975) and the latest 2018 edition (TEC 2018) of the Turkish Earthquake Code with 5% damped elastic acceleration response spectra for records at the station numbered 3513 within Bayrakli region for NS and EW directions. The 1975 Turkish Earthquake Code (TEC 1975) is included in the graph as the heavily damaged buildings were designed and built by considering this earthquake code. The soil type encountered at the site is classed as IV b in the 1975 Turkish Earthquake Code. As mentioned, the latest 2018 version of the code (TEC 2018) is also included in the graph where the soil type is assumed as ZD (similar to Class C soil in Eurocode 8 (EN 1998–1 2004) and design earthquake of DD2 (Return Period of 475 years or 10% chance of exceedance in 50 years). It is important to note that the spectral ordinates of recorded horizontal ground motions (3513 NS and 3513 EW) are below the ordinates elastic code spectrums proposed in 1975 and 2018 (TEC 1975; 2018). This observation is inconsistent with the extent and the degree of structural damage reported. Thus, severe structural damage may have been occurred due to other factors such as poor construction quality, non-compliance with legislation and modification of the structural system. These factors will be discussed in detail in Sect. 5.
Normalized response spectra are also used to make a straightforward comparison of spectral accelerations between codes and records (Pitilakis et al. 2013). Pitilakis et al. (2013) proposed normalized response spectra for the soil classes of the newly proposed classification system. Normalized design code spectra (SA / PGA) for 1975 and 2018 Turkish Earthquake Code are calculated by using the methodology proposed in the study of Pitilakis et al. (2013). 5%-damped elastic response spectra of the records at the station numbered 3513 for East–West (EW) and North–South (NS) directions are also normalized by Peak Ground Acceleration (PGA). Figure 14b compares normalized acceleration response spectra for station numbered 3513 located in Bayrakli region and 1975 Turkish Earthquake Code (TEC 1975) and the current version of Turkish Earthquake Code (TEC 2018). It is obvious that normalized spectra for the recordings of the station numbered 3513 are well above the normalized design code spectra over a large interval of structural periods between 0.3and 1.8 s. This has highlighted inadequacy of design code spectra to consider soil amplification effects mobilized in specific geological structure of Bayrakli region under the Samos-Izmir Earthquake.
5 Damage to the residential buildings
Many residential buildings in the district of Bayrakli were heavily damaged and collapsed due to the 2020 Samos Earthquake. The damaged buildings in the region were 5 to 10 storey buildings and were older than 30 years. It can be assumed that the heavily damaged buildings were designed and constructed following the 1975 Turkish Earthquake Code (TEC 1975). The patterns of building damages are pancake collapse (total collapse) and ground floor failure (partial collapse) as seen in Fig. 15a and b. A similar failure of pancake collapse was also observed in the 1999 Kocaeli (Turkey) Earthquake and the 2011 Van (Turkey) Earthquake reported by Erdik (2000), EEFIT (2003) and Erdik et al. (2012). It was noted that there are many buildings with no significant structural damage in the neighbour of heavily damaged buildings. However, some cracks were noted in the non-structural walls (Fig. 16a and b).
Calculations and measurements in the field showed that ground motion amplification is around 2.5–3 in the damaged area. Even though the ground motion was amplified by 2.5–3, ordinates of %5-damped elastic acceleration response spectra for records at the station numbered 3513 are below the ordinates of design code spectra suggested in the 1975, 2018 Turkish Earthquake Codes (TEC 1975, 2018). However, the ordinates of normalized spectra for the recordings of the station in Bayrakli (3513) exceeded the ordinates of normalized design code spectra over a large interval of structural periods (between 0.3 and 1.8 s). Considering Fig. 14a and slightly damaged or undamaged buildings in the damaged area which were designed and constructed using 1975 Turkish Earthquake Code, it may be concluded that there must be various other reasons for the damage observed in the residential buildings. The concrete quality in collapsed structures is reported to be very poor. It was noted that in some cases, there were no lateral reinforcement binders and poor ductility detailing of the beam-column connections. The spacing of lateral reinforcements in the beams and columns were large. Ground floor failures in the buildings developed due to the occurrence of the soft storey i.e. weak column on the ground floors. Ground floors are often used as offices and shops for which architectural renovation were made on the ground floors which often caused removal/reduction of columns causing irregular load transfer. In summary, poor concrete quality, poor reinforcement, weak column-strong beam and soft storey problems may have contributed to the severe damages to the residential buildings.
6 Tsunami effects in Seferihisar
The earthquake caused a tsunami which damaged some structures on the shore between the town of Akarca and Sigacik. The wave generated was 2 m and it travelled approximately 800 m towards the land. The tsunami caused many damages such as floating piers were dragged, (ii) some of the boats in Sigacik port overturned and submerged, and (iii) many buildings, shops and cafes on the shore were damaged (Gazi University 2020 and Izmir Institute of Technology 2020). Various damages associated with the tsunami are shown in Fig. 17a-d.
7 Concluding remarks
Observed damage patterns and earthquake characteristics from the 2020 Samos-Izmir earthquake are reported. In some location around 73 km from the epicentre, ground motions were amplified by 2.5 to 3 times and complete collapse of some buildings were noted. These collapsed buildings were built more than 30 years ago with improper design and poor structural detailing (beam-column connections poorly executed with lacking confining reinforcements) and were most likely to be the cause of failure. It was noted that the ordinates of 5%-damped elastic acceleration response spectra of the recordings in the damaged area did not exceed the ordinates of design code spectra proposed in 1975 and 2018 Turkish Earthquake Codes (TEC 1975; TEC 2018). Majority of the new buildings designed based on the latest codes of practice suffered only cracks in the non-structural part. Many parts of Turkey are seismic prone zone, and it is necessary to strengthen/retrofit the old buildings based on the latest understanding. The earthquake also triggered a tsunami in the Aegean Sea causing economic loss. Therefore, risk maps for the tsunami need to be developed for better preparedness.
Data availability
The acceleration time histories used in the study were taken from the database of AFAD. The data are available at https://deprem.afad.gov.tr/ddakatalogu. The detailed information about the earthquake was taken from the reports published by Bogazici University, AFAD, Gazi University and Izmir Institute of Technology.
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H.E.D and S.B. conceptualized and designed the study. H.E.D and M.K. obtained the data from AFAD database and reports that are used for the figures and graphs. H.E.D. wrote the first draft of the manuscript; all authors commented on this version of the manuscript. All authors read and approved the final manuscript.
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Demirci, H.E., Karaman, M. & Bhattacharya, S. A survey of damage observed in Izmir due to 2020 Samos-Izmir earthquake. Nat Hazards 111, 1047–1064 (2022). https://doi.org/10.1007/s11069-021-05085-x
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DOI: https://doi.org/10.1007/s11069-021-05085-x