Abstract
This research examined changes in maternal health literacy progression among 106 low income, high risk, rural perinatal African American and White women who received home visits by Registered Nurse Case Managers through the Enterprise Community Healthy Start Program. Maternal health literacy progression would enable women to better address intermediate factors in their lives that impacted birth outcomes, and ultimately infant mortality (Lu and Halfon in Mater Child Health J 7(1):13–30, 2003; Sharma et al. in J Natl Med Assoc 86(11):857–860, 1994). The Life Skills Progression Instrument (LSP) (Wollesen and Peifer, in Life skills progression. An outcome and intervention planning instrument for use with families at risk. Paul H. Brookes Publishing Co., Baltimore, 2006) measured changes in behaviors that represented intermediate factors in birth outcomes. Maternal Health Care Literacy (LSP/M-HCL) was a woman’s use of information, critical thinking and health care services; Maternal Self Care Literacy (LSP/M-SCL) was a woman’s management of personal and child health at home (Smith and Moore in Health literacy and depression in the context of home visitation. Mater Child Health J, 2011). Adequacy was set at a score of (≥4). Among 106 women in the study initial scores were inadequate (<4) on LSP/M-HCL (83 %), and on LSP/M-SCL (30 %). Significant positive changes were noted in maternal health literacy progression from the initial prenatal assessment to the first (p < .01) postpartum assessment and to the final (p < .01) postpartum assessment using McNemar’s test of gain scores. Numeric comparison of first and last gain scores indicated women’s scores progressed (LSP/M-HCL; p < .0001) and (LSP/M-SCL; p < .0001). Elevated depression scores were most frequent among women with <4 LSP/M-HCL and/or <4 LSP/M-SCL. Visit notes indicated lack or loss of relationship with the father of the baby and intimate partner discord contributed to higher depression scores.
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Introduction
Purpose and Setting
This research examined changes in maternal health literacy progression among low income, high risk, rural, African American (AA) and White women who received home visits by Registered Nurse Case Managers (RNCMs) through the Enterprise Community Healthy Start (ECHS). Perinatal case management encompassed prenatal through up to 24 months postpartum care. ECHS served two rural Georgia counties with health professional shortages in all categories [5] and with no public transportation. Georgia’s state health outcomes ranked 37th nationally, and study counties’ outcomes ranked 156th and 144th of 159 [6]. ECHS’s caseload included over 80 % AA women. In 2010, AA infant mortality in Georgia’s East Central Health District which included ECHS counties was four times (16.4 IMR) that of Whites (4.0 IMR) [7]. ECHS served women with high medical, social, economic, and/or psychological risks. This report documents changes in maternal health literacy progression of women enrolled in their first experience of perinatal case management in the Enterprise Community Healthy Start Program.
Scientific and Theoretical Background
Persistently high infant mortality in the US led to an intense focus upon socio-bio-behavioral determinants of health [1, 2, 8–10]. National goals specified reduction of low birth weight, premature or immature delivery, fetal death, and unplanned or unwanted pregnancies, especially among teens [10–14]. Lowering infant mortality could not be accomplished with medical care alone [8, 15]. Perinatal care was re-focused as a broad community-driven public health intervention designed to reach women and infants outside clinical settings spanning preconceptional through interconceptional care and home visiting [16–20]. Home visiting had long term benefits in life skills development [21–28] and had demonstrated effectiveness in Healthy Start programs [29–34]. Case management was essential to empower women to address intermediate risk and protective factors in their lives through improved maternal health literacy that impacted birth outcomes and infant survival [35–39].
Maternal Health Literacy (MHL) meant women employed cognitive and social skills based in experience to access, understand and evaluate information to promote health for themselves and their children [37–41]. Initially, health literacy focused upon reading and numeracy skills [42–45] then shifted to functional health literacy [37]; the shift was critical for serving women with low educational levels [32–36]. Smith and Moore [4] found that women were able increase their MHL despite perinatal depression. Because perinatal depression impacted infant survival [1, 46–50], it was included in this study to evaluate its potential impact upon MHL progression.
Methods
Design
The design was a retrospective analysis of existing records for women served by ECHS, with pre-post comparison of prenatal to initial and to final postpartum; internal comparison groups structured analysis of secondary outcomes [51, 52]. A post hoc review of visit notes clarified women’s circumstances that might have modified outcomes observed.
Study Sample
The study included women having their first experience of case management, who were admitted to case management after July 1, 2005, and who had had at least one prenatal and one postpartum LSP assessment with a live birth. Of 611 women, 106 met study criteria. Subject selection was cut off February 1, 2010, and by March 31, 2012 all subjects had completed case management. Progression was measured using two clusters of LSP items relevant to perinatal care [4]. Individual item and composite item cluster scores provided outcome data. Smith’s and Moore’s multi-state sample of over 5000 included 32 ECHS women who also were included as subjects in the present study [4]. Their LSP initial prenatal scores were proportionately distributed across the internal comparison study groups in this study.
Registered Nurse Case Managers (RNCMs) were four AA women experienced in perinatal care. Each RNCM provided care for the same women across time for continuity of care. RNCMs taught women from Beginnings Pregnancy Guide [53, 54] and other resources about their health, their babies, parenting, and how to use the health care system.
Data Collection and Measurement
Instrumentation
The Life Skills Progression Instrument (LSP) was an important advancement in measurement of MHL progression [3]. Two clusters of LSP items were established to measure MHL (Table 1). LSP/Health Care Literacy (LSP/M-HCL) was the mother’s ability to obtain, critically evaluate, and apply information that would enable her to utilize the health care system for herself and her child. LSP/Self Care Literacy (LSP/M-SCL) was the mother’s ability to care for herself and her child at home [4]. Content validity was established with input from multiethnic expert reviewers. Wollesen developed guidelines for use of the LSP with the Think-Link-Respond process of reflective functioning that promoted changes and formulated interpersonal bonds with their fetus/infant [55–60]. Guidelines were linked to the Beginnings Pregnancy Guide curriculum [54]. LSP validity measurements were α = .64 to .99; inter-rater reliability was estimated at 90 % (3). The LSP items were not defined as scales. Items used were selected for relevance to perinatal care and demonstrated content validity with RNCMs in the study [56, 57, 61].
Both the Edinburgh Postpartum Depression Survey (EPDS) [62] and the Beck Depression Inventory (BDI) [63] had been validated for depression screening in perinatal populations, including AAs. Use of both instruments enabled staff to confirm screening results and measure two dimensions of depression during the perinatal period [46–49]. The EPDS, a ten-item self-report scale, was developed in 1987 for use in postpartum populations in community samples. It had both depression and anxiety subscales, focused on mood aspects of depression, did not include somatic items, and was sensitive to intervention response. The EPDS had a maximum score of 30. A score of 10 or more might indicate possible depression of varying severity. The BDI, a 21-item self-report scale, with a range of 0–63, contained psychic and somatic items; a score of 13 or greater was considered positive for depression. Measurement of somatic items might reflect normal physiologic symptoms of pregnancy [51]. In a meta-analysis of 30 studies of perinatal depression, both the BDI and the EPDS had acceptable sensitivity and high specificity for either major depression or postpartum depression or both. We set scores for BDI at ≥13 or EPDS at ≥10 as “screened positive” for evidence of perinatal depression [46].
Generation of Scores
RNCMs completed the first LSP assessment approximately 2 months from admission and after home visits and some office and community contacts, which permitted the RNCM time to establish a relationship with the client and collaborate on a plan of care. Postpartum LSPs were performed ideally at 2 months postpartum and every 6 months thereafter. Scores on LSP items consisted of a 0–5 rating in .5 increments on each item that pertained to the woman’s perinatal stage. Zero indicated not applicable, no answer, or not asked; one (1) meant very inadequate and five (5) meant competent. RNCMs scored women’s behaviors on the basis of their repeated interactions with the women in their caseloads.
Women completed depression scale items during case management visits that were then scored by RNCMs, who referred women with elevated scores; but local non-emergent mental health services were extremely limited. The EPDS [62] and BDI [63] were administered prenatally at 34–36 gestational weeks; and after delivery at 3–6 weeks; then at 6 month intervals.
Data Record
RNCMs recorded data in the ECHS electronic Perinatal Database. Final data for the study were extracted for analysis after March 31, 2012. To prevent scoring bias, women’s LSP scores were not tied to personnel evaluations. RNCMs were encouraged to use their professional nursing judgment as they assessed women’s responses. Data were reviewed weekly and monthly for completeness and accuracy.
Demographic Data Used for Analyses
Demographic data were recorded at entry into case management, including: maternal age, race, years of education, insurance status, gravidity, and marital status. Data were adjusted for age-appropriate educational achievement. Birth outcomes were infant’s gestational age, birth weight, neonatal intensive care unit (NICU) admissions, and presence of congenital defects. ELF was a measure of literacy as reading and numeracy skills among low income patients (65). We used a combination score of age-appropriate education (E) (yes = 2, no = 1), father of the baby (FOB) lives in the home (L) (yes = 2, no = 1) and mother of baby reads for fun (F) (yes = 2, no = 1). ELF scores ranged from 3 to 6.
Assignment Method: Internal Comparison Groups
Final LSP/M-HCL and LSP/M-SCL scores provided a basis for comparison among women to examine factors that might further explicate results. The only criteria for group assignment were final LSP overall scores on the two clusters of items. Women who ended case management with scores less than four (<4) for the LSP/M-HCL cluster were assigned to Group I; the LSP/M-SCL cluster, Group II; or both LSP/M-HCL and LSP/M-SCL, Group III. Women who had final LSP scores greater than or equal to four (≥4) for both clusters were assigned to Group IV [53, 66].
Blinding Method
RNCMs and women in the study were not made aware of the study. Clients were not told of their LSP assessments. Investigators had no direct input into case management or LSP scoring. It was difficult for RNCMs to look at past LSP scores.
Units of Analysis
The smallest units of analysis were a woman’s LSP/M-HCL and M-PHL scores on an LSP assessment. Initial and final postpartum LSP/M-HCL and LSP/M-SCL scores were treated as outcome scores to be compared to the initial prenatal LSP/M-HCL and LSP/M-SCL scores.
Analysis
SAS© version 9.3 (SAS Institute, Inc., Cary, NC) was used for all analyses. The level of significance was set at .05 for all tests.
Hypotheses
High risk perinatal women will demonstrate MHL progression during case management as evidenced by differences between the first prenatal LSP/M-HCL and LSP/M-SCL scores compared to the final postpartum LSP/HCL and LSP/SCL scores.
High risk perinatal women will demonstrate MHL progression during case management as evidenced by differences between the first prenatal LSP/M-HCL and LSP/M-SCL scores compared to the first postpartum LSP/HCL and LSP/SCL scores.
Primary Outcome Analyses
We examined criterion-based (±4) evidence of changes in LSP/M-HCL and LSP/M-SCL scores from the first prenatal to first postpartum and to final postpartum LSP assessments for the 106 women in the study. McNemar’s test was used to evaluate the paired data. Paired odds ratios (OR) and 95 % confidence intervals (CI) were calculated. Progression to adequacy was calculated as an odds ratio for change from inadequate (<4) LSP/M-HCL and LSP/M-SCL scores to adequate or competent (≥4).
Numeric gain scores (positive, negative or zero) for final postpartum compared to baseline prenatal LSP assessments served as numeric indices of MHL progression. Numeric scores were calculated without regard to the standard of 4, since progression might be noted as a change from a very low score of 1.0 to a score of 3.9 without meeting the criterion of adequacy. Overall gain scores were calculated for LSP/M-HCL and LSP/M-SCL separately. Paired Student’s t tests were used to evaluate means of numeric gain scores. Gain scores for LSP/M-HCL and LSP/M-SCL were tested for correlation using Pearson’s r.
Secondary Outcome Analyses
Baseline comparisons were made for those who scored < 4 and those who scored ≥4 on the LSP/M-HCL and LSP/M-SCL prenatal LSP assessments. Pooled (equal variances) or Satterthwaite (unequal variances) t tests were used for continuous variables and Chi square tests were used for categorical variables.
Visit Notes Reviewed
Visit notes were reviewed for the 37 low-scoring women to examine factors that might help to explain their outcomes.
Formation of Internal Comparison Groups
Final postpartum LSP/M-HCL and LSP/M-SCL scores were treated as outcome scores. A score of 4 or greater was deemed adequate. We observed an internal division among subjects’ final postpartum LSP scores that enabled us to make a comparative evaluation of the impact of perinatal case management by factors that may be social determinants of perinatal health [1, 2]. Women who ended case management with <4 outcome scores for the LSP/M-HCL cluster of items formed Group I; <4 on the LSP/M-SCL cluster of items, Group II; <4 on LSP/M-HCL and LSP/M-SCL, Group III. Women who ended case management with ≥4 for the LSP/M-HCL and the LSP/M-SCL clusters of items formed Group IV, the adequate/competent group.
Groups I, II, and III (n = 37) were combined to evaluate demographic and personal factors that may have contributed to lower (<4) outcome scores on LSP/M-HCL and/or LSP/M-SCL when compared with Group IV (n = 69). Pooled (equal variances) or Satterwaite (unequal variances) t tests were used for continuous variables and Chi square tests were used for categorical variables.
Results
Primary Outcome
Support was found for the main hypotheses of the study; nulls were rejected
Tests of the study’s hypotheses demonstrated significant positive changes to adequate scores (≥4) on the LSP/HCL and LSP/SCL clusters of items from the initial LSP assessment to the final LSP assessment at the end of case management. The women were 57 times more likely to score as adequate on the final postpartum LSP/HCL (p < .0001, 95 % CI (8, 403), S = 54.1) and 3.0 times as likely to score as adequate on the final postpartum LSP/SCL (p = .0082, 95 % CI (1.3, 7.1), S = 7.0) than the prenatal assessments. The women were 13.3 times more likely to score as adequate on the first postpartum LSP/HCL (p < .0001, 95 % CI (4.8, 36.6), S = 42.1) and 2.8 times as likely to score as adequate on the first postpartum LSP/SCL (p = .011, 95 % CI (1.2, 6.2), S = 6.5) than the prenatal assessments.
In a first-to-last numeric comparison of LSP/M-HCL gain scores without regard to the criterion for adequacy, a paired Student’s t test indicated significant positive gains from prenatal LSP/M-HCL to final postpartum LSP/M-HCL scores (t = 13.0, n = 106, p < .0001); the mean (±SD) change was .59 (±.47). In a first-to-last numeric comparison of LSP/M-SCL gain scores without regard to the criterion for adequacy, a paired Student’s t test indicated significant positive gains from prenatal LSP/M-SCL to final postpartum LSP/M-SCL scores (t = 4.7, n = 106, p < .0001); the mean (±SD) change was .23 (±.49).
Women’s LSP/M-HCL and LSP/M-SCL gain scores were moderately correlated (Pearson’s r = .47). Visual inspection yielded no clear pattern of factors on which LSP/HCL scores regressed. Among women whose scores regressed in LSP/M-SCL, scores dropped in “attitude toward pregnancy,” “support of infant’s development,” and “self-esteem.”
Instrument
Scoring frequencies are shown in Table 1. Item 17 Prenatal Care of the LSP/M-HCL cluster has 5 score positions: 1 through 4 relate to a woman’s prenatal care. Position 5 related to whether or not she had a postpartum medical visit. Frequencies were low for item 17. All women in the study received a score on Item 17 on their prenatal LSP assessments. RNCMs evidenced confusion about how to score the postpartum visit or when to score if it was beyond eight weeks. When the RNCMs did score the item in a postpartum LSP, the added scores did not change the woman’s overall score (i.e., above or below 4), nor her group position (I-IV), with four exceptions: the four women’s final scores changed from 3 to 4. Removal of all item 17 data from the analyses increased scores on the LSP. To prevent score inflation, we retained all scores on Item 17.
Item 3 of the LSP/M-HCL cluster was a measure of an infant’s access to dental care. LSP instructions were not to score the item until the infant had teeth. Scores also reflected limited access to dental services due to lack of providers who accepted Medicaid-insured infants and lack of public transportation in either county.
Secondary Outcomes
Baseline Before Case Management
At the baseline prenatal LSP assessment, 88 women had <4 LSP/M-HCL scores and 18 women had ≥4 LSP/M-HCL scores. Demographic factors tested were age (adult vs. teen) (p = .02); race (Black vs. Other) (p = .69); gravidity (multiparous vs. primaparous) (p = .25); and education in years (<12 vs. ≥12) (p = .03). Mean years of education (<12 vs. ≥12) (p = .02) and age (p = .02) were statistically significantly different. A greater proportion of women who scored ≥4 at baseline were teens (n = 12, 77.8 %) than those who scored <4 (n = 32, 36.4 %). Women who scored ≥4 LSP/M-HCL at baseline had higher average number of years of education (12.8 ± 3.1) than did those who scored <4 LSP/M-HCL at baseline (11.0 ± 1.9). Similarly, a greater proportion of women scoring ≥ 4 had at least 12 years of education (n = 14, 44.8 %).
At the baseline prenatal LSP assessment, 32 women had <4 LSP/M-SCL scores and 74 women had ≥4 LSP/M-SCL scores. The Combined Group I, II, II and Group IV women were not significantly different (p < .05) in age (adult vs. teen), race (Black vs. Other), or gravidity (multiparous vs. primaparous). Mean years of education (p = .0003) and years of education (<12 vs. ≥ 12) (p = .008) were statistically significantly different. Women who scored adequate or competent (≥4) LSP/M-SCL at baseline had higher average number of years of education (11.8 ± 2.2) than did those who scored less than adequate (<4) LSP/M-SCL at baseline (10.2 ± 1.9). Similarly, a greater proportion of women scoring ≥ 4 had at least 12 years of education (n-46, 62.2 %) compared to women who scored <4 (n = 11, 34.4 %).
Outcomes After Case Management
Outcomes enabled investigators to form internal comparison groups by which we examined factors that might further inform the results and guide future case management (Table 2). Women with adequate LSP outcomes were older, had more years of education, were less likely to be on Medicaid, and were more likely to read for fun than those who did not have adequate final LSP scores on both assessments.
Depression in the Internal Comparison Groups
Using a paired t test, we compared mean depression scores prenatal to postpartum of the Combined Group (I, II, and III) with Group IV (Table 3). BDI scores dropped following delivery for the Combined Group (p = .002) and Group IV (p = .0003); but EPDS scores did not decline significantly for either the Combined Group (p = .069) or for Group IV (p = .32). Antepartum EPDS mean scores were higher in the Combined Group than in Group IV (p = .0004); but the mean antepartum BDI score in the Combined Group was not significantly different from the mean antepartum BDI score in Group IV (p = .054) again signifying differences in the two sets of depression measures. Thus, women who had higher antepartum depression scores did not have adequate MHL on the prenatal LSP assessment of LSP/M-HCL and LSP/M-SCL; but depression scores following delivery did not explain differences in outcome LSP/M-HCL and LSP/M-SCL scores.
Birth Outcomes are shown in Table 4. Greater length of time in case management was an important factor in MHL progression. Of 106 women in the study group 37 (34 %) completed 24 months of postpartum case management. Of the 21 who became pregnant again, the median number of months from delivery to conception was 11.25 (range 1.64 to 20.07). Eighty-nine percent of women in the Combined Group had fewer than 24 months of postpartum case management compared to 62 percent in Group IV (p = .0034). Women in Group IV had more LSP assessments (p < .001).
Visit notes revealed low-scoring women had problems with housing, intimate partner discord/loss, lack of personal/public transportation, return to work, and early end to case management.
Discussion, Limitations and Conclusions
Years of education was important in women’s LSP/M-HCL and LSP/M-SCL baseline prenatal scores [66, 67] but final outcomes reflected MHL progression through case management [7] Gravidity was not related to outcome scores, suggesting that the ECHS program of perinatal case management was a greater contributor to women’s maternal literacy progression [31–36]. Length of case management was important to women’s success. Health information, parenting skills and reflective functioning may have made it possible for most of the women in the study group to progress [52–57]. Scoring objectivity was evidenced in score fluctuations, regressions, and the number of women who did not reach adequacy (≥4).
Evidence of perinatal depression as measured by the EPDS was different from evidence of chronic depression as measured by the BDI. Because of their high risk circumstances, it is likely depression was a chronic underlying problem. Visit notes revealed intimate partner discord was important in perinatal depression [47, 64, 65, 68, 69]. Further study of family structure and paternal involvement in mother and infant care was needed [71, 72]. Depression was a deterrent to women’s initial success, but despite their depression women’s MHL increased [4]. Attrition reflected difficulties in communication, tracking, and social circumstances. Further studies were indicated to follow up the 21 women who became pregnant before 24 months. Further examination of dosage factors may reveal additional information about the impact of perinatal case management upon MHL progression [70].
The LSP was an important breakthrough in documenting a dynamic, complex nurse-patient relationship in a community setting with home visiting as an important venue for service delivery. The LSP addressed critical issues in maternal child health care. An item for preconceptional and interconceptional health could be added to the LSP [73]. Item 22 (oral health care) should be updated to reflect current practice. LSP data made possible analyses on nominal through numeric scales. Further information about the LSP’s sensitivity and specificity was needed to refine measurements. Ages and Stages (ASQ-3) data may be useful in further analyses of the impact of perinatal case management upon children's development [74]. Using the internal group design for secondary analyses and visit notes revealed important information about intermediate factors that may have influenced MHL progression. The long term stable relationship with RNCMs supported women’s progress in MHL.
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Acknowledgments
Original empirical research was conducted under Research Protocol #1010080 approved by the Georgia Regents University Institutional Review Board. This research was funded in part by Project H49MC00129 from the Healthy Start Initiative, Maternal Child Health Bureau, Health Resources and Services Administration, USDHHS. We wish to acknowledge the contributions of the following persons. Registered Nurse Care Managers who provided care and collected data: L Griffin, MSN, E Hamilton, BSN, J McGhee, AD, L Tucker, BSN; administrative support staff: JM Wilkinson, CPA, D Griffin, BS, and B Burnett, MBA.
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Mobley, S.C., Thomas, S.D., Sutherland, D.E. et al. Maternal Health Literacy Progression Among Rural Perinatal Women. Matern Child Health J 18, 1881–1892 (2014). https://doi.org/10.1007/s10995-014-1432-0
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DOI: https://doi.org/10.1007/s10995-014-1432-0