Abstract
This paper gives explicit constructions of all irreducible representations of unipotent radicals \(N_{n_1,n_2,n_3}({\mathbb {F}}_q)\) of the standard parabolic subgroups \(P_{n_1,n_2,n_3}({\mathbb {F}}_q)\) of \({\mathrm {GL}}_n({\mathbb {F}}_q),\) corresponding to the ordered partition \( (n_1,\ n_2,\ n_3)\) of n. The construction gives a bijection between coadjoint orbits of \(N_{n_1,n_2,n_3}({\mathbb {F}}_q)\) and irreducible representations inducing from degree 1 characters in the sense of Boyarchenko’s construction. The result shows that the number of irreducible characters of \(N_{n_1,n_2,n_3}({\mathbb {F}}_q)\) with a fixed degree is a polynomial in \(q-1\) with nonnegative integer coefficients and verifies analogue conjectures of Higman, Lehrer, and Isaacs.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
1 Introduction
As a convention, \({\mathbb {F}}_q\) denotes a finite field of order q. Let \({\mathrm {U}}_n({\mathbb {F}}_q)\) be the unitriangular group consisting of all upper triangular \(n\times n\) matrices with ones along the diagonal. Let \(N_{n_1,n_2,n_3}({\mathbb {F}}_q)\) denote the unipotent radicals \(N_{n_1,n_2,n_3}({\mathbb {F}}_q)\) of the standard parabolic subgroups \(P_{n_1,n_2,n_3}({\mathbb {F}}_q)\) of \({\mathrm {GL}}_n({\mathbb {F}}_q),\) corresponding to the ordered partition \( (n_1,\ n_2,\ n_3)\) of n.
This paper provides an explicit bijection between the coadjoint orbits of \(N_{n_1,n_2,n_3}({\mathbb {F}}_q)\) and its irreducible representations in terms of Boyarchenko’s construction.
The motivation is the extension of conjectures by Higman–Lehrer–Isaacs, originally proposed for the number of irreducible characters of \({\mathrm {U}}_n({\mathbb {F}}_q).\)
1.1 Higman, Lehrer, and Isaacs conjectures
Given an algebraic group G, we call \(G({\mathbb {F}}_q)\) a q -power degree group if every irreducible representation of \(G({\mathbb {F}}_q)\) is of degree a power of q. When \(G({\mathbb {F}}_q)\) is a q-power degree group, denote by \(N_{G({\mathbb {F}}_q), \ e}\) the number of irreducible representations of \(G({\mathbb {F}}_q)\) with degree \(q^e.\)
In 1960, Higman [10] predicted that the number of conjugacy classes of \({\mathrm {U}}_n({\mathbb {F}}_q)\) is given by a polynomial in q with integer coefficients.
Later, Lehrer, and Isaacs further strengthened Higman conjecture to the followings:
Conjecture 1.1
(Lehrer conjecture, [15]) \(N_{{\mathrm {U}}_n({\mathbb {F}}_q), \ e} \) is a polynomial in q with integer coefficients, for all \(e\in {\mathbb {Z}}\).
Conjecture 1.2
(Isaacs conjecture, [11]) \(N_{{\mathrm {U}}_n({\mathbb {F}}_q), \ e} \) is a polynomial in \(q-1\) with nonnegative integer coefficients, for all \(e\in {\mathbb {Z}}\).
Definition 1.3
Let G be an algebraic group defined over \({\mathbb {F}}_q\). Then, G is called of Isaacs class if \(G({\mathbb {F}}_q)\) is a q-power degree group and \(N_{G({\mathbb {F}}_q), \ e} \) is a polynomial in \(q-1\) with nonnegative integer coefficients, for all \(e\in {\mathbb {Z}}\).
The above conjectures are still open. In [22], Pak and Soffer verified Higman’s conjecture for \(n\le 16\) and suggested that it probably fails for \(n\ge 59\). Similar conjectures are generalized to other finite groups with analogous structures, for example: finite pattern groups, unipotent radical of symplectic or orthogonal groups, etc. Related problems are considered, wild and various tools from different aspects, including geometry, combinatorics, algebra, supercharacter theory, have been developed. For instance, refer to: [2, 3, 5,6,7,8,9, 11, 12, 14, 16,17,18,19,20,21,22,23,24,25], etc.Footnote 1
1.2 Pattern groups
Let \({\mathrm {Mat}}_{n\times m}\) denote the set of \(n\times m\) matrices and \({\mathrm {Mat}}_n\) the set of \(n\times n\) matrices. For a finite set X, denote by \(\#X\) the cardinality of X.
Denote by \(e_{i,j}\) the matrix unit in \({\mathrm {Mat}}_n\) whose entries are 0 except the (i, j)-entry, in which case is 1. Then \(e_{i,j}e_{r,s}=\delta _{jr}e_{i,s}\) where \(\delta _{jr}\) is the Kronecker delta.
Let \({\mathfrak {U}}_n\) be the Lie algebra \(Lie({\mathrm {U}}_n )\) of \({\mathrm {U}}_n\) and \({\mathfrak {U}}_n^t\) be its dual algebra. We identify \({\mathfrak {U}}_n\) (resp. \({\mathfrak {U}}_n^t\)) with the set of upper (resp. lower) triangular nilpotent matrices.
Next, let us recall pattern groups and their associated pattern algebras. Refer to [12] for more details on the finite field case and also [3] for their generalization to p-adic case. Denote by \(\Delta _n=\{(i,j)\mid 1\le i< j\le n\}.\) A subset D of \(\Delta _n\) is called closed, if D contains (i, k) whenever it contains both (i, j) and (j, k). Then for closed \(D\subset \Delta _n,\)
is a subalgebra of \({\mathfrak {U}}_n\). Define \(G_D:=1+A_D\), which is a subgroup of \({\mathrm {U}}_n\). The algebra \(A_D\) (resp. the group \(G_D\)) is called the pattern algebra (resp. pattern group) corresponding to D.
For a matrix \(C=(c_{i,j})\in {\mathfrak {U}}_n\), denote by
For a subset \(X\subset {\mathfrak {U}}_n\), denote by
Let \({Ind }^{G} \) denote the induction functor. Let F be a self-dual field, that is, a finite field, or \({\mathbb {R}}\), or \({\mathbb {C}}\), or a finite extension of \({\mathbb {Q}}_p\), or a field \({\mathbb {F}}_q((t))\) of formal Laurent series in one variable over a finite field. Let A be a finite-dimensional associative nilpotent algebra over F. Then A inherits a natural topology from F, and \(1+A\) becomes a locally compact (Hausdorff) and second countable topological group. Moreover, it is unimodular. If B is an F-subalgebra of A, then \(1+B\) can be viewed as a closed subgroup of \(1+A.\)
In this situation, Boyarchenko confirmed a conjecture proposed by Gutkin in 1973 with the following theorem.
Theorem 1.4
[3, Theorem 1.3] Let \(\pi \) be a irreducible unitary representation of \(1+A\). Then there exist an F-subalgebra \(B\subset A\) and a unitary character \(\alpha : 1 + B \mapsto {\mathbb {C}}\) such that \(\pi \cong u-{Ind }_{1+B}^{1+A}\alpha ,\) where \(u-{Ind }\) denotes the operation of unitary induction.
1.3 Coadjoint orbits
Given a pattern group \(1+A\), we may identify its dual space of the Lie algebra A with \(A^t\) via the trace map. The coadjoint action of \(g\in 1+A\) on \(\alpha \in A^t\) in [13] is given by
It can be identified with \(\alpha \mapsto [g^{-1}\alpha g]_A\), where \([\cdot ]_A\) is the projection from \({\mathrm {Mat}}_n\) to \(A^t.\) More precisely, for \(m=(m_{i,j})\in {\mathrm {Mat}}_n\),
Define the action of \(1+A\) on \(A^t\) by
Since \(g\cdot \alpha (a)={\mathrm {tr}}([g\alpha g^{-1}]_Aa)\) for all \(a\in A\), the action \(\circ _A\) of \(1+A\) on \(A^t\) coincides with the coadjoint action, whose orbits are called coadjoint orbits. The following lemma relates the number of coadjoint orbits to the number of conjugacy classes.
Lemma 1.5
[5, Lemma 4.1] Let A be a finite-dimensional associative nilpotent algebra over \({\mathbb {F}}_q\). Then, the number of coadjoint orbits is the same as the number of conjugacy classes, which is equal to the number of isomorphism classes of irreducible representations of \(1+A\).
Next, we recall Mackey’s theorem for finite groups, which provides a nice way to compute the dimension of intertwining operator between two induced representations.
Theorem 1.6
(Mackey’s theorem; [4, Proposition 4.1.2]) Let G be a finite group, \(H_i\) its subgroups and \(\pi _i\) representations of \(H_i,i=1,2\). Denote by
As a vector space, \( {\mathrm {Hom}}_G({Ind }_{H_1}^G\pi _1 , {Ind }_{H_2}^G\pi _2 )\) is isomorphic to \(\mathfrak {S}.\)
We end this introduction by summarizing the main result, Theorem 2.3 as follows.
For \(G=N_{n_1,n_2,n_3}=1+A,\) there is a natural bijection between irreducible characters of \(G({\mathbb {F}}_q)\) and its coadjoint orbits in the following sense:
-
(1)
Each irreducible character of \(G({\mathbb {F}}_q)\) is given by \({Ind }_{I_T}\psi _T,\) for some \(I_T\) pattern subgroup of \(G({\mathbb {F}}_q)\) attached to \(T\in {\mathfrak {n}}^t_{n_1,n_2, n_3},\) and the character \(\psi _T:I_T\mapsto {\mathbb {C}}^*\) on \(I_T\) is given by
$$\begin{aligned} \psi _T(W):= \psi _q({\mathrm {tr}}[TW]),\text { for }W\in G({\mathbb {F}}_q). \end{aligned}$$ -
(2)
\({Ind }_{I_T}\psi _T \cong {Ind }_{I_{T'}}\psi _{T'}\) if and only if T and \(T'\) belong to the same coadjoint orbits.
The above correspondence provides an efficient way to verify that \(N_{n_1,n_2,n_3}({\mathbb {F}}_q)\) is of Isaacs class. It would be interesting to find criterions on finite pattern group \(G({\mathbb {F}}_q)\) so that such explicit correspondence holds for \(G({\mathbb {F}}_q)\), and to find conceptual ways for computing the number of irreducible characters with a fixed degree. We also wonder if an analogous correspondence could be extended to \(N_{n_1,n_2,n_3}(F)\) or other G(F), where G is a pattern group and F is a self-dual field.
2 Irreducible representations of \(N_{n_1,n_2, n_3}({\mathbb {F}}_q)\)
Let \(\mathfrak {n}_ {n_1, n_2, n_3}\) be the pattern algebra corresponding to the closed set
\(\ 1\le i_2\le n_3\}.\) Then \(N_{n_1, n_2, n_3}=1+\mathfrak {n}_ {n_1, n_2, n_3}\) is a pattern group.
Let \(n=n_1+n_2+n_3,\) and
where \(X\in {\mathrm {Mat}}_{n_1\times n_2}, \ Y\in {\mathrm {Mat}}_{n_1\times n_3},\ Z\in {\mathrm {Mat}}_{n_2\times n_3} .\)
For \(B\in {\mathrm {Mat}}_{n_2\times n_1}, \ A\in {\mathrm {Mat}}_{n_3\times n_1},\ C\in {\mathrm {Mat}}_{n_3\times n_2} ,\) denote by
where \({\mathfrak {n}}^t_{n_1,n_2, n_3}\) denotes the dual algebra of \(N_{n_1,n_2, n_3}.\) Write
where \(A_i\)(resp. \(B_i\) and \(C_i\)) is the ith column and \(A^i\) ( resp. \(B^i\) and \(C^i\)) is the ith row of A (resp. B and C).
Assume that the rank of A is \(k\ge 0.\) Let \(i_1\)(resp. \(j_1\)) be the smallest index so that \(A_{i_1}\ne 0\) (resp. \(A^{j_1}\ne 0\)). When \(k=0\), this is void. Assume that \(A_{i_t}\) and \(A^{j_t}\) have been defined for \(1\le t\le k-1\). Define inductively \(i_{t+1}\) (resp. \(j_{t+1}\)) to be the smallest index so that \( A_{i_1},\ldots , A_{i_t}, A_{i_{t+1}}\) (resp. \( A^{j_1},\ldots , A^{j_t}, A^{j_{t+1}}\)) are linearly independent.
Then
Let \(M=TA.\) Then
Since \( \{A_{i_1},\ldots , A_{i_k}\} \) and \(\{A^{j_1},\ldots , A^{j_k}\}\) are linearly independent, by choosing suitable \(t_{i,r}\) we can make the \(i_1,\ i_2,\ldots , \ i_k\)th columns of \(B+TA\) are zeros. Symmetrically, we can find R so that the \( j_1,\ j_2,\ \ldots , \ j_k\)th rows of \(C-AR\) are zeros. We claim that s(A, B, C) is in the same coadjoint orbit with a unique matrix of the form s(A, E, F), where
Assume that \(C-AR=F,\) and \(C-AR'=F'\) such that \(F^{j_1}=\cdots =F^{j_k}={F'}^{j_1}=\cdots ={F'}^{j_k}=0.\) Let \(Q=R'-R.\) Then \(AQ=F-F',\) whose \(j_v\)th row are zeros, \(\text { for all } 1\le v\le k.\) Let
Since the \(j_v\)th row of AQ is \((A^{j_v}Q_1, \ A^{j_v}Q_2,\ \ldots , A^{j_v}Q_{n_2}),\)
Then
since the row space of A is generated by \(\{A^{j_1}\ldots , A^{j_k}\}.\) Therefore, \(AQ=0\) and \(F=F'\). By symmetry, there is also a unique E satisfying Eq. (2.1).
Let
Then, S is a complete set of coadjoint orbits with no repeating elements corresponding to same orbits.
Let
Fix a nontrivial additive character \(\psi _q\) of \({\mathbb {F}}_q\) and define
by \(\chi _{s(A,E, F)} (n(X,Y,Z))=\psi _q({\mathrm {tr}}[EX]+{\mathrm {tr}}[AY]+{\mathrm {tr}}[FZ]) .\) Then \(\chi _{s(A,E, F)}\) is a character of \(N_A({\mathbb {F}}_q)\), since
Lemma 2.1
For \(s(A,E,F)\in S,\) \({Ind }_{N_A({\mathbb {F}}_q)}^{N_{n_1,n_2,n_3}({\mathbb {F}}_q)}\chi _{s(A,E, F)}\) is irreducible of degree \(q^{kn_2}.\) Moreover, given \(s(A,E,F),\ s(A',E',F')\in S,\)
Proof
First, the double coset
and
\(\text { for all }n(X,Y,Z)\in N_A({\mathbb {F}}_q).\) If \( N_A({\mathbb {F}}_q)n(R,0,0) N_A({\mathbb {F}}_q)\) is an admissible coset for \((\chi _{s(A,E, F)}, \chi _{s(A,E, F)})\) in the sense of Theorem 1.6, then by Eq. (2.2)
That is, \( \psi _q({\mathrm {tr}}[ARZ])=1\) for all \(Z\in {\mathrm {Mat}}_{n_2,n_3},\) which implies that \(AR=0\) and \(N_A({\mathbb {F}}_q)n(R,0,0) N_A({\mathbb {F}}_q)=N_A({\mathbb {F}}_q).\) By Theorem 1.6,
and \({Ind }_{N_A({\mathbb {F}}_q)}^{N_{n_1,n_2,n_3}({\mathbb {F}}_q)}\chi _{s(A,E, F)}\) is irreducible with dimension
Given \(s(A,E,F),\ s(A',E',F')\in S,\) if \( N_{A'}({\mathbb {F}}_q)n(R,0,0) N_A({\mathbb {F}}_q)\) is an admissible coset for \((\chi _{s(A,E, F)}, \chi _{s(A',E', F')})\) in the sense of Theorem 1.6, then
\(\text { for all }n(X,Y,Z)\in N_A({\mathbb {F}}_q)\cap N_{A'}({\mathbb {F}}_q).\) That is,
First, we claim that \(E=E'.\) Let
where \(W_i\) is the ith column and \(W^i\) the ith row of W. By Eq. (2.1), then \(W_{i_1}=\cdots =W_{i_k}= 0^t.\) If \( W^r,\) for some r, is not in the vector space generated by the rows of A, then there exists \(X\in {\mathrm {Mat}}_{n_1\times n_2}\) such that \(AX=0\) and \(\psi _q({\mathrm {tr}}[WX])\ne 1\). Hence, we may assume that all row vectors of W are in the vector space generated by the rows of A. Since \(W_{i_1}=\cdots =W_{i_k}= 0^t,\) by the same argument as in showing the uniqueness of representatives \(s(A,E,F)\in S,\) we will see that \(W=0\) and \(E=E'\).
Note that \(F=F'\) by the same argument as showing uniqueness of representatives of the form s(A, E, F) with E and F satisfying Eq. (2.1). Then
\(\square \)
The following formula is known to experts, but it is not easy to find earlier references. Here we cite a relatively recent paper by Alexander and Fisher in 1966.
Lemma 2.2
[1, Theorem 2] The number of \(m\times n\) matrices over \({\mathbb {F}}_q\) with rank k is given by
Let \(\mu =\min \{n_1,n_3\}.\)
Theorem 2.3
The set of irreducible representations of \(N_n({\mathbb {F}}_q)\) is given by \(\{{Ind }_{N_A}^{N_n}\chi _{s(A,B, C)}\ |\ A,\ B,\ C\text { satisfying }Eq. 2.1\}.\) Moreover, the set of degrees of irreducible representations of pattern group \(N_n({\mathbb {F}}_q) \) is \(\{q^{kn_2}\ | \ 0\le k\le \mu \}\), and there are \(c_k\) degree \(q^{kn_2}\) irreducible representations. Hence, \(N_{n_1,n_2,n_3}({\mathbb {F}}_q) \) is of Isaacs class.Footnote 2
Proof
Notations follow the above. For any fixed rank k matrix \(A\in {\mathrm {Mat}}_{n_3\times n_1},\) there are \(q^{(n_1-k)n_2+(n_3-k)n_2}\) coadjoint orbits with representatives of the form s(A, E, F) satisfying Eq. (2.1). Since the degree of \({Ind }_{N_A({\mathbb {F}}_q)}^{N_{n_1,n_2,n_3}({\mathbb {F}}_q)}\chi _{s(A,B, C)}\) is
we have \(q^{(n_1-k)n_2+(n_3-k)n_2}c_k\) degree \(q^{kn_2}\) irreducible representations. \(\square \)
Note that
It verifies that the order of a finite group equals the sum of squares of degrees of its irreducible character.
Notes
One may give another proof for Theorem 2.3 by applying the formulas established for supercharacters given in [6]. In this paper, the classification of irreducible representations is through Boyarchenko’s construction. This method is more straightforward and has the potential for solving related problems for those groups whose applicable supercharacter theories have not yet been established, since Theorem 1.4 holds for all finite pattern groups.
When \(n_1=n_3\), the classification of irreducible representations of \( N_{n_1,n_2,n_3}({\mathbb {F}}_q) \) is established in [8] by D. Ginzburg.
References
Alexander, M.N., Fisher, S.D.: Matrices over a finite field. Amer. Math. Monthly 73, 639–641 (1966)
Alperin, J.: Unipotent conjugacy in general linear groups. Comm. Algebra 34, 889–891 (2006)
Boyarchenko, M.: Representations of unipotent groups over local fields and Gutkin conjecture. Math. Res. Lett. 18(3), 539–557 (2011)
Bump, D.: Automorphic Forms and Representations. Cambridge Studies in Advanced Mathematics, vol. 55. Cambridge University Press, Cambridge (1997)
Diaconis, P., Isaacs, I.M.: Supercharacters and superclasses for algebra groups. Trans. Amer. Math. Soc. 360, 2359–2392 (2008)
Diaconis, P., Thiem, N.: Supercharacter formulas for pattern groups. Trans. Amer. Math. Soc. 361, 3501–3533 (2009)
Evseev, E.: Reduction for characters of finite algebra groups. J. Algebra 325, 321–351 (2011)
Ginzburg, D.: On the representations of q unipotent groups over a finite field. Israel J. Math. 181, 387–422 (2011)
Gutkin, E.A.: Representations of algebraic unipotent groups over a self-dual field. Funktsional. Anal. i Prilozhen. 7, 80 (1973)
Higman, G.: Enumerating p-groups. I. Inequalities. Proc. Lond. Math. Soc. 3, 24–30 (1960)
Isaacs, I.M.: Characters of groups associated with finite algebras. J. Algebra 177, 708–730 (1995)
Isaacs, I.M.: Counting characters of upper triangular groups. J. Algebra 315, 698–719 (2007)
Kirillov, A.A.: Merits and demerits of the orbit method. Bull. Amer. Math. Soc. 36, 433–488 (1999)
Le, T.: Counting irreducible representations of large degree of the upper triangular groups. J. Algebra 324(8), 1803–1817 (2010)
Lehrer, G.I.: Discrete series and the unipotent subgroup. Compos. Math. 28, 9–19 (1974)
Le, T., Magaard, K.: Representations of Unitriangular Groups. Buildings, Finite Geometries and Groups, Springer Proceedings of Mathematics, vol. 10. Springer, New York, pp. 163–174 (2012)
Loukaki, M.: Counting characters of small degree in upper triangular groups. J. Pure Appl. Algebra 215(2), 154–160 (2011)
Marberg, E.: Combinatorial methods of character enumeration for the unitriangular group. J. Algebra 345, 295–323 (2011)
Marberg, E.: Superclasses and supercharacters of normal pattern subgroups of the unipotent upper triangular matrix group. J. Algebraic Combin. 35(1), 61–92 (2012)
Marjoram, M.: Irreducible characters of Sylow \(p\)-subgroups of classical groups. PhD Thesis, National University of Ireland, Dublin (1997)
Marjoram, M.: Irreducible characters of small degree of the unitriangular group. Irish Math. Soc. Bull. 42, 21–31 (1999)
Pak, I., Soffer, A.: Higman’s \(k(U_n(_q))\) conjecture. arXiv preprint arXiv:1507.00411
Sangroniz, J.: Characters of Algebra Groups and Unitriangular Groups, pp. 335–349. Finite Groups, Walter de Gruyter, Berlin (2003)
Sangroniz, J.: Irreducible characters of large degree of Sylowp-subgroupsof classical groups. J. Algebra 321, 1480–1496 (2009)
Vera-Lopez, A., Arregi, J.M.: Conjugacy classes in unitriangular matrices. Linear Algebra Appl. 370, 85–124 (2003)
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Data sharing is not applicable to this article as no new data were created or analyzed in this study.
Rights and permissions
About this article
Cite this article
Nien, C. Characters of unipotent radicals of standard parabolic subgroups with 3 parts. J Algebr Comb 55, 325–333 (2022). https://doi.org/10.1007/s10801-021-01052-8
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10801-021-01052-8
Keywords
- Coadjoint orbits
- Unitriangular groups
- Unipotent groups
- Unipotent radical
- Pattern groups
- Higman conjecture