Skip to main content

Advertisement

Log in

Transnational municipal networks: Harbingers of innovation for global adaptation governance?

  • Original Paper
  • Published:
International Environmental Agreements: Politics, Law and Economics Aims and scope Submit manuscript

Abstract

Few studies have examined transnational actors involved in global adaptation governance, despite their growing influence. This paper focuses on 100 Resilient Cities (100RC), a transnational municipal network (TMN) that has created governance instruments with potential for contributing to global adaptation governance. Despite their different nature from international actors (states and intergovernmental organizations), the distinct practices of TMNs and how they might influence global adaptation governance are uncertain. Vague claims suggest that TMNs are innovative, but what this innovation consists of remains unclear. Therefore, the research question here is: how do TMNs innovate in global adaptation governance? This paper strives to answer this question, by building an analytical framework to identify types and features of governance instruments, based on the literature on policy instruments, global environmental governance and global climate governance. It presents a case study of 100RC, based on an in-depth documentary analysis and semi-structured interviews. The results suggest that TMNs can be innovative, if they, like 100RC, create original governance instruments instead of using the existing tools of international or other transnational actors. While some of 100RC’s tools favour a more recent, soft and indirect approach, its considerable use of hard practices with significant obligation is particularly interesting considering the general characterization of TMNs as voluntary and soft. The governance practices of 100RC are thus not in stark contrast with those of international actors. Their diversity could provide inspiration for future action to improve the effectiveness of global climate adaptation governance, and the analytical framework developed here could be applied in further studies.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. Formerly known as the International Council for Local Environmental Initiatives.

  2. Michael Bloomberg has notably been using this famous C40 motto on Twitter: https://twitter.com/mikebloomberg/status/375346397870313473?lang=fr (last accessed January 31, 2019).

  3. Henstra (2016) is an interesting exception.

  4. Four interviewees represented city members, five were from 100RC’s partner organizations (one of which was close enough to participate in 100RC’s staff meetings), and two were employed by 100RC.

Abbreviations

100RC:

100 Resilient Cities

ACCCRN:

Asian Cities Climate Change Resilience Network

C40:

C40 Cities Climate Leadership Group

COP:

Conference of the Parties

CRO:

Chief Resilience Officer

ICLEI:

ICLEI—Local Governments for Sustainability

IGO:

Intergovernmental organization

IPCC:

Intergovernmental Panel on Climate Change

PRA:

Preliminary Resilience Assessment

TMN:

Transnational municipal network

UNFCCC:

United Nations Framework Convention on Climate Change

References

  • Acuto, M., & Rayner, S. (2016). City networks: Breaking gridlocks or forging (new) lock-ins? International Affairs, 92(5), 1147–1166.

    Article  Google Scholar 

  • Andonova, L. B. (2017). Governance entrepreneurs: International organizations and the rise of global public-private partnerships. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Andonova, L. B., Betsill, M. M., & Bulkeley, H. (2009). Transnational climate governance. Global Environmental Politics, 9(2), 52–73.

    Article  Google Scholar 

  • Anguelovski, I., & Carmin, J. (2011). Something borrowed, everything new: Innovation and institutionalization in urban climate governance. Current Opinion in Environmental Sustainability, 3(3), 169–175.

    Article  Google Scholar 

  • Auld, G., Mallett, A., Burlica, B., Nolan-Poupart, F., & Slater, R. (2014). Evaluating the effects of policy innovations: Lessons from a systematic review of policies promoting low-carbon technology. Global Environmental Change, 29, 444–458.

    Article  Google Scholar 

  • Bäckstrand, K., & Kuyper, J. W. (2017). The democratic legitimacy of orchestration: The UNFCCC, non-state actors, and transnational climate governance. Environmental Politics, 26(4), 764–788.

    Article  Google Scholar 

  • Baird, J., Plummer, R., & Bodin, Ö. (2016). Collaborative governance for climate change adaptation in Canada: Experimenting with adaptive co-management. Regional Environmental Change, 16(3), 747–758.

    Article  Google Scholar 

  • Bauer, A., & Steurer, R. (2014). Innovation in climate adaptation policy: Are regional partnerships catalysts or talking shops? Environmental Politics, 23(5), 818–838.

    Article  Google Scholar 

  • Bellinson, R., & Chu, E. (2019). Learning pathways and the governance of innovations in urban climate change resilience and adaptation. Journal of Environmental Policy & Planning, 21(1), 76–89.

    Article  Google Scholar 

  • Bemelmans-Videc, M.-L., Rist, Ray C., & Vedung, E. (Eds.). (1998). Carrots, sticks & sermons: Policy instruments & their evaluation. New Brunswick: Transaction Publishers.

    Google Scholar 

  • Betsill, M. M., & Bulkeley, H. (2004). Transnational networks and global environmental governance: The cities for climate protection program. International Studies Quarterly, 48(2), 471–493. https://doi.org/10.1111/j.0020-8833.2004.00310.x.

    Article  Google Scholar 

  • Börzel, T. A., & Risse, T. (2010). Governance without a state: Can it work? Regulation & Governance, 4, 113–134.

    Article  Google Scholar 

  • Boyd, E., & Ghosh, A. (2013). Innovations for enabling urban climate governance: evidence from Mumbai. Environment and Planning C: Government and Policy, 31, 926–945.

    Article  Google Scholar 

  • Bulkeley, H. (2010). Cities and the governing of climate change. Annual Review of Environment and Resources, 35, 229–253.

    Article  Google Scholar 

  • Bulkeley, H., Andonova, L., Bäckstrand, K., Betsill, M., Compagnon, D., Duffy, R., et al. (2012). Governing climate change transnationally: Assessing the evidence from a database of sixty initiatives. Environment and Planning C: Government and Policy, 30, 591–612.

    Article  Google Scholar 

  • Bulkeley, H., Andonova, L. B., Betsill, M. M., Compagnon, D., Hale, T., Hoffmann, M. J., et al. (2014). Transnational climate change governance. New York: Cambridge University Press.

    Book  Google Scholar 

  • Bulkeley, H., Castán-Broto, V., & Edwards, G. A. S. (2015). An urban politics of climate change: Experimentation and the governing of socio-technical transitions. New York: Routledge.

    Google Scholar 

  • Bulkeley, H., & Newell, P. (2010). Governing climate change. New York: Routledge.

    Google Scholar 

  • Bulkeley, H., & Schroeder, H. (2008). Governing climate change post-2012: The role of global cities—London. Tyndall Centre for Climate Change Research Working Paper, 123, 1–20.

    Google Scholar 

  • Busch, H. (2015). Linked for action? An analysis of transnational municipal climate networks in Germany. International Journal of Urban Sustainable Development, 7(2), 1–19. https://doi.org/10.1080/19463138.2015.1057144.

    Article  Google Scholar 

  • Castán Broto, V., & Bulkeley, H. (2013). A survey of urban climate change experiments in 100 cities. Global Environmental Change, 23(1), 92–102.

    Article  Google Scholar 

  • Chaffin, B. C., Garmestani, A. S., Gosnell, H., & Craig, R. K. (2016). Institutional networks and adaptive water governance in the Klamath River Basin, USA. Environmental Science & Policy, 57, 112–121.

    Article  Google Scholar 

  • Chan, S., & Amling, W. (2019). Does orchestration in the Global Climate Action Agenda effectively prioritize and mobilize transnational climate adaptation action? International Environmental Agreements: Politics, Law and Economics. https://doi.org/10.1007/s10784-019-09444-9.

    Article  Google Scholar 

  • Chu, E. (2018). Transnational support for urban climate adaptation: Emerging forms of agency and dependency. Global Environmental Politics, 18(3), 25–46.

    Article  Google Scholar 

  • City of Santa Monica. (2017). Santa Monica takes emergency readiness to the next level with the hiring of a Chief Resilience Officer. City of Santa Monica. https://www.santamonica.gov/press/2017/01/13/santa-monica-takes-emergency-readiness-to-the-next-level-with-the-hiring-of-a-chief-resilience-officer. Accessed January 31, 2019.

  • Cloutier, G., Papin, M., & Bizier, C. (2018). Do-it-yourself (DIY) adaptation: Civic initiatives as drivers to address climate change at the urban scale. Cities, 74, 284–291.

    Article  Google Scholar 

  • Davidson, K., & Gleeson, B. (2015). Interrogating urban climate leadership: Toward a political ecology of the C40 network. Global Environmental Politics, 15(4), 21–38.

    Article  Google Scholar 

  • Dzebo, A. (2019). Effective governance of transnational adaptation initiatives. International Environmental Agreements: Politics, Law and Economics. https://doi.org/10.1007/s10784-019-09445-8.

    Article  Google Scholar 

  • Dzebo, A., & Stripple, J. (2015). Transnational adaptation governance: An emerging fourth era of adaptation. Global Environmental Change, 35, 423–435.

    Article  Google Scholar 

  • Eliadis, P., Hill, M. M., & Howlett, M. (Eds.). (2005). Designing government. From instruments to governance. Montreal: McGill–Queen’s University Press.

    Google Scholar 

  • Ellson, M. (2015). Special report: How the grant was lost. The Alamedan. http://thealamedan.org/news/special-report-how-grant-was-lost. Accessed February 5, 2019.

  • Eriksen, S. H., Nightingale, A. J., & Eakin, H. (2015). Reframing adaptation: The political nature of climate change adaptation. Global Environmental Change, 35, 523–533.

    Article  Google Scholar 

  • Falkner, R. (2016). A minilateral solution for global climate change? On bargaining efficiency, club benefits, and international legitimacy. Perspectives on Politics, 14(1), 87–101.

    Article  Google Scholar 

  • Falkner, R., Hannes, S., & Vogler, J. (2010). International climate policy after Copenhagen: Towards a ‘building blocks’ approach. Global Policy, 1(3), 252–262.

    Article  Google Scholar 

  • Fünfgeld, H. (2015). Facilitating local climate change adaptation through transnational municipal networks. Current Opinion in Environmental Sustainability, 12, 67–73.

    Article  Google Scholar 

  • Gordon, D. J. (2013). Between local innovation and global impact: Cities, networks and the governance of climate change. Canadian Foreign Policy Journal, 19(3), 288–307.

    Article  Google Scholar 

  • Hakelberg, L. (2014). Governance by diffusion: Transnational municipal networks and the spread of local climate strategies in Europe. Global Environmental Politics, 14(1), 107–129.

    Article  Google Scholar 

  • Hale, T. (2016). “All hands on deck”: The Paris agreement and nonstate climate action. Global Environmental Politics, 16(3), 12–22.

    Article  Google Scholar 

  • Hale, T., & Held, D. (2012). Gridlock and innovation in global governance: The partial transnational solution. Global Policy, 3(2), 169–181.

    Article  Google Scholar 

  • Hall, N. (2017). What is adaptation to climate change? Epistemic ambiguity in the climate finance system. International Environmental Agreements: Politics, Law and Economics, 17(1), 37–53.

    Article  Google Scholar 

  • Hall, N., & Persson, Å. (2017). Global climate adaptation governance: Why is it not legally binding? European Journal of International Relations, 24, 540–566.

    Article  Google Scholar 

  • Henstra, D. (2016). The tools of climate adaptation policy: analysing instruments and instrument selection. Climate Policy, 16(4), 496–521.

    Article  Google Scholar 

  • Hickmann, T. (2015). Rethinking authority in global climate governance: How transnational climate initiatives relate to the international climate regime (Routledge Research in Global Environmental Governance). New York: Routledge.

    Google Scholar 

  • Hoffmann, M. J. (2005). Ozone depletion and climate change: Constructing a global response. Albany: State University of New York Press.

    Google Scholar 

  • Hoffmann, M. J. (2011). Climate governance at the crossroads; Experimenting with a global response after Kyoto. New York: Oxford University Press Inc.

    Book  Google Scholar 

  • Hood, C. C. (1986). The tools of government. Chatham, NJ: Chatham House Publishers, Inc.

    Google Scholar 

  • Hsu, A., Weinfurter, A., & Xu, K. (2017). Aligning subnational climate actions for the new post-Paris climate regime. Climatic Change, 142(3–4), 419–432. https://doi.org/10.1007/s10584-017-1957-5.

    Article  Google Scholar 

  • Huang-Lachmann, J.-T., & Lovett, J. C. (2016). How cities prepare for climate change: Comparing Hamburg and Rotterdam. Cities, 54, 36–44.

    Article  Google Scholar 

  • Hughes, S., Chu, E. K., & Mason, S. G. (Eds.). (2018). Climate change in cities: Innovations in multi-level governance (Urban Book Series). Cham: Springer.

    Google Scholar 

  • IPCC. (2018). Global warming of 1.5 °C. An IPCC special report on the impacts of global warming of 1.5 °C above pre-industrial levels and related global greenhouse gas emission pathways, in the context of strengthening the global response to the threat of climate change, sustainable development, and efforts to eradicate poverty. In V. Masson-Delmotte, P. Zhai, H. O. Pörtner, D. Roberts, J. Skea, P. R. Shukla, et al. (Eds.).

  • Johnson, C., Toly, N., & Schroeder, H. (2015). The urban climate challenge: Rethinking the role of cities in the global climate regime. New York: Routledge.

    Google Scholar 

  • Jordan, A., & Huitema, D. (2014). Policy innovation in a changing climate: Sources, patterns and effects. Global Environmental Change, 29, 387–394.

    Article  Google Scholar 

  • Jordan, A., Huitema, D., van Asselt, H., & Forster, J. (2018). Governing climate change: Polycentricity in Action?. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Jordan, A., Wurzel, R. K. W., & Zito, A. R. (2013). Still the century of ‘new’ environmental policy instruments? Exploring patterns of innovation and continuity. Environmental Politics, 22(1), 155–173.

    Article  Google Scholar 

  • Juhola, S., & Westerhoff, L. (2011). Challenges of adaptation to climate change across multiple scales: A case study of network governance in two European countries. Environmental Science & Policy, 14, 239–247.

    Article  Google Scholar 

  • Kern, K., & Bulkeley, H. (2009). Cities, Europeanization and multi-level governance: Governing climate change through transnational municipal networks. JCMS Journal of Common Market Studies, 47(2), 309–332. https://doi.org/10.1111/j.1468-5965.2008.00806.x.

    Article  Google Scholar 

  • Khan, M. R., & Robberts, J. T. (2013). Adaptation and international climate policy. WIREs Climate Change, 4, 171–189.

    Article  Google Scholar 

  • Kivimaa, P., Hildén, M., Huitema, D., Jordan, A., & Newig, J. (2015). Experiments in climate governance—lessons from a systematic review of case studies in transition research. SPRU working paper series, 36.

  • Klein, R. J. T., Adams, K. M., Dzebo, A., Davis, M., & Siebert, C. K. (2017). Advancing climate adaptation practices and solutions: Emerging research priorities. SEI Working Paper (Vol. 2017). Stockholm, Sweden: Stockholm Environment Institute.

  • Lascoumes, P., & Le Galès, P. (Eds.). (2004). Gouverner par les instruments. Paris: Presses de Sciences Po.

    Google Scholar 

  • Le Prestre, P. (2017). Global ecopolitics revisited: Towards a complex governance of global environmental problems. New York: Routledge.

    Book  Google Scholar 

  • Lee, T. (2013). Global cities and transnational climate change networks. Global Environmental Politics, 13(1), 108–128.

    Article  Google Scholar 

  • Lee, T. (2015). Global cities and climate change. The translocal relations of environmental governance. New York: Routledge.

    Google Scholar 

  • Lesnikowski, A., Ford, J., Biesbroek, R., Berrang-Ford, L., Maillet, M., Araos, M., et al. (2016). What does the Paris Agreement mean for adaptation? Climate Policy, 17(7), 825–831.

    Article  Google Scholar 

  • Mearns, R., & Norton, A. (Eds.). (2010). Social dimensions of climate change: Equity and vulnerability in a warming world (New Frontiers of Social Policy). Washington, DC: The World Bank.

    Google Scholar 

  • Padgett, J. F., & McLean, P. D. (2006). Organizational invention and elite transformation: The Birth of partnership systems in renaissance florence. American Journal of Sociology, 111(5), 1463–1568.

    Article  Google Scholar 

  • Patterson, J. J., & Huitema, D. (2018). Institutional innovation in urban governance: The case of climate change adaptation. Journal of Environmental Planning and Management. https://doi.org/10.1080/09640568.2018.1510767.

    Article  Google Scholar 

  • Persson, Å., & Dzebo, A. (2019). Introduction to the special issue: Global and transnational governance of climate adaptation. International Environmental Agreements: Politics, Law and Economics. https://doi.org/10.1007/s10784-019-09440-z.

    Article  Google Scholar 

  • Reckien, D., Flacke, J., Olazabal, M., & Heidrich, O. (2015). The influence of drivers and barriers on urban adaptation and mitigation plans—An empirical analysis of European cities. PLoS ONE, 10(8), 1–21.

    Article  CAS  Google Scholar 

  • Rogers, E. M. (2003). Diffusion of innovations. New York: Free Press.

    Google Scholar 

  • Román, M. (2010). Governing from the middle: The C40 cities leadership group. Corporate Governance: The International Journal of Business in Society, 10(1), 73–84.

    Article  Google Scholar 

  • Sovacool, B. K., Linnér, B.-O., & Klein, R. J. T. (2017). Climate change adaptation and the Least Developed Countries Fund (LDCF): Qualitative insights from policy implementation in the Asia-Pacific. Climatic Change, 140(2), 209–226.

    Article  Google Scholar 

  • Spaans, M., & Waterhout, B. (2017). Building up resilience in cities worldwide—Rotterdam as participant in the 100 Resilient Cities Programme. Cities, 61, 109–116.

    Article  Google Scholar 

  • Toly, N. J. (2008). Transnational municipal networks in climate politics: From global governance to global politics. Globalizations, 5(3), 341–356. https://doi.org/10.1080/14747730802252479.

    Article  Google Scholar 

  • Van der Ven, H., Bernstein, S., & Hoffmann, M. (2017). Valuing the contributions of non-state and subnational actors to climate governance. Global Environmental Politics, 17(1), 1–20.

    Article  Google Scholar 

  • Voß, J.-P., & Simons, A. (2014). Instrument constituencies and the supply side of policy innovation: The social life of emissions trading. Environmental Politics, 23(5), 735–754.

    Article  Google Scholar 

  • Walker, J. L. (1969). The diffusion of innovations among the American States. The American Political Science Review, 63(3), 880–899.

    Article  Google Scholar 

  • Yin, R. (2018). Case study research and applications: Design and methods (6th ed.). London: SAGE.

    Google Scholar 

  • Young, O. R. (2017). Governing complex systems: Social capital for the Anthropocene (Earth System Governance). Cambridge: The MIT Press.

    Book  Google Scholar 

Download references

Acknowledgements

This research was made possible thanks to a grant from the Fonds de Recherche du Québec Société et Culture. The author is especially grateful to the anonymous reviewers and the editors of this special issue for their relevant comments, as well as to the rest of the organizing team and to the participants of the 2017 Stockholm Environment Institute workshop during which an earlier version of this paper was presented. She is also thankful to those who took the time to discuss her work, particularly Jean-Frédéric Morin, Anne Bach Nielsen, and several INOGOV members.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Marielle Papin.

Ethics declarations

Conflict of interest

The author declares no conflict of interest.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Papin, M. Transnational municipal networks: Harbingers of innovation for global adaptation governance?. Int Environ Agreements 19, 467–483 (2019). https://doi.org/10.1007/s10784-019-09446-7

Download citation

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10784-019-09446-7

Keywords

Navigation