Skip to main content

Advertisement

Log in

Dam-Induced Displacement and Agricultural Livelihoods in China’s Mekong Basin

  • Published:
Human Ecology Aims and scope Submit manuscript

Abstract

Households in China’s Yunnan Province were surveyed to understand the impacts of hydropower development and resettlement on the agricultural livelihoods of rural villagers. Household-level data from this survey are analyzed to test whether income and landholdings vary by resettlement status. Independent sample t-tests and one-way ANOVAs are used to examine how resettlement status relates to income, land allotments, agricultural crops, and government subsides. Results showed that, contrary to predictions, resettlement corresponds to higher household incomes, while differences in landholdings were mixed. Results indicate that while productive landholdings are less for resettled households, new wage labor, government subsidies, and intensified agriculture may contribute to a higher annual mean income at the household level. However, the tradeoff of receiving wage income for reduced landholdings may be a significant vulnerability for the affected households of the Mekong River Basin, since this loss in productive land corresponds to a long-term loss in social security.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

Notes

  1. Large dams are defined by the World Commission on Dams (2000) as any dam over 15 m in height or any dam with 3 million cubic meters of storage capacity.

  2. A nationality (minzu) in China refers to ethnicity. China includes 56 officially recognized nationalities including the majority Han nationality. Yunnan province alone contains 25 of these 56 nationality groups.

  3. The well known Three Gorges Dam on China’s Yangtze River is the world’s largest overall dam structure. However Xiaowan and Nuozhadu will actually be even taller.

  4. To understand the variability among responses, we used the standard deviation of household income as a measure of dispersion with respect to the mean (Vaske 2008). All resettlement categories showed a similar level of variability for total income: one standard deviation in each resettlement category varied from the mean by approximately half of the value of the mean. For specific income sources, the standard deviation of household responses was relatively high across each resettlement category; one standard deviation varied from the mean by as much as, or more than, the mean value. A high degree of variability for wage labor among households was common to all resettlement categories. It is unknown to what extent the overall high degree of variability may relate to uneven levels of education, infrastructure, and the sporadic nature of wage labor in the Chinese countryside; in the conclusion we discuss what impacts dam construction may have on wage labor opportunities.

  5. In terms of land allotments, paddy land allocation for resettled households showed the least amount of variability. In contrast, non-resettled households had a standard deviation value that exceeded the mean. Dry land allocation variability follows a similar pattern, where only the households that have been resettled have a standard deviation that is less than the value of the mean. It appears the government may be relatively consistent in how it allocates both paddy and dry land among resettled households. The allocation of forest land also indicates a high degree of variability, however no pattern is observed between the resettlement categories.

  6. Variability among resettlement categories for corn, rice, and walnut income was high; a single standard deviation exceeded the mean response values for all resettlement categories and all crop income sources. Again, the high degree of agricultural income variability was common across all resettlement categories.

References

  • Adger, W. N. (2006). Vulnerability. Global Environmental Change 16: 268–281.

    Article  Google Scholar 

  • Bartolome, L. J., de Wet, C., Mander, H., and Nagaraj, V. K. (2000). Displacement, Resettlement, Rehabilitation, Reparation, and Development. WCD Thematic Review I.3 Prepared as an Input to the World Commission on Dams. Cape Town.

  • Brown, P. H., and Xu, Y. (2010). Hydropower Development and Resettlement Policy on China’s Nu River. Journal of Contemporary China 19(66): 777–797.

    Article  Google Scholar 

  • Cernea, M. M. (2003). For a New Economics of Resettlement: A Sociological Critique of the Compensation Principle. International Social Science Journal 55(175): 37–45.

    Article  Google Scholar 

  • Chen, L. (2008). Contradictions in Dam Building in Yunnan, China: Cultural Impacts Versus Economic Growth. China Report 44: 97–110.

    Article  Google Scholar 

  • Cohen, J. (1988). Statistical Power Analysis for Behavioral Sciences. Erlbaum, Hillsdale.

    Google Scholar 

  • Dore, J., Yu, X., and Li, K. Y. (2007). China’s energy reforms and hydropower expansion in Yunnan. In Lebel, L., Dore, J., Rajesh, D., and Yang, S. K. (eds.), Democratizing Water Governance in the Mekong Region. Mekong Press, Chiang Mai.

    Google Scholar 

  • Foster-Moore, E. (2010). Information Flow and Vulnerability in Dam-Affected Communities in Yunnan, China. Unpublished manuscript.

  • Galipeau, B.A. (2012). Socio-Ecological Vulnerability in a Tibetan Village on the Lancang River, China. Master's Thesis, Oregon State University, Corvallis.

  • Jalan, J., and Ravallion, M. (2001). Household Income Dynamics in Rural China. Policy Research Working Paper Series 2706, The World Bank. Available at http://ideas.repec.org/p/wbk/wbrwps/2706.html.

  • Li, Y., and Tilt, B. (2007). In Search of Solvency: Changing Agricultural Governance in an Ethnic Minority Autonomous Region of Southwest China. International Journal of Agricultural Resources, Governance and Ecology 6(6): 626–641.

    Article  Google Scholar 

  • Magee, D. L. (2006). New Energy Geographies: Powershed Politics and Hydropower Decision Making in Yunnan, China. Doctoral dissertation, University of Washington, Seattle.

  • Magee, D. L. (2011). The dragon upstream: China’s role in Lancang-Mekong development. In Öjendal, J., Hansson, S., and Hellberg, S. (eds.), Water, Politics, and Development in a Transboundary Watershed: The Case of the Lower Mekong Basin. Springer, New York.

    Google Scholar 

  • PRC, Central Government of the. (2006). Regulations on Land Acquisition Compensation and Resettlement of Migrants for Construction of Large and Medium Scale Water Conservancy and Hydropower Project: Central Government of the PRC Net http://www.gov.cn/zwgk/2006-08/13/content_360853.htm (Accessed 10/3/08).

  • Rosen, D. H., and Houser, T. (2007). China Energy, a Guide for the Perplexed. Policy brief, Peterson Institute for International Economics. Available at http://www.iie.com/publications/papers/rosen0507.pdf.

  • Scudder, T. (2005). The Future of Large Dams: Dealing with Social, Environmental, Institutional, and Political Costs. Earthscan, London.

    Google Scholar 

  • Tilt, B. (2008). Smallholders and the ‘Households Responsibility System’: Adapting to Institutional Change in Chinese Agriculture. Human Ecology 36: 189–199.

    Article  Google Scholar 

  • Tilt, B. (2010). The Struggle for Sustainability in Rural China: Environmental Values and Civil Society. Columbia University Press, New York.

    Google Scholar 

  • Tilt, B., Braun, Y. A., and He, D. (2009). Social Impact Assessment of Large Dams: A Comparison of International Case Studies and Implications for Best Practice. Journal of Environmental Management 90(Supplement 3): S249–S257.

    Article  Google Scholar 

  • Vaske, J. (2008). Survey Research and Analysis: Applications in Parks, Recreation and Human Dimensions. Venture, State College.

    Google Scholar 

  • World Commission on Dams, The (2000). Dams and Development: A New Framework for Decision-Making. Earthscan, London.

    Google Scholar 

  • Zhang, X., Liu, J., and Li, M. (2008). Hydropower development on the Lancang: a recommendation for affected ethnic minorities. In McCaskill, D., Leepreecha, P., and He, S. (eds.), Living in a Globalized World: Ethnic Minorities in the Greater Mekong Subregion. Mekong Press, Chiang Mai.

    Google Scholar 

Download references

Acknowledgments

The authors would like to recognize the contributions of all the project personnel, including Desiree Tullos, Aaron T. Wolf, Philip H. Brown, and Darrin Magee. We would also like to thank the following collaborators for their work during data collection and analysis: Shen Suping, Yang Donghui, Hua Wang, Marco Clark, Francis Gassert, Edwin Schmitt and Qianwen Xu. Mark Needham also provided helpful comments on the analyses and “Results” sections. Funding for this research project was provided by the U.S. National Science Foundation’s Human and Social Dynamics Research Program (Grant #0826752).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Brendan A. Galipeau.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Galipeau, B.A., Ingman, M. & Tilt, B. Dam-Induced Displacement and Agricultural Livelihoods in China’s Mekong Basin. Hum Ecol 41, 437–446 (2013). https://doi.org/10.1007/s10745-013-9575-y

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10745-013-9575-y

Keywords

Navigation