Skip to main content

Advertisement

Log in

The Emergence of New Commons

Community and Multi-Level Governance in the Ecuadorian Coast

  • Published:
Human Ecology Aims and scope Submit manuscript

Abstract

The emergence of ‘new commons’ poses theoretical challenges that require empirical efforts and in-depth case studies. Three years of ethnographic work at an Ecuadorian coastal community brings us to propose the emergence of a new commons, historically born from an unstructured group of inhabitants, and refunded as a community seemingly able to convert a degraded socio-ecological system into a more sustainable configuration. To understand this process, we study how institutions and rules developed for the environmental management of strategic common pool resources (CPRs), transforming human–environment relationships. This socio-ecosystem constitutes a co-managed multi-level system of governance, developed through a community building process and a particular community based tourism model. Its analysis suggests that the balanced development of different levels of management with a firm base at the community level bringing into play new CPRs, can be key factors for the emergence of new commons.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6

Similar content being viewed by others

Notes

  1. The population is very young, with an average age of 27.3 years (2006) and with low education level (only 20 people have followed high school). They display a dense kinship network, a circumstance that does not translate into internal homogeneity. The “aguablanquenses” are differentiated in terms of income and participation in productive activities, as we will see later. Community life denotes both, deep conflicts of interests and a capacity to generate consensus and collective action (Ruiz-Ballesteros 2009). Age and gender are current basic criteria of socio-political segmentation.

  2. Tagua is the fruit of a palm called cadePhytelephas macrocarpa—located in the humid mountain forest. It is known as ‘vegetable ivory’ because of its similarity to animal ivory, with which it shares its appearance and extraordinary toughness. The harvesting and marketing of tagua are distinct characteristics of natural resource exploitation in the Manabi province.

  3. Personal communication with Park Director.

  4. 1 Saca = about 60 l volume

  5. In order to analyse governance configurations, Ostrom (1990) and Ostrom et al. (1994) proposed “a rules framework” as a method to unveil key socio-ecological interactions explaining the effects of different governance configurations. These rules are (Ostrom 2001): Boundary rules, Position rules, Authority rules, Scope rules, Aggregations rules, Information rules, and Payoff rules. In this paper, with the goal of focusing our discussion, we will speak of rules in a general sense without making explicit distinctions.

  6. Migration has been one of the demographic key variables in Agua Blanca, particularly between 1980 and 2000, before the development of tourism. Migration was closely linked to cycles of drought and to resource scarcity in the face of a growing population. Thus, practically all domestic groups, or at least some of its members did experience at some point the harshness of city migration. However, this trend is changing as a result of the socio-ecological transformations we analyse here.

  7. Ecological recovery has not been verified using ecological indicators, as there are no past records available, neither have we been able to use remote sensing technology. However is the unanimous perception of the Park administration (director and rangers, personal communication), and of the inhabitants of the community when they recall the “depredated forest of the 1980’s: with much less trees and only a few birds and squirrels”. It is also a consequence of the drastic reduction in charcoal production and in its territorial limitation (see Fig. 2).

  8. The consolidation of multilevel governance has not been an easy process. In 1986, after a very troubled period of several years, there was the first meeting between the Park director and the community: the Administration accepted that the villagers could remain in the territory as long as they accepted to progressively change their resource extraction activities. At that time, a shared motivation emerged creating the base for a common understanding framework. Once there is a regular communication between Park and community (and the Community Assembly is consolidated) rules at different levels are created to give consistency to the institutional framework that governs today’s socio-ecosystem. Ultimately, multilevel governance is the result of a long-term settling process to fit interests, activities and rules linking institutions of a very different nature.

References

  • Agrawal, A., and Redford, K. (2006). Poverty, Development, and Biodiversity Conservation: Shooting in the Dark? Working Paper No 26, March. Wildlife Conservation Society.

  • Alcorn, J. B., and Toledo, V. M. (1998). Resilient resource management in Mexico’s forest ecosystem. The contribution of property rights. In Berkes, F., and Folke, C. (eds.), Linking Social and Ecological Systems. Cambridge University Press, Cambridge.

    Google Scholar 

  • Anderies, J. M., Janssen, M. A., and Ostrom, E. (2004). A Framework to Analyze the Robustness of Social–Ecological Systems from an Institutional Perspective. Ecology and Society 9(1): 18.

    Google Scholar 

  • Arauz, M. (2000). Pueblos Indios en la Costa Ecuatoriana. Jipijapa y Montecristi en la Segunda Mitad del Siglo XVIII. Abya-Yala, PUCE y AECI, Quito.

    Google Scholar 

  • Belsky, J. (1999). Misrepresenting Communities: The Politics of Community-Based Rural Ecotourism in Gales Point Manatee, Belize. Rural Sociology 64(4): 641–666.

    Article  Google Scholar 

  • Berkes, F. (1999). Sacred Ecology. Traditional Ecological Knowledge and Resource Management. Taylor & Francis, Philadelphia.

    Google Scholar 

  • Berkes, F. (2002). Cross-scale institutional linkages. In Ostrom, E., et al. (eds.), The Drama of the Commons. National Academic Press, Washington, pp. 293–321.

    Google Scholar 

  • Berkes, F., and Seixas, C. (2005). Building Resilience in Lagoon Social–Ecological Systems: A Local-Level Perspective. Ecosystems 8: 967–974.

    Article  Google Scholar 

  • Blaikie, P. (2006). Is Small Really Beautiful? Community-Based Natural Resource Management in Malawi and Botswana. World Development 34(11): 1942–1957.

    Article  Google Scholar 

  • Briassoulis, H. (2002). Sustainable Tourism and the Question of the Commons. Annals of Tourism Research 29(4): 1065–1085.

    Article  Google Scholar 

  • Brondizio, E. S., Ostrom, E., and Young, O. R. (2009). Connectivity and the Governance of Multilevel Social–Ecological Systems: The Role of Social Capital. Annual Review of Environmental Resources 34: 253–278.

    Article  Google Scholar 

  • Coria, J., and Calfucura, E. (2012). Ecotourism and the Development of Indigenous Communities: The Good, the Bad, and the Ugly. Ecological Economics 73: 47–55.

    Article  Google Scholar 

  • Dietz, T., Ostrom, E., and Stern, P. C. (2003). The Struggle to Govern the Commons. Science 302: 1907–1912.

    Article  Google Scholar 

  • Dueñas, C. (1983). Historia Social y Económica del Norte de Manabí. Tesis de Licenciatura, Departamento de Antropología de PUCE, Quito.

  • Fauría i Roma, C. (1995). El Grupo Manteño. Proceso y Desaparición. Tesis doctoral, Universidad de Barcelona (inédita).

  • Fennell, D. (2008). Ecotourism and the Myth of Indigenous Stewardship. Journal of Sustainable Tourism 16(2): 129–149.

    Article  Google Scholar 

  • Gibson, C. C., and Knoots, T. (1998). When “Community” is not Enough. Institutions and Values in Community-Based Forest Management in Southern Indiana. Human Ecology 26(4): 612–647.

    Article  Google Scholar 

  • Hardin, G. (1968). The Tragedy of the Commons. Science New Series 162(3859): 1243–1248.

    Google Scholar 

  • Hardin, G. (1998). Extensions of “The Tragedy of the Commons”. Science New Series 280(5364): 682–683.

    Google Scholar 

  • Hernández-Ramírez, M., and Ruiz-Ballesteros, E. (2011). Etnogénesis Como Práctica. Arqueología y Turismo en el Pueblo Manta (Ecuador). AIBR Revista de Antropología Iberoamericana 6(2): 159–192.

    Google Scholar 

  • Hess, C. (2008). Mapping the New Commons. Working Paper W08-21. Presented at “Governing Shared Resources: Connecting Local Experience to Global Challenges;” the 12th Biennial Conference of the International Association for the Study of the Commons, University of Gloucestershire, Cheltenham, England, July 14–18, 2008.

  • Hidrovo, T. (2005). Historia de Manta. Eskeletra Editorial y Editorial Mar Abierto, Quito.

    Google Scholar 

  • Koening, C., and Juska, C. (2006). Planning for Sustainable Community Based Ecotourism in Uaxactun, Guatemala. School of Natural Resources and Environment, University of Michigan.

  • Lapeyre, R. (2006). Do Local Communities Have Capacity to Regulate the Tourism Commons? The Case of Tourism Resource in Communal Land Conservancies, Namibia. Paper in ASCP Europe regional Meeting, Brescia.

  • Larson, A. M., Barry, D., Dahal, G. R., and Colfer, C. J. (2010). Forest for People: Community Rights and Forest Tenure Reform. Earthcan, London.

    Google Scholar 

  • Lemos, M. C., and Agrawal, A. (2006). Environmental Governance. Annual Review of Environmental Resources 31: 297–325.

    Article  Google Scholar 

  • McEwan, C., Silva, M. I., and Hudson, C. (2007). Using the past to forget the future. The genesis of the community site museum at Agua Blanca, Ecuador. In Silverman, H. (ed.), Archaeological Site Museums in Latin America, University Press of Florida, pp. 187–216.

  • Moran, E. F. (2005). Human–environment interactions in forest ecosystems: an introduction. In Moran, E. F., and Ostrom, E. (eds.), Seeing the Forest and the Trees: Human–Environment Interactions in Forest Ecosystems. MIT Press, Cambridge.

    Google Scholar 

  • Moran, E. F. (2006). People and Nature. Blackwell, Oxford.

    Google Scholar 

  • Moreno-Peñaranda, R., and Kallis, G. (2010). A Coevolutionary Understanding of Agroenvironmental Change. A Case-Study of a Rural Community in Brazil. Ecological Economics 69: 770–778.

    Article  Google Scholar 

  • Norgaard, R. B. (1994). Development Betrayed: The End of Progress and a Coevolutionary Revisioning of the Future. Routledge, London.

    Google Scholar 

  • Ostrom, E. (1990). Governing the Commons: The Evolution of Institutions for Collective Action. Cambridge University Press, New York.

    Book  Google Scholar 

  • Ostrom, E. (2001). Institutional Diversity of Commons. Encyclopedia of Biodiversity, Volume 1. Academic Press.

  • Ostrom, E. (2005). Understanding Institutional Diversity. Princeton University Press, Princeton.

    Google Scholar 

  • Ostrom, E. (2008). Design Principles of Robust Property-Rights Institutions: What Have we Learned?. Workshop in Political Theory and Policy Analysis. Indiana University.

  • Ostrom, E. (2009). A General Framework for Analyzing Sustainability of Socio-Ecological Systems. Science 325: 419–422.

    Article  Google Scholar 

  • Ostrom, E., Gardner, R., and Walker, J. M. (1994). Rules, Games, and Common-Pool Resources. University of Michigan Press, Ann Arbor.

    Google Scholar 

  • Ostrom, E., Burger, J., Field, C. B., Norgaard, R. B., and Policansky, D. (1999). Revisiting the Commons: Local Lessons, Global Challenges. Science 284: 278–282.

    Article  Google Scholar 

  • Ruiz-Ballesteros, E. (2009). Agua Blanca. Comunidad y Turismo en el Pacífico Ecuatorial. Abya-Yala, Quito.

    Google Scholar 

  • Ruiz-Ballesteros, E. (2011). Social–Ecological Resilience and Community-Based Tourism. An Approach from Agua Blanca, Ecuador. Tourism Management 32: 655–666.

    Article  Google Scholar 

  • Ruiz-Ballesteros, E., and Solís Carrión, D. (eds.) (2007). Turismo Comunitario en Ecuador. Desarrollo y Sostenibilidad Social. Abya-Yala, Quito.

    Google Scholar 

  • Ruiz-Ballesteros, E., and Vintimilla, M. A. (eds.) (2009). Cultura, Comunidad y Turismo. Ensayos Sobre el Turismo Comunitario en Ecuador. Abya-Yala, Quito.

    Google Scholar 

  • Saito-Jensen, M., and Nathan, I. (2011). Exploring the Potentials of Community-Based Natural Resource Management for Benefiting Local Communities. Society and Natural Resources 24(11): 1142–1156.

    Article  Google Scholar 

  • Silva, M. I., and McEwan, C. (1989). Machalilla: El Camino de la Integración. Colibrí 1: 71–75.

    Google Scholar 

  • Silva, M. I., and McEwan, C. (2000). Arqueología y comunidad en el parque Nacional Machalilla: breve historia y reflexiones. In Iturralde, M., and Josse, C. (eds.), Compendio de Investigaciones en el Parque Nacional Machalill. Quito.

  • Stronza, A. L. (2010). Common Management and Ecotourism. Ethnographic Evidence from the Amazon. International Journal of the Commons 4(1): 56–77.

    Google Scholar 

  • Trawick, P. B. (2001). Successfully Governing the Commons: Principles of Social Organization in an Andean Irrigation System. Human Ecology 29(1): 1–25.

    Article  Google Scholar 

  • Velez, M. A. (2011). Collective Titling and the Process of Institutions Building: The new Common Property Regime in the Colombian Pacific. Human Ecology 39: 117–129.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Esteban Ruiz-Ballesteros.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Ruiz-Ballesteros, E., Gual, M.A. The Emergence of New Commons. Hum Ecol 40, 847–862 (2012). https://doi.org/10.1007/s10745-012-9540-1

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10745-012-9540-1

Keywords

Navigation