Skip to main content
Log in

Detection of Rock Discontinuity Traces Using Terrestrial LiDAR Data and Space-Frequency Transforms

  • Original paper
  • Published:
Geotechnical and Geological Engineering Aims and scope Submit manuscript

Abstract

Part of the rockmass assessment and its application in numerical modelling, within the geotechnical engineering field, is acquiring information such as discontinuity number, density, intensity, size etc., which can be obtained by mapping fracture traces on exposed rockmass surfaces and processing of the recorded field data. Moving past from traditional mapping techniques in the field, fracture traces can be extracted from terrestrial light detection and ranging (LiDAR) point-clouds or LiDAR-derived surface models. However, similarly to field mapping, the extraction of fracture-traces is often done manually. This is an arduous and timely task in most cases. The automatic-detection of such traces is an emerging topic in geotechnical engineering; however, existing methods focus solely on the spatial domain. Space-frequency representations are ideal for detecting singularities due to their localization in space and frequency. Furthermore, they allow multiscale analysis, which is important for isolating LiDAR-data noise and weak traces in lower scales. In this study, three space-frequency transforms are evaluated, namely, (1) wavelet, (2) contourlet, and (3) shearlet. In addition, the well-known methods of Sobel, Prewitt, and Canny for edge detection are used for comparison purposes. The performance of the different edge-detection methods is tested using data collected from the Brockville Tunnel in Ontario, Canada. Numerical and visual assessment show that contourlets and shearlets achieve the highest agreement with manually-extracted traces that are used for validation. The two methods, along with minimal user interaction, can be used in order to increase the efficiency of rockmass mapping and geometric modelling in stability assessment of tunnels, mines, slopes, and related applications.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Modified after Da Cunha et al. (2006)

Fig. 3

Modified after Da Cunha et al. (2006)

Fig. 4

Modified after Kutyniok et al. (2012)

Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15

Similar content being viewed by others

Abbreviations

DFNs:

Discrete fracture networks

DM:

Decision metric

FD:

Fréchet distance

NFD:

Normalized Fréchet distance

PFOM:

Figure of merit

\({\text{CNF}}/{\text{A}}\) :

Cumulative number of fractures/area (1/m2)

FTL:

Fracture trace length (m)

\(P_{21}\) :

Areal fracture intensity (m/m2)

ρ :

Correlation coefficient

References

  • Alt H, Godau M (1995) Computing the Fréchet distance between two polygonal curves. Int J Comput Geom Appl 5(01n02):75–91

    Article  Google Scholar 

  • Cacciari PP, Futai MM (2016) Mapping and characterization of rock discontinuities in a tunnel using 3D terrestrial laser scanning. Bull Eng Geol Environ 75(1):223–237

    Article  Google Scholar 

  • Canny J (1986) A computational approach to edge detection. IEEE Trans Pattern Anal Mach Intell 8:679–698

    Article  Google Scholar 

  • Chen J, Zhu H, Li X (2016) Automatic extraction of discontinuity orientation from rock mass surface 3D point cloud. Comput Geosci 95:18–31

    Article  Google Scholar 

  • Cohen A, Daubechies I, Feauveau JC (1992) Biorthogonal bases of compactly supported wavelets. Commun Pure Appl Math 45(5):485–560

    Article  Google Scholar 

  • Da Cunha A (2008) Geometrical representation, processing, and coding of visual information. Ph.D. thesis, University of Illinois, Urbana-Champaign

  • Da Cunha AL, Do MN (2005) Bi-orthogonal filter banks with directional vanishing moments (image representation applications). In: IEEE international conference on acoustics, speech, and signal processing, Proceedings.(ICASSP’05), vol 4, pp iv–553

  • Da Cunha AL, Zhou J, Do MN (2006) The nonsubsampled contourlet transform: theory, design, and applications. IEEE Trans Image Process 15(10):3089–3101

    Article  Google Scholar 

  • Daugman JG (1985) Uncertainty relation for resolution in space, spatial frequency, and orientation optimized by two-dimensional visual cortical filters. JOSA A 2(7):1160–1169

    Article  Google Scholar 

  • Dershowitz WS, Herda HH (1992) Interpretation of fracture spacing and intensity. In: The 33th US symposium on rock mechanics (USRMS). American Rock Mechanics Association. June 3–5, Santa Fe, New Mexico

  • Diederichs MS, Lato M, Hutchinson J, Carter M (2013) Lidar surveying for liner condition, rock stability and reconditioning assessment of Canada’s oldest railway tunnel in Brockville, Ontario. In: Proceedings of GeoMontreal 2013—Canadian geotechnical society conference

  • Do MN, Vetterli M (2005) The contourlet transform: an efficient directional multiresolution image representation. IEEE Trans Image Process 14(12):2091–2106

    Article  Google Scholar 

  • Easley G, Labate D, Lim WQ (2008) Sparse directional image representations using the discrete shearlet transform. Appl Comput Harmonic Anal 25(1):25–46

    Article  Google Scholar 

  • Gigli G, Casagli N (2011) Semi-automatic extraction of rock mass structural data from high resolution LIDAR point clouds. Int J Rock Mech Min Sci 48(2):187–198

    Article  Google Scholar 

  • Haar A (1910) Zur theorie der orthogonalen funktionensysteme. Math Ann 69(3):331–371

    Article  Google Scholar 

  • International Society of Rock Mechanics (ISRM) (1978) Commission on standardization of laboratory and field tests. Suggested methods for the quantitative description of discontinuities in rock masses. Int J Rock Mech Min Sci Geomech Ab 15:319–368

    Article  Google Scholar 

  • Kemeny J, Turner K, Norton B (2006) LIDAR for rock mass characterization: hardware, software, accuracy and best-practices. Laser and photogrammetric methods for rock face characterization, 49–62

  • King EJ, Reisenhofer R, Kiefer J, Lim WQ, Li Z, Heygster G (2015) Shearlet-based edge detection: flame fronts and tidal flats. In: SPIE Optical Engineering + Applications, International Society for Optics and Photonics, pp 959905–959905

  • Kovacevic J, Vetterli M (1992) Nonseparable multidimensional perfect reconstruction filter banks and wavelet bases for R/sup n. IEEE Trans Inf Theory 38(2):533–555

    Article  Google Scholar 

  • Kutyniok G, Lemvig J, Lim WQ (2012) Compactly supported shearlets. In: Approximation theory XIII: San Antonio 2010, Springer, New York, pp 163–186

  • Labate D, Lim WQ, Kutyniok G, Weiss G (2005) Sparse multidimensional representation using shearlets. In: Optics and photonics, International Society for Optics and Photonics, pp 59140U–59140U

  • Lato MJ, Vöge M (2012) Automated mapping of rock discontinuities in 3D lidar and photogrammetry models. Int J Rock Mech Min Sci 54:150–158

    Google Scholar 

  • Lato MJ, Diederichs MS, Hutchinson DJ, Harrap R (2012) Evaluating roadside rockmasses for rockfall hazards using LiDAR data: optimizing data collection and processing protocols. Nat Hazards 60(3):831–864

    Article  Google Scholar 

  • Li J (2003) A wavelet approach to edge detection. Sam Houston State University, Master of Science

    Google Scholar 

  • Lu WS, Antoniou A, Xu H (1998) A direct method for the design of 2-D nonseparable filter banks. IEEE Trans Circuits Syst II: Analog Digital Signal Process 45(8):1146–1150

    Article  Google Scholar 

  • Mallat S, Hwang WL (1992) Singularity detection and processing with wavelets. IEEE Trans Inf Theory 38(2):617–643

    Article  Google Scholar 

  • Parker JR (2010) Algorithms for image processing and computer vision. Wiley, New York

    Google Scholar 

  • Phoong SM, Kim CW, Vaidyanathan PP, Ansari R (1995) A new class of two-channel biorthogonal filter banks and wavelet bases. IEEE Trans Signal Process 43(3):649–665

    Article  Google Scholar 

  • Pratt WK (1978) Digital image processing. Wiley, New York

    Google Scholar 

  • Prewitt JM (1970) Object enhancement and extraction. Picture Process Psychopictorics 10(1):15–19

    Google Scholar 

  • Priest SD (1993) Discontinuity analysis for rock engineering, 1st edn. Chapman and Hall, London

    Book  Google Scholar 

  • Reisenhofer R, Kiefer J, King EJ (2016) Shearlet-based detection of flame fronts. Exp Fluids 57(3):1–14

    Article  Google Scholar 

  • Richards JA (2013) Remote sensing digital image analysis, 5th edn. Springer, Canberra

    Book  Google Scholar 

  • Riquelme AJ, Abellán A, Tomás R, Jaboyedoff M (2014) A new approach for semi-automatic rock mass joints recognition from 3D point clouds. Comput Geosci 68:38–52

    Article  Google Scholar 

  • Shah IA, Kalker AAC (1993) Theory and design of multidimensional QMF sub-band filters from 1-D filters and polynomials using transforms. IEE Proc I Commun Speech Vis 140(1):67–71

    Article  Google Scholar 

  • Shan H, Ma J, Yang H (2009) Comparisons of wavelets, contourlets and curvelets in seismic denoising. J Appl Geophys 69(2):103–115

    Article  Google Scholar 

  • Shen L, Bai L (2006) A review on Gabor wavelets for face recognition. Pattern Anal Appl 9(2–3):273–292

    Article  Google Scholar 

  • Srivastava M (2006) Field verification of a geostatistical method for simulating fracture network models. In: Golden rocks 2006, the 41st US symposium on rock mechanics (USRMS). American Rock Mechanics Association. June 17–21, Golden, Colorado

  • Sun J, Gu D, Chen Y, Zhang S (2004) A multiscale edge detection algorithm based on wavelet domain vector hidden Markov tree model. Pattern Recogn 37(7):1315–1324

    Article  Google Scholar 

  • Umili G, Ferrero A, Einstein HH (2013) A new method for automatic discontinuity traces sampling on rock mass 3D model. Comput Geosci 51:182–192

    Article  Google Scholar 

  • Vazaios I, Vlachopoulos N, Diederichs MS (2017) Integration of Lidar-based structural input and discrete fracture network generation for underground applications. Geotech Geol Eng 35(5):2227–2251

    Article  Google Scholar 

  • Vetterli M, Kovačević J (1995) Wavelets and subband coding. Prentice Hall PTR, Englewood Clif

    Google Scholar 

  • Yi S, Labate D, Easley GR, Krim H (2009) A shearlet approach to edge analysis and detection. IEEE Trans Image Process 18(5):929–941

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to D. Bolkas.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Bolkas, D., Vazaios, I., Peidou, A. et al. Detection of Rock Discontinuity Traces Using Terrestrial LiDAR Data and Space-Frequency Transforms. Geotech Geol Eng 36, 1745–1765 (2018). https://doi.org/10.1007/s10706-017-0430-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10706-017-0430-6

Keywords

Navigation