The Ontological Impact of the Invention of the Steam Engine
In the history of technology, it is observed that technological innovations lead to economic waves, for instance the wave starting around 1845 associated with steam power and technological innovations in the railway industry, or the wave starting around 1900 associated with electricity and innovations like the internal combustion engine (Schumpeter, 1983) (Fig. 1).
The idea that technological innovations lead to economic waves shows that they operate at two levels. At an ontic level, new technologies like the windmill or the steam engine emerge as new artefacts in the world. At a socio-economic level, these artefacts disrupt the world order that is associated with these technologies; the emergence of the water mill and the accompanying textile industry was embedded in the world order associated with water power, which in turn gave rise to a new world order associated with steam power, in which the steam engine and the accompanying railway industry is embedded etc. (Blok, 2021b). The emergence of the steam train for instance enabled people to travel more easily and quickly from rural areas to the city centre or from the East coast to the West coast and to try their luck there. It also gave rise to cultural phenomena like the Christmas holiday, including Christmas trees, cards and gifts. At the same time, railroads enabled the transport of vast amounts of raw materials to industrial plants and mills to produce the building blocks of industrial societies in the wake of the industrial revolution. As a consequence of this increased social mobility, the urban bourgeoisie grew in size and began to overshoot the nobility in power, number and prestige. A new working class emerged who worked in the factories, but caused also social and political tensions due to unhealthy labour conditions, increased economic inequality and unemployment (Figes, 2019).
Although this example shows how technological inventions like the steam engine change the socio-economic world order, as is argued by philosophers like McLuhan (1964), this world order primarily concerns the new socio-economic meaning of these beings in the world, not the meaning of their being as a whole at an ontological level. With ‘ontology’, we do not mean an eternal metaphysical idea, but a temporary category that establishes a new meaning of our being-in-the-world, in which the further development of technologies remain embedded. We encounter the ontological impact of the steam engine if we consider that its invention did not only initiate the material and social mobility of resources that resulted in the technological societies we encounter today, but already appeals to reality in its mobility, in its being energetic. Through the invention of the steam engine, beings in the world become accessible in a different manner, namely not as relatively immobile and locally embedded material objects that can be transformed by technology (e.g. stone, bronze, iron), but as relatively mobile and non-local energy (e.g. steam, electricity). We speak of being as mobile and non-local energy in case of the wave associated with steam and not in case of the wave associated with water, because before the invention of electricity, the production and consumption of water power is dependent on a geographic location like a river or lake, while steam power is mobile and non-local (e.g. steam train). What is at stake in this transformation of the appearance of the world is not only the emergence of a new type of beings in the world that didn’t exist before, e.g. steam power. It also not only involve the transformation of the socio-economic order of these beings in the world order that begins with the invention of the steam engine, e.g. the physical and social mobility that leads to our industrial society. What is at stake in this transformation is first and foremost the transformation of the appearance of the being of these beings as a whole.
This becomes clear if we consider that the mobility and non-locality of energy is not limited to the steam that powers the steam train. Also the natural and human resources that are transported by train no longer appear as relatively immobile and locally embedded material objects, but as mobile and non-local energy converters; coal appears no longer primarily as material object but as potential converter of water to steam power, like the labourer appears as potential converter of natural clay or shale to bricks etc. On the one hand, natural and human resources appear as converted energy, e.g. water is converted to pressurized steam to power the train, bricks are converted to clay or shale to build houses and city systems, the human subject is converted to the worker who manages the production process of these bricks in brick factories etc. On the other hand, natural and human resources appear as energy converters, e.g. the steam engine appears as converter of water to steam power, natural resources like coal appear as converters of energy, workers appear as converters of energy, for instance as workforce in the brick factories. This double meaning of natural and human resources as converted converters characterizes the world at an ontological level since the invention of the steam engine, and concerns the transformation of the appearance of the world as immobile and locally embedded object to the world as converted converter. We speak of an ontological impact, as the invention drives into and pushes (impingere) a new temporarily fixed meaning of the whole of being, namely world as mobile and non-local converted converter.Footnote 4
The scope of this new emerging world becomes clear if we take an example. Clay is converted into bricks and these bricks are at the same time converters to build a house. First of all, what these converted converters are converted for belong to the world as converted converter; water is converted for steam, steam is converted for the production of bricks, bricks are converted for the production of factories, factories are converted for the accommodation of larger steam engines, larger steam engines are converted to convert water in a more efficient way etc. All these converted converters belong to the world as converted converter. Second, the natural resources these converted converters are converted from belong to the world as converted converter: the steam engine is dependent on converted steel, steel is dependent on the supply of iron, the supply of iron is dependent on steam trains, steam trains are dependent on steam engines etc. All these converted converters belong to the world as converted converter. Also human beings belong to the world as converted converter as the one who converts, consumes and enjoys these converted converters. In other words, the world as converted converter concerns the whole of the natural, artificial and social environment, i.e. our being-in-the-world. With this, Aristotle’s classical characteristic of the movedness (kinesis) of the phusis receives a new meaning, namely in terms of converted converter.
What is the relation between the world as converted converter and the invention of the steam engine as a particular converter of energy? It is questionable whether the steam engine as energy converter could have been invented if the world still appeared as immobile and locally embedded object. The World as immobile and locally embedded object might lead to all kinds of artifacts to dig and chop these objects and build houses and infrastructures for instance, but not to technologies to convert energy. The world as converted converter grounds the invention of the steam engine and the subsequent disruption of the socio-economic world order due to the introduction of steam power in our society. Why? The invention of the steam engine at an ontic level is dependent on the world as converted converter at an ontological level; without the appearance of the world as converted converter, no steam engine as such a converter of coal into steam power could have been invented or even be called for. The world as converted converter grounds the invention of the steam engine, as this world is the origin from which the invention of the steam engine as such a converter of energy arises.
Although the world as converted converter grounds the invention of the steam engine, it is not the subject or cause of this invention. The appearance of the world as converted converter has not always been around but commences with the invention of the steam engine, its dissemination and its further development. The invention of the steam engine is not only the beginning of something new to the world that didn’t exist before—e.g. steam power—but founds the world as converted converter from which the invention of the steam engine springs forth. This founding of world by the invention of the steam engine consists in its ending a phase in world-history—the appearance of the world as relatively immobile and locally embedded material object—and in its commencement of a new phase in world-history—world as converted converter.Footnote 5 The invention of the steam engine does not create or produce the appearance of the world as converted converter but in its creative destruction of the world as immobile and locally embedded material object, it founds the world as converted converter in which it can function properly. And yet, although the invention of the steam engine founds the world as converted converter, it is not the subject or cause of the transformation of the world. If the invention of the steam engine appeals to the world as converted converter for its proper functioning, it is indeed not the artefact at an ontic level that is the cause of the transformation of world at an ontological level, nor is this world the ontological effect of the technological invention of the steam engine. In other words, the invention of the steam engine founds the appearance of the world as converted converter in which it is already grounded.
With this, it becomes clear that the cause-effect relation between the invention of the steam engine as energy converter and the appearance of the world as converted converter in inapplicable, as they are interdependent and co-constitutive for each other. The invention of the steam engine belongs within the world its invention opened up.Footnote 6 The world as converted converter establishes a temporal stable environment in which the invention of the steam engine as energy converter is grounded. At the same time, it is the invention of the steam engine which founds this world as converted converter. In this regard, the invention of the steam engine is not only grounded in the world as converted converter, but reaches ahead beyond its grounding in the world by founding this world as converted converter in which it has its ground. The ontological impact of the invention of the steam engine on world-constitution is ontologically first, but not necessarily in the temporal sense of the word (Blok, 2021b).Footnote 7 Philosophical reflection on the role of technology in the Anthropocene should not unilaterally reflect on new emerging technologies like the steam engine and how they change the socio-economic world order, or on the appearance of the world as converted converter at an ontological level, but exactly on this interplay between the founding and grounding of world that is at stake in the invention of the steam engine. If we talk about the founding of World in the remainder of this article, we mean this interplay between founding and grounding that constitutes World.
The interdependency of the invention of the steam engine and the appearance of the world as converted converter shows that this world is not founded once and for all with the invention of the first steam engine. The founding of the world as converted converter is only performatively constituted in the repetitive appropriation of its grounding in its dissemination and further development in the world as converted converter. We speak of a repetitive appropriation, as the world as converted converter is only grounded through the repetitive embodiment of this world in the dissemination and further development of the steam engine; the world as converted converter includes particular possible developments—e.g. the invention of the steam digester as a more efficient energy converter which remains grounded in the world as converted converter—while it at the same time excludes other possible developments—a return to the world as immobile and locally embedded material objects for instance. We speak of a repetitive appropriation as the founding of the world as converted converter is only appropriated in actual dissemination and improvement practices.
The world as converted converter is ontologically first as it determines what can be achieved within this world, and what not. Contrary to the appearance of the world as immobile and locally embedded material object, the world as converted converter gives rise to questions about the optimisation and efficiency of current conversion practices. This leads to particular new inventions like the steam digester and to the improvement of steel production for railroads and stronger locomotives, which in turn enables the intensification, acceleration and expansion of the conversion of natural and human converters to build our global industrial society today. It is in this respect, that we can say that the commencement of the world as converted converter comes ontologically first, but only comes to the fore and appears in the course of the subsequent inventions and their further dissemination and development.
We can experience this concretely in the development of thermodynamics. As the energy conversion efficiency of the steam engine is relatively low, the establishment of the world as converted converter by the invention of the steam engine calls for instance for new inventions of new energy converters (e.g. electricity) and subsequent technological developments. It also leads to the development of thermodynamics, starting with studies to improve the efficiency of the steam engine, but since then evolving to the study of nature in theoretical physics and the Earth system today (Kleidon, 2016). Thermodynamics reveals that the world as converted converter can be further characterized by the strife between entropy or disorder and negative entropy or order. On the one hand, the conversion of water to steam power, steam power to mobility, mobility to bricks, bricks to buildings, buildings to cities etc. shows that beings in the world are converted to negative entropy or negentropic concentrations that populate the world as trees and houses, humans and non-humans. On the other hand, as every conversion of energy is accompanied by the loss of useful energy, every being-in-the-world as converted energy is the product of a battle against the loss of energy in the process of conversion. And to the extent that this battle will always turn out to be in vain, each and every negentropic world order as converted energy will be temporary and ultimately converted back into disorder and chaos. In the world as converted converter, both natural and human resources appear as forwardly converted converter to differentiate higher levels of negentropic order (steam—mobility—worker—bricks—buildings—cities etc.), which will in the end be converted backwards due to entropic disintegration. The world as converted converter is characterized by the simultaneous strife between entropy (backward conversion toward disorder) and negentropy (forward conversion toward order), which means that the steam engine, just like each and every being in the world, substantiates this strife.
The Contribution of the Ontology of Technology to Contemporary Debates in Philosophy of Technology
Our analysis of the role of technological inventions in the constitution of world enables us first of all to confirm the first hypothesis we developed in section one. The simultaneous destruction and constitution of world by the invention of the steam engine is not primarily in the hands of a world-making capacity of humanity. It is not humanity that commences the world as converted converter, as humanity is primarily included in this world as a particular converter of energy. But this does not imply that only an external factor, like God or a destiny, can commence the commencement of world, as Heidegger would argue (Heidegger, 2014: 3). On the contrary, the example of the steam engine shows that it is primarily the technological invention of the steam engine that founds the world as converted converter, in which human being-in-the-world is primarily included. The human being is not the subject of the world as converted converter, as this world shapes our existence and action.
When we highlight the role of technological invention in the constitution of world, we do not mean that technology overcomes humanity (Nietzsche, 1988: 14), and that there is no role for human interventions. As we have seen, world is performatively appropriated in the repetition of its founding-grounding of the world as converted converter, to which human beings are primarily responsive in their action and behaviour. Although humanity is not the subject of world-constitution, he is also not merely the object of this world. On the one hand, the transformation of the world as converted converter involves the transformation of human being as relatively immobile and locally embedded subject to human being as mobile and non-local energy converter. On the other hand, it is only in our actual engagement in action and behaviour as energy converters and in the dissemination and further improvement of the steam engine that the world as converted converter is performatively founded. In other words, humanity is a necessary condition for the appropriation of our being-in-the-world. With this notion of the responsiveness of human being, we keep on the one hand the question open whether humanity is absorbed by its technological determination. Technological inventions like the steam engine found world and this world constitution by technological inventions is not without human responsiveness to this world. With this, it is not necessarily implied that humanity is completely absorbed in its technological determination.Footnote 8 We do on the other hand not deny the involvement of human beings in the founding of the world as converted converter, but we reject anthropocentric orientation of the world-making power of humanity based on our analysis.Footnote 9 Our analysis of the role of technological invention in the founding of the appearance of world enables us secondly to substantiate our second hypothesis that technological inventions at an ontic level have an ontological impact and constitute world at an ontological level.
We finish this section by considering the contribution of our ontology of technology to contemporary debates in philosophy of technology.
First, contrary to philosophers of technology like Don Ihde, who concentrate on the ontic mediation and world-shaping of technology, we have seen that technological inventions at an ontic level mediate the world at an ontological level. The invention of the steam engine does not only found a new reality at the ontic level of a new artefact or at the level of a new socio-economic reality, but has an ontological impact as it founds the world as converted converter in which this technology, its dissemination and further development remains grounded. Contrary to philosophers of technology like Martin Heidegger, who concentrate on the ontological mediation and world-shaping of technology by the essence of technology, we have seen that technological inventions at an ontic level mediate world at an ontological level. The interdependency and co-constitutive nature of the invention of the steam engine at an ontic level and the world as converted converter at an ontological level provides good reasons to reject any unilateral focus on either the ontological level of technological invention—i.e. a Heideggerian approach that conceptualizes the essence of modern technology as enframing while neglecting the role of technological inventions like the steam engine at an ontic level—or on the ontic level of technological invention—i.e. a post-phenomenological approach that conceptualizes how the invention of the steam engine creates a new socio-economic reality while neglecting the ontological impact on the world as the whole of being that appears from now on as converted converter.Footnote 10 Our reflections on the ontological impact of the invention of the steam engine provide good arguments to rehabilitate the ontic-ontological difference that was rejected by post-modernist philosophy of technology, e.g. Ihde’s idea that there is no Heideggerian ‘essence’ of technology beyond the many technologies (Ihde, 2010) and Latour’s idea of a flat ontology in which no room is left for an ontological concept of world (Latour, 2016). At the same time, our reflections on the ontological impact of the invention of the steam engine provides good arguments to reject Heidegger’s abstract and essentialist explanation of the technological world. World as converted converter is not destined by an abstract essence of technology, as Heidegger would argue, but founded by the invention of the steam engine.Footnote 11
Second, the ontological impact of a technological invention like the steam engine consists in its destruction of the world as relatively immobile and locally embedded material object that can be transformed by technology (e.g. stone, bronze, iron), and its simultaneous founding of a new world in which the environment appears as relatively mobile and non-local converted converter (e.g. steam, electricity). This ‘creative destruction’ of world is not primarily economic (Schumpeter, 1983), but concerns the appearance of the world as a whole in which we are always already intentionally involved and which constitutes a meaningful interior milieu of meaning for our being-in-the-world (§1). The rehabilitation of an ontological concept of world in philosophy of technology helps to consider the underlying assumptions and conditions associated with particular technologies that lead to the technological society we live in today. Furthermore, the ontological concept of world may provide an appropriate starting point to consider the planetary oikos housing these technologies, which is threatened by these technologies today (Zwier & Blok, 2017). Finally, the ontological concept of world may provide the objective to think a post-Anthropocene world to surmount climate change as destructive side effect of technological progress in our technological society.
Third, our analysis provides good reasons to take a step back and to criticize a Heideggerian diagnosis of the age of modern technology. According to Heidegger, the age of modern technology is characterized by a mutual challenging forth of humanity and nature, i.e. by the omni-presence of being for thinking in its continuous exploitation and use. We can criticize Heidegger, however, as the world as converted converter is not characterized by the omni-presence of being for thinking, but by the strive between negentropy—forwardly converted converters, which might be associated with Heidegger’s omni-presence of being for thinking—and entropy, i.e. the intrinsic tendency to the dissolution of each and every presence. This means that being and thinking are not omni-present but entropic.Footnote 12 The strife between entropy and negentropy that constitutes our being-in-the-world as converted converter remains unthought in Heidegger’s conceptualization of the age of modern technology (Stiegler, 2021; Blok, 2019). We can frame the difference in the following way: while for Heidegger, beings emerge fully as themselves in the omnipresence of Enframing, for us, beings emerge as converted converter, i.e. not as themselves but always other than themselves.Footnote 13
Fourth, we have seen that the constitution of world comes in waves. This means that the constitution of a new world order by the invention of the steam engine is accompanied by the destruction of an existing world. This opens first of all a new perspective on the revolutionary nature of disruptive technologies. The invention of the steam engine is revolutionary, as it can no longer be thought out of the world as relatively immobile and locally embedded material object. This invention destabilizes and in the end destructs the world as relative immobile and locally embedded material object by mobilizing each and every natural and human resource. As such, the invention of the steam engine founds a radically new reality as mobile and non-local energy, in which the world appears as converted converter. The revolutionary nature of a disruptive technology like the steam engine consists in the transformation of the world as a whole—world as immobile and locally embedded material object, world as converted converter—that the invention of the steam engine brings about in advance. We call this the emancipatory potential of new and emerging technologies.
But if technological inventions found world, this means that we cannot blame modern technology for the destruction of the pre-modern world, as Heidegger would argue. All technological inventions can potentially destruct and construct world, including pre-modern technologies. With this, we do not mean that pre-modern technologies already disclose the world as standing reserve for our exploitation, as Peter-Paul Verbeek would argue (Verbeek, 2005: 69). Contrary to such an a-historical perspective on pre-modern technology, we argue for a radical historical perspective on the potential ontological impact of technological inventions on world constitution. With this, we do not only reject Heidegger’s a-historical perspective on pre-modern technology. His idea that the tool (e.g. a hammer, a pen) appears in its serviceability and usability as equipment in order to hammer, to write etc. is not a-historical and subsequently destructed by modern technology.Footnote 14 On the contrary, we can argue that the world as equipment is embedded in the world as converted converter, as only in the world as converted converter, beings are only discussed in terms of their ‘serviceability’ and ‘usability’. Only in the world as converted converter, there is no material, temporal and geographical constraint and is everything ready at hand for our practical engagements in the world (Heidegger, 1993: 66–69). The world as converted converter grounds both Heidegger’s ‘original’ world of equipment and its deviation in modern technology, i.e. enframing.
The radical historicity of technology provides also a new perspective on future waves in world-founding by technological innovations. If the ontological impact of technological inventions on world-founding comes in waves, we have to reject the unique position Heidegger ascribes to modern technology. According to Heidegger, the supreme danger involved in modern technology is that humanity “everywhere and always encounters only” him or herself and is no longer aware that technology mediates our experience of world at an ontological level (Heidegger, 1977: 27). For this reason, he argues in his late Spiegel interview that only a God can save us. But if the invention of the steam engine destructed the world as relatively immobile and locally embedded material object, new and emerging technologies might destruct the world as relatively mobile and non-local converted converter in the future. We don’t have to rely on God to disrupt the world of enframing, because new and emerging technologies have the principal possibility to destruct the world as converted converter in the future.
Fifth, this conceptualization of the world-founding capacity of technological inventions limits any monolithic and deterministic understanding of the technological world, as the emergence of new technologies at an ontic level may always involve the destruction of the existing world. The principal possibility of the transformation of the world due to technological inventions enables us be less pessimistic or even fatalistic about the technological world, like Jaspers, Ellul and Heidegger. Of course, geoengineering and synthetic biology may embody the greatest danger for human and non-human survival in the world. At the same time, new technologies might be invented that disrupt the world as converted converter and constitute a new world in the future. We call this the emancipatory potential of technological inventions, that repetitively appropriate the world in which they are grounded on the one hand, but can also potentially disrupt the existing world and found a new world like the steam engine once did on the other.
In the next section, we consider these contributions of our non-anthropocentric, non-essentialist and non-determinist ontology of technology in light of the discussion of the world-historical significance of climate change.