Land use and water management have considerable impacts on regional climates. This paper proposes that in humid regions with low wind patterns the construction of hydropower storage reservoirs contributes to the increases in the probability of precipitation in the regional climate. This observation has been tested with a methodology that calculates the cumulative influence of reservoir construction in the basins surrounding with a proposed index named Cumulative Impact of Existing Reservoirs, and compares this index with the historical flow of the rivers. It was found that the construction of reservoirs in Brazil had a considerable impact on its river flows.
Land use can have a substantial impact on the climate and precipitation profile of a region. These impacts can be very diverse. For instance, conversion of forest into agricultural land affects precipitation patterns (Li et al. 2009; Adnana and Atkinson 2011; Price 2011), the impact of deforestation can affect regional average temperatures (Bonan 1997) as well as other impacts (DeAngelis et al. 2010; Mueller et al. 2015; Chen and Dirmeyer 2017). Apart from the changes in land use, water consumption patterns, which affect the evapotranspiration of a region, also affect the regional climate (Hunt and Leal Filho 2018; Liu et al. 2018; Zou et al. 2018). A particular area of research that has gained much attention is the impact of agriculture irrigation on regional temperature and precipitation (Kueppers et al. 2007; Thiery et al. 2017; Chen and Jeong 2018; Chen and Dirmeyer 2019). Looking in detail into these studies, it can be concluded that agricultural irrigation increases the humidity of the soil and atmosphere, and for evaporation to occur, water extracts heat from the air, which reduces the regional average temperature. In other words, land and water management have an important impact on regional climate (Betts 2001; Tomer and Schilling 2009). This correlation between land and water management and climate has even been proposed as a regional adaptation measure for global warming (Hirsch et al. 2017), and included into weather forecast models (Li et al. 2018).
There are several research projects on the impact of climate change on hydropower generation (Markoff and Cullen 2008; Madani and Lund 2010; Hamududu and Killingtveit 2012; Gaudard et al. 2013; Viola et al. 2015; Arango-Aramburo et al. 2019). However, only a few papers study the impact of hydropower reservoirs on the climate, see for example Wu et al. (2012), Song et al. (2017), and Balagizi et al. (2018). This might be due to the low surface area of hydropower reservoirs around the world. However, when considering large reservoirs such as the Three Gorges Dam, their impact on the regional climate can be important. Other cases where large reservoirs are common are in Brazil, Russia, and Canada.
Looking at the impact of large reservoirs on the overall basin flow, large hydropower reservoirs result in high levels of evaporation, which reduces the overall yearly river flow downstream (Beilfuss 2010; López-Moreno et al. 2014; Zhang et al. 2015; Digna et al. 2018). In Brazil, the Southeast region presents two well-defined seasons, of which one is a dry season where relative humidity strongly decreases. Usually, relative humidity is at its minimum from August to the beginning of October, and evaporation peaks. Although this period is long, it occurs when reservoir levels and river flows are at their lower levels (Althoff et al. 2020), which reduces evaporation losses.
During the wet season in the Southeast region in Brazil, the average relative humidity of the atmosphere at the surface is very high, and this considerably reduces the reservoir evaporation. On the other hand, by increasing the regional humidity through evaporation, the evaporation contributes to the increase in precipitation in the region. This paper argues that in the Brazilian Southeast river basins the larger the hydropower reservoir surface area is, the higher the precipitation in the region and the larger will be the flow of the river. Many studies argue and can be cited to back up this affirmation using similar assumptions and methodologies (Degu et al. 2011; Duerinck et al. 2016; Lathuilliere et al. 2016). During the dry period, precipitation is substantially reduced and any contribution from the reservoir to a possible increase in precipitation would be considerably smaller than during the wet period.
Historically, the Brazilian energy sector has been affected by multiple energy crises of different durations and geographic ranges such as the crises of the years 1924, 1944, 1955, 1964, 1986, 2001, and 2014 (Hunt et al. 2018a). In most cases, the causes of crises were associated with climatic conditions, what directly impacts the hydro dominant power system of the country. After the water and energy crises, a great effort was made by the governments to replenish the levels of the reservoirs of the hydroelectric plants to avoid future crises.
The Brazilian Southeast has been suffering a considerable reduction of river flow on the upper Paraná River basin, since the 2014–2015 drought (Melo et al. 2016; Hunt et al. 2018b). This paper argues that the reduction in river flow is partially caused by the reduction in the storage reservoirs at the head of the river.
This paper is divided into four sections. Section 2 explains the impact of the hydropower reservoir levels on regional precipitation and presents the methodology used to validate the theory, based on the construction of new reservoirs. Section 3 presents the results of the paper. Section 4 discusses the findings of this research. Section 5 concludes the paper.
In Brazil, hydropower reservoirs have very large flooded areas (Dias et al. 2018). For example, considering the 21 dams, with a reservoir surface area larger than 50 km2, inside or on the border of the São Paulo State, these occupy a total area of 8766 km2. This is equivalent to 3.53% of the area of the whole state, see Table 1. Given the large percentage of reservoir area in Brazil, this paper argues that these reservoirs have a strong impact on the regional climate. For instance, the total reservoir area in Brazil is around 37,022 km2 (ONS 2013), which is similar to the area of Switzerland. Furthermore, the reservoirs increase the soil humidity of the basin, particularly in sedimentary basins with a low slope.
Most storage reservoirs in Brazil were designed without consideration for social and environmental impacts on its surroundings (Nilsson and Dynesius 1994; Passamani and Serpa Cerboncini 2013; Dai et al. 2018); thus, they have a large flooded area variation, as presented in Table 2 (Hunt et al. 2018a). Some very large reservoirs are left with only 30% of the flooded area during the dry period when the environment and surrounding communities need water the most.
Approximately 70% of Brazil’s hydroelectric energy storage capacity are in the Southeast and Central-West region of Brazil. When there is a drought in this region, the energy storage reservoirs do not fill up and the country must increase thermoelectric generation, raise electricity prices, reduce electricity demand, and even implement electricity rationing policies. The concentration of 70% of the country’s energy storage capacity in a region with similar climatic behavior, including a similar seasonal pattern, results in an enormous vulnerability of the Brazilian electric sector and is one of the main causes of the energy crises in the country.
The methodology proposed in this paper assumes that the increase in reservoir flooded area in one region increases the precipitation of the region, and reduces the precipitation of the regions surrounding it. To verify this methodology, a model has been developed focusing on the construction of reservoirs. The model consider changes in flooded areas with the construction of reservoirs and the distance of the reservoir from the basin under analysis. It does not take into account other land use changes, such as deforestation, irrigation, and urbanization.
This thesis is particularly difficult to prove because there are two correlations between precipitation and reservoirs. One causal correlation and the consequential correlation. The consequential correlation is the easiest to understand. When it rains more than the average, reservoir fills up. The causal correlation is more difficult to justify, and is the objective of this paper. When the reservoirs are full, more rain happens.
The method proposed to analyze the impact of the construction of new reservoirs on river flow considers the creation of an index named Cumulative Impact of Existing Reservoirs index (CIER), which is an empirical value product of the area of the existing reservoirs in a basin and a coefficient which varies with the distance between the reservoir under analysis and the basin affected by these reservoirs, see Eq. (1) and Table 3. The model only considers dams that have a reservoir larger than 50 km2. This model is then compared with the observed flow of the river where the main reservoirs are located. If the results obtained through this method vary similarly to observed river flows, then the method can be validated. A representation of the basins under analysis and the impact of reservoirs in the Southeast and Southern region basins is shown in Fig. 1.
is the Cumulative Impact of Existing Reservoirs index for year y on the flow of the river under analysis.
is the index of the reservoirs with flooded areas larger than 50 km2.
is the index of the distance (km) between the existing reservoirs at year y and the river basin under analysis. In the model, the reservoir has a fixed coordinate and the basin has multiple coordinates, one per grid cell.
Ar is the reservoir area (km2).
cd is the coefficient of reservoir impact (%) at distance d km for the basin under analysis.
The coefficient of reservoir impact, as described in Eq. (1) suggests that reservoirs close to the basin under analysis will contribute to increase the flow of the river, while reservoirs far from the river will contribute to reducing the flow of the river. This is because a warm and humid weather front from the Amazon or a cold front from the South reaching the Southeast region brings a limited potential for rain harnessing. If the chance for rain in one location increases, this reduces the chance of rain in locations on the surroundings. For example, if the rain event happens close to the Itaipú reservoir, it will reduce the potential for rain to happen in the regions surrounding the Itaipú reservoir. If the reservoir is very far from the river basin, its impact is neglected. The correlation between the distance of the reservoir to the basin and impact on the river flow was found to have different profiles for river basins in the Southeast and South regions of Brazil. The correlation applied to the results in this paper is presented in Table 3. The coefficient of reservoir impact and the impact radius have been proposed by the authors and adjusted with a trial and error approach to fit the CIER index as much as possible with the observer flowrate of the basins in the Southeast and South regions.
The data used to reproduce the basins’ boundaries were taken from HydroBASINS (Lehner and Grill 2013). This data has been transformed into gridded data with a resolution of 0.25°. The details of the reservoirs considered in this study, such as coordinates, construction date, and flooded areas were taken from the Brazilian National Grid (ONS 2013).
After the CIER index is calculated with Eq. (1), the value is adjusted to facilitate the comparison with the 9-year running average dam natural inflow. These adjustments are made with the addition of a constant “b” and multiplication of another constant “a” to the CIER index. The final selected a and b constants are a result of the smallest Euclidean distance as described in Eq. (2).
EDis the Euclidian distance between the adjusted CIER index curve and the 9-year running average dam natural inflow.
a and b are constants to adjust the CIER index. a varies from 100 to 0.01, and b varies between plus and minus the maximum value of the dam natural inflow.
Fy is the 9-year running average dam natural inflow in (m3/s) on year y.
Y is the total number of years with data available.
The Cumulative Impact of Existing Reservoirs index has been compared with the historical natural river flows for the Itaipú, Furnas, Barra Bonita, Três Marias (Fig. 2), Rosana, Salto Santiago, Machadinho, and Passo Real Dams (Fig. 3). The natural river flow assumes that there are no dams on the river and that the precipitation in the basin would flow to the location under analysis with no human intervention. The CIER index is calculated for each year, assuming the with Eq. (1) and is adjusted to fit in the same axis as the yearly dam flow to facilitate the comparison. The variation of the CIER index in Fig. 2 is compared with the historical river flows to validate the methodology described in this paper and as a form to justify the changes in the natural river flow of the dams under analysis and show that the proposed methodology in the paper has valid fundaments.
Figure 2 (a) shows that the 9-years running average dam natural inflow at the Itaipú dam location started to increase from 1950 (when a lot of dams were built in the basin) until it reaches a relatively constant value, similarly to the adjusted CIER index. The similarity between the 9-years running average dam natural and the adjusted CIER index indicates that the thesis proposed in this paper is valid. Thus, the reason for the observed increase in flow in the Itaipú Dam from 1930 to 2018 is a result of the construction of dams in the Paraná Basin, which resulted in an increase in precipitation in the basin. As the Itaipú dam is the most downstream dam in the Paraná Basin, thus, it receives a positive contribution from all reservoirs in the Paraná Basin.
Figure 2 (b) presents the analysis for the Furnas Dam, where the historical flow constantly fluctuated. The adjusted CIER index for Furnas also fluctuates with the construction of the reservoirs in the southeast region, however, this fluctuation does not match the historical flow. The variation in flow in the Furnas Dam is better explained by the level of the reservoirs of existing reservoirs, as explained in Section 4.2. It can be seen, however, that the CIER index indicates that there is no overall tread for increasing of reducing the flow of the dam, which is what happens with the 9-years running average dam natural inflow. The historical flow 9 years running average increases with the construction of Mascarenhas, Furnas, Marimbondo, and Água Vermelha and reduces with Ilha Solteira, Itaipú, and Porto Primavera.
Figure 2 (c) presents the analysis for Barra Bonita Dam, where its historical flow 9–years running average matches almost perfectly with the adjusted CIER index. That is, increasing with the construction of Barra Bonita and Promissão Dam and reducing with the construction of Ilha Solteira, Itaipú, and Porto Primavera. Barra Bonita is a good indication that the proposed methodology is valid. The change is storage are might not have a substantial impact on the discharge when compared with the Furnas Dam, because the maximum flooded area of Barra Bonita is only 310 km2, while Furnas is 1.442 km2 (Table 2). Thus, the impact of dam construction in Barra Bonita might be higher than the impact of the reservoir level variation.
Figure 2 (d) presents the analysis for Três Marias Dam and behaves similarly to Furnas, and that its flow increases with the construction of Três Marias and Furnas and reduces with the construction of Ilha Solteira, Itaipú, and Porto Primavera. Its intense fluctuation is also best explained with the reservoir level variation (Section 4.2), as Três Marias has a large flooded area (1064 km2) and a flooded area maximum variation of 64%.
Generally, the construction of the plants in Paraná River, Ilha Solteira, Itaipú, and Porto Primavera increased the precipitation in Itaipú Dam and reduced the flow in Furnas, Barra Bonita, and Três Marias Dams. It is important to notice that the river flow from Furnas, Barra Bonita, and Três Marias considerably drops after 2014. This is due to the 2014 drought in the Southeast region, which considerably impacted the reservoir levels. This impact is not related to the construction of new reservoirs, but with the storage levels of the, existing reservoirs, which were very low. This is discussed in Section 4.2.
In the south, the Rosana Dam historical inflow 9-years moving average starts to increase in 1965 and remains relatively constant until 2018 as shown in Fig. 3 (a). This variation follows the tendency seen in the adjusted CIER index of the dam and increases with the construction of the Jurumirim, Chavantes, Capivara and Itaipú, and Porto Primavera Dams. This is because of the proximity of the Rosana Reservoir to large run-off the river reservoir such as Porto Primavera and Itaipú.
The Salto Santiago Dam historical 9-year average inflow varies accordingly with the adjusted CIER index of the dam and its flow increases with the construction of Passo Fundo, Bento Munhoz, Salto Santiago, Ita, Salto Caxias, Machado, and Barra Grande as shown in Fig. 3 (b). Figure 3 (c) shows that Machadinho Dam historical 9-year average inflow varies similarly to the adjusted CIER index and increases with the construction of Passo Fundo, Bento Munhoz, Salto Santiago, Itá, Salto Caxias, Machadinho, and Barra Grande Dams. Figure 3 (d) shows that the Passo Real Dam historical 9-year average inflow varies similarly to the adjusted CIER index, and increases with the construction of Ernestina, Passo Fundo, Passo Real, Bento Munhoz, Salto Santiago, Itá, Salto Caxias, and Machadinho Dams. All dams analyzed in the South of Brazil have increased their yearly discharge from 1930 to 2018. This increase in discharge could be a consequence of the impact the construction of dams in the region had in the regional climate, increasing precipitation, as proposed in this paper.
4.1 Impact of reservoirs on regional humid climates
A possible explanation for the impact of reservoirs in humid climates is that, during the wet period, the Southeast region of Brazil (between November and April), the average humidity is around 70% with low average wind speeds (INPE 2019). Thus, the evaporation is low and the additional evaporation, contributes to increasing regional precipitation, which ultimately increases the river flow of the reservoir. When the storage reservoirs are full, the flooded area and the soil humidity surrounding the reservoir increases. This increases evaporation rates, which increases the humidity of the air and reduces the temperature of the regional climate. With a more humid and colder atmosphere, when a warm and humid weather system reaches these reservoirs, the chance of precipitation increases. On the other hand, when storage reservoirs are empty, the flooded area and soil humidity surrounding the reservoir are lower. This reduces evaporation rates, which reduces the humidity of the air and increases the temperature of the regional climate. With a less humid and warmer atmosphere, when a warm and humid front reaches these reservoirs, the chances of precipitation reduces. A visual representation of this phenomenon is shown in Fig. 4.
The impact of the construction of dams might only increase the river flowrate of the basins in humid regional climates with low speed with patterns. This is because the high humidity reduces the evapotranspiration potential and the low wind speed patterns maintain the humidity levels surrounding the reservoir high. Other regions, for example, the Keban Dam in Turkey, the impact of the reservoir in precipitation patterns was negligible (Downing et al. 2006).
4.2 Impact of reservoir operation on a regional humid climate
Apart from the impact of the construction of reservoirs, the operation of the reservoirs might also impact the regional climate. This relation could be analyzed comparing the precipitation in the region of Itaipú (Fig. 5 (a)) and Emborcação (Fig. 5 (b)), with the reservoir levels in the Southeast region, which is a good indicator of the reservoir flooded area of the region. This is because, the largest seasonal and multi-annual storage reservoirs in Brazil are located surrounding the Emborcação reservoirs, thus, the flooded area surrounding Emborcação will vary considerably with the storage capacity of the country. On the other hand, the surroundings of Itaipú are where most of the run-of-the river dams are located. In other words, regardless the change in energy storage of the country, the flooded area of the reservoirs surrounding Itaipú does not vary substantially. This is represented in Fig. 6 (a) and (b).
Figure 6 presents an axial representation of the existing hydropower dams in the Paranaíba river (from the Batalha Reservoir to Ilha Solteira Reservoir) and Paraná River (from Ilha Solteira Reservoir to Itaipú Reservoir). Most of the dams in the Paranaíba River have substantial storage capacity. This large storage capacity results in a total flooded area of 5512 km2, when reservoirs are full, and flooded area of 3298 km2, when reservoirs are empty. This consists of a total flooded area variation of 40%. The dams in the Paraná River, where the Itaipú Dam is located, are run-of-the-river and have limited storage capacity and their flooded area varies from 3817 km2, when full, and 3591 km2, when empty, which consists of a total flooded area variation of 6%. Thus, when the storage levels of the Southeast region are low, the flooded area of the dams upstream are much more impacted than the flooded area of the dams downstream. Considering the methodology proposed in Fig. 4, during the wet period, there would be more precipitation on the upstream dams if the storage reservoirs are full and more precipitation on the downstream dams when the storage reservoirs are empty.
This analysis is intended to show that, when the Southeast reservoirs are full, there is more precipitation at the head of the river, where the storage reservoirs are located and where the combined hydropower generation head of the dams in cascade is as high as 600 m. When the reservoirs are empty, there is more precipitation downstream of the river, where the run-of-the-river dams are located, and the hydropower generation head is limited to the Itaipú Dam with only 112 m.
The impact of reservoir operation on basin river flows is presented in Fig. 7. The 9-year average precipitation surrounding the Emborcação Dam follows the Southeast energy storage percentage. This is expected because the inflow is directly proportional to the water and energy storage of the reservoirs, given that the inflow fills up the reservoir. What should be observed in detail is that when the reservoirs are lower, the chances of precipitation happening in Itaipú increases. In other words, when the Southeastern reservoirs are low, the rain that would normally happen in the region is diverged into Itaipú, where the flooded area does not vary because the reservoirs surrounding it are mostly run-of-the-river.
4.3 Use of reservoirs to reduce climate vulnerability
Climate change will increase the frequency and intensify floods and droughts (Ehsani et al. 2017). Having a clear indication that a particular year will result in severe floods in humid regions, more hydropower can be generated, reducing reservoir levels, as an approach to reduce the chances of precipitation and, thus, the impacts of floods. On the other hand, if there is a clear indication of a drought in the following months, hydropower can be curtailed for the dam level to increase, to increase the chances of precipitation. This alternative to manage the climate can be a strong alternative to mitigate vulnerabilities in the water and energy sectors of humid climates.
Brazil’s economy strongly relies on agriculture, which in turn relies on rainfall patterns and river flow. Many studies discuss the increase in small reservoir numbers for reduced water vulnerability (Andreini et al. 2003; Krol et al. 2011; Malveira et al. 2012; Dong et al. 2019; Althoff et al. 2020). The Southeast region has gone through eight severe droughts since 1920 (Hunt et al. 2018b). In 2001, a great effort was made to allow the reservoirs to return to their original levels. This resulted in a short-term water and energy crisis. However, in the 2014 crisis, there was no operational policy in place for the reservoir levels to return to their previous levels so the average annual precipitation on storage reservoirs has not yet returned to previous levels. To increase precipitation and hydropower generation in Brazil, the government should focus on operating thermal power plants to allow the storage reservoirs to be replenished. The storage reservoirs should be kept at a level of at least 60% at the end of the dry period to increase the river flow during the wet period, as suggested by the theory proposed in this paper.
One possible issue form this operational change is that the storage capacity available in the river would reduce as the reservoirs are kept partially full. This could increase the amount of water spilled in the dams without generating electricity. This spillage would further increase, particularly, if the impact of the full reservoirs increases the regional precipitation and the river flow. A possible solution to this is to build new reservoirs to increase the storage capacity of the river, looking particularly at seasonal pumped-storage plants, which require a small flooded area and have reduced social-economic and environmental impacts (Hunt et al. 2014, 2017, 2018a, 2019), or store energy seasonally within energy crops (Hunt et al. 2016).
Other options to increase the hydropower generation in Brazil include reducing the flooded area in the Paraná River. This could be done by operating the dams at minimum water level or replace the Porto Primavera Dams by two or three smaller dams to reduce its flooded area. This would more than half the flooded area and, thus, reduce the rain that falls directly in the Paraná river basin, with low hydropower potential, but increase the rain on Paranaíba, Grande, and Três Marias Rivers, where most hydropower potential is located.
This paper has shown that large reservoirs have a considerable impact on the regional climate and these impacts should be considered when planning for the construction of reservoirs in the future, as the reservoirs will impact not only the availability of water in the river basin but also the regional climate, and the climate of the regions surrounding it. In order to increase the hydropower generation in Brazil, which has been at a below-average level for around 5 years, one possible solution is to allow for the increase in the reservoir levels of its dams, which in turn might increase the probability of rain on the head of the basins of the southeast region of Brazil.
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Open access funding provided by International Institute for Applied Systems Analysis (IIASA). We would like to thank the CAPES Brazil and IIASA for the research grant and postdoctoral research fellowship and the R&D funding from the Brazilian Agency of Electric Energy, Enercan, BAESA, Ceran, Foz do Chapecó, Paulista Lajeado Energia and CPFL.
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Hunt, J.D., Falchetta, G., Zakeri, B. et al. Hydropower impact on the river flow of a humid regional climate. Climatic Change 163, 379–393 (2020). https://doi.org/10.1007/s10584-020-02828-w
- Land use
- Regional climate
- Water management