In this section, we generalise the forms of arguments described in the previous section in order to formulate a scheme for new ethotic arguments (Sect. 5.1). We then reformulate the scheme of the classic ethotic arguments in order to uncover the similarities and differences between the new and standard types of reasoning from ethos (Sect. 5.2). Finally, we argue that these two subspecies of ethotic argument are in fact the realisation of the same general reasoning pattern regarding two different dimensions: associations between public figures and extra-linguistic objects, and associations between speakers and propositions they publicly declare (Sect. 5.3).
Scheme of New Ethotic Arguments
According to the analysis in Sect. 4, the newly identified type of reasoning from character to actions in the world contains two linked premises which express association and ethos. In both its positive and negative form, the first premise states that an extra-linguistic object (the Palace of Culture and Science, the “Fantastic Beasts” movie, the portrait in Bristol lord mayor’s office, the cottage in Glencoe, the Columbus Day name) is associated with a public figure (Stalin, Depp, Colston, Savile, Columbus, respectively). Ethotic premise, on the other hand, has in these forms the opposite polarity: it states that the person has a bad character (in the case of negative form) or good character (in the case of positive form).
As argued in Sect. 4.1, the conclusion of the negative new ethotic argument is formalised as the negation “should not be” in order to make it analogous to the standard ethotic argument. Thus, the conclusion in 3 is reconstructed as “The Palace of Culture and Science should not be kept”, the conclusion in 4 as “The “Fantastic Beasts” movie should not be watched”, and the conclusion in 6 as “Savile’s cottage in Glencoe should not be preserved”. We apply analogous procedure to the scheme of conclusion in the positive new ethotic arguments to match it with the form of pro homine arguments: the conclusion in 5 is reconstructed as “Edward Colston’s portrait should be kept in Bristol lord mayor’s office”, and the conclusion in 7 as “The name Columbus Day should be kept”.
Despite following the schemes of classic ethotic arguments, we still did not obtain a general form of reasoning which associates ethos with objects. In the standard account, the conclusion always expresses that an argument should not / should be accepted (in the negative / positive form, respectively), while in the new account – what should not be /should be done differs: the conclusion recommends that an object should not / should be kept, watched, preserved and so on. Hence, to formalise the conclusion of the new ethotic arguments, we propose to reformulate it, so that its subject denotes an action in the world regarding an extra-linguistic object \(A_w(o)\), while its predicate indicates that this action should not / should be performed. In consequence, the full reconstruction of conclusions in our examples will be as follows: “Keeping the Palace of Culture and Science should not be performed”, “Watching the “Fantastic Beasts” movie should not be performed”, “Preserving Savile’s cottage in Glencoe should not be performed”, “Keeping Edward Colston’s portrait in Bristol lord mayor’s office should be performed” and “Keeping the name Columbus Day should be performed”.
Notice that in real-life practice conclusions in negative ethotic arguments are often expressed in a positive form (“should be”) rather than as a negation (“should not be”), yet they then regard destructive actions (“demolished”, “blown up”, “erased”, “removed”) rather than constructive ones (“kept”, “preserved”, “revered”). That is, the negative form introduces a negation into a polarity of an action or into the recommendation to perform an action, i.e. that a negative action should be performed or that a positive action should not be performed. Following the standard account of ethotic arguments, we choose the second formulation in the scheme of new negative ethotic arguments, yet their instantiations in natural language do follow both of the patterns. A similar tendency holds for the positive ethotic arguments: the ‘positive form’ of ethotic arguments means that we conclude to recommend that a positive action should be performed, still it can be expressed in a double negation form, i.e. that a negative action should not be performed (see Example 5). In our account the scheme of conclusion in the new type of reasoning from character to actions describes a positive action in the world regarding an object, which is denoted as \(A^+_w(o)\).
The argumentation scheme for reasoning which is founded upon the association between ethos and objects in the world can be then summarised as follows (the notation used here does not belong to any formal language and it is used just for convenience and clarity):
Ethotic Argument about Object Associated with Person
- Premise 1::
-
The object o is associated with i.
- Premise 2::
-
The person i has a bad / good character.
- Conclusion::
-
Therefore, the positive action in the world regarding this object, \(A^+_w(o)\), should not / should be performed.
Scheme of Standard Ethotic Arguments
In this section, we go back to the schemes of the classic ethotic arguments and show how they can be reformulated in such a way which allows for juxtaposition and comparison of the new and the classic subspecies of reasoning from character. To this end, we will analyse an example of direct ad hominem argument studied by (Walton et al. 2008, p. 145) (taken from (Engel 1980, p. 130)):
-
(9)
-
a.
We need not consider this piece of social legislation.
-
b.
It was, as you know, introduced by Senator Farell, who is just not a very socially enlightened person.
In Sect. 3, we claimed that the association between an object and a public figure legitimises the inferential step from character of the person to an action towards this object (Premise 1 of the scheme of new ethotic argument in Sect. 5.1). In contrast, an analogous premise in the standard approach expresses that a person performed a speech act with a given propositional content, i.e. a person said an argument or \(\alpha \) (in the negative and positive form, respectively). Yet saying something, e.g. introducing a piece of social legislation in 9, can be viewed as a kind of association as well: by introducing a piece of legislation (marked in bold in 9b), Senator Farell becomes associated with this piece. In other words, the association between a proposition and a speaker becomes a perlocutionary effect of performing by the speaker a speech act which contains this proposition as a content. For example, the perlocution of a speech act of introducing a piece of social legislation by Farell establishes an association between this piece of legislation and Farell.
The ethotic premise in standard ethotic arguments is the same as Premise 2 in the new account. In the example above, the fragment in italic in 5.2 contains a premise of bad character, in which Senator Farell is referred to as “not a very socially enlightened person”.
In Sect. 5.1, the conclusion in the new account has been reformulated, so that the reference to an action is moved from a predicate to the subject (a predicate refers now to the performance of this action). If we want to make these two subspecies of ethotic arguments analogous, then we need to reformulate the conclusion of the classic ethotic argument in the similar manner. Thus, instead of reconstructing the conclusion in 9a as “The piece of social legislation should not be accepted”, we can formulate it as: “Accepting the piece of social legislation should not be performed”. Since standard ethotic arguments always describe a positive action of accepting a proposition, we introduce a symbol \(A^{acc}\) which denotes an action, A, of accepting, acc.
The argumentation scheme for reasoning founded upon the association between a proposition and a speaker is summarised below. This association is established through perlocutionary effect of a speech act which: (1) has this proposition as its content, and (2) was performed by this speaker.
Ethotic Argument about Proposition Associated with Speaker
- Premise 1::
-
i performed a speech act with a propositional content p.
- Premise 2::
-
The speaker i has a bad / good character.
- Conclusion::
-
Therefore, the action of accepting this proposition, \(A^{acc}(p)\), should not / should be performed.
Such a formulation of the scheme of standard ethotic arguments makes it easy to demonstrate the difference between the standard account and the new account. It can be argued that the conclusion of the latter can be further reformulated to fit into the scheme of standard ethotic arguments, e.g., as “Accepting that the action in the world of keeping the Palace of Culture and Science should not be performed should be performed”, where “The action in the world of keeping the Palace of Culture and Science should not be performed” is a propositional content p. But this is exactly a problem here: in new ethotic arguments, such as in the Stalin example, a person, whose character we use to reason (Premise 2), did not perform any speech act with this content. In other words, the difference between these two subspecies of ethotic arguments lies in the type of association expressed in Premise 1: Stalin did not perform a speech act with the content p, he is symbolically associated with the object o.
Still we can abstract from the type of association in this premise, if we consider any connection between a person and some x which is a proposition or an object. As a result, we arrive at the most general scheme which covers both the standard and the new subspecies of ethotic arguments. We discuss this scheme in the next section.
Scheme of General Ethotic Argument
The schemes introduced in the previous sections reveal that the standard and the new ethotic arguments are in fact two subspecies of one general pattern of reasoning from an association between x (which is either an extra-linguistic object or a propositional content of a speech act) and i (who is a public figure or a speaker) to a recommendation that a positive action (either in the world or of accepting) regarding x should not or should be performed. Thus, we introduce the following general scheme for reasoning from ethos:
Ethotic Argument
- Premise 1::
-
x is associated with i.
- Premise 2::
-
i has a bad / good character.
- Conclusion::
-
Therefore, the positive action \(A^+(x)\) should not / should be performed.
This general scheme allows us to make a few observations regarding the two subspecies of ethotic arguments. First, their conclusions always describe nested actions: they describe a directive speech act(ion), lets call it sA \(_d\), of recommending, advising, suggestingFootnote 9 that another action, called \(\textit{A}^{\prime }\), should not or should be done. This action can, for instance, be an action of keeping, watching, preserving an object or accepting a propositional content such as a piece of social legislation. In the standard account, however, there is a third action described in Premise 1: a speech act(ion), called sA \(^\prime \), which associates a speaker with a propositional content p. In other words, in standard ethotic arguments the conclusion describes a directive speech act \({sA}_d\) that an action A \(^\prime \) of accepting a content of a speech act sA\(^\prime \) should not / should be performed.
Now it becomes apparent that while standard ethotic arguments fall into the category of theoretical reasoning, new ethotic arguments belong to the category of practical reasoning.Footnote 10 That is, the former type of argumentation supports a recommendation or an advice regarding the knowledge: the recommendation whether or not to accept a proposition p based on testimony (see social epistemology mentioned in Sect. 1). The latter type of argumentation, on the other hand, justifies a recommendation or an advice regarding our lives: the recommendation whether or not to perform an action regarding an object o situated in the public space (see (Fairclough 2016; Macagno and Walton 2018) for the analysis of practical reasoning in public debates).
As a result, standard ethotic arguments are suited for theoretically oriented dialogues such as persuasion, while new ethotic arguments play an important role in deliberation dialogues (Walton and Krabbe 1995). This means that these two subspecies of ethotic arguments will commit the speakers to either opinions (in case of standard ethotic arguments and persuasion) or actions (in case of new ethotic arguments and deliberations). In the latter type of dialogues, an initial need for action is addressed by an attempt to reach a decision (as a main goal) and influence outcome (as a an individual goals of participants). For example, in a debate on cultural heritage one expert may recommend that a statue should be taken down, because it commemorates a Confederate who was a slave trader, and another expert may advocate that it should be preserved, since it glorifies a great general. This debate is initiated by a need for an action: to take down or to preserve the statue, and aimed to reach a decision which action to execute. Of course, individually each expert will have their personal goal to influence an outcome: the first expert will give arguments which might lead to removing the monument, and the second expert will put an effort into convincing to keep the statue.
Both subspecies of general scheme for ethotic arguments can be viewed as an abstraction of a more complex reasoning which involves more than one inferential step. For instance, we could reconstruct that a conclusion, which immediately follows Premise 1 and Premise 2, has a form: “Therefore, x has a bad / good feature”. In the case of new ethotic arguments, this feature can be linked to a goal in favour of which we argue in practical reasoning, i.e. “Therefore, o is desirable / not desirable” (the goal in the practical reasoning is the desired feature in the state of affairs brought about by the action (cf. Atkinson and Bench-Capon 2007, p. 858)). This intermediate conclusion allows us then to infer that “Therefore, action \(A^+(x)\) should not / should be performed” by virtue of the scheme of practical reasoning. In the case of standard ethotic arguments, Macagno (2013) demonstrated that there are more purposes of ad hominem arguments than just to undermine interlocutor’s arguments – they can support different conclusions such as forcing an interlocutor to withdraw a viewpoint or block the dialogue. This paper focuses on the most abstract formulation of schemes for new ethotic arguments which draws a parallel with a standard account of arguments such as direct ad hominem arguments studied in (Walton et al. 2008). Thus, a more fine-grained model, which unpacks detailed structure of reasoning involving ethos, needs to be investigated in the future.